SII INVESTMENTS INC/WI: LQD position timeline

SII INVESTMENTS INC/WI held 0 LQD shares at 2018-03-31 per its 13F-HR filed 2018-04-16.

the latest 13F is the newest step

1. period ended2018-03-31

   13F 0 shares

   Change vs previous 13F -11,171 shares

   13F-HR 0001085146-18-001089 filed by SII INVESTMENTS INC/WI
   Filed 2018-04-16 (acceptance time not in the bulk data set), ingested 2026-10-07 19:05:42 UTC

   Acceptance time not in the bulk data set (spec §4.2).

   Exited: the 13F for this period no longer lists the position.

2. period ended2017-12-31

   13F 11,171 shares

   Change vs previous 13F -8,017 shares

   0.14% of the 13F portfolio, value $1,345,000.

   13F-HR 0001085146-18-000439 filed by SII INVESTMENTS INC/WI
   Filed 2018-02-09 (acceptance time not in the bulk data set), ingested 2026-10-07 19:06:41 UTC

   Acceptance time not in the bulk data set (spec §4.2).

3. period ended2017-09-30

   13F 19,188 shares

   Change vs previous 13F +2,706 shares

   0.13% of the 13F portfolio, value $2,311,000.

   13F-HR 0001085146-17-002267 filed by SII INVESTMENTS INC/WI
   Filed 2017-11-13 (acceptance time not in the bulk data set), ingested 2026-10-07 19:07:28 UTC

   Acceptance time not in the bulk data set (spec §4.2).

4. period ended2017-06-30

   13F 16,482 shares

   Change vs previous 13F -1,702 shares

   0.12% of the 13F portfolio, value $1,981,000.

   13F-HR 0001085146-17-001913 filed by SII INVESTMENTS INC/WI
   Filed 2017-08-14 (acceptance time not in the bulk data set), ingested 2026-10-07 19:08:39 UTC

   Acceptance time not in the bulk data set (spec §4.2).

5. period ended2017-03-31

   13F 18,184 shares

   Change vs previous 13F +8,230 shares

   0.15% of the 13F portfolio, value $2,142,000.

   13F-HR 0001085146-17-001383 filed by SII INVESTMENTS INC/WI
   Filed 2017-05-15 (acceptance time not in the bulk data set), ingested 2026-10-07 19:09:43 UTC

   Acceptance time not in the bulk data set (spec §4.2).

6. period ended2016-12-31

   13F 9,954 shares

   Change vs previous 13F -2,687 shares

   0.09% of the 13F portfolio, value $1,167,000.

   13F-HR 0001085146-17-000520 filed by SII INVESTMENTS INC/WI
   Filed 2017-02-13 (acceptance time not in the bulk data set), ingested 2026-10-07 19:10:24 UTC

   Acceptance time not in the bulk data set (spec §4.2).

7. period ended2016-09-30

   13F 12,641 shares

   Change vs previous 13F +1,680 shares

   0.12% of the 13F portfolio, value $1,558,000.

   13F-HR 0001085146-16-004730 filed by SII INVESTMENTS INC/WI
   Filed 2016-11-10 (acceptance time not in the bulk data set), ingested 2026-10-07 19:11:14 UTC

   Acceptance time not in the bulk data set (spec §4.2).

8. period ended2016-06-30

   13F 10,961 shares

   Change vs previous 13F not available

   0.11% of the 13F portfolio, value $1,348,000.

   13F-HR 0001085146-16-004209 filed by SII INVESTMENTS INC/WI
   Filed 2016-08-09 (acceptance time not in the bulk data set), ingested 2026-10-07 19:12:22 UTC

   Acceptance time not in the bulk data set (spec §4.2).