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Disclosery

Seamans Capital Management, LLC

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13F filer, CIK 1513101, Boston, MA

Seamans Capital Management, LLC reported $71,530,000 across 74 holdings for the quarter ended 2014-06-30, in a 13F-HR filed 2014-08-11. Its ten largest share positions make up 47.24% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001553350-14-000895

Period
2014-06-30
Reported value
$71.5M
Holdings
74
Top 10 weight
47.24%
New
26
Sold out
15

Largest buys vs the previous quarter

SecurityShares changeApprox. value
TBFnew+87,500$2.52M
TBTnew+30,000$1.82M
CFnew+6,310$1.52M
POTASH CORP OF SASKATCHEWANnew+34,750$1.32M
TSNnew+30,900$1.16M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
FNMAreduced-785,000-$3.07M
YCSexited-42,675-$2.89M
DZZexited-324,540-$2.15M
BARCLAYS BANK PLCexited-28,750-$1.45M
VLOexited-24,875-$1.32M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q2 2014

Share positions as resolved from 13F-HR 0001553350-14-000895, largest first. % of portfolio is the value over $69,274,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
FNMAFEDERAL NATL MTG ASS 000000Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 2,246,500 shares; 2014Q1: 2,227,400 shares; 2014Q2: 1,442,400 shares 1,442,400$5.64M8.14%-785,000Timeline
QUANTUM FUEL SYS INC XXXQUANTUM FUEL SYS INC XXXQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 787,610 shares; 2014Q1: 855,250 shares; 2014Q2: 856,100 shares 856,100$4.95M7.14%+850
EUOPROSHARES TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 403,750 shares; 2014Q1: 303,150 shares; 2014Q2: 273,450 shares 273,450$4.66M6.73%-29,700Timeline
FUELCELL ENERGY INC COMFUELCELL ENERGY INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 1,391,900 shares; 2014Q1: 1,618,900 shares; 2014Q2: 1,691,900 shares 1,691,900$4.06M5.86%+73,000
TBFPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 87,500 shares 87,500$2.52M3.64%newTimeline
MAXWELL TECHNOLOGIES INCMAXWELL TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 157,400 shares; 2014Q2: 160,900 shares 160,900$2.43M3.51%+3,500
CSIQCANADIAN SOLAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 134,875 shares; 2014Q1: 78,230 shares; 2014Q2: 76,880 shares 76,880$2.4M3.47%-1,350Timeline
PROSHARES TR IIPROSHARES TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 98,250 shares; 2014Q1: 58,600 shares; 2014Q2: 57,100 shares 57,100$2.3M3.32%-1,500
BLDPBALLARD PWR SYS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 329,000 shares; 2014Q1: 437,500 shares; 2014Q2: 465,500 shares 465,500$1.92M2.77%+28,000Timeline
PLUGPLUG PWR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 189,100 shares; 2014Q2: 393,300 shares 393,300$1.84M2.66%+204,200Timeline
HYDROGENICS CORPORATION NEWHYDROGENICS CORPORATION NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 72,200 shares; 2014Q1: 98,050 shares; 2014Q2: 98,050 shares 98,050$1.83M2.64%0
TBTPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 30,000 shares 30,000$1.82M2.63%newTimeline
SPWRQSUNPOWER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 107,980 shares; 2014Q1: 41,220 shares; 2014Q2: 44,320 shares 44,320$1.82M2.62%+3,100Timeline
NEENEXTERA ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 13,535 shares; 2014Q1: 16,375 shares; 2014Q2: 16,900 shares 16,900$1.73M2.5%+525Timeline
NRG YIELD INCNRG YIELD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 31,000 shares; 2014Q2: 32,100 shares 32,100$1.67M2.41%+1,100
JA SOLAR HOLDINGS CO LTDJA SOLAR HOLDINGS CO LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 74,700 shares; 2014Q1: 145,600 shares; 2014Q2: 152,100 shares 152,100$1.65M2.38%+6,500
JOHNSON CONTROLS INT FJOHNSON CONTROLS INT FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 38,275 shares; 2014Q1: 33,425 shares; 2014Q2: 32,925 shares 32,925$1.64M2.37%-500
DRYSHIPS INCDRYSHIPS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 519,200 shares; 2014Q1: 507,350 shares; 2014Q2: 507,350 shares 507,350$1.63M2.36%0
FMCCFEDERAL HOME LN MTGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 82,100 shares; 2014Q1: 322,500 shares; 2014Q2: 422,500 shares 422,500$1.63M2.35%+100,000Timeline
CFCF INDUSTRIES HOLDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 6,310 shares 6,310$1.52M2.19%newTimeline
UQM TECHNOLOGIES INCUQM TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 640,100 shares; 2014Q2: 646,600 shares 646,600$1.47M2.12%+6,500
POTASH CORP OF SASKATCHEWANPOTASH CORP OF SASKATCHEWANQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 34,750 shares 34,750$1.32M1.9%new
SUNEDISON INCSUNEDISON INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 53,000 shares; 2014Q2: 56,250 shares 56,250$1.27M1.83%+3,250
ERIIENERGY RECOVERY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 139,704 shares; 2014Q1: 242,454 shares; 2014Q2: 251,854 shares 251,854$1.24M1.79%+9,400Timeline
TSNTYSON FOODS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 30,900 shares 30,900$1.16M1.67%newTimeline
HORIZON PHARMA INCHORIZON PHARMA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 69,800 shares 69,800$1.1M1.59%new
MPCMARATHON PETE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 20,150 shares; 2014Q1: 12,125 shares; 2014Q2: 12,125 shares 12,125$947K1.37%0Timeline
ENSENERSYSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 27,950 shares; 2014Q1: 13,800 shares; 2014Q2: 13,525 shares 13,525$930K1.34%-275Timeline
HANWHA SOLARONE CO LTDHANWHA SOLARONE CO LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 892,050 shares; 2014Q1: 284,075 shares; 2014Q2: 307,575 shares 307,575$852K1.23%+23,500
JKSJINKOSOLAR HLDG CO LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 27,950 shares; 2014Q2: 27,950 shares 27,950$843K1.22%0Timeline
TRINA SOLAR LIMITEDTRINA SOLAR LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 48,900 shares; 2014Q1: 61,150 shares; 2014Q2: 65,150 shares 65,150$836K1.21%+4,000
PHYSSPROTT ASSET MANAGEMENT LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 261,240 shares; 2014Q1: 71,340 shares; 2014Q2: 75,840 shares 75,840$835K1.21%+4,500Timeline
IDEAL PWR INCIDEAL PWR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 81,550 shares; 2014Q2: 81,550 shares 81,550$753K1.09%0
CWCOCONSOLIDATED WATER CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 65,050 shares; 2014Q2: 61,850 shares 61,850$728K1.05%-3,200Timeline
TENNECO INCTENNECO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 23,100 shares; 2014Q1: 10,800 shares; 2014Q2: 10,800 shares 10,800$710K1.02%0
CHINA MING YANG WIND ADRCHINA MING YANG WIND ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 203,200 shares; 2014Q2: 203,200 shares 203,200$697K1.01%0
CAPSTONE TURBINE CORP COMCAPSTONE TURBINE CORP COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 288,400 shares; 2014Q2: 288,400 shares 288,400$435K0.63%0
DCIDONALDSON INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 9,000 shares; 2014Q2: 10,200 shares 10,200$432K0.62%+1,200Timeline
NAVIOS MARITIME ACQUISITIONNAVIOS MARITIME ACQUISITIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 38,753 shares; 2014Q1: 102,653 shares; 2014Q2: 102,653 shares 102,653$381K0.55%0
WMBWILLIAMS COS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 5,100 shares; 2014Q2: 5,100 shares 5,100$297K0.43%0Timeline
YINGLI GREEN ENERGY HLDG COYINGLI GREEN ENERGY HLDG COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 73,500 shares 73,500$275K0.4%new
RF MICRODEVICES INCRF MICRODEVICES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 27,500 shares 27,500$264K0.38%new
SPROTT PHYSICAL GOLD SILVERSPROTT PHYSICAL GOLD SILVERQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 79,550 shares; 2014Q1: 16,300 shares; 2014Q2: 16,300 shares 16,300$237K0.34%0
FCXFREEPORT MCMORAN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 5,000 shares; 2014Q2: 5,000 shares 5,000$183K0.26%0Timeline
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 3,850 shares; 2014Q2: 3,850 shares 3,850$161K0.23%0Timeline
GASLOG PARTNERS LPGASLOG PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 4,600 shares 4,600$147K0.21%new
CURRENCYSHARES CANADIAN DOL…CURRENCYSHARES CANADIAN DOLLAR TR…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 1,525 shares 1,525$142K0.2%new
POWERSECURE INTERNATIONAL INPOWERSECURE INTERNATIONAL INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 11,450 shares; 2014Q2: 14,450 shares 14,450$141K0.2%+3,000
GT ADVANCED TECHNOLOGIES INCGT ADVANCED TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 5,600 shares 5,600$104K0.15%new
SEVCON INCSEVCON INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 12,000 shares 12,000$98K0.14%new
TERRA NITROGEN CO L PTERRA NITROGEN CO L PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 635 shares; 2014Q2: 635 shares 635$92K0.13%0
SJTSAN JUAN BASIN RTY TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 3,300 shares 3,300$64K0.09%newTimeline
HGTXUHUGOTON ROYALTY TST UBIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 5,700 shares 5,700$63K0.09%newTimeline
TSLATESLA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 250 shares 250$60K0.09%newTimeline
CRTCROSS TIMBERS RTY TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 1,750 shares 1,750$58K0.08%newTimeline
GLWCORNING INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 2,500 shares 2,500$55K0.08%newTimeline
PFEPFIZER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 2,400 shares; 2014Q2: 1,600 shares 1,600$47K0.07%-800Timeline
GLOBAL XGLOBAL XQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 3,000 shares; 2014Q2: 3,000 shares 3,000$41K0.06%0
DAKOTA PLAINSDAKOTA PLAINSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 15,000 shares 15,000$40K0.06%new
Alamos Gold, Inc.Alamos Gold, Inc.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 10,400 shares; 2014Q1: 10,400 shares; 2014Q2: 3,400 shares 3,400$34K0.05%-7,000
REAL GOODS SOLAR INCREAL GOODS SOLAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 10,000 shares 10,000$30K0.04%new
ASCENT SOLAR TECHNOLOGIESASCENT SOLAR TECHNOLOGIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 50,000 shares; 2014Q1: 50,000 shares; 2014Q2: 50,000 shares 50,000$21K0.03%0

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
APPLE INCAPPLE INC CALLcall984$946K+819
SUNEDISON INCSUNEDISON INC COMcall550$347K0
SOLARCITY CORPSOLARCITY CORP Cmncall160$336Knew
FIRST SOLAR INCFIRST SOLAR INC CALLcall219$258Knew
GT ADVANCED TECHNOLOGIES INCGT ADVANCED TECHNOLOGIES INC Cmncall530$175Knew
GOOGLE INC-CL AGOOGLE INC-CL A COMcall53$136K+36
DRYSHIPS INCDRYSHIPS INC COMcall570$25Knew
FUELCELL ENERGY INC. CMN STKFUELCELL ENERGY INC. CMN STK Cmncall1,450$12Knew
PLUG PWR INCPLUG PWR INC CALLcall845$11K-1,255
ALCOA INCALCOA INC COMcall200$6Knew
SPDR GOLD TRSPDR GOLD TR PUTput10$2Knew
DIREXION SHARES ETF TRUSTDIREXION SHARES ETF TRUST DAI REA BUL ETFcall180$2K-80

Sold out in Q2 2014

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
YCSPROSHARES TR II42,675$2.89Mshares
DZZDEUTSCHE BK AG LONDON BRH324,540$2.15Mshares
BARCLAYS BANK PLCBARCLAYS BANK PLC28,750$1.45Mshares
VLOVALERO ENERGY CORP24,875$1.32Mshares
DIREXION SHS ETF TRDIREXION SHS ETF TR39,700$1.03Mshares
PROSHARES ULTRASHORT SILVERPROSHARES ULTRASHORT SILVER2,470$208Kshares
Gold Miners Bear 3X 04/19/1…Gold Miners Bear 3X 04/19/14 26 C…715$172Kcall
FNVFRANCO NEV CORP3,200$147Kshares
SILVER WHEATON CORPSILVER WHEATON CORP5,000$114Kshares
RANDGOLD RES LTDRANDGOLD RES LTD1,500$113Kshares
QUANTUM FUEL SYS TECH WORLDWQUANTUM FUEL SYS TECH WORLDW150$75Kcall
PROSHARES TR IIPROSHARES TR II800$72Kshares
TMTOYOTA MOTOR CORP400$45Kshares
VRINGO INCVRINGO INC500$8Kcall
China Ming Yang Wind Power …China Ming Yang Wind Power 04/19/…400$2Kcall

How Q2 2014 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001553350-14-000895 base2014-08-11acceptance time not in the bulk data set