SII INVESTMENTS INC/WI: LMBS position timeline

SII INVESTMENTS INC/WI held 0 LMBS shares at 2018-03-31 per its 13F-HR filed 2018-04-16.

the latest 13F is the newest step

1. period ended2018-03-31

   13F 0 shares

   Change vs previous 13F -124,777 shares

   13F-HR 0001085146-18-001089 filed by SII INVESTMENTS INC/WI
   Filed 2018-04-16 (acceptance time not in the bulk data set), ingested 2026-10-07 19:05:42 UTC

   Acceptance time not in the bulk data set (spec §4.2).

   Exited: the 13F for this period no longer lists the position.

2. period ended2017-12-31

   13F 124,777 shares

   Change vs previous 13F -6,970 shares

   0.67% of the 13F portfolio, value $6,454,000.

   13F-HR 0001085146-18-000439 filed by SII INVESTMENTS INC/WI
   Filed 2018-02-09 (acceptance time not in the bulk data set), ingested 2026-10-07 19:06:41 UTC

   Acceptance time not in the bulk data set (spec §4.2).

3. period ended2017-09-30

   13F 131,747 shares

   Change vs previous 13F +12,782 shares

   0.39% of the 13F portfolio, value $6,849,000.

   13F-HR 0001085146-17-002267 filed by SII INVESTMENTS INC/WI
   Filed 2017-11-13 (acceptance time not in the bulk data set), ingested 2026-10-07 19:07:28 UTC

   Acceptance time not in the bulk data set (spec §4.2).

4. period ended2017-06-30

   13F 118,965 shares

   Change vs previous 13F +98,928 shares

   0.38% of the 13F portfolio, value $6,199,000.

   13F-HR 0001085146-17-001913 filed by SII INVESTMENTS INC/WI
   Filed 2017-08-14 (acceptance time not in the bulk data set), ingested 2026-10-07 19:08:39 UTC

   Acceptance time not in the bulk data set (spec §4.2).

5. period ended2017-03-31

   13F 20,037 shares

   Change vs previous 13F +3,810 shares

   0.07% of the 13F portfolio, value $1,044,000.

   13F-HR 0001085146-17-001383 filed by SII INVESTMENTS INC/WI
   Filed 2017-05-15 (acceptance time not in the bulk data set), ingested 2026-10-07 19:09:43 UTC

   Acceptance time not in the bulk data set (spec §4.2).

6. period ended2016-12-31

   13F 16,227 shares

   Change vs previous 13F +6,058 shares

   0.06% of the 13F portfolio, value $849,000.

   13F-HR 0001085146-17-000520 filed by SII INVESTMENTS INC/WI
   Filed 2017-02-13 (acceptance time not in the bulk data set), ingested 2026-10-07 19:10:24 UTC

   Acceptance time not in the bulk data set (spec §4.2).

7. period ended2016-09-30

   13F 10,169 shares

   Change vs previous 13F not available

   0.04% of the 13F portfolio, value $533,000.

   13F-HR 0001085146-16-004730 filed by SII INVESTMENTS INC/WI
   Filed 2016-11-10 (acceptance time not in the bulk data set), ingested 2026-10-07 19:11:14 UTC

   Acceptance time not in the bulk data set (spec §4.2).