UBS Group AG

13F filer, CIK 1610520, ZURICH, Switzerland

UBS Group AG reported $459,013,256,203 across 9,448 holdings for the quarter ended 2024-09-30, in a 13F-HR filed 2024-11-14. Its ten largest share positions make up 20.99% of the portfolio.

Filed 2024-11-14 (acceptance time not in the bulk data set), ingested 2026-10-07 18:26:56 UTC13F-HR 0000950123-24-011557

Period: 2024-09-30
Reported value: $459B
Holdings: 9,448
Top 10 weight: 20.99%
New: 1,186
Sold out: 1,202

Part of the filer group UBS Group AG

Credit Investments Group, a distinct business unit of UBS Asset Management (Americas) LLC UBS AG +12 others

How groups are built

Largest buys vs the previous quarter

Security	Shares change	Approx. value
AVGOadded	+23,229,676	$4.01B
METAadded	+1,348,927	$772M
AAPLadded	+2,754,986	$642M
NVDAadded	+5,157,833	$626M
LLYadded	+633,098	$561M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
NKEreduced	-13,587,744	-$1.2B
TSLAreduced	-2,047,442	-$536M
ACWIreduced	-2,288,437	-$274M
MTCHreduced	-6,892,686	-$261M
CRHreduced	-2,511,073	-$233M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2024

Share positions as resolved from 13F-HR 0000950123-24-011557, largest first. % of portfolio is the value over $356,999,205,851, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Latest event	Timeline
MNYWWMONEYHERO LIMITED	1,000	$33	<0.01%	-41,832		Timeline
CRGOWFREIGHTOS LTD	473	$33	<0.01%	+377		Timeline
ADIVGUINNESS ATKINSON FDS	2	$33	<0.01%	0		Timeline
JOBY AVIATION INCJOBY AVIATION INC	52	$33	<0.01%	0
NZUSSPDR SERIES TRUST	1	$33	<0.01%	new		Timeline
SOS LIMITEDSOS LIMITED	42	$33	<0.01%	-16,106
SYSO YOUNG INTERNATIONAL INC	34	$32	<0.01%	0		Timeline
Everest Consolidator Acquis…Everest Consolidator Acquisition …	1,074	$32	<0.01%	new
CAREMAX INCCAREMAX INC	18	$31	<0.01%	-12,367
KOSSKOSS CORP	4	$30	<0.01%	-4,106		Timeline
FEMBFIRST TR EXCH TRADED FD III	1	$29	<0.01%	0		Timeline
CORECARD CORPORATIONCORECARD CORPORATION	2	$29	<0.01%	-10
MTULUBS AG LONDON BRANCH	1	$29	<0.01%	0		Timeline
GOLDEN STAR ACQUISITION CORPGOLDEN STAR ACQUISITION CORP	84	$29	<0.01%	new
BILDNOMURA ETF TR	1	$28	<0.01%	new		Timeline
NRSNWNEUROSENSE THERAPEUTICS LTD	200	$28	<0.01%	-405		Timeline
ENERGOUS CORPENERGOUS CORP	48	$28	<0.01%	-711
APLMWAPOLLOMICS INC	3,348	$27	<0.01%	new		Timeline
CANQCALAMOS ETF TR	1	$27	<0.01%	-75		Timeline
VYNEVYNE THERAPEUTICS INC	14	$26	<0.01%	-25,044		Timeline
IBIHISHARES TR	1	$26	<0.01%	-3		Timeline
NITECAPITOL SER TR	1	$26	<0.01%	new		Timeline
TNONWTENON MEDICAL INC	861	$26	<0.01%	new		Timeline
RDHLREDHILL BIOPHARMA LTD	3	$26	<0.01%	new		Timeline
HALL OF FAME RESORT & ENTMTHALL OF FAME RESORT & ENTMT	2,590	$26	<0.01%	-16,839
DRIPDIREXION SHARES ETF TRUST	2	$23	<0.01%	0		Timeline
IRSA INVERSIONES Y REP S AIRSA INVERSIONES Y REP S A	26	$23	<0.01%	new
SVOLSIMPLIFY EXCHANGE TRADED FUN	1	$22	<0.01%	0		Timeline
KITTWNAUTICUS ROBOTICS INC	1,496	$22	<0.01%	new		Timeline
VSHYVIRTUS ETF TR II	1	$22	<0.01%	new		Timeline
KPLTWKATAPULT HOLDINGS INC	3,692	$22	<0.01%	new		Timeline
VIRACTA THERAPEUTICS INCVIRACTA THERAPEUTICS INC	95	$22	<0.01%	-1,595
IMUNON INCIMUNON INC	21	$22	<0.01%	-12,956
PALATIN TECHNOLOGIES INCPALATIN TECHNOLOGIES INC	25	$22	<0.01%	-3,361
RCF ACQUISITION CORPRCF ACQUISITION CORP	431	$22	<0.01%	new
MULTIMETAVERSE HOLDINGS LTDMULTIMETAVERSE HOLDINGS LTD	377	$22	<0.01%	-7,011
PEARL HOLDINGS ACQUISITN CORPEARL HOLDINGS ACQUISITN COR	2	$22	<0.01%	new
BENFWBENEFICIENT	2,318	$21	<0.01%	new		Timeline
MSNEMERSON RADIO CORP	41	$21	<0.01%	-16,961		Timeline
TERRITORAL BANCORP INCTERRITORAL BANCORP INC	2	$21	<0.01%	-6,804
DIREXION SHS ETF TRDIREXION SHS ETF TR	1	$21	<0.01%	0
TC BIOPHARM HOLDINGS PLCTC BIOPHARM HOLDINGS PLC	1,181	$21	<0.01%	+1,147
NCSMNCS MULTISTAGE HLDGS INC	1	$20	<0.01%	0		Timeline
LZMWSLIFEZONE METALS LIMITED	31	$20	<0.01%	new		Timeline
WTS MSP Recovery IncWTS MSP Recovery Inc	500	$20	<0.01%	new
DIREXION SHS ETF TRDIREXION SHS ETF TR	2	$20	<0.01%	-243
BYFCBROADWAY FINL CORP DEL	3	$19	<0.01%	new		Timeline
SPHERE 3D CORP NEWSPHERE 3D CORP NEW	21	$19	<0.01%	-285
AIBDDIREXION SHARES ETF TRUST	1	$19	<0.01%	new		Timeline
BROOGE ENERGY LTDBROOGE ENERGY LTD	4,786	$19	<0.01%	-800
TIDAL ETF TRTIDAL ETF TR	1	$19	<0.01%	new
EDSAEDESA BIOTECH INC	4	$18	<0.01%	0		Timeline
ZVIAZEVIA PBC	16	$17	<0.01%	-5,005		Timeline
MKDWWMKDWELL TECH INC	932	$17	<0.01%	new		Timeline
IORINCOME OPPORTUNITY RLTY INVS	1	$17	<0.01%	new		Timeline
DIH HLDG US INCDIH HLDG US INC	9	$17	<0.01%	0
YOLOADVISORSHARES TR	5	$16	<0.01%	-53		Timeline
FINWFINWISE BANCORP	1	$16	<0.01%	0		Timeline
FRDFRIEDMAN INDS INC	1	$16	<0.01%	0		Timeline
RFAIRRF ACQUISITION CORP II	250	$16	<0.01%	new		Timeline
STRRSTAR EQUITY HOLDINGS INC	1	$16	<0.01%	0		Timeline
REKPROSHARES TR	1	$16	<0.01%	-1,975		Timeline
DIREXION SHS ETF TRDIREXION SHS ETF TR	3	$16	<0.01%	0
BISPROSHARES TR	1	$15	<0.01%	0		Timeline
MEXXDIREXION SHARES ETF TRUST	1	$14	<0.01%	-360		Timeline
JHACJOHN HANCOCK EXCHANGE TRADED	1	$14	<0.01%	new		Timeline
WALLBOX NVWALLBOX NV	143	$14	<0.01%	new
Curiositystream Inc W Exp …Curiositystream Inc W Exp 10/14/…	477	$14	<0.01%	new
RNWRENEW ENERGY GLOBAL PLC	2	$13	<0.01%	-6,886		Timeline
SLNHSOLUNA HOLDINGS INC	4	$13	<0.01%	0		Timeline
CANETEUCRIUM COMMODITY TR	1	$13	<0.01%	-41		Timeline
ALURWALLURION TECHNOLOGIES INC WT P	313	$13	<0.01%	+201		Timeline
HHG CAPITAL CORPORATIONHHG CAPITAL CORPORATION	211	$13	<0.01%	-1
EXCHANGE TRADED CONCEPTS TREXCHANGE TRADED CONCEPTS TR	1	$13	<0.01%	-32
KACLFKAIROUS ACQUISITION CORP LTD S	1	$12	<0.01%	-84		Timeline
NINE ENERGY SERVICE INCNINE ENERGY SERVICE INC	11	$12	<0.01%	0
22nd Century Group Inc OLD22nd Century Group Inc OLD	58	$12	<0.01%	-32
NULLNULL	1	$12	<0.01%	-76
HENNESSY CAPITAL INVST CORPHENNESSY CAPITAL INVST CORP	1	$12	<0.01%	0
HENNESSY CAPITAL INVST CORPHENNESSY CAPITAL INVST CORP	1	$12	<0.01%	new
SHFSWSHF HOLDINGS INC	310	$11	<0.01%	-3,760		Timeline
INLXINTELLINETICS INC	1	$11	<0.01%	0		Timeline
URBAN ONE INCURBAN ONE INC	10	$11	<0.01%	-4,020
PAVMED INCPAVMED INC	9	$11	<0.01%	-4,786
COLOMBIER ACQUISITION CORP ICOLOMBIER ACQUISITION CORP I	33	$11	<0.01%	new
BATTERY FUTURE ACQUISITION CBATTERY FUTURE ACQUISITION C	1	$11	<0.01%	new
ELDNELEDON PHARMACEUTICALS INC	4	$10	<0.01%	-54,997		Timeline
TONTGRAF GLOBAL CORP	1	$10	<0.01%	new		Timeline
IX ACQUISITION CORPIX ACQUISITION CORP	134	$10	<0.01%	-3,366
BAYABAYVIEW ACQUISITION CORP	1	$10	<0.01%	new		Timeline
GECCGREAT ELM CAP CORP	1	$10	<0.01%	0		Timeline
PXSPYXIS TANKERS INC	2	$10	<0.01%	-9,699		Timeline
ENFYENLIGHTIFY INC.COM NEW	4	$10	<0.01%	0		Timeline
SHL TELEMEDICINE LTD SPONSO…SHL TELEMEDICINE LTD SPONSORED ADS	3	$10	<0.01%	-2,156
ABATAMERICAN BATTERY TECHNOLOGY	8	$9	<0.01%	new		Timeline
CXDOCREXENDO INC	2	$9	<0.01%	-84		Timeline
ADVISORSHARES MSOS DAILY LE…ADVISORSHARES MSOS DAILY LEVERAGE…	4	$9	<0.01%	0
CCSC TECHNOLOGY INTL HLDGS …CCSC TECHNOLOGY INTL HLDGS L CL A…	5	$9	<0.01%	-28,200
CEPTON INCCEPTON INC	683	$9	<0.01%	-10,809
APREAPREA THERAPEUTICS INC	3	$8	<0.01%	0		Timeline
SSBISUMMIT ST BK SANTA ROSA CALI	1	$8	<0.01%	-1,526		Timeline
IZMICZOOM GROUP INC.	3	$8	<0.01%	-36,477		Timeline
MSP RECOVERY INCMSP RECOVERY INC	3,779	$8	<0.01%	-30,572
GSE SYS INCGSE SYS INC	2	$8	<0.01%	-2,724
BAKBRASKEM SA	1	$7	<0.01%	new		Timeline
CODACODA OCTOPUS GROUP INC	1	$7	<0.01%	-5,614		Timeline
ATLXATLAS LITHIUM CORP	1	$7	<0.01%	0		Timeline
SERSERINA THERAPEUTICS INC	1	$7	<0.01%	-1,026		Timeline
FFAIFARADAY FUTURE INTLGT ELEC I	2	$6	<0.01%	new		Timeline
CDTTWCDT EQUITY INC	516	$6	<0.01%	new		Timeline
WALDWWALDENCAST PLC	40	$6	<0.01%	new		Timeline
IBOIMPACT BIOMEDICAL INC	3	$6	<0.01%	new		Timeline
VANIVIVANI MEDICAL INC	5	$6	<0.01%	-47,156		Timeline
EVE MOBILITY ACQUISITION COREVE MOBILITY ACQUISITION COR	148	$6	<0.01%	0
SPRUCE BIOSCIENCES INCSPRUCE BIOSCIENCES INC	13	$6	<0.01%	-131,910
ReShape Lifesciences Inc (U…ReShape Lifesciences Inc (US) Old	1	$6	<0.01%	new
AIM IMMUNOTECH INCAIM IMMUNOTECH INC	21	$6	<0.01%	-21,301
PSQHPSQ HOLDINGS INC	2	$5	<0.01%	+1		Timeline
SGRPSPAR GROUP INC	2	$5	<0.01%	-4,129		Timeline
AQBAQUABOUNTY TECHNOLOGIES INC	4	$5	<0.01%	-968		Timeline
GLOBAL BLUE GROUP HOLDING A…GLOBAL BLUE GROUP HOLDING AG ORD …	1	$5	<0.01%	-6,190
SONWQSONDER HLDGS INC WT EXP 01/31/	400	$5	<0.01%	-169,222		Timeline
BANNIX ACQUISITION CORPBANNIX ACQUISITION CORP	87	$5	<0.01%	new
OCEANPAL INCOCEANPAL INC	3	$5	<0.01%	0
NOVA VISION ACQUISITION CORPNOVA VISION ACQUISITION CORP	100	$5	<0.01%	new
BAKKT INCBAKKT INC	38	$4	<0.01%	new
ECXWWECARX HOLDINGS INC	200	$4	<0.01%	0		Timeline
SRFMSURF AIR MOBILITY INC	3	$4	<0.01%	new		Timeline
RVMDWREVOLUTION MEDICINES INC	28	$4	<0.01%	-447		Timeline
WTS PYROPHYTE ACQUISITIONWTS PYROPHYTE ACQUISITION	64	$4	<0.01%	new
CNETZW DATA ACTION TECHNOLOGS IN	1	$4	<0.01%	new		Timeline
METAL SKY STAR ACQUISITION CMETAL SKY STAR ACQUISITION C	89	$4	<0.01%	new
SXTPW60 DEGREES PHARMACEUTICALS I	80	$3	<0.01%	new		Timeline
PDYNWPALLADYNE AI CORP	91	$3	<0.01%	new		Timeline
SONIM TECHNOLOGIES INCSONIM TECHNOLOGIES INC	1	$3	<0.01%	new
ADVANTAGE SOLUTIONS INCADVANTAGE SOLUTIONS INC	99	$3	<0.01%	-2,253
GOGORO INCGOGORO INC	5	$3	<0.01%	-10,460
CELULARITY INCCELULARITY INC	168	$2	<0.01%	+68
LUCDLUCID DIAGNOSTICS INC	2	$2	<0.01%	new		Timeline
YTRAYATRA ONLINE INC	1	$2	<0.01%	-61,738		Timeline
SOGPSOUND GROUP INC	1	$2	<0.01%	-4,859		Timeline
BWENBROADWIND INC	1	$2	<0.01%	-5,283		Timeline
IBIOIBIO INC	1	$2	<0.01%	-40,668		Timeline
HEPION PHARMACEUTICALS INCHEPION PHARMACEUTICALS INC	3	$2	<0.01%	-67
SLAISOLAI LIMITED	1	$2	<0.01%	-878		Timeline
Distoken Acquisition CorpDistoken Acquisition Corp	119	$2	<0.01%	new
Papaya Growth Opportunity C…Papaya Growth Opportunity Corp I	66	$2	<0.01%	new
ACONWACLARION INC	58	$2	<0.01%	-118		Timeline
TTOOT2 BIOSYSTEMS INC COM PAR $0.0	1	$2	<0.01%	0		Timeline
00	101	$2	<0.01%	-34
DARIOHEALTH CORPDARIOHEALTH CORP	2	$2	<0.01%	-77,308
00	18	$2	<0.01%	new
SESCWSES AI CORPORATION	36	$1	<0.01%	0		Timeline
COEPWCOEPTIS THERAPEUTICS HLDGS I	44	$1	<0.01%	-4,943		Timeline
Invest Acquisition CorpInvest Acquisition Corp	100	$1	<0.01%	new
MOBBWMOBILICOM LTD	8	$1	<0.01%	-50		Timeline
ITRMFITERUM THERAPEUTICS PLC	1	$1	<0.01%	0		Timeline
RVSNWRAIL VISION LTD	38	$1	<0.01%	+26		Timeline
MESA AIR GROUP INCMESA AIR GROUP INC	1	$1	<0.01%	-16,832
TALKWTALKSPACE INC	9	$1	<0.01%	-64		Timeline
RYVYL INCRYVYL INC	1	$1	<0.01%	0
MOLECULAR TEMPLATES INCMOLECULAR TEMPLATES INC	1	$1	<0.01%	0
SUPER LEAGUE ENTERPRISE INCSUPER LEAGUE ENTERPRISE INC	1	$1	<0.01%	0
Northern Star Investment Co…Northern Star Investment Corp II	133	$1	<0.01%	0
ETHZILLA CORPORATIONETHZILLA CORPORATION	165	$1	<0.01%	-388
CROWN LNG HLDGS LTDCROWN LNG HLDGS LTD	2	$1	<0.01%	new
LION GROUP HOLDING LTDLION GROUP HOLDING LTD	113	$1	<0.01%	-83,307
CNTMCONNECTM TECHNOLOGY SOLUTIONS	1	$1	<0.01%	new		Timeline
NMHIWNMHIW	40	$1	<0.01%	0		Timeline
SVREWSAVERONE 2014 LTD	5	$0	0%	-4,275	Value filed as zero, left out of ratios.	Timeline
AREBWAMERICAN REBEL HOLDINGS INC	16	$0	0%	-245	Value filed as zero, left out of ratios.	Timeline
XTI Aerospace Inc OLDXTI Aerospace Inc OLD	2	$0	0%	new	Value filed as zero, left out of ratios.
SIYATA MOBILE INCSIYATA MOBILE INC	11	$0	0%	-129	Value filed as zero, left out of ratios.
ENTERO THERAPEUTICS INCENTERO THERAPEUTICS INC	1	$0	0%	-448	Value filed as zero, left out of ratios.
HYZON MOTORS INCHYZON MOTORS INC	21	$0	0%	new	Value filed as zero, left out of ratios.
UNICYCIVE THERAPEUTICS INCUNICYCIVE THERAPEUTICS INC	1	$0	0%	0	Value filed as zero, left out of ratios.
CSLM ACQUISITION CORPCSLM ACQUISITION CORP	4	$0	0%	-284	Value filed as zero, left out of ratios.
HHG CAPITAL CORPORATIONHHG CAPITAL CORPORATION	87	$0	0%	new	Value filed as zero, left out of ratios.
APTEVO THERAPEUTICS INCAPTEVO THERAPEUTICS INC	1	$0	0%	-115,909	Value filed as zero, left out of ratios.
CHINA LIBERAL ED HLDGS LTDCHINA LIBERAL ED HLDGS LTD	1	$0	0%	0	Value filed as zero, left out of ratios.

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

The largest 100 of 1,218. All 1,218

Security	Type	Amount	Value	Change
SPYSTATE STR SPDR S&P 500 ETF T SHS	put	13,179,800	$7.56B	+5,153,520
IWMISHARES TR SHS	put	20,577,900	$4.55B	-1,063,000
QQQINVESCO QQQ TR COM	put	8,237,237	$4.02B	-461,563
AAPLAPPLE INC COM	put	10,475,142	$2.44B	+1,092,818
IWMISHARES TR SHS	call	9,527,552	$2.1B	+2,062
NVDANVIDIA CORPORATION COM	call	17,286,612	$2.1B	+9,802,911
SPYSTATE STR SPDR S&P 500 ETF T SHS	call	3,278,846	$1.88B	-390,350
AAPLAPPLE INC COM	call	7,004,326	$1.63B	+1,437,927
EEMISHARES TR MSCI EMG MKT ETF	call	33,800,700	$1.55B	+2,010,900
NVDANVIDIA CORPORATION COM	put	12,665,745	$1.54B	+3,625,098
EEMISHARES TR MSCI EMG MKT ETF	put	28,694,100	$1.32B	-542,900
MSFTMICROSOFT CORP COM	put	2,967,008	$1.28B	+1,017,218
SLVISHARES SILVER TR COM	call	40,909,500	$1.16B	+6,692,500
TSMTAIWAN SEMICONDUCTOR MANUFAC SPONSORED ADS	put	6,428,712	$1.12B	+1,284,712
MSFTMICROSOFT CORP COM	call	2,510,895	$1.08B	+840,864
XLFSELECT SECTOR SPDR TR SHS	put	23,662,400	$1.07B	+8,645,400
LQDISHARES TR SHS	call	8,991,100	$1.02B	+6,370,000
TSLATESLA INC COM	call	3,681,126	$963M	-883,830
GLDSPDR GOLD TR GOLD SHS	call	3,954,300	$961M	+1,137,688
TSLATESLA INC COM	put	3,662,018	$958M	-235,382
QQQINVESCO QQQ TR COM	call	1,715,873	$837M	-325,915
HYGISHARES TR IBOXX HI YD ETF	put	9,361,200	$752M	-609,100
FXIISHARES TR CHINA LG-CAP ETF	call	23,554,300	$749M	+15,335,700
GLDSPDR GOLD TR GOLD SHS	put	3,032,600	$737M	-1,253,700
JPMJPMORGAN CHASE & CO COM	put	3,337,700	$704M	+1,084,200
FXIISHARES TR CHINA LG-CAP ETF	put	20,947,900	$666M	+11,446,200
XLESELECT SECTOR SPDR TR SHS	put	7,479,600	$657M	+6,589,800
MSMORGAN STANLEY COM	call	6,093,118	$635M	+318,578
AMDADVANCED MICRO DEVICES INC COM	put	3,769,800	$619M	+420,300
AMZNAMAZON COM INC COM	call	3,259,922	$607M	+1,397,792
METAMETA PLATFORMS INC COM	put	1,020,900	$584M	+266,900
DHRDANAHER CORP DEL COM	call	2,029,100	$564M	+1,586,900
CSCOCISCO SYS INC COM	put	10,115,100	$538M	+743,700
AMZNAMAZON COM INC COM	put	2,876,400	$536M	+191,139
NFLXNETFLIX INC. COM	put	752,700	$534M	+111,500
USOUNITED STS OIL FD LP COM	call	7,193,600	$503M	+2,714,600
MCDMCDONALDS CORP COM	call	1,624,624	$495M	+160,848
METAMETA PLATFORMS INC COM	call	840,588	$481M	+182,868
BACBANK OF AMER CORP COM	put	11,594,100	$460M	+1,715,000
GOOGLALPHABET INC COM	put	2,754,100	$457M	+755,613
AMDADVANCED MICRO DEVICES INC COM	call	2,717,940	$446M	-170,321
TLTISHARES TR 20 YR TR BD ETF	put	4,485,100	$440M	-2,035,750
TLTISHARES TR 20 YR TR BD ETF	call	4,465,857	$438M	-1,241,455
XLFSELECT SECTOR SPDR TR SHS	call	8,807,600	$399M	+803,900
BRK-BBERKSHIRE HATHAWAY INC DEL COM	put	862,800	$397M	+305,500
STLASTELLANTIS N.V Stock	put	28,102,850	$395M	+3,622,100
AVGOBROADCOM INC COM	put	2,249,700	$388M	+2,156,900
NEMNEWMONT CORP COM	put	7,150,867	$382M	+552,162
UNHUNITEDHEALTH GROUP INC COM	put	632,400	$370M	+191,994
EFAISHARES TR MSCI EAFE ETF	put	4,143,800	$347M	-1,881,600
GOOGLALPHABET INC COM	call	2,071,417	$344M	+994,376
NFLXNETFLIX INC. COM	call	482,325	$342M	+142,712
TGTTARGET CORP Stock	put	2,175,600	$339M	-54,901
ADIANALOG DEVICES INC COM	put	1,468,499	$338M	+1,321,999
GOOGALPHABET INC COM	put	1,907,500	$319M	+1,221,900
BABAALIBABA GROUP HLDG LTD SPONSORED ADS	call	2,969,574	$315M	+2,179,579
MUMICRON TECHNOLOGY INC COM	put	2,945,476	$305M	+1,200,876
JPMJPMORGAN CHASE & CO COM	call	1,442,266	$304M	+273,996
BACBANK OF AMER CORP COM	call	7,659,363	$304M	+1,974,114
ORCLORACLE CORP COM	put	1,720,434	$293M	+446,000
TMUST-MOBILE US INC COM	put	1,410,900	$291M	+399,600
AVGOBROADCOM INC COM	call	1,663,524	$287M	+1,550,706
MSMORGAN STANLEY COM	put	2,719,000	$283M	+90,700
MAMASTERCARD INCORPORATED COM	put	563,000	$278M	+123,300
CMGCHIPOTLE MEXICAN GRILL INC STOK	put	4,766,700	$275M	-8,600
TSMTAIWAN SEMICONDUCTOR MANUFAC SPONSORED ADS	call	1,578,438	$274M	+289,193
BRK-BBERKSHIRE HATHAWAY INC DEL COM	call	581,106	$267M	+108,486
CRWDCROWDSTRIKE HLDGS INC COM	put	952,000	$267M	+525,100
BOXBOX INC Stock	call	7,846,628	$257M	+3,433,062
CRMSALESFORCE INC COM	put	925,800	$253M	-386,400
KRESPDR SERIES TRUST ST STR SP REGBNK	put	4,407,500	$249M	+629,900
LLYELI LILLY & CO COM	put	279,300	$247M	+94,800
ABBVABBVIE INC COM	put	1,250,400	$247M	+182,200
PSNPARSONS CORP DEL Stock	call	2,343,400	$243M	0
EWZISHARES INC MSCI BRAZIL ETF	put	7,918,800	$234M	+4,240,600
CSCOCISCO SYS INC COM	call	4,328,825	$230M	+151,790
IEFISHARES TR 7-10 YR TRSY BD	call	2,301,000	$226M	+2,300,900
IEFISHARES TR 7-10 YR TRSY BD	put	2,300,000	$226M	+2,058,900
HYGISHARES TR IBOXX HI YD ETF	call	2,807,000	$225M	+1,330,700
GOOGALPHABET INC COM	call	1,318,762	$220M	+447,882
CNXCNX RES CORP Stock	call	6,717,280	$219M	0
SLVISHARES SILVER TR COM	put	7,676,800	$218M	-975,000
INTCINTEL CORP COM	call	9,245,073	$217M	+1,437,992
SMHVANECK ETF TRUST COM	put	881,700	$216M	+385,800
INTCINTEL CORP COM	put	9,209,363	$216M	+7,340,063
WMTWALMART INC COM	put	2,657,300	$215M	+1,205,800
BABAALIBABA GROUP HLDG LTD SPONSORED ADS	put	2,014,500	$214M	new
XBISPDR SERIES TRUST S&P BIOTECH	call	2,120,000	$209M	+1,210,000
PGPROCTER & GAMBLE CO COM	put	1,194,600	$207M	+334,100
PDDPDD HOLDINGS INC ADR	put	1,528,080	$206M	+574,390
MUMICRON TECHNOLOGY INC COM	call	1,982,819	$206M	-2,223,139
XLISELECT SECTOR SPDR TR INDL	put	1,513,300	$205M	+1,153,700
ALCALCON AG Stock	call	2,021,000	$202M	-15,520
PDDPDD HOLDINGS INC ADR	call	1,493,612	$201M	+640,890
TMOTHERMO FISHER SCIENTIFIC INC COM	put	324,116	$200M	+240,116
KOCOCA COLA CO COM	put	2,786,500	$200M	+1,213,500
CCITIGROUP INC COM	put	3,182,800	$199M	-137,300
OXYOCCIDENTAL PETE CORP COM	put	3,846,400	$198M	+1,129,400
EFAISHARES TR MSCI EAFE ETF	call	2,356,700	$197M	-2,485,900
MCKMCKESSON CORP Stock	call	398,500	$197M	new

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

Security	Type	Amount	Value	Change
AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 1.125% 2/1	principal	5,500,000	$5.57M	new
DUKE ENERGY CORP NEWDUKE ENERGY CORP NEW CONV BND	principal	4,500,000	$4.76M	0
AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 0.375% 9/0	principal	4,200,000	$4.33M	-1,000
SOUTHWEST AIRLS COSOUTHWEST AIRLS CO NOTE 1.250% 5/0	principal	3,000,000	$3.02M	-1,000
VENTAS RLTY LTD PARTNERSHIPVENTAS RLTY LTD PARTNERSHIP NOTE 3.750% 6/0	principal	2,000,000	$2.43M	0
UBER TECHNOLOGIES INCUBER TECHNOLOGIES INC NOTE 12/1	principal	1,803,000	$1.99M	+1,801,000
EURONET WORLDWIDE INCEURONET WORLDWIDE INC NOTE 0.750% 3/1	principal	2,000,000	$1.96M	-1,000
PDD HOLDINGS INCPDD HOLDINGS INC NOTE 12/0	principal	1,901,500	$1.91M	+1,900,500
FIRST MAJESTIC SILVER CORPFIRST MAJESTIC SILVER CORP NOTE 0.375% 1/1	principal	1,500,000	$1.33M	0
ON SEMICONDUCTOR CORPON SEMICONDUCTOR CORP NOTE 0.500% 3/0	principal	1,001,500	$1.01M	+500
BENTLEY SYS INCBENTLEY SYS INC NOTE 0.375% 7/0	principal	1,000,000	$922K	0
DEXCOM INCDEXCOM INC NOTE 0.375% 5/1	principal	1,000,000	$882K	0
INSULET CORPINSULET CORP NOTE 0.375% 9/0	principal	500,000	$597K	0
NORTHERN OIL & GAS INCNORTHERN OIL & GAS INC NOTE 3.625% 4/1	principal	500,000	$571K	0
MGP INGREDIENTS INC NEWMGP INGREDIENTS INC NEW NOTE 1.875%11/1	principal	500,000	$532K	0
LUMENTUM HLDGS INCLUMENTUM HLDGS INC NOTE 0.500%12/1	principal	300,000	$294K	-3,000
BLACKSTONE MORTGAGE TRUST INBLACKSTONE MORTGAGE TRUST IN NOTE 5.500% 3/1	principal	104,000	$98.5K	0
DISH NETWORK CORPORATIONDISH NETWORK CORPORATION NOTE 3.375% 8/1	principal	51,670	$41.5K	+1,000
NUVASIVE INCNUVASIVE INC NOTE 0.375% 3/1	principal	6,000	$5.85K	+2,000
OKTA INCOKTA INC NOTE 0.125% 9/0	principal	6,000	$5.72K	+2,000
Shopify IncShopify Inc Convertible bond	principal	5,500	$5.29K	+1,500
PALO ALTO NETWORKS INCPALO ALTO NETWORKS INC NOTE 0.375% 6/0	principal	1,500	$5.15K	+500
NATERA INCNATERA INC BOND	principal	1,500	$4.96K	+500
BENTLEY SYSTEMS INCBENTLEY SYSTEMS INC NOTE 0.125% 1/1	principal	4,000	$4K	+1,000
DRAFTKINGS INC NEWDRAFTKINGS INC NEW CNV	principal	4,500	$3.9K	+1,500
BOOKING HOLDINGS INCBOOKING HOLDINGS INC NOTE 0.750% 5/0	principal	1,500	$3.36K	+500
AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0	principal	3,000	$3.33K	+2,000
MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 0.125%11/1	principal	3,000	$2.99K	+1,000
LYFT INCLYFT INC NOTE 1.500% 5/1	principal	3,000	$2.91K	+1,000
EXPEDIA GROUP INCEXPEDIA GROUP INC NOTE 2/1	principal	3,000	$2.86K	+1,000
CYBERARK SOFTWARE LTDCYBERARK SOFTWARE LTD NOTE 11/1	principal	1,500	$2.77K	+500
AXON ENTERPRISE INCAXON ENTERPRISE INC NOTE 0.500%12/1	principal	1,500	$2.69K	+500
ENPHASE ENERGY INCENPHASE ENERGY INC NOTE 3/0	principal	3,000	$2.64K	+1,000
AIRBNB INC CLASS AAIRBNB INC CLASS A CLASS A	principal	2,500	$2.33K	+500
INSMED INCINSMED INC NOTE 0.750% 6/0	principal	1,000	$2.29K	0
NRG ENERGY INCNRG ENERGY INC DBCV 2.750% 6/0	principal	1,000	$2.22K	0
FRESHPET INCFRESHPET INC NOTE 3.000% 4/0	principal	1,000	$2.08K	0
MONGODB INCMONGODB INC NOTE 0.250% 1/1	principal	1,500	$2.07K	+500
MICROSTRATEGY INCMICROSTRATEGY INC NOTE 2/1	principal	1,500	$2.04K	+500
ZSCALER INCZSCALER INC NOTE 0.125% 7/0	principal	1,500	$1.83K	+500
H WORLD GROUP LTDH WORLD GROUP LTD Convertible bond	principal	1,500	$1.76K	+500
SAREPTA THERAPEUTICS INCSAREPTA THERAPEUTICS INC DBCV 1.500%11/1	principal	1,000	$1.7K	new
ZTO EXPRESS CAYMAN INCZTO EXPRESS CAYMAN INC NOTE 1.500% 9/0	principal	1,500	$1.6K	+500
FORD MOTOR COMPANYFORD MOTOR COMPANY NOTE 3/1	principal	1,500	$1.47K	+500
COINBASE GLOBAL INCCOINBASE GLOBAL INC NOTE 0.500% 6/0	principal	1,500	$1.47K	+500
CHEGG INCCHEGG INC NOTE 0.125% 3/1	principal	1,500	$1.44K	+500
SHAKE SHACK INCSHAKE SHACK INC NOTE 3/0	principal	1,500	$1.39K	+500
CONFLUENT INCCONFLUENT INC NOTE 1/1	principal	1,500	$1.33K	+500
SAREPTA THERAPEUTICS INCSAREPTA THERAPEUTICS INC NOTE 1.250% 9/1	principal	500	$567	new
ITRON INCITRON INC NOTE 3/1	principal	500	$522	new

Sold out in Q3 2024

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 1,202. All 1,202

Security	Shares before	Value before	Type
TE CONNECTIVITY LTDTE CONNECTIVITY LTD	1,187,165	$179M	shares
CEDAR FAIR L PCEDAR FAIR L P	3,268,683	$178M	shares
WESTROCK COWESTROCK CO	3,210,230	$161M	shares
BKLNINVESCO EXCH TRADED FD TR II	4,529,300	$95.3M	put
FERGUSON PLCFERGUSON PLC	439,945	$85.2M	shares
EQUITRANS MIDSTREAM CORP NPVEQUITRANS MIDSTREAM CORP NPV	5,095,287	$66.1M	shares
ENCORE WIRE CORPENCORE WIRE CORP	125,344	$36.3M	shares
FLUTFLUTTER ENTMT PLC	192,800	$35.2M	put
XLCSELECT SECTOR SPDR TR	300,000	$25.7M	put
FEZSPDR INDEX SHS FDS	500,000	$25M	put
LIBERTY MEDIA CORP DEL COM …LIBERTY MEDIA CORP DEL COM LBTY S…	880,155	$19.5M	shares
HUBSHUBSPOT INC	26,000	$15.3M	put
LUVSOUTHWEST AIRLS CO	512,000	$14.6M	put
ANFABERCROMBIE & FITCH CO	75,000	$13.3M	put
RMDRESMED INC	69,300	$13.3M	put
CEREVEL THERAPEUTICS HLDNG ICEREVEL THERAPEUTICS HLDNG I	291,457	$11.9M	shares
XIFRXPLR INFRASTRUCTURE LP	412,200	$11.4M	put
SRPTSAREPTA THERAPEUTICS INC	66,700	$10.5M	call
QIAGEN NVQIAGEN NV	240,200	$9.87M	call
STLDSTEEL DYNAMICS INC	75,600	$9.79M	put
LBTYALIBERTY GLOBAL LTD	504,000	$8.78M	call
ETENERGY TRANSFER L P	540,000	$8.76M	call
OLINK HLDG ABOLINK HLDG AB	325,704	$8.3M	shares
BZKANZHUN LIMITED	441,000	$8.3M	call
CZRCAESARS ENTERTAINMENT INC NE	200,000	$7.95M	put
ISPYPROSHARES TR	180,000	$7.83M	shares
WWAYFAIR INC	127,600	$6.73M	call
NEW YORK COMMUNITY BANCORPNEW YORK COMMUNITY BANCORP	2,020,007	$6.5M	shares
ALNYALNYLAM PHARMACEUTICALS INC	24,900	$6.05M	put
TE CONNECTIVITY LTDTE CONNECTIVITY LTD	40,100	$6.03M	put
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL	271,860	$6.02M	shares
SLGSL GREEN RLTY CORP	100,000	$5.66M	put
ASPNASPEN AEROGELS INC	224,700	$5.36M	call
DOCNDIGITALOCEAN HLDGS INC	149,900	$5.21M	call
GTMZOOMINFO TECHNOLOGIES INC	400,000	$5.11M	call
CALUMET SPECIALTY PRODS PARTCALUMET SPECIALTY PRODS PART	306,402	$4.92M	shares
CONSOL ENERGY INC NEWCONSOL ENERGY INC NEW	47,000	$4.8M	call
FNVFRANCO NEV CORP	40,000	$4.74M	call
SIX FLAGS ENTERTAINMENT CORPSIX FLAGS ENTERTAINMENT CORP	136,318	$4.52M	shares
SIRIUS XM HOLDINGS INCSIRIUS XM HOLDINGS INC	1,592,900	$4.51M	call
CELHCELSIUS HLDGS INC	78,000	$4.45M	call
SJMSMUCKER J M CO	40,100	$4.37M	call
BSYBENTLEY SYS INC	84,000	$4.15M	call
HIBBETT INCHIBBETT INC	46,559	$4.06M	shares
BROOKFIELD REINS LTDBROOKFIELD REINS LTD	95,038	$3.97M	shares
BTUPEABODY ENGR CORP	179,000	$3.96M	call
HOLLYSYS AUTOMATION TCHNGY LHOLLYSYS AUTOMATION TCHNGY L	170,881	$3.7M	shares
CRHCRH PLC	48,600	$3.64M	put
U S SILICA HLDGS INCU S SILICA HLDGS INC	235,296	$3.64M	shares
CLEARBRIDGE ENERGY MLP FUND…CLEARBRIDGE ENERGY MLP FUND, I	76,032	$3.6M	shares
SITE CENTERS CORPSITE CENTERS CORP	246,067	$3.57M	shares
CEREVEL THERAPEUTICS HLDNG ICEREVEL THERAPEUTICS HLDNG I	87,100	$3.56M	call
GFSGLOBALFOUNDRIES INC	70,000	$3.54M	call
DOCNDIGITALOCEAN HLDGS INC	101,800	$3.54M	put
AEOAMERICAN EAGLE OUTFITTERS IN	175,600	$3.5M	put
FIRST TR HIGH INCOME L/S FDFIRST TR HIGH INCOME L/S FD	277,821	$3.43M	shares
GAPGAP INC	138,300	$3.3M	put
DIAMOND OFFSHORE DRILLING INDIAMOND OFFSHORE DRILLING IN	209,993	$3.25M	shares
AGIALAMOS GOLD INC	206,000	$3.23M	call
CEGCONSTELLATION ENERGY CORP	15,900	$3.18M	put
WESWESTERN MIDSTREAM PARTNERS L	80,000	$3.18M	call
DIAMOND OFFSHORE DRILLING INDIAMOND OFFSHORE DRILLING IN	200,000	$3.1M	put
DIAMOND OFFSHORE DRILLING INDIAMOND OFFSHORE DRILLING IN	200,000	$3.1M	call
LHLABCORP HOLDINGS INC	15,100	$3.07M	call
WBDWARNER BROS DISCOVERY INC	382,000	$2.84M	call
APTIV IRISH HOLDINGS LTDAPTIV IRISH HOLDINGS LTD	40,000	$2.82M	put
HAWAIIAN HOLDINGS INCHAWAIIAN HOLDINGS INC	226,090	$2.81M	shares
WTWWILLIS TOWERS WATSON PLC LTD	10,700	$2.8M	put
DOVDOVER CORP	15,000	$2.71M	call
BOOTBOOT BARN HLDGS INC	20,500	$2.64M	call
IVZINVESCO LTD	175,000	$2.62M	put
DQDAQO NEW ENERGY CORP	170,000	$2.48M	call
NEW YORK COMMUNITY BANCORPNEW YORK COMMUNITY BANCORP	762,800	$2.46M	put
AEYEAUDIOEYE INC	136,600	$2.41M	call
WALKME LTD ORD SHSWALKME LTD ORD SHS	171,279	$2.39M	shares
EMTLSSGA ACTIVE TR	50,824	$2.15M	shares
SOUTHERN COSOUTHERN CO	2,000,000	$2.04M	principal
SIRIUS XM HOLDINGS INCSIRIUS XM HOLDINGS INC	693,314	$1.96M	shares
URTYPROSHARES TR	45,181	$1.95M	shares
SRPTSAREPTA THERAPEUTICS INC	12,000	$1.9M	put
TRVTRAVELERS COMPANIES INC	9,000	$1.83M	call
SSR Mining IncSSR Mining Inc	2,000,000	$1.81M	principal
AEOAMERICAN EAGLE OUTFITTERS IN	87,500	$1.75M	call
SPWRQSUNPOWER CORP	548,834	$1.62M	shares
NVSNOVARTIS AG	15,000	$1.6M	call
XYLXYLEM INC	11,200	$1.52M	put
CNKCINEMARK HLDGS INC	70,000	$1.51M	put
SNYSANOFI SA	30,000	$1.46M	call
MORPHIC HLDG INCMORPHIC HLDG INC	41,460	$1.41M	shares
VKTXVIKING THERAPEUTICS INC	26,500	$1.4M	call
ENTGENTEGRIS INC	10,000	$1.35M	put
YETIYETI HLDGS INC	35,000	$1.34M	call
VTRSVIATRIS INC	125,200	$1.33M	put
BOOTBOOT BARN HLDGS INC	10,000	$1.29M	put
VIRTUS CONVERTIBLE & INC 202VIRTUS CONVERTIBLE & INC 202	137,208	$1.24M	shares
NEW YORK COMMUNITY BANCORPNEW YORK COMMUNITY BANCORP	381,800	$1.23M	call
URBNURBAN OUTFITTERS INC	29,000	$1.19M	put
CEREVEL THERAPEUTICS HLDNG ICEREVEL THERAPEUTICS HLDNG I	28,800	$1.18M	put
UGIUGI CORP NEW	50,000	$1.15M	call
LHXL3HARRIS TECHNOLOGIES INC	5,020	$1.13M	call

How Q3 2024 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0000950123-24-011557	base		2024-11-14	acceptance time not in the bulk data set	2026-10-07 18:26:56 UTC