SII INVESTMENTS INC/WI

13F filer, CIK 1351903, APPLETON, WI

SII INVESTMENTS INC/WI reported $1,225,300,000 across 584 holdings for the quarter ended 2016-06-30, in a 13F-HR filed 2016-08-09. Its ten largest share positions make up 25.61% of the portfolio.

Filed 2016-08-09 (acceptance time not in the bulk data set), ingested 2026-10-07 19:12:22 UTC13F-HR 0001085146-16-004209

Period: 2016-06-30
Reported value: $1.23B
Holdings: 584
Top 10 weight: 25.61%
New: 62
Sold out: 58

Largest buys vs the previous quarter

Security	Shares change	Approx. value
VOOadded	+69,079	$13.3M
VBadded	+93,907	$10.9M
VOadded	+80,615	$9.97M
EEMadded	+249,379	$8.57M
RWOadded	+133,111	$6.7M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
CVXreduced	-21,100	-$2.21M
ICFreduced	-18,544	-$2.01M
TSNexited	-28,488	-$1.9M
ITWreduced	-15,397	-$1.6M
FXHreduced	-21,456	-$1.27M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q2 2016

Share positions as resolved from 13F-HR 0001085146-16-004209, largest first. % of portfolio is the value over $1,225,300,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
CBS CORP NEWCBS CORP NEW	4,215	$230K	0.02%	-625
FRONTIER COMMUNICATIONS CORPFRONTIER COMMUNICATIONS CORP	47,695	$229K	0.02%	+3,060
MSMORGAN STANLEY	8,772	$228K	0.02%	new	Timeline
MOSMOSAIC CO	8,706	$227K	0.02%	new	Timeline
AIGAMERICAN INTL GROUP INC	4,276	$226K	0.02%	+517	Timeline
HANESBRANDS INCHANESBRANDS INC	8,950	$226K	0.02%	-184
AGCOAGCO CORP	4,733	$224K	0.02%	new	Timeline
IATISHARES TR	6,820	$223K	0.02%	new	Timeline
HPSHANCOCK JOHN PFD INCOME FD I	11,051	$221K	0.02%	new	Timeline
STERICYCLE INCSTERICYCLE INC	2,129	$221K	0.02%	new
FDXFEDEX CORP	1,448	$220K	0.02%	-5,440	Timeline
UNITED STATES STL CORP NEWUNITED STATES STL CORP NEW	13,029	$220K	0.02%	-10,625
NUVNUVEEN MUN VALUE FD INC	20,246	$219K	0.02%	new	Timeline
NXPNUVEEN SELECT TAX-FREE INCOM	14,042	$218K	0.02%	new	Timeline
APDAIR PRODUCTS AND CHEMICALS I	1,534	$217K	0.02%	new	Timeline
BRK-ABERKSHIRE HATHAWAY INC DEL	1	$217K	0.02%	-1	Timeline
MLRGISHARES TR	1,766	$216K	0.02%	new	Timeline
TIME WARNER INCTIME WARNER INC	2,951	$216K	0.02%	new
HARMAN INTL INDS INCHARMAN INTL INDS INC	2,968	$214K	0.02%	new
NUVEEN INTER DURATION MUNNUVEEN INTER DURATION MUN	15,550	$214K	0.02%	new
SOVRAN SELF STORAGE INCSOVRAN SELF STORAGE INC	2,075	$214K	0.02%	0
UALUNITED AIRLS HLDGS INC	5,188	$213K	0.02%	new	Timeline
IYRISHARES TR	2,605	$213K	0.02%	-375	Timeline
TDIVFIRST TR EXCHANGE TRADED FD	8,076	$213K	0.02%	-179	Timeline
IXNISHARES TR	2,176	$211K	0.02%	-761	Timeline
MTNVAIL RESORTS INC	1,530	$211K	0.02%	-202	Timeline
FITBFIFTH THIRD BANCORP	11,893	$208K	0.02%	+201	Timeline
KMXCARMAX INC	4,226	$208K	0.02%	new	Timeline
NOBLPROSHARES TR	3,817	$207K	0.02%	new	Timeline
BUCKEYE PARTNERS LP (BPL)BUCKEYE PARTNERS LP (BPL)	2,908	$205K	0.02%	new
SPGIS&P GLOBAL INC	1,900	$204K	0.02%	new	Timeline
VSSVANGUARD INTL EQUITY INDEX F	2,180	$204K	0.02%	new	Timeline
GOVERNMENT PPTYS INCOME TRGOVERNMENT PPTYS INCOME TR	8,700	$201K	0.02%	new
INVESCO WATER RESOURCES ETFINVESCO WATER RESOURCES ETF	8,594	$201K	0.02%	-759
ILCVISHARES TR	2,297	$200K	0.02%	-1,173	Timeline
FCXFREEPORT MCMORAN INC	18,071	$199K	0.02%	-4,714	Timeline
VLTINVESCO HIGH INCOME TR II	14,175	$196K	0.02%	+3,925	Timeline
CSWCCAPITAL SOUTHWEST CORP	13,706	$190K	0.02%	new	Timeline
SIERRA WIRELESS INCSIERRA WIRELESS INC	10,875	$184K	0.02%	-1,000
NUVEEN MICH QUALITY INCOME …NUVEEN MICH QUALITY INCOME MUN FD…	11,670	$179K	0.01%	0
GSGISHARES S&P GSCI COMMODITY-	11,390	$177K	0.01%	-169	Timeline
USALIBERTY ALL STAR EQUITY FD	33,452	$167K	0.01%	-1,364	Timeline
XEADXALLSPRING INCOME OPPORTUNIT	20,355	$161K	0.01%	+1,605	Timeline
BRISTOW GROUP INCBRISTOW GROUP INC	14,055	$160K	0.01%	-180
Invesco Global Listed Priva…Invesco Global Listed Private Equ…	15,629	$158K	0.01%	-86,542
KEYKEYCORP	14,057	$155K	0.01%	-221	Timeline
ASAASA GOLD AND PRECIOUS MTLS L	10,273	$154K	0.01%	new	Timeline
NUVEEN SELECT TAX FREE INCOMNUVEEN SELECT TAX FREE INCOM	10,220	$151K	0.01%	new
BTZBLACKROCK CR ALLOCATION	11,586	$149K	0.01%	0	Timeline
PMOFRANKLIN MUN OPPORTUNITIES T	10,547	$140K	0.01%	new	Timeline
XFRAXBLACKROCK FLOATING RATE INCO	10,375	$137K	0.01%	+50	Timeline
PFOFLAHERTY & CRUMRINE PFD INCO	10,750	$135K	0.01%	0	Timeline
DEUTSCHE HIGH INCOME TR SHSDEUTSCHE HIGH INCOME TR SHS	14,535	$128K	0.01%	0
DREYFUS STRATEGIC MUNS INCDREYFUS STRATEGIC MUNS INC	13,223	$126K	0.01%	0
MANITOWOC COMPANY INCMANITOWOC COMPANY INC	22,005	$120K	0.01%	+125
HBANHUNTINGTON BANCSHARES INC	12,967	$117K	0.01%	-120,720	Timeline
PHKPIMCO HIGH INCOME FD	11,708	$115K	0.01%	+1,674	Timeline
ABERDEEN ASIA-PACIFIC INCOM…ABERDEEN ASIA-PACIFIC INCOME F	22,610	$114K	0.01%	0
WINDSTREAM HLDGS INCWINDSTREAM HLDGS INC	11,846	$109K	0.01%	new
GRAMERCY PPTY TR COMGRAMERCY PPTY TR COM	11,677	$109K	0.01%	new
RCSPIMCO STRATEGIC INCOME FD	10,560	$101K	0.01%	0	Timeline
BLACKROCK DEBT STRAT FD INCBLACKROCK DEBT STRAT FD INC	27,609	$97K	0.01%	-1,900
PMMFRANKLIN MANAGED MUN INCOME	10,872	$87K	0.01%	new	Timeline
ACTGACACIA RESH CORP	18,980	$82K	0.01%	-500	Timeline
TEMPLETON GLOBAL INCOME FDTEMPLETON GLOBAL INCOME FD	11,818	$77K	0.01%	-4,484
WESTERN ASSET MGD HI INCM FDWESTERN ASSET MGD HI INCM FD	16,174	$74K	0.01%	+2,000
SPPPSPROTT ASSET MANAGEMENT LP	10,200	$71K	0.01%	0	Timeline
DREYFUSDREYFUS	20,000	$68K	0.01%	+10,000
TACTRANSALTA CORP	12,179	$66K	0.01%	+1,213	Timeline
NGDNEW GOLD INC	11,475	$50K	<0.01%	0	Timeline
SUPERVALU INCSUPERVALU INC	10,079	$47K	<0.01%	0
SEADRILL ORDSEADRILL ORD	12,807	$42K	<0.01%	-360
DIGITAL ALLY INCDIGITAL ALLY INC	10,000	$39K	<0.01%	-800
NAVIDEA BIOPHARMACEUTICALS INAVIDEA BIOPHARMACEUTICALS I	71,015	$38K	<0.01%	-19,300
VCELVERICEL CORP	11,500	$25K	<0.01%	-3,000	Timeline
QUICKLOGIC CORPQUICKLOGIC CORP	20,050	$17K	<0.01%	0
SEQUENOM INC COM NEWSEQUENOM INC COM NEW	16,233	$13K	<0.01%	0
CHANTICLEER HLDGS INCCHANTICLEER HLDGS INC	30,000	$13K	<0.01%	0
ANTARES PHARMA INCANTARES PHARMA INC	10,100	$11K	<0.01%	-23,000
CUMULUS MEDIA INCCUMULUS MEDIA INC	10,003	$3K	<0.01%	0

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

Security	Type	Amount	Value
PROSPECT CAPITAL CORPORATIONPROSPECT CAPITAL CORPORATION NOTE 4.750% 4/1	principal	155,000	$146K
PROSPECT CAPITAL CORPORATIONPROSPECT CAPITAL CORPORATION NOTE 5.875% 1/1	principal	89,000	$89K
PROSPECT CAPITAL CORPORATIO…PROSPECT CAPITAL CORPORATION 5.75… Convertible	principal	45,000	$45K
BLACKROCK TCP CAPITAL CORPBLACKROCK TCP CAPITAL CORP COM	principal	30,000	$31K

Sold out in Q2 2016

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
TSNTYSON FOODS INC	28,488	$1.9M	shares
EMNEASTMAN CHEM CO	15,803	$1.15M	shares
AIRGAS INCAIRGAS INC	7,815	$1.11M	shares
MARKET VECTORS ETF TR JR GO…MARKET VECTORS ETF TR JR GOLD	38,231	$1.06M	shares
SHMSPDR SERIES TRUST	18,125	$884K	shares
URIUNITED RENTALS INC	12,938	$804K	shares
PRAXAIR INCPRAXAIR INC	6,872	$785K	shares
GLWCORNING INC	26,874	$564K	shares
COMMUNICATIONS SALES&LEAS INCOMMUNICATIONS SALES&LEAS IN	21,214	$468K	shares
BAXALTA INCBAXALTA INC	10,721	$430K	shares
Vaneck Vectors Gold Miners …Vaneck Vectors Gold Miners ETF	21,576	$425K	shares
HOLLYFRONTIER CORPHOLLYFRONTIER CORP	11,952	$421K	shares
AMERICAN CAPITAL LTDAMERICAN CAPITAL LTD	24,742	$376K	shares
CLCOLGATE PALMOLIVE CO	4,910	$348K	shares
VCLTVANGUARD SCOTTSDALE FDS	3,675	$328K	shares
WGL HLDGS INCWGL HLDGS INC	4,525	$325K	shares
FGDFIRST TR EXCHANGE-TRADED FD	13,852	$312K	shares
MNANYLIM ETF TR	10,627	$308K	shares
IWVISHARES TR	2,397	$290K	shares
FDTFIRST TR EXCH TRD ALPHDX FD	6,150	$286K	shares
WELLWELLTOWER INC	4,040	$280K	shares
JP MORGAN CHASE & COJP MORGAN CHASE & CO	10,287	$279K	shares
STEWSRH TOTAL RETURN FUND INC	34,759	$273K	shares
RIGTRANSOCEAN LTD	29,029	$269K	shares
Ft Dearborn Inc Sec IncFt Dearborn Inc Sec Inc	18,450	$267K	shares
EEMVISHARES INC	5,177	$266K	shares
ITBISHARES TR	9,686	$261K	shares
FEMFIRST TR EXCH TRD ALPHDX FD	13,058	$251K	shares
POWERSHARES ETF TRUST IIPOWERSHARES ETF TRUST II	7,566	$244K	shares
FLOTISHARES TR	4,787	$241K	shares
IYWISHARES TR	2,166	$238K	shares
BEMIS INCBEMIS INC	4,551	$235K	shares
XLPSELECT SECTOR SPDR TR	4,317	$230K	shares
BIIBBIOGEN INC	839	$218K	shares
FTLSFIRST TR EXCH TRADED FD III	6,783	$217K	shares
POWERSHARESPOWERSHARES	4,733	$216K	shares
DXJWISDOMTREE TR	4,768	$207K	shares
MONSANTO CO NEWMONSANTO CO NEW	2,356	$207K	shares
MGCVANGUARD WORLD FD	2,898	$204K	shares
KRGKITE REALTY GROUP TRUST	7,374	$204K	shares
BYDBOYD GAMING CORP	9,700	$200K	shares
Guggenheim Exch Trd FdGuggenheim Exch Trd Fd	10,113	$185K	shares
ALBANY MOLECULAR RESHALBANY MOLECULAR RESH	10,695	$163K	shares
iShares Msci SingaporeiShares Msci Singapore	13,038	$141K	shares
NORTHSTAR REALTY EUROPE CORPNORTHSTAR REALTY EUROPE CORP	10,650	$122K	shares
NHSNEUBERGER HIGH YIELD ST FD I	11,130	$116K	shares
JPCNUVEEN PFD & INCOME OPPORTUN	12,100	$114K	shares
MUMICRON TECHNOLOGY INC	10,652	$112K	shares
WHITING PETE CORP NEWWHITING PETE CORP NEW	12,729	$102K	shares
AEGON N VAEGON N V	13,458	$75K	shares
GNWGENWORTH FINL INC	14,540	$39K	shares
DENBURY RES INCDENBURY RES INC	16,504	$36K	shares
MANAGED HIGH YIELD PLUS FD IMANAGED HIGH YIELD PLUS FD I	13,000	$24K	shares
CYTORI THERAPEUTICS INCCYTORI THERAPEUTICS INC	45,000	$9K	shares
LinnCo, LLCLinnCo, LLC	46,772	$8K	shares
Breitburn Energy Ptnr LpBreitburn Energy Ptnr Lp	17,135	$7K	shares
Lineage, Inc.Lineage, Inc.	23,002	$6K	shares
CROSSROADS SYS INCCROSSROADS SYS INC	16,000	$3K	shares

How Q2 2016 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001085146-16-004209	base		2016-08-09	acceptance time not in the bulk data set	2026-10-07 19:12:22 UTC