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Thomas J. Herzfeld Advisors, Inc.

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13F filer, CIK 1509510, MIAMI BEACH, FL

Thomas J. Herzfeld Advisors, Inc. reported $294,049,993 across 115 holdings for the quarter ended 2026-03-31, in a 13F-HR filed 2026-05-12. Its ten largest share positions make up 53.95% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001398344-26-008954

Period
2026-03-31
Reported value
$294M
Holdings
115
Top 10 weight
53.95%
New
27
Sold out
19

Largest buys vs the previous quarter

SecurityShares changeApprox. value
HERZnew+807,215$12.5M
SJBnew+796,652$12.3M
FSSLadded+757,861$9.48M
FSCOadded+1,780,154$9.08M
SDSnew+108,584$8.17M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
HERZFELD CREDIT INCOME FUNDexited-5,841,928-$13M
BPREreduced-492,275-$8.18M
SABAreduced-815,574-$6.79M
NBXGexited-412,390-$5.95M
RAreduced-431,626-$5.55M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q1 2026

Share positions as resolved from 13F-HR 0001398344-26-008954, largest first. % of portfolio is the value over $294,049,993, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
FSSLFS SPECIALTY LENDING FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: 2,050,866 shares; 2026Q1: 2,808,727 shares 2,808,727$35.1M11.95%+757,861Timeline
PDXPIMCO DYNAMIC INCOME STRATEGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 1,533,137 shares; 2024Q4: 1,493,089 shares; 2025Q1: 1,641,558 shares; 2025Q2: 1,585,816 shares; 2025Q3: 1,569,891 shares; 2025Q4: 1,305,721 shares; 2026Q1: 1,253,348 shares 1,253,348$27.6M9.4%-52,373Timeline
FSCOFS CREDIT OPPORTUNITIES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 4,292,358 shares; 2024Q4: 3,237,249 shares; 2025Q1: 3,144,864 shares; 2025Q2: 3,223,806 shares; 2025Q3: 963,509 shares; 2025Q4: 1,899,781 shares; 2026Q1: 3,679,935 shares 3,679,935$18.8M6.38%+1,780,154Timeline
HFROHIGHLAND OPPS & INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 3,019,455 shares; 2024Q4: 2,760,778 shares; 2025Q1: 2,677,303 shares; 2025Q2: 2,600,109 shares; 2025Q3: 2,796,339 shares; 2025Q4: 2,457,285 shares; 2026Q1: 2,715,661 shares 2,715,661$15.5M5.27%+258,376Timeline
HERZHERZFELD CARIBBEAN BASIN FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: 807,215 shares 807,215$12.5M4.26%newTimeline
SJBPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 573,034 shares; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: 796,652 shares 796,652$12.3M4.2%newTimeline
GOFGUGGENHEIM STRATEGIC OPPORTUQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: 927,245 shares; 2026Q1: 1,015,400 shares 1,015,400$11.2M3.81%+88,155Timeline
BRWSABA CAPITAL INCOME & OPRNTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 446,455 shares; 2025Q3: 1,175,007 shares; 2025Q4: 1,834,714 shares; 2026Q1: 1,417,189 shares 1,417,189$9.55M3.25%-417,525Timeline
SDSPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: 108,584 shares 108,584$8.17M2.78%newTimeline
ASAASA GOLD AND PRECIOUS MTLS LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 12,602 shares; 2025Q1: 12,088 shares; 2025Q2: 11,615 shares; 2025Q3: 180,645 shares; 2025Q4: 134,342 shares; 2026Q1: 125,885 shares 125,885$7.81M2.66%-8,457Timeline
SABASABA CAPITAL INCOME & OPPORTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 570,087 shares; 2024Q4: 1,436,590 shares; 2025Q1: 1,701,210 shares; 2025Q2: 1,750,772 shares; 2025Q3: 1,787,446 shares; 2025Q4: 1,590,092 shares; 2026Q1: 774,518 shares 774,518$6.44M2.19%-815,574Timeline
PAXSPIMCO ACCESS INCOME FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 305,530 shares; 2024Q4: 358,285 shares; 2025Q1: 380,600 shares; 2025Q2: 435,309 shares; 2025Q3: 481,437 shares; 2025Q4: 747,910 shares; 2026Q1: 439,995 shares 439,995$6.34M2.16%-307,915Timeline
BPREBLUEROCK PVT REAL ESTATE FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: 854,779 shares; 2026Q1: 362,504 shares 362,504$6.02M2.05%-492,275Timeline
DPGDUFF & PHELPS UTLITY AND INFQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 318,277 shares; 2025Q3: 420,950 shares; 2025Q4: 469,477 shares; 2026Q1: 391,497 shares 391,497$5.65M1.92%-77,980Timeline
PFIXSIMPLIFY EXCHANGE TRADED FUNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 53,202 shares; 2025Q1: 51,764 shares; 2025Q2: not reported; 2025Q3: 191,613 shares; 2025Q4: not reported; 2026Q1: 117,701 shares 117,701$5.43M1.85%newTimeline
JFRNUVEEN FLOATING RATE INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 648,025 shares; 2024Q4: 668,591 shares; 2025Q1: 1,172,900 shares; 2025Q2: 1,331,047 shares; 2025Q3: 1,287,853 shares; 2025Q4: 876,956 shares; 2026Q1: 713,294 shares 713,294$5.36M1.82%-163,662Timeline
RABROOKFIELD REAL ASSETS INCOMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 309,471 shares; 2024Q4: 594,984 shares; 2025Q1: 666,668 shares; 2025Q2: 720,534 shares; 2025Q3: 724,706 shares; 2025Q4: 772,267 shares; 2026Q1: 340,641 shares 340,641$4.38M1.49%-431,626Timeline
TFLOISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 4,469 shares; 2024Q4: 2,168 shares; 2025Q1: 4,469 shares; 2025Q2: 108,689 shares; 2025Q3: 107,519 shares; 2025Q4: 4,469 shares; 2026Q1: 79,468 shares 79,468$4.02M1.37%+74,999Timeline
EICEAGLE POINT INCOME COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 23,784 shares; 2025Q3: not reported; 2025Q4: 310,811 shares; 2026Q1: 394,000 shares 394,000$3.72M1.26%+83,189Timeline
NMLNEUBERGER ENGY INFRSTR & INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: 323,526 shares 323,526$3.4M1.16%newTimeline
KYNKAYNE ANDERSON ENERGY INFRSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 245,557 shares; 2024Q4: 321,240 shares; 2025Q1: 337,162 shares; 2025Q2: 292,877 shares; 2025Q3: 321,171 shares; 2025Q4: not reported; 2026Q1: 234,136 shares 234,136$3.34M1.14%newTimeline
BGRBLACKROCK ENERGY & RES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: 181,116 shares 181,116$3.14M1.07%newTimeline
EMOCLEARBRIDGE ENERGY MIDSTREAMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 81,031 shares; 2024Q4: 105,647 shares; 2025Q1: 89,770 shares; 2025Q2: 73,828 shares; 2025Q3: not reported; 2025Q4: 1,016 shares; 2026Q1: 59,023 shares 59,023$3.12M1.06%+58,007Timeline
PTYPIMCO CORPORATE & INCOME OPPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: 55,818 shares; 2026Q1: 249,976 shares 249,976$3.01M1.03%+194,158Timeline
DUSTDIREXION SHARES ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: 58,011 shares 58,011$2.96M1.01%newTimeline
RFMZRIVERNORTH FLEXIBLE MUNI INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 253,669 shares; 2024Q4: 255,434 shares; 2025Q1: 302,810 shares; 2025Q2: 303,069 shares; 2025Q3: 300,513 shares; 2025Q4: 319,486 shares; 2026Q1: 229,634 shares 229,634$2.9M0.99%-89,852Timeline
TWNTAIWAN FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 64,926 shares; 2024Q4: 68,717 shares; 2025Q1: 74,104 shares; 2025Q2: 63,101 shares; 2025Q3: 84,582 shares; 2025Q4: 82,666 shares; 2026Q1: 41,499 shares 41,499$2.73M0.93%-41,167Timeline
PDIPIMCO DYNAMIC INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: 152,852 shares; 2026Q1: 154,860 shares 154,860$2.65M0.9%+2,008Timeline
QIDPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 7,488 shares; 2025Q3: 8,522 shares; 2025Q4: not reported; 2026Q1: 116,263 shares 116,263$2.63M0.9%newTimeline
BCXBLACKROCK RES & COMMODITIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: 216,752 shares 216,752$2.61M0.89%newTimeline
STKCOLUMBIA SELIGM PREM TECH GRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 3,425 shares; 2024Q4: 3,997 shares; 2025Q1: 3,452 shares; 2025Q2: 3,448 shares; 2025Q3: 3,345 shares; 2025Q4: 5,834 shares; 2026Q1: 66,224 shares 66,224$2.51M0.85%+60,390Timeline
FINSANGEL OAK FINL STRATEGIES INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 203,446 shares; 2025Q3: 207,513 shares; 2025Q4: 216,513 shares; 2026Q1: 193,430 shares 193,430$2.47M0.84%-23,083Timeline
XSSPXNUVEEN S&P 500 DYNAMIC OVERWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: 149,092 shares 149,092$2.4M0.81%newTimeline
BSMQINVESCO EXCH TRD SLF IDX FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: 98,083 shares 98,083$2.32M0.79%newTimeline
BSMRINVESCO EXCH TRD SLF IDX FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: 96,212 shares 96,212$2.28M0.77%newTimeline
DXYZDESTINY TECH100 INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: 82,806 shares 82,806$2.22M0.75%newTimeline
FUMBFIRST TR EXCH TRADED FD IIIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: 109,973 shares 109,973$2.2M0.75%newTimeline
OXLCOXFORD LANE CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 227,872 shares; 2025Q4: 399,466 shares; 2026Q1: 222,539 shares 222,539$2.18M0.74%-176,927Timeline
LDPCOHEN & STEERS LTD DURATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 166,960 shares; 2024Q4: 186,703 shares; 2025Q1: 186,043 shares; 2025Q2: 200,918 shares; 2025Q3: 221,196 shares; 2025Q4: 124,038 shares; 2026Q1: 103,791 shares 103,791$2.07M0.7%-20,247Timeline
MEGINYLIM CBRE GLOBALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 14,009 shares; 2025Q2: 14,304 shares; 2025Q3: 171,242 shares; 2025Q4: 113,493 shares; 2026Q1: 130,723 shares 130,723$1.92M0.65%+17,230Timeline
GAMGENERAL AMERN INVS CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 103 shares; 2024Q4: 111 shares; 2025Q1: 112 shares; 2025Q2: 112 shares; 2025Q3: 112 shares; 2025Q4: 124 shares; 2026Q1: 32,661 shares 32,661$1.91M0.65%+32,537Timeline
BTXBLACKROCK TECH AND PRIVATE EQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 680 shares; 2024Q4: 240 shares; 2025Q1: 901 shares; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: 543,195 shares; 2026Q1: 280,753 shares 280,753$1.85M0.63%-262,442Timeline
STEWSRH TOTAL RETURN FUND INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 12,338 shares; 2024Q4: 12,341 shares; 2025Q1: 361 shares; 2025Q2: 325,726 shares; 2025Q3: 375,454 shares; 2025Q4: 382,005 shares; 2026Q1: 107,778 shares 107,778$1.84M0.63%-274,227Timeline
BSTZBLACKROCK SCIENCE & TECHNOLOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 227,639 shares; 2024Q4: 226,339 shares; 2025Q1: 202,849 shares; 2025Q2: 181,310 shares; 2025Q3: 209,711 shares; 2025Q4: 215,176 shares; 2026Q1: 82,672 shares 82,672$1.83M0.62%-132,504Timeline
SDHYPGIM SHORT DUR HIG YLD OPP FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 164,559 shares; 2025Q1: 164,585 shares; 2025Q2: 173,562 shares; 2025Q3: 321,346 shares; 2025Q4: 329,953 shares; 2026Q1: 113,577 shares 113,577$1.82M0.62%-216,376Timeline
CETCENTRAL SECS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 81,851 shares; 2024Q4: 82,237 shares; 2025Q1: 70,484 shares; 2025Q2: 52,665 shares; 2025Q3: 52,228 shares; 2025Q4: 54,569 shares; 2026Q1: 36,505 shares 36,505$1.81M0.62%-18,064Timeline
TBLDTHORNBURG INCM BUILDER OPP TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 189,418 shares; 2024Q4: 184,536 shares; 2025Q1: 183,561 shares; 2025Q2: 214,693 shares; 2025Q3: 227,958 shares; 2025Q4: 231,757 shares; 2026Q1: 69,502 shares 69,502$1.47M0.5%-162,255Timeline
CEFSEXCHANGE LISTED FDS TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 18,106 shares; 2024Q4: 16,448 shares; 2025Q1: 135,966 shares; 2025Q2: 87,700 shares; 2025Q3: 98,498 shares; 2025Q4: 84,021 shares; 2026Q1: 64,610 shares 64,610$1.46M0.5%-19,411Timeline
XGDVXGABELLI DIVID & INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 222 shares; 2024Q4: 225 shares; 2025Q1: 229 shares; 2025Q2: 233 shares; 2025Q3: 95,140 shares; 2025Q4: 68,091 shares; 2026Q1: 51,278 shares 51,278$1.38M0.47%-16,813Timeline
JLSNUVEEN MORTGAGE AND INCOME FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 80,859 shares; 2024Q4: 87,331 shares; 2025Q1: 92,014 shares; 2025Q2: 97,391 shares; 2025Q3: 97,359 shares; 2025Q4: 80,720 shares; 2026Q1: 72,639 shares 72,639$1.32M0.45%-8,081Timeline
BGXBLACKSTONE LONG SHORT CR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 2,706 shares; 2025Q3: 159,161 shares; 2025Q4: 233,050 shares; 2026Q1: 117,867 shares 117,867$1.28M0.44%-115,183Timeline
DMOWESTERN ASSET MTG DEFINED OPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 123,469 shares; 2024Q4: 134,792 shares; 2025Q1: 140,994 shares; 2025Q2: 139,971 shares; 2025Q3: 137,559 shares; 2025Q4: 121,852 shares; 2026Q1: 114,887 shares 114,887$1.24M0.42%-6,965Timeline
PVIINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: 49,141 shares 49,141$1.22M0.42%newTimeline
MSDMORGAN STANLEY EMKT DBT FD IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: 322,893 shares; 2026Q1: 172,416 shares 172,416$1.21M0.41%-150,477Timeline
BTTBLACKROCK MUN TARGET TERM TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 36,048 shares; 2025Q3: 49,300 shares; 2025Q4: 49,685 shares; 2026Q1: 49,066 shares 49,066$1.11M0.38%-619Timeline
XFLTXAI FLOATING RATE & ALTER INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: 59,545 shares 59,545$1.02M0.35%newTimeline
DSMBNY MELLON STRATEGIC MUN BDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 99,710 shares; 2024Q4: 107,273 shares; 2025Q1: 127,724 shares; 2025Q2: 366,054 shares; 2025Q3: 338,579 shares; 2025Q4: 341,091 shares; 2026Q1: 164,932 shares 164,932$991K0.34%-176,159Timeline
PDOPIMCO DYNAMIC INCOME OPRNTSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 89,425 shares; 2025Q2: not reported; 2025Q3: 318,125 shares; 2025Q4: 345,432 shares; 2026Q1: 66,751 shares 66,751$863K0.29%-278,681Timeline
EDDMORGAN STANLEY EMERGING MKTSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 1,300 shares; 2024Q4: 1,300 shares; 2025Q1: 1,513 shares; 2025Q2: 1,917 shares; 2025Q3: not reported; 2025Q4: 1,185 shares; 2026Q1: 136,584 shares 136,584$692K0.24%+135,399Timeline
XPCQXPIMCO CALIF MUN INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 218,743 shares; 2025Q4: 221,201 shares; 2026Q1: 79,226 shares 79,226$680K0.23%-141,975Timeline
XEMDXWESTERN ASSET EMERGING MKTSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 1,399 shares; 2025Q4: 1,554 shares; 2026Q1: 68,384 shares 68,384$672K0.23%+66,830Timeline
MMDNYLIM MACKAY DEFINEDTERM MUNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 56,328 shares; 2025Q1: 71,859 shares; 2025Q2: 96,544 shares; 2025Q3: 96,504 shares; 2025Q4: 97,226 shares; 2026Q1: 44,396 shares 44,396$659K0.22%-52,830Timeline
GLDSPDR GOLD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 1,398 shares; 2024Q4: 1,398 shares; 2025Q1: 1,398 shares; 2025Q2: 1,398 shares; 2025Q3: 1,398 shares; 2025Q4: 1,398 shares; 2026Q1: 1,398 shares 1,398$602K0.2%0Timeline
PNIPIMCO NEW YORK MUN FD IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 48,376 shares; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: 75,124 shares 75,124$515K0.18%newTimeline
CCIFCARLYLE CREDIT INCOME FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 33,684 shares; 2025Q4: 201,113 shares; 2026Q1: 126,239 shares 126,239$405K0.14%-74,874Timeline
CEFSPROTT ASSET MANAGEMENT LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 8,000 shares; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: 8,000 shares 8,000$382K0.13%newTimeline
NSLRNEOSTELLAR CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 1,088,510 shares; 2024Q4: 1,357,409 shares; 2025Q1: 1,714,062 shares; 2025Q2: 264,336 shares; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: 32,518 shares 32,518$348K0.12%newTimeline
MFMABERDEEN MUN INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 547,602 shares; 2024Q4: 526,027 shares; 2025Q1: 587,872 shares; 2025Q2: 430,567 shares; 2025Q3: 135,397 shares; 2025Q4: 137,475 shares; 2026Q1: 61,837 shares 61,837$333K0.11%-75,638Timeline
CXEMFS HIGH INCOME MUN TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 59,086 shares; 2024Q4: 76,036 shares; 2025Q1: 93,879 shares; 2025Q2: 121,587 shares; 2025Q3: 121,948 shares; 2025Q4: 166,696 shares; 2026Q1: 88,443 shares 88,443$328K0.11%-78,253Timeline
SPYSTATE STR SPDR S&P 500 ETF TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 390 shares; 2024Q4: 390 shares; 2025Q1: 390 shares; 2025Q2: 390 shares; 2025Q3: 390 shares; 2025Q4: 390 shares; 2026Q1: 390 shares 390$254K0.09%0Timeline
CXHMFS INVT GRADE MUN TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 71,123 shares; 2024Q4: 97,088 shares; 2025Q1: 120,541 shares; 2025Q2: 241,702 shares; 2025Q3: 240,371 shares; 2025Q4: 242,426 shares; 2026Q1: 23,409 shares 23,409$187K0.06%-219,017Timeline
HQLABRDN LIFE SCIENCES INVESTORQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 116,937 shares; 2025Q4: not reported; 2026Q1: 11,076 shares 11,076$180K0.06%newTimeline
DTFDTF TAX-FREE INCOME 2028 TERQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: 13,654 shares 13,654$156K0.05%newTimeline
QQQINVESCO QQQ TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 270 shares; 2024Q4: 270 shares; 2025Q1: 270 shares; 2025Q2: 270 shares; 2025Q3: 270 shares; 2025Q4: 270 shares; 2026Q1: 270 shares 270$156K0.05%0Timeline
NFLXNETFLIX INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 100 shares; 2024Q4: 100 shares; 2025Q1: 100 shares; 2025Q2: 100 shares; 2025Q3: 100 shares; 2025Q4: 1,000 shares; 2026Q1: 1,000 shares 1,000$96.2K0.03%0Timeline
MDYSTATE STR SPDR S&P MIDCAP 40Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 150 shares; 2024Q4: 150 shares; 2025Q1: 150 shares; 2025Q2: 150 shares; 2025Q3: 150 shares; 2025Q4: 150 shares; 2026Q1: 150 shares 150$92.5K0.03%0Timeline
EUMPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: 3,245 shares 3,245$62.3K0.02%newTimeline
TMCTMC THE METALS COMPANY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 8,959 shares; 2024Q4: 8,959 shares; 2025Q1: 8,959 shares; 2025Q2: 12,911 shares; 2025Q3: 12,911 shares; 2025Q4: 12,911 shares; 2026Q1: 12,911 shares 12,911$60.3K0.02%0Timeline
METAMETA PLATFORMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 100 shares; 2024Q4: 100 shares; 2025Q1: 100 shares; 2025Q2: 100 shares; 2025Q3: 100 shares; 2025Q4: 100 shares; 2026Q1: 100 shares 100$57.2K0.02%0Timeline
WIWWESTERN AST INFL LKD OPP & IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 6,165 shares; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: 6,546 shares 6,546$55.4K0.02%newTimeline
FXYINVESCO CURRENCYSHARESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 4,198 shares; 2024Q4: 600 shares; 2025Q1: 600 shares; 2025Q2: 600 shares; 2025Q3: 600 shares; 2025Q4: 600 shares; 2026Q1: 600 shares 600$34.7K0.01%0Timeline
PFOFLAHERTY & CRUMRINE PFD INCOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 22,542 shares; 2024Q4: 39,919 shares; 2025Q1: 2,865 shares; 2025Q2: 2,868 shares; 2025Q3: 3,214 shares; 2025Q4: 3,345 shares; 2026Q1: 3,724 shares 3,724$33.7K0.01%+379Timeline
EDFVIRTUS STONE HBR EMRG MKTS IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 1,568 shares; 2024Q4: 1,546 shares; 2025Q1: 1,750 shares; 2025Q2: 1,822 shares; 2025Q3: 2,052 shares; 2025Q4: 2,052 shares; 2026Q1: 6,614 shares 6,614$31.6K0.01%+4,562Timeline
FPFFIRST TR INTER DURATN PFD &Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 1,055 shares; 2025Q1: 1,013 shares; 2025Q2: 906 shares; 2025Q3: 1,857 shares; 2025Q4: 1,792 shares; 2026Q1: 1,762 shares 1,762$31.1K0.01%-30Timeline
ANGXANGEL STUDIOS INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 5,699 shares; 2025Q4: 5,699 shares; 2026Q1: 5,699 shares 5,699$17.4K0.01%0Timeline
KFKOREA FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 315 shares; 2024Q4: 313 shares; 2025Q1: 346 shares; 2025Q2: 374 shares; 2025Q3: 602 shares; 2025Q4: 602 shares; 2026Q1: 380 shares 380$17.1K0.01%-222Timeline
TSITCW STRATEGIC INCOME FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 2,000 shares; 2024Q4: 2,000 shares; 2025Q1: 2,000 shares; 2025Q2: 2,000 shares; 2025Q3: 2,000 shares; 2025Q4: 2,000 shares; 2026Q1: 3,258 shares 3,258$14.6K<0.01%+1,258Timeline
JOFJAPAN SMALLER CAPITALIZATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 1,557 shares; 2024Q4: 1,557 shares; 2025Q1: 1,668 shares; 2025Q2: 1,691 shares; 2025Q3: 1,851 shares; 2025Q4: 1,851 shares; 2026Q1: 1,150 shares 1,150$12.5K<0.01%-701Timeline
NMAINUVEEN MULTI ASSET INCOME FUQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 978 shares; 2025Q4: 1,096 shares; 2026Q1: 898 shares 898$11.1K<0.01%-198Timeline
SVXYPROSHARES TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 220 shares; 2024Q4: 220 shares; 2025Q1: 220 shares; 2025Q2: 220 shares; 2025Q3: 220 shares; 2025Q4: 220 shares; 2026Q1: 220 shares 220$10.1K<0.01%0Timeline
NET POWER INCNET POWER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 32,771 shares; 2024Q4: 32,771 shares; 2025Q1: 32,771 shares; 2025Q2: 32,771 shares; 2025Q3: 32,771 shares; 2025Q4: 32,771 shares; 2026Q1: 32,771 shares 32,771$8.85K<0.01%0
PGZPRINCIPAL REAL ESTATE INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: 992 shares; 2026Q1: 907 shares 907$8.72K<0.01%-85Timeline
AIRJWAIRJOULE TECHNOLOGIES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 15,307 shares; 2024Q4: 15,307 shares; 2025Q1: 15,307 shares; 2025Q2: 15,307 shares; 2025Q3: 15,307 shares; 2025Q4: 15,307 shares; 2026Q1: 15,307 shares 15,307$8.57K<0.01%0Timeline
TDFTEMPLETON DRAGON FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 976 shares; 2024Q4: 1,095 shares; 2025Q1: 1,181 shares; 2025Q2: 1,165 shares; 2025Q3: 1,408 shares; 2025Q4: 1,416 shares; 2026Q1: 775 shares 775$8.22K<0.01%-641Timeline
CLMCORNERSTONE STRATEGIC INVESTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 756,291 shares; 2024Q4: 171,852 shares; 2025Q1: 88,892 shares; 2025Q2: 1,074,966 shares; 2025Q3: 9,539 shares; 2025Q4: 1,060 shares; 2026Q1: 1,120 shares 1,120$8.15K<0.01%+60Timeline
GGNGAMCO GLOBAL GOLD NAT RES &Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: 1,489 shares 1,489$7.92K<0.01%newTimeline
EEAEUROPEAN EQUITY FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 740 shares; 2024Q4: 744 shares; 2025Q1: 1,293 shares; 2025Q2: 1,385 shares; 2025Q3: 1,681 shares; 2025Q4: 1,681 shares; 2026Q1: 772 shares 772$7.64K<0.01%-909Timeline
EMFTEMPLETON EMERGING MKTS FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 660 shares; 2025Q4: 660 shares; 2026Q1: 429 shares 429$7.5K<0.01%-231Timeline
MXFMEXICO FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 694 shares; 2024Q4: 694 shares; 2025Q1: 666 shares; 2025Q2: 669 shares; 2025Q3: 705 shares; 2025Q4: 770 shares; 2026Q1: 354 shares 354$7.41K<0.01%-416Timeline
MXEMEXICO EQUITY & INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 1,150 shares; 2024Q4: 1,125 shares; 2025Q1: 1,111 shares; 2025Q2: 1,123 shares; 2025Q3: 1,144 shares; 2025Q4: 1,380 shares; 2026Q1: 570 shares 570$7.35K<0.01%-810Timeline
ADXADAMS DIVERSIFIED EQUITY FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 77,883 shares; 2024Q4: 83,059 shares; 2025Q1: 71,378 shares; 2025Q2: 295 shares; 2025Q3: 301 shares; 2025Q4: 308 shares; 2026Q1: 314 shares 314$6.87K<0.01%+6Timeline
RVTROYCE SMALL CAP TRUST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 350 shares; 2024Q4: 361 shares; 2025Q1: 368 shares; 2025Q2: 375 shares; 2025Q3: 382 shares; 2025Q4: 395 shares; 2026Q1: 402 shares 402$6.68K<0.01%+7Timeline
TYTRI CONTL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 161 shares; 2024Q4: 172 shares; 2025Q1: 174 shares; 2025Q2: 179 shares; 2025Q3: 181 shares; 2025Q4: 194 shares; 2026Q1: 195 shares 195$6.17K<0.01%+1Timeline
BDJBLACKROCK ENHANCED EQUITY DIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 606 shares; 2024Q4: 636 shares; 2025Q1: 650 shares; 2025Q2: 664 shares; 2025Q3: 678 shares; 2025Q4: 700 shares; 2026Q1: 714 shares 714$6.15K<0.01%+14Timeline
GABGABELLI EQUITY TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 943 shares; 2024Q4: 968 shares; 2025Q1: 994 shares; 2025Q2: 1,020 shares; 2025Q3: 1,044 shares; 2025Q4: 1,070 shares; 2026Q1: 1,098 shares 1,098$6.15K<0.01%+28Timeline
QQQXNUVEEN NASDAQ 100 DYNAMIC OVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 113,701 shares; 2024Q4: 117,169 shares; 2025Q1: 111,162 shares; 2025Q2: 212 shares; 2025Q3: 216 shares; 2025Q4: 221 shares; 2026Q1: 225 shares 225$6.01K<0.01%+4Timeline
JCENUVEEN CORE EQUITY ALPHA FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 348 shares; 2024Q4: 362 shares; 2025Q1: 362 shares; 2025Q2: 370 shares; 2025Q3: 378 shares; 2025Q4: 393 shares; 2026Q1: 393 shares 393$5.81K<0.01%0Timeline
RAAQWREAL ASSET ACQUISITION CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: 4,166 shares 4,166$5.54K<0.01%newTimeline
ASGLIBERTY ALL-STAR GROWTH FD IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 991 shares; 2024Q4: 991 shares; 2025Q1: 1,034 shares; 2025Q2: 1,054 shares; 2025Q3: 1,077 shares; 2025Q4: 1,077 shares; 2026Q1: 1,127 shares 1,127$5.35K<0.01%+50Timeline
AEFABRDN EMERGING MARKETS EX CHQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 1,239 shares; 2024Q4: 1,545 shares; 2025Q1: 1,267 shares; 2025Q2: 1,297 shares; 2025Q3: 1,994 shares; 2025Q4: 2,124 shares; 2026Q1: 667 shares 667$4.86K<0.01%-1,457Timeline
USALIBERTY ALL STAR EQUITY FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 746 shares; 2024Q4: 746 shares; 2025Q1: 784 shares; 2025Q2: 801 shares; 2025Q3: 823 shares; 2025Q4: 823 shares; 2026Q1: 871 shares 871$4.84K<0.01%+48Timeline
PURECYCLE TECHNOLOGIES INCPURECYCLE TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 5,457 shares; 2024Q4: 5,457 shares; 2025Q1: 5,457 shares; 2025Q2: 5,457 shares; 2025Q3: 5,457 shares; 2025Q4: 5,457 shares; 2026Q1: 5,457 shares 5,457$4.09K<0.01%0
RICE ACQUISITION CORP 3RICE ACQUISITION CORP 3Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: 4,858 shares 4,858$3.89K<0.01%new
ZTRVIRTUS TOTAL RETURN FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 902 shares; 2024Q4: 925 shares; 2025Q1: 660 shares; 2025Q2: 676 shares; 2025Q3: 692 shares; 2025Q4: 447 shares; 2026Q1: 457 shares 457$3.03K<0.01%+10Timeline
NXDTNEXPOINT DIVERSIFIED REL ETQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 246 shares; 2024Q4: 249 shares; 2025Q1: 357 shares; 2025Q2: 261 shares; 2025Q3: not reported; 2025Q4: 276 shares; 2026Q1: 285 shares 285$1.33K<0.01%+9Timeline

Sold out in Q1 2026

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
HERZFELD CREDIT INCOME FUNDHERZFELD CREDIT INCOME FUND5,841,928$13Mshares
NBXGNEUBERGER NEXT GENERATION412,390$5.95Mshares
XFLTXAI OCTAGON FLOATING RATE & AL638,082$3.06Mshares
DIAXNUVEEN DOW 30SM DYNAMIC OVERWR183,190$2.8Mshares
XJQCXNUVEEN CR STRATEGIES INCOME531,122$2.67Mshares
NCVVIRTUS CONVERTIBLE & INCOME174,319$2.64Mshares
XCMUXMFS HIGH YIELD MUN TR558,611$1.96Mshares
ECCEAGLE POINT CR CO124,736$718Kshares
GNTGAMCO NAT RES GOLD & INCOME90,459$674Kshares
LEOBNY MELLON STRATEGIC MUNS IN94,265$600Kshares
XMVTXBLACKROCK MUNIVEST FUND II46,375$501Kshares
VFLABRDN NATL MUN INCOME FD35,909$369Kshares
FMNFEDERATED HERMES PREM MUNI I29,727$330Kshares
NBHNEUBERGER MUN FD INC32,348$327Kshares
DMBBNY MELLON MUN BD INFRASTRUC23,503$258Kshares
SPMCSOUND POINT MERIDIAN CAP INC13,720$189Kshares
IIFMORGAN STANLEY INDIA INVT FD391$9.77Kshares
GFNEW GERMANY FD INC689$7.87Kshares
XAODXABRDN TOTAL DYNAMIC DIVIDEND590$5.75Kshares

How Q1 2026 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001398344-26-008954 base2026-05-12acceptance time not in the bulk data set