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Seamans Capital Management, LLC

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13F filer, CIK 1513101, Boston, MA

Seamans Capital Management, LLC reported $59,245,000 across 62 holdings for the quarter ended 2014-09-30, in a 13F-HR filed 2014-11-13. Its ten largest share positions make up 46.07% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001553350-14-001365

Period
2014-09-30
Reported value
$59.2M
Holdings
62
Top 10 weight
46.07%
New
14
Sold out
26

Largest buys vs the previous quarter

SecurityShares changeApprox. value
NRGnew+61,750$1.88M
SJTadded+91,700$1.74M
CMInew+11,220$1.48M
YCSnew+16,600$1.26M
JKSadded+29,375$808K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
EUOreduced-116,800-$2.33M
NRG YIELD INCexited-32,100-$1.67M
JOHNSON CONTROLS INT Fexited-32,925-$1.64M
PROSHARES TR IIreduced-29,400-$1.35M
HORIZON PHARMA INCexited-69,800-$1.1M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2014

Share positions as resolved from 13F-HR 0001553350-14-001365, largest first. % of portfolio is the value over $56,818,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
FNMAFEDERAL NATL MTG ASS 000000Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 2,246,500 shares; 2014Q1: 2,227,400 shares; 2014Q2: 1,442,400 shares; 2014Q3: 1,442,400 shares 1,442,400$3.88M6.83%0Timeline
FUELCELL ENERGY INC COMFUELCELL ENERGY INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 1,391,900 shares; 2014Q1: 1,618,900 shares; 2014Q2: 1,691,900 shares; 2014Q3: 1,673,200 shares 1,673,200$3.5M6.15%-18,700
EUOPROSHARES TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 403,750 shares; 2014Q1: 303,150 shares; 2014Q2: 273,450 shares; 2014Q3: 156,650 shares 156,650$3.13M5.5%-116,800Timeline
QUANTUM FUEL SYS INC XXXQUANTUM FUEL SYS INC XXXQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 787,610 shares; 2014Q1: 855,250 shares; 2014Q2: 856,100 shares; 2014Q3: 824,525 shares 824,525$3.07M5.4%-31,575
CSIQCANADIAN SOLAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 134,875 shares; 2014Q1: 78,230 shares; 2014Q2: 76,880 shares; 2014Q3: 75,680 shares 75,680$2.71M4.76%-1,200Timeline
TBFPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 87,500 shares; 2014Q3: 88,700 shares 88,700$2.46M4.33%+1,200Timeline
PLUGPLUG PWR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 189,100 shares; 2014Q2: 393,300 shares; 2014Q3: 443,100 shares 443,100$2.03M3.58%+49,800Timeline
NRGNRG ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 61,750 shares 61,750$1.88M3.31%newTimeline
SJTSAN JUAN BASIN RTY TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 3,300 shares; 2014Q3: 95,000 shares 95,000$1.8M3.18%+91,700Timeline
TBTPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 30,000 shares; 2014Q3: 30,425 shares 30,425$1.71M3.02%+425Timeline
CFCF INDUSTRIES HOLDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 6,310 shares; 2014Q3: 5,950 shares 5,950$1.66M2.92%-360Timeline
NEENEXTERA ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 13,535 shares; 2014Q1: 16,375 shares; 2014Q2: 16,900 shares; 2014Q3: 17,625 shares 17,625$1.66M2.91%+725Timeline
HYDROGENICS CORPORATION NEWHYDROGENICS CORPORATION NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 72,200 shares; 2014Q1: 98,050 shares; 2014Q2: 98,050 shares; 2014Q3: 94,050 shares 94,050$1.58M2.79%-4,000
JKSJINKOSOLAR HLDG CO LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 27,950 shares; 2014Q2: 27,950 shares; 2014Q3: 57,325 shares 57,325$1.58M2.77%+29,375Timeline
BLDPBALLARD PWR SYS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 329,000 shares; 2014Q1: 437,500 shares; 2014Q2: 465,500 shares; 2014Q3: 486,000 shares 486,000$1.57M2.76%+20,500Timeline
CMICUMMINS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 11,220 shares 11,220$1.48M2.61%newTimeline
SPWRQSUNPOWER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 107,980 shares; 2014Q1: 41,220 shares; 2014Q2: 44,320 shares; 2014Q3: 42,170 shares 42,170$1.43M2.52%-2,150Timeline
JA SOLAR HOLDINGS CO LTDJA SOLAR HOLDINGS CO LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 74,700 shares; 2014Q1: 145,600 shares; 2014Q2: 152,100 shares; 2014Q3: 148,825 shares 148,825$1.38M2.42%-3,275
SUNEDISON INCSUNEDISON INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 53,000 shares; 2014Q2: 56,250 shares; 2014Q3: 68,200 shares 68,200$1.29M2.27%+11,950
PROSHARES TR IIPROSHARES TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 98,250 shares; 2014Q1: 58,600 shares; 2014Q2: 57,100 shares; 2014Q3: 27,700 shares 27,700$1.27M2.23%-29,400
YCSPROSHARES TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 42,675 shares; 2014Q2: not reported; 2014Q3: 16,600 shares 16,600$1.26M2.21%newTimeline
DRYSHIPS INCDRYSHIPS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 519,200 shares; 2014Q1: 507,350 shares; 2014Q2: 507,350 shares; 2014Q3: 491,850 shares 491,850$1.22M2.14%-15,500
MAXWELL TECHNOLOGIES INCMAXWELL TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 157,400 shares; 2014Q2: 160,900 shares; 2014Q3: 138,900 shares 138,900$1.21M2.13%-22,000
TSNTYSON FOODS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 30,900 shares; 2014Q3: 28,550 shares 28,550$1.12M1.98%-2,350Timeline
POTASH CORP OF SASKATCHEWANPOTASH CORP OF SASKATCHEWANQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 34,750 shares; 2014Q3: 32,325 shares 32,325$1.12M1.97%-2,425
FMCCFEDERAL HOME LN MTGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 82,100 shares; 2014Q1: 322,500 shares; 2014Q2: 422,500 shares; 2014Q3: 408,000 shares 408,000$1.08M1.9%-14,500Timeline
ERIIENERGY RECOVERY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 139,704 shares; 2014Q1: 242,454 shares; 2014Q2: 251,854 shares; 2014Q3: 251,854 shares 251,854$892K1.57%0Timeline
UQM TECHNOLOGIES INCUQM TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 640,100 shares; 2014Q2: 646,600 shares; 2014Q3: 631,100 shares 631,100$890K1.57%-15,500
HANWHA SOLARONE CO LTDHANWHA SOLARONE CO LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 892,050 shares; 2014Q1: 284,075 shares; 2014Q2: 307,575 shares; 2014Q3: 351,025 shares 351,025$821K1.44%+43,450
TRINA SOLAR LIMITEDTRINA SOLAR LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 48,900 shares; 2014Q1: 61,150 shares; 2014Q2: 65,150 shares; 2014Q3: 65,150 shares 65,150$786K1.38%0
PHYSSPROTT ASSET MANAGEMENT LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 261,240 shares; 2014Q1: 71,340 shares; 2014Q2: 75,840 shares; 2014Q3: 75,840 shares 75,840$756K1.33%0Timeline
CHINA MING YANG WIND ADRCHINA MING YANG WIND ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 203,200 shares; 2014Q2: 203,200 shares; 2014Q3: 196,200 shares 196,200$596K1.05%-7,000
TENNECO INCTENNECO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 23,100 shares; 2014Q1: 10,800 shares; 2014Q2: 10,800 shares; 2014Q3: 10,800 shares 10,800$565K0.99%0
IDEAL PWR INCIDEAL PWR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 81,550 shares; 2014Q2: 81,550 shares; 2014Q3: 61,800 shares 61,800$467K0.82%-19,750
RF MICRODEVICES INCRF MICRODEVICES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 27,500 shares; 2014Q3: 27,500 shares 27,500$317K0.56%0
WMBWILLIAMS COS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 5,100 shares; 2014Q2: 5,100 shares; 2014Q3: 5,100 shares 5,100$282K0.5%0Timeline
CAPSTONE TURBINE CORP COMCAPSTONE TURBINE CORP COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 288,400 shares; 2014Q2: 288,400 shares; 2014Q3: 262,600 shares 262,600$281K0.49%-25,800
NAVIOS MARITIME ACQUISITIONNAVIOS MARITIME ACQUISITIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 38,753 shares; 2014Q1: 102,653 shares; 2014Q2: 102,653 shares; 2014Q3: 102,653 shares 102,653$278K0.49%0
YINGLI GREEN ENERGY HLDG COYINGLI GREEN ENERGY HLDG COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 73,500 shares; 2014Q3: 65,500 shares 65,500$204K0.36%-8,000
SPROTT PHYSICAL GOLD SILVERSPROTT PHYSICAL GOLD SILVERQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 79,550 shares; 2014Q1: 16,300 shares; 2014Q2: 16,300 shares; 2014Q3: 16,300 shares 16,300$201K0.35%0
POWERSECURE INTERNATIONAL INPOWERSECURE INTERNATIONAL INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 11,450 shares; 2014Q2: 14,450 shares; 2014Q3: 20,900 shares 20,900$200K0.35%+6,450
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 3,850 shares; 2014Q2: 3,850 shares; 2014Q3: 3,850 shares 3,850$178K0.31%0Timeline
GASLOG LTDGASLOG LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 7,250 shares 7,250$160K0.28%new
PBTPERMIAN BASIN RTY TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 10,700 shares 10,700$145K0.26%newTimeline
BWABORGWARNER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 2,100 shares 2,100$110K0.19%newTimeline
CRTCROSS TIMBERS RTY TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 1,750 shares; 2014Q3: 3,250 shares 3,250$103K0.18%+1,500Timeline
HGTXUHUGOTON ROYALTY TST UBIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 5,700 shares; 2014Q3: 10,700 shares 10,700$96K0.17%+5,000Timeline
TERRA NITROGEN CO L PTERRA NITROGEN CO L PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 635 shares; 2014Q2: 635 shares; 2014Q3: 635 shares 635$92K0.16%0
DZZDEUTSCHE BK AG LONDON BRHQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 349,180 shares; 2014Q1: 324,540 shares; 2014Q2: not reported; 2014Q3: 7,600 shares 7,600$55K0.1%newTimeline
PATTERN ENERGY GROUP INCPATTERN ENERGY GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 1,700 shares 1,700$53K0.09%new
SEVCON INCSEVCON INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 12,000 shares; 2014Q3: 6,000 shares 6,000$49K0.09%-6,000
PFEPFIZER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 2,400 shares; 2014Q2: 1,600 shares; 2014Q3: 1,600 shares 1,600$47K0.08%0Timeline
STR HOLDINGS INCSTR HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 25,000 shares 25,000$36K0.06%new
DAKOTA PLAINSDAKOTA PLAINSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 15,000 shares; 2014Q3: 15,000 shares 15,000$36K0.06%0
CVR REFINING LP COM UNIT RE…CVR REFINING LP COM UNIT REPSTG L…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 1,000 shares 1,000$23K0.04%new
Alamos Gold, Inc.Alamos Gold, Inc.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 10,400 shares; 2014Q1: 10,400 shares; 2014Q2: 3,400 shares; 2014Q3: 2,400 shares 2,400$19K0.03%-1,000
ASCENT SOLAR TECHNOLOGIES INASCENT SOLAR TECHNOLOGIES INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 5,000 shares 5,000$11K0.02%new
FSLRFIRST SOLAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 65 shares 65$4K0.01%newTimeline

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
APPLE INCAPPLE INC CALLcall1,205$1.53M+221
INTERNATIONAL BUSINESS MACHSINTERNATIONAL BUSINESS MACHS CALLcall1,148$791Knew
DIREXION DLY SM CAP BEAR 3XDIREXION DLY SM CAP BEAR 3X COMcall404$87Knew
PLUG PWR INCPLUG PWR INC CALLcall1,000$23K+155

Sold out in Q3 2014

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
NRG YIELD INCNRG YIELD INC32,100$1.67Mshares
JOHNSON CONTROLS INT FJOHNSON CONTROLS INT F32,925$1.64Mshares
HORIZON PHARMA INCHORIZON PHARMA INC69,800$1.1Mshares
MPCMARATHON PETE CORP12,125$947Kshares
ENSENERSYS13,525$930Kshares
CWCOCONSOLIDATED WATER CO INC61,850$728Kshares
DCIDONALDSON INC10,200$432Kshares
SUNEDISON INCSUNEDISON INC550$347Kcall
SOLARCITY CORPSOLARCITY CORP160$336Kcall
FIRST SOLAR INCFIRST SOLAR INC219$258Kcall
FCXFREEPORT MCMORAN INC5,000$183Kshares
GT ADVANCED TECHNOLOGIES INCGT ADVANCED TECHNOLOGIES INC530$175Kcall
GASLOG PARTNERS LPGASLOG PARTNERS LP4,600$147Kshares
CURRENCYSHARES CANADIAN DOL…CURRENCYSHARES CANADIAN DOLLAR TR…1,525$142Kshares
GOOGLE INC-CL AGOOGLE INC-CL A53$136Kcall
GT ADVANCED TECHNOLOGIES INCGT ADVANCED TECHNOLOGIES INC5,600$104Kshares
TSLATESLA INC250$60Kshares
GLWCORNING INC2,500$55Kshares
GLOBAL XGLOBAL X3,000$41Kshares
REAL GOODS SOLAR INCREAL GOODS SOLAR INC10,000$30Kshares
DRYSHIPS INCDRYSHIPS INC570$25Kcall
ASCENT SOLAR TECHNOLOGIESASCENT SOLAR TECHNOLOGIES50,000$21Kshares
FUELCELL ENERGY INC. CMN STKFUELCELL ENERGY INC. CMN STK1,450$12Kcall
ALCOA INCALCOA INC200$6Kcall
SPDR GOLD TRSPDR GOLD TR10$2Kput
DIREXION SHARES ETF TRUSTDIREXION SHARES ETF TRUST180$2Kcall

How Q3 2014 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001553350-14-001365 base2014-11-13acceptance time not in the bulk data set