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Disclosery

SII INVESTMENTS INC/WI: NGD position timeline

Available 13F reports, 13D and 13G stakes and each Form 3, 4 and 5 line of SII INVESTMENTS INC/WI on NGD, newest first. How the timeline and the estimate are built.

SII INVESTMENTS INC/WI held 0 NGD shares at 2017-03-31 per its 13F-HR filed 2017-05-15.

the latest 13F is the newest step

  1. period ended2017-03-31
    13F 0 shares
    Change vs previous 13F -10,475 shares

    13F-HR 0001085146-17-001383 filed by SII INVESTMENTS INC/WI
    Filed (acceptance time not in the bulk data set), ingested

    Acceptance time not in the bulk data set (spec §4.2).

    Exited: the 13F for this period no longer lists the position.

  2. period ended2016-12-31
    13F 10,475 shares
    Change vs previous 13F 0 shares

    <0.01% of the 13F portfolio, value $37,000.

    13F-HR 0001085146-17-000520 filed by SII INVESTMENTS INC/WI
    Filed (acceptance time not in the bulk data set), ingested

    Acceptance time not in the bulk data set (spec §4.2).

  3. period ended2016-09-30
    13F 10,475 shares
    Change vs previous 13F -1,000 shares

    <0.01% of the 13F portfolio, value $46,000.

    13F-HR 0001085146-16-004730 filed by SII INVESTMENTS INC/WI
    Filed (acceptance time not in the bulk data set), ingested

    Acceptance time not in the bulk data set (spec §4.2).

  4. period ended2016-06-30
    13F 11,475 shares
    Change vs previous 13F not available

    <0.01% of the 13F portfolio, value $50,000.

    13F-HR 0001085146-16-004209 filed by SII INVESTMENTS INC/WI
    Filed (acceptance time not in the bulk data set), ingested

    Acceptance time not in the bulk data set (spec §4.2).