ROYAL BANK OF CANADA
Follow13F filer, CIK 1000275, TORONTO, Ontario, Canada
ROYAL BANK OF CANADA reported $570,144,452,000 across 7,430 holdings for the quarter ended 2026-03-31, in a 13F-HR filed 2026-05-15. Its ten largest share positions make up 21.88% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001140361-26-021585
- Period
- 2026-03-31
- Reported value
- $570B
- Holdings
- 7,430
- Top 10 weight
- 21.88%
- New
- 635
- Sold out
- 624
Part of the filer group ROYAL BANK OF CANADA
BREWIN DOLPHIN WEALTH MANAGEMENT LTDCITY NATIONAL BANK
- BREWIN DOLPHIN WEALTH MANAGEMENT LTD
- CITY NATIONAL BANK
- RBC Capital Markets, LLC
- RBC CMA LTD.
- RBC Dominion Securities Global Ltd
- RBC Dominion Securities Inc.
- RBC Europe Ltd
- RBC Global Asset Management Inc.
- RBC GLOBAL ASSET MANAGEMENT (UK) Ltd
- RBC Global Asset Management (U.S.) Inc.
- RBC Phillips, Hager & North Investment Counsel Inc.
- RBC Private Counsel (USA) Inc.
- RBC Rochdale, LLC
- RBC Trust Co (Delaware) Ltd
- RBC Trust Co (INTERNATIONAL) Ltd
- RBC TRUSTEES (Jersey) LTD
- Royal Bank of Canada (Channel Islands) Ltd
- ROYAL TRUST CORP OF CANADA/
Stakes and trades reported after 2026-03-31
13D, 13G and Form 4 filings by this filer's group, dated after the 13F period, on securities the quarter does not hold as shares.
- BLUE OWL CREDIT INCOME CORP: 13G/A 10,500,556 shares, 10.5% of the class, 13G/A filed 2026-10-07, 0001214659-26-012636
Accepted , ingested
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| AZNnew | +10,386,455 | $2.05B |
| COPadded | +4,694,006 | $620M |
| CNQadded | +12,030,750 | $586M |
| SUNBnew | +7,144,038 | $465M |
| WMadded | +2,022,187 | $465M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| VOOreduced | -15,138,381 | -$9.05B |
| IVVreduced | -10,143,591 | -$6.63B |
| SPYreduced | -2,529,671 | -$1.65B |
| NVDAreduced | -9,414,405 | -$1.64B |
| METAreduced | -1,670,794 | -$956M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Back to all 6,857 share positions
Options
Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).
The largest 100 of 430. All 430
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| SPYSTATE STR SPDR S&P 500 ETF T SHS | put | 10,626,100 | $6.91B | +1,532,000 |
| SPYSTATE STR SPDR S&P 500 ETF T SHS | call | 9,500,000 | $6.18B | +1,909,200 |
| IWMISHARES TR SHS | put | 14,039,800 | $3.48B | -108,300 |
| QQQINVESCO QQQ TR COM | put | 4,059,200 | $2.34B | +615,800 |
| QQQINVESCO QQQ TR COM | call | 2,852,500 | $1.65B | -818,400 |
| BNSBANK NOVA SCOTIA B C Stock | put | 14,394,700 | $998M | -7,420,500 |
| XLESELECT SECTOR SPDR TR SHS | put | 14,740,000 | $903M | -427,200 |
| NVDANVIDIA CORPORATION COM | put | 4,257,700 | $743M | -491,300 |
| IWMISHARES TR SHS | call | 2,754,900 | $683M | -1,753,500 |
| BMOBANK OF MONTREAL Stock | put | 4,890,000 | $662M | -830,000 |
| METAMETA PLATFORMS INC COM | call | 1,131,000 | $647M | +1,066,200 |
| TSLATESLA INC COM | put | 1,472,400 | $547M | +51,200 |
| CMCANADIAN IMPERIAL BANK OF CO Stock | put | 5,721,000 | $542M | -1,562,000 |
| CNQCANADIAN NAT RES LTD MED TER Stock | put | 10,741,000 | $523M | +355,000 |
| SUSUNCOR ENERGY INC NEW Stock | put | 7,110,000 | $470M | -2,180,000 |
| RCIROGERS COMMUNICATIONS INC Stock | put | 10,855,000 | $417M | +813,800 |
| EFAISHARES TR MSCI EAFE ETF | put | 3,987,500 | $387M | +553,000 |
| XLCSELECT SECTOR SPDR TR SHS | put | 3,100,000 | $344M | new |
| BCEBCE INC Stock | put | 13,579,100 | $343M | +2,508,500 |
| BRK-BBERKSHIRE HATHAWAY INC DEL COM | put | 682,600 | $327M | +204,600 |
| NVDANVIDIA CORPORATION COM | call | 1,760,300 | $307M | -869,000 |
| BNSBANK NOVA SCOTIA B C Stock | call | 4,016,300 | $278M | -350,200 |
| ENBENBRIDGE INC Stock | put | 4,975,000 | $269M | -2,275,000 |
| TUTELUS CORPORATION Stock | put | 20,404,800 | $262M | -4,185,500 |
| XLFSELECT SECTOR SPDR TR SHS | put | 5,236,700 | $259M | -3,724,300 |
| TDTORONTO DOMINION BK ONT Stock | put | 2,610,000 | $244M | -724,500 |
| HYGISHARES TR IBOXX HI YD ETF | put | 3,059,100 | $243M | +2,810,600 |
| EEMISHARES TR MSCI EMG MKT ETF | put | 4,261,000 | $242M | +3,122,700 |
| RYROYAL BK CDA Stock | call | 1,395,000 | $226M | +435,000 |
| CMCANADIAN IMPERIAL BANK OF CO Stock | call | 2,361,100 | $224M | -1,696,000 |
| FXIISHARES TR CHINA LG-CAP ETF | put | 6,100,000 | $219M | +5,499,900 |
| WMTWALMART INC COM | call | 1,750,000 | $217M | +1,196,300 |
| EFAISHARES TR MSCI EAFE ETF | call | 2,080,900 | $202M | +1,371,400 |
| TLTISHARES TR 20 YR TR BD ETF | call | 2,317,700 | $201M | +953,800 |
| AMZNAMAZON COM INC COM | put | 953,100 | $199M | -280,000 |
| MFCMANULIFE FINL CORP COM | put | 5,712,900 | $197M | -2,281,600 |
| EWCISHARES INC MSCI CDA ETF | put | 3,506,500 | $192M | +6,500 |
| MSFTMICROSOFT CORP COM | put | 496,300 | $184M | -832,800 |
| TDTORONTO DOMINION BK ONT Stock | call | 1,937,000 | $181M | +538,600 |
| XLESELECT SECTOR SPDR TR SHS | call | 2,785,000 | $171M | +1,785,000 |
| TRPTC ENERGY CORP COM | put | 2,725,000 | $171M | -1,682,000 |
| GDXVANECK ETF TRUST GOLD MINERS ETF | call | 1,797,300 | $165M | +1,534,800 |
| BCEBCE INC Stock | call | 6,351,500 | $160M | -3,107,400 |
| JNJJOHNSON & JOHNSON COM | call | 625,000 | $153M | +105,000 |
| AAPLAPPLE INC COM | call | 578,400 | $147M | -783,800 |
| METAMETA PLATFORMS INC COM | put | 255,600 | $146M | +15,500 |
| CVXCHEVRON CORPORATION COM | call | 695,000 | $144M | -429,700 |
| BMOBANK OF MONTREAL Stock | call | 1,059,000 | $143M | +525,300 |
| CCLCARNIVAL CORP Stock | put | 5,537,000 | $143M | -593,000 |
| AAPLAPPLE INC COM | put | 562,800 | $143M | +308,900 |
| GSGOLDMAN SACHS GROUP INC COM | put | 166,500 | $141M | -4,000 |
| SLFSUN LIFE FINANCIAL INC. Stock | put | 2,219,200 | $139M | -1,424,000 |
| SMHVANECK ETF TRUST COM | put | 358,200 | $137M | +155,000 |
| NETCLOUDFLARE INC Stock | call | 648,800 | $134M | +400 |
| TLTISHARES TR 20 YR TR BD ETF | put | 1,504,800 | $130M | +305,000 |
| WFCWELLS FARGO & CO COM | put | 1,529,600 | $122M | -1,808,200 |
| GEGE AEROSPACE COM | call | 425,000 | $121M | +300,000 |
| CNQCANADIAN NAT RES LTD MED TER Stock | call | 2,304,100 | $112M | -1,975,400 |
| COPCONOCOPHILLIPS COM | call | 820,000 | $108M | new |
| SMHVANECK ETF TRUST COM | call | 277,400 | $106M | +155,000 |
| GOOGLALPHABET INC COM | put | 348,100 | $100M | -245,000 |
| ENBENBRIDGE INC Stock | call | 1,795,100 | $97.2M | +685,600 |
| BIPBROOKFIELD INFRASTRUCTURE PA LP INT UNIT | put | 2,652,800 | $95.8M | -260,000 |
| DASHDOORDASH INC Stock | put | 635,300 | $95.4M | -370,800 |
| MSFTMICROSOFT CORP COM | call | 257,000 | $95.1M | +87,000 |
| RTXRTX CORPORATION COM | call | 480,000 | $92.6M | +83,300 |
| ABBVABBVIE INC COM | call | 425,000 | $92.4M | +123,700 |
| VOOVANGUARD INDEX FDS COM | call | 144,000 | $86M | new |
| AEMAGNICO EAGLE MINES LTD Stock | call | 419,300 | $85.1M | +79,600 |
| CCLCARNIVAL CORP Stock | call | 3,285,500 | $85M | +694,500 |
| NETCLOUDFLARE INC Stock | put | 402,800 | $83.1M | -136,100 |
| XLPSELECT SECTOR SPDR TR STATE STREET CON | put | 999,800 | $82M | new |
| AMATAPPLIED MATLS INC COM | call | 235,000 | $80.3M | -5,000 |
| GLDSPDR GOLD TR GOLD SHS | call | 182,700 | $78.6M | -56,800 |
| LINLINDE PLC COM | call | 158,000 | $78.3M | new |
| TSLATESLA INC COM | call | 206,600 | $76.8M | -361,400 |
| KRESPDR SERIES TRUST ST STR SP REGBNK | call | 1,120,000 | $73M | -1,013,100 |
| JPMJPMORGAN CHASE & CO COM | put | 247,000 | $72.7M | -161,500 |
| BRK-BBERKSHIRE HATHAWAY INC DEL COM | call | 148,100 | $71M | -276,000 |
| GOOGALPHABET INC COM | call | 247,000 | $70.9M | -418,000 |
| LRCXLAM RESEARCH CORP COM | call | 325,300 | $69.5M | -659,600 |
| KOCOCA COLA CO COM | call | 905,200 | $68.8M | +789,600 |
| DASHDOORDASH INC Stock | call | 447,800 | $67.2M | -181,800 |
| CVECENOVUS ENERGY INC COM | put | 2,500,000 | $66.3M | -1,657,000 |
| BMYBRISTOL-MYERS SQUIBB CO COM | call | 1,050,000 | $63.7M | new |
| TMUST-MOBILE US INC COM | call | 300,000 | $63M | +165,000 |
| CCITIGROUP INC COM | call | 550,000 | $62.4M | -250,200 |
| RYROYAL BK CDA Stock | put | 383,400 | $62M | +400 |
| BPBP PLC ADR | call | 1,302,300 | $61.2M | +1,200,000 |
| PBAPEMBINA PIPELINE CORP Stock | put | 1,310,500 | $58.7M | -1,210,200 |
| GSGOLDMAN SACHS GROUP INC COM | call | 67,500 | $57.1M | -33,500 |
| INTCINTEL CORP COM | put | 1,281,300 | $56.5M | -120,900 |
| TUTELUS CORPORATION Stock | call | 4,359,900 | $55.9M | -2,689,900 |
| NEMNEWMONT CORP COM | call | 489,500 | $53M | +399,500 |
| RCIROGERS COMMUNICATIONS INC Stock | call | 1,300,000 | $50M | -5,600 |
| XOMEXXON MOBIL CORP COM | call | 290,000 | $49.2M | +135,300 |
| MSMORGAN STANLEY COM | put | 298,900 | $49.2M | -134,300 |
| KLACKLA CORP COM | call | 33,000 | $48.6M | +3,000 |
| BIPBROOKFIELD INFRASTRUCTURE PA LP INT UNIT | call | 1,343,400 | $48.5M | -849,400 |
| FCXFREEPORT MCMORAN INC Stock | call | 800,000 | $47M | +709,900 |
Principal amounts
Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).
The largest 100 of 143. All 143
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COWELLS FARGO & CO PERP PFD CNV A | principal | 18,957 | $21.9M | +1,192 |
| DATADOG INCDATADOG INC NOTE 12/0 | principal | 19,090,000 | $18.5M | -561,000 |
| PENNYMAC CORPPENNYMAC CORP Convertible Bond | principal | 17,225,000 | $17.9M | -2,775,000 |
| KOSMOS ENERGY LTDKOSMOS ENERGY LTD NOTE 3.125% 3/1 | principal | 17,210,000 | $17.1M | +3,210,000 |
| RIVIAN AUTOMOTIVE INCRIVIAN AUTOMOTIVE INC NOTE 4.625% 3/1 | principal | 15,803,500 | $16.9M | +15,140,000 |
| SOUTHERN COSOUTHERN CO NOTE 4.500% 6/1 | principal | 15,048,000 | $16.7M | -5,796,000 |
| ON SEMICONDUCTOR CORPON SEMICONDUCTOR CORP NOTE 5/0 | principal | 12,091,000 | $15.6M | +11,827,000 |
| AMERICAN WTR CAP CORPAMERICAN WTR CAP CORP NOTE 3.625% 6/1 | principal | 14,636,000 | $14.6M | -2,000,000 |
| AEROVIRONMENT INCAEROVIRONMENT INC NOTE 7/1 | principal | 11,219,000 | $11M | -5,212,000 |
| CLEANSPARK INCCLEANSPARK INC NOTE 6/1 | principal | 10,434,000 | $9.84M | new |
| WEC ENERGY GROUP INCWEC ENERGY GROUP INC Convertible | principal | 7,710,000 | $9.54M | new |
| UBER TECHNOLOGIES INCUBER TECHNOLOGIES INC NOTE 0.875%12/0 | principal | 7,819,000 | $9.42M | new |
| ETSY INCETSY INC NOTE 0.125%10/0 | principal | 8,647,000 | $8.47M | +3,623,000 |
| JBT MAREL CORPORATIONJBT MAREL CORPORATION NOTE 0.250% 5/1 | principal | 8,362,000 | $8.32M | +3,820,000 |
| AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 1.125% 2/1 | principal | 6,312,000 | $7.21M | +3,435,000 |
| PG&E CORPPG&E CORP NOTE 4.250%12/0 | principal | 6,842,000 | $7.08M | +1,842,000 |
| GLOBAL PMTS INCGLOBAL PMTS INC NOTE 1.500% 3/0 | principal | 7,716,000 | $6.8M | +3,045,000 |
| ETSY INCETSY INC NOTE 0.125% 9/0 | principal | 6,235,000 | $5.8M | +6,075,000 |
| MARRIOTT VACATIONS WORLDWIDEMARRIOTT VACATIONS WORLDWIDE NOTE 3.250%12/1 | principal | 5,471,000 | $5.28M | +1,562,000 |
| JAZZ INVESTMENTS I LTDJAZZ INVESTMENTS I LTD Convertible | principal | 3,643,000 | $5.15M | +1,349,000 |
| BIOMARIN PHARMACEUTICAL INCBIOMARIN PHARMACEUTICAL INC NOTE 1.250% 5/1 | principal | 5,076,000 | $4.89M | +1,307,000 |
| NEXTERA ENERGY CAP HLDGS INCNEXTERA ENERGY CAP HLDGS INC NOTE 3.000% 3/0 | principal | 3,145,000 | $4.36M | +1,800,000 |
| BANK OF AMER CORPBANK OF AMER CORP 7.25%CNV PFD L | principal | 3,489 | $4.16M | -747 |
| DEXCOM INCDEXCOM INC NOTE 0.375% 5/1 | principal | 4,338,000 | $4M | +26,000 |
| LANTHEUS HLDGS INCLANTHEUS HLDGS INC Convertible | principal | 3,275,000 | $3.92M | -2,580,000 |
| ENOVIS CORPORATIONENOVIS CORPORATION NOTE 3.875%10/1 | principal | 3,852,000 | $3.71M | -684,000 |
| FIVE9 INCFIVE9 INC CNV | principal | 4,162,000 | $3.61M | +1,662,000 |
| LIVANOVA PLCLIVANOVA PLC NOTE 2.500% 3/1 | principal | 3,126,000 | $3.61M | -2,700,000 |
| ALIBABA GROUP HLDG LTDALIBABA GROUP HLDG LTD NOTE 0.500% 6/0 | principal | 2,502,000 | $3.41M | new |
| MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 0.750% 6/0 | principal | 3,302,000 | $3.27M | new |
| IONIS PHARMACEUTICALS INCIONIS PHARMACEUTICALS INC NOTE 1.750% 6/1 | principal | 2,160,000 | $3.27M | -4,334,000 |
| FLUOR CORPFLUOR CORP NOTE 1.125% 8/1 | principal | 2,503,000 | $3.08M | -3,043,000 |
| LIVE NATION ENTERTAINMENT INLIVE NATION ENTERTAINMENT IN Convertible | principal | 2,551,000 | $2.76M | +2,278,000 |
| TELADOC HEALTH INCTELADOC HEALTH INC NOTE 1.250% 6/0 | principal | 2,874,000 | $2.74M | -266,000 |
| ALARM COM HLDGS INCALARM COM HLDGS INC NOTE 2.250% 6/0 | principal | 2,870,000 | $2.64M | new |
| CLOUDFLARE INCCLOUDFLARE INC NOTE 8/1 | principal | 1,952,000 | $2.29M | +313,000 |
| PARSONS CORP DELPARSONS CORP DEL NOTE 2.625% 3/0 | principal | 2,320,000 | $2.28M | +1,331,000 |
| BILL HOLDINGS INCBILL HOLDINGS INC NOTE 4/0 | principal | 2,500,000 | $2.22M | new |
| SNAP INCSNAP INC NOTE 5/0 | principal | 2,300,000 | $2.18M | -875,000 |
| UNITY SOFTWARE INCUNITY SOFTWARE INC NOTE 11/1 | principal | 2,165,000 | $2.1M | 0 |
| DIGITALOCEAN HLDGS INCDIGITALOCEAN HLDGS INC CNV | principal | 2,040,000 | $1.99M | -600,000 |
| BENTLEY SYS INCBENTLEY SYS INC NOTE 0.375% 7/0 | principal | 2,000,000 | $1.9M | -38,000 |
| SHIFT4 PMTS INCSHIFT4 PMTS INC NOTE 0.500% 8/0 | principal | 2,022,000 | $1.89M | new |
| UPSTART HLDGS INCUPSTART HLDGS INC NOTE 0.250% 8/1 | principal | 1,870,000 | $1.83M | -550,000 |
| LCI INDSLCI INDS Convertible | principal | 2,000,000 | $1.81M | new |
| SPECTRUM BRANDS INCSPECTRUM BRANDS INC Convertible Bond | principal | 1,812,000 | $1.81M | -2,550,000 |
| VSECUVSE CORP UNIT 02/01/2029 | principal | 35,878 | $1.8M | new |
| SNOWFLAKE INCSNOWFLAKE INC NOTE 10/0 | principal | 1,450,000 | $1.77M | -3,550,000 |
| GUIDEWIRE SOFTWARE INCGUIDEWIRE SOFTWARE INC NOTE 1.250%11/0 | principal | 1,777,000 | $1.75M | -2,974,000 |
| LYFT INCLYFT INC Convertible | principal | 1,637,000 | $1.65M | +1,252,000 |
| SIRIUSXM HOLDINGS INCSIRIUSXM HOLDINGS INC NOTE 3.750% 3/1 | principal | 1,500,000 | $1.57M | new |
| PPLPPL CORP UNIT 02/15/2029 | principal | 25,000 | $1.28M | new |
| BOX INCBOX INC NOTE 1.500% 9/1 | principal | 1,312,000 | $1.2M | new |
| ZIFF DAVIS INCZIFF DAVIS INC NOTE 1.75% 11/01/2026 | principal | 1,221,000 | $1.2M | -5,000,000 |
| WESTERN DIGITAL CORPWESTERN DIGITAL CORP NOTE 3.000%11/1 | principal | 155,000 | $1.11M | 0 |
| COINBASE GLOBAL INCCOINBASE GLOBAL INC NOTE 0.250% 4/0 | principal | 1,150,000 | $1.07M | +350,000 |
| AMPHASTAR PHARMACEUTICALS INAMPHASTAR PHARMACEUTICALS IN NOTE 2.000% 3/1 | principal | 1,128,000 | $1.02M | -482,000 |
| BLOCK INCBLOCK INC NOTE 5/0 | principal | 905,000 | $901K | +5,000 |
| JD.COM INCJD.COM INC NOTE 0.250% 6/0 | principal | 850,000 | $844K | 0 |
| BLACKLINE INCBLACKLINE INC NOTE 1.000% 6/0 | principal | 889,000 | $834K | -199,000 |
| AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 0.375% 9/0 | principal | 672,000 | $779K | -3,360,000 |
| BAPRABOEING CO DEP CONV PFD A | principal | 11,729 | $761K | -823 |
| WEC ENERGY GROUP INCWEC ENERGY GROUP INC NOTE 4.375% 6/0 | principal | 598,000 | $721K | 0 |
| JAZZ INVESTMENTS I LTDJAZZ INVESTMENTS I LTD NOTE 2.000% 6/1 | principal | 581,000 | $707K | -4,912,000 |
| ASCENDIS PHARMA A/SASCENDIS PHARMA A/S Convertible bond | principal | 425,000 | $623K | -151,000 |
| BLOCK INCBLOCK INC NOTE 0.250%11/0 | principal | 600,000 | $563K | -100,000 |
| VARONIS SYS INCVARONIS SYS INC NOTE 1.000% 9/1 | principal | 640,000 | $557K | 0 |
| BRIDGEBIO PHARMA INCBRIDGEBIO PHARMA INC Convertible | principal | 450,000 | $507K | new |
| HALOZYME THERAPEUTICS INCHALOZYME THERAPEUTICS INC NOTE 1.000% 8/1 | principal | 366,000 | $471K | 0 |
| INTEGER HLDGS CORPINTEGER HLDGS CORP NOTE 2.125% 2/1 | principal | 365,000 | $436K | +165,000 |
| FRESHPET INCFRESHPET INC NOTE 3.000% 4/0 | principal | 315,000 | $363K | +170,000 |
| PEBBLEBROOK HOTEL TRPEBBLEBROOK HOTEL TR NOTE 1.750%12/1 | principal | 322,000 | $314K | 0 |
| XOMETRY INCXOMETRY INC NOTE 1.000% 2/0 | principal | 273,000 | $290K | 0 |
| FIRSTENERGY CORPFIRSTENERGY CORP NOTE 4.000% 5/0 | principal | 250,000 | $273K | new |
| LI AUTO INCLI AUTO INC NOTE 0.250% 5/0 | principal | 260,000 | $262K | 0 |
| CYTOKINETICS INCCYTOKINETICS INC NOTE 3.500% 7/0 | principal | 170,000 | $248K | +5,000 |
| CENTRUS ENERGY CORPCENTRUS ENERGY CORP NOTE 2.250%11/0 | principal | 125,000 | $245K | new |
| NUTANIX INCNUTANIX INC Convertible | principal | 232,000 | $236K | +2,000 |
| ITRON INCITRON INC NOTE 1.375% 7/1 | principal | 202,000 | $203K | +2,000 |
| RIOT PLATFORMS INCRIOT PLATFORMS INC NOTE 0.750% 1/1 | principal | 175,000 | $202K | new |
| SNAP INCSNAP INC NOTE 0.125% 3/0 | principal | 207,000 | $188K | new |
| EPR PPTYSEPR PPTYS PFD C CV 5.75% | principal | 8,072 | $183K | 0 |
| LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL NOTE 2.250% 8/1 | principal | 152,000 | $175K | +2,000 |
| GLADSTONE CAP CORPGLADSTONE CAP CORP NOTE 5.875%10/0 | principal | 180,000 | $173K | new |
| NCL CORP LTDNCL CORP LTD BOND | principal | 177,000 | $173K | +140,000 |
| REPLIGEN CORPREPLIGEN CORP NOTE 1.000%12/1 | principal | 174,000 | $169K | 0 |
| LUMENTUM HLDGS INCLUMENTUM HLDGS INC NOTE 0.500% 6/1 | principal | 31,000 | $166K | 0 |
| VISHAY INTERTECHNOLOGY INCVISHAY INTERTECHNOLOGY INC NOTE 2.250% 9/1 | principal | 165,000 | $159K | 0 |
| NORTHERN OIL & GAS INCNORTHERN OIL & GAS INC NOTE 3.625% 4/1 | principal | 140,000 | $154K | -1,500,000 |
| KKR & CO INCKKR & CO INC CMN | principal | 3,825 | $154K | +1,115 |
| SNAP INCSNAP INC Convertible | principal | 160,000 | $128K | new |
| EL PASO ENERGY CAP TR IEL PASO ENERGY CAP TR I Preferred Shares | principal | 2,525 | $128K | -800 |
| SEMTECH CORPSEMTECH CORP NOTE 1.625%11/0 | principal | 60,000 | $119K | 0 |
| HEWLETT PACKARD ENTERPRISE CHEWLETT PACKARD ENTERPRISE C CMN | principal | 1,621 | $105K | +121 |
| PROGRESS SOFTWARE CORPPROGRESS SOFTWARE CORP NOTE 1.000% 4/1 | principal | 100,000 | $100K | -2,271,000 |
| ARES MANAGEMENT CORPORATIONARES MANAGEMENT CORPORATION CMN | principal | 2,633 | $95K | new |
| ETPRIENERGY TRANSFER L P 9.250% FXD PFD I | principal | 8,161 | $94K | new |
| TRAVERE THERAPEUTICS INCTRAVERE THERAPEUTICS INC CNV | principal | 71,000 | $90K | +2,000 |
| RIVIAN AUTOMOTIVE INCRIVIAN AUTOMOTIVE INC NOTE 3.625%10/1 | principal | 80,000 | $77K | 0 |
| WINNEBAGO INDS INCWINNEBAGO INDS INC NOTE 3.250% 1/1 | principal | 75,000 | $68K | 0 |
Sold out in Q1 2026
Positions in the previous quarter's report that this quarter's report no longer lists.
| Security | Shares before | Value before | Type |
|---|---|---|---|
| HTUSCAPITOL SER TR | 55 | $2K | shares |
| EBUFINNOVATOR ETFS TRUST | 53 | $2K | shares |
| ONCHU1RT ACQUISITION CORP. | 167 | $2K | shares |
| FDRVFIDELITY COVINGTON TRUST | 150 | $2K | shares |
| PFXPHENIXFIN CORP | 50 | $2K | shares |
| GOLDEN MATRIX GROUP INCGOLDEN MATRIX GROUP INC | 2,727 | $2K | shares |
| XRTXXORTX THERAPEUTICS INC COM PAR | 4,091 | $2K | shares |
| BYNDBEYOND MEAT INC | 1,000 | $1K | call |
| BZUNBAOZUN INC | 192 | $1K | shares |
| ANVSANNOVIS BIO INC | 314 | $1K | shares |
| GENVRGEN DIGITAL INC | 274 | $1K | shares |
| CBFVCB FINL SVCS INC | 41 | $1K | shares |
| BALTINNOVATOR ETFS TRUST | 32 | $1K | shares |
| QTOPISHARES TR | 16 | $1K | shares |
| KPLTKATAPULT HOLDINGS INC | 167 | $1K | shares |
| IMSRWTERRESTRIAL ENERGY INC | 300 | $1K | shares |
| XBPXBP GLOBAL HOLDINGS INC | 96 | $1K | shares |
| EGUSISHARES TR | 10 | $1K | shares |
| FLDFOLD HLDGS INC | 397 | $1K | shares |
| OSTXOS THERAPIES INCORPORATED | 480 | $1K | shares |
| TTRXTURN THERAPEUTICS INC | 267 | $1K | shares |
| XNETXUNLEI LTD | 117 | $1K | shares |
| SBFGSB FINL GROUP INC | 46 | $1K | shares |
| REPARE THERAPEUTICS INCREPARE THERAPEUTICS INC | 200 | $1K | shares |
| CMCMCHEETAH MOBILE INC | 165 | $1K | shares |
| RIFRRUSSELL INVTS EXCHANGE TRADE | 20 | $1K | shares |
| SYSO YOUNG INTERNATIONAL INC | 324 | $1K | shares |
| SPYUBANK OF MONTREAL | 20 | $1K | shares |
| DYAIDYADIC INTL INC DEL | 691 | $1K | shares |
| BCGBINAH CAP GROUP INC | 202 | $1K | shares |
| COHNCOHEN & CO INC NEW | 51 | $1K | shares |
| SQFTPRESIDIO PPTY TR INC | 387 | $1K | shares |
| PSIGPS INTL GROUP LTD | 249 | $1K | shares |
| MHHMASTECH HLDGS INC | 123 | $1K | shares |
| TRIBTRINITY BIOTECH INVT LTD | 1,000 | $1K | shares |
| RUSCRUSSELL INVTS EXCHANGE TRADE | 37 | $1K | shares |
| VTYXVENTYX BIOSCIENCES INC | 91 | $1K | shares |
| ATOSSA THERAPEUTICS INCATOSSA THERAPEUTICS INC | 943 | $1K | shares |
| TSEOQTRINSEO PLC | 2,460 | $1K | shares |
| SKY QUARRY INC.SKY QUARRY INC. | 5,334 | $1K | shares |
| INCANNEX HEALTHCARE INCINCANNEX HEALTHCARE INC | 2,797 | $1K | shares |
| PSTVPLUS THERAPEUTICS INC | 1,400 | $1K | shares |
| GIFIGULF ISLAND FABRICATION INC | 48 | $1K | shares |
| RAPTRAPT THERAPEUTICS INC | 35 | $1K | shares |
| EXEELCHESAPEAKE ENERGY CORP -CW26 | 14 | $1K | shares |
| FSFGFIRST SAVINGS FINANCIAL GRP | 44 | $1K | shares |
| NOVABAY PHARMACEUTICALS INCNOVABAY PHARMACEUTICALS INC | 191 | $1K | shares |
| FG NEXUS INC.FG NEXUS INC. | 487 | $1K | shares |
| CHINA SXT PHARMACEUTICALS I…CHINA SXT PHARMACEUTICALS IN SHS … | 818 | $1K | shares |
| QRHCQUEST RESOURCE HLDG CORP | 15 | $0 | shares |
| PAPRINNOVATOR ETFS TRUST | 9 | $0 | shares |
| ARAIARRIVE AI INC | 188 | $0 | shares |
| TPZTORTOISE CAPITAL SERIES TRUS | 12 | $0 | shares |
| GAPRFIRST TR EXCHNG TRADED FD VI | 9 | $0 | shares |
| CUREVAC NVCUREVAC NV | 78 | $0 | shares |
| ZEOZEO ENERGY CORP | 83 | $0 | shares |
| AXIA/PCENTRAIS ELET BRAS SA | 13 | $0 | shares |
| ARKRARK RESTAURANTS CORP | 38 | $0 | shares |
| UFIUNIFI INC | 21 | $0 | shares |
| NVDYTIDAL TRUST II | 7 | $0 | shares |
| SUIGSUI GROUP HOLDINGS LIMITED | 67 | $0 | shares |
| POCIPRECISION OPTICS CORP INC MA | 11 | $0 | shares |
| REFRRESEARCH FRONTIERS INC | 144 | $0 | shares |
| BRFHBARFRESH FOOD GROUP INC | 166 | $0 | shares |
| PMIPICARD MEDICAL INC | 270 | $0 | shares |
| RBUFINNOVATOR ETFS TRUST | 5 | $0 | shares |
| CRISCURIS INC | 200 | $0 | shares |
| BLIVBELIVE HLDGS | 37 | $0 | shares |
| FTHMFATHOM HOLDINGS INC | 245 | $0 | shares |
| BLUWWBLUE WTR ACQUISITION CORP. I | 100 | $0 | shares |
| SPCBSUPERCOM LTD NEW | 1 | $0 | shares |
| IBUFINNOVATOR ETFS TRUST | 5 | $0 | shares |
| KTTAPASITHEA THERAPEUTICS CORP | 250 | $0 | shares |
| MNTSMOMENTUS INC | 35 | $0 | shares |
| DIBS1STDIBS COM INC | 20 | $0 | shares |
| HOWLWEREWOLF THERAPEUTICS INC | 62 | $0 | shares |
| BIOXBIOCERES CROP SOLUTIONS CORP | 4 | $0 | shares |
| SOMNSOUTHERN CO | 8 | $0 | principal |
| ORGNORIGIN MATLS INC (DE) | 793 | $0 | shares |
| GROY/WSGOLD ROYALTY CORP | 99 | $0 | shares |
| BTSGBRIGHTSPRING HEALTH SVCS INC | 1 | $0 | principal |
| RENTRENT THE RUNWAY INC | 24 | $0 | shares |
| SMXTSOLARMAX TECHNOLOGY INC | 85 | $0 | shares |
| TWAVTAOWEAVE INC | 2 | $0 | shares |
| AGPUAXE COMPUTE INC | 4 | $0 | shares |
| YCBDCBDMD INC | 8 | $0 | shares |
| BYSIBEYONDSPRING INC | 265 | $0 | shares |
| CCELCRYO-CELL INTL INC | 105 | $0 | shares |
| SFYFTIDAL TRUST I | 1 | $0 | shares |
| NOODLES & CONOODLES & CO | 249 | $0 | shares |
| DVSDOLLY VARDEN SILVER LTD | 1 | $0 | shares |
| Bitcoin Depot IncBitcoin Depot Inc | 37 | $0 | shares |
| NOTEFISCALNOTE HLDGS INC COM CL A | 13 | $0 | shares |
| Applied Therapeutics IncApplied Therapeutics Inc | 852 | $0 | shares |
| Reviva Pharmaceuticals Hold…Reviva Pharmaceuticals Holdings I… | 1,500 | $0 | shares |
| NINE ENERGY SERVICE INCNINE ENERGY SERVICE INC | 706 | $0 | shares |
| ZENVFZENVIA INC COM CL A (CYM) | 30 | $0 | shares |
| HUB CYBER SECURITY LTDHUB CYBER SECURITY LTD | 250 | $0 | shares |
| URBAN ONE INCURBAN ONE INC | 551 | $0 | shares |
| URBAN ONE INCURBAN ONE INC | 212 | $0 | shares |
| SLMTBRERA HOLDINGS PLC | 80 | $0 | shares |
| INVESCO ACTIVELY MANAGED EXCINVESCO ACTIVELY MANAGED EXC | 5 | $0 | shares |
| PARK HA BIOLOGICAL TECH CO LPARK HA BIOLOGICAL TECH CO L | 16 | $0 | shares |
| FORESIGHT AUTONOMOUS HLDGS LFORESIGHT AUTONOMOUS HLDGS L | 5 | $0 | shares |
| FATAQFAT BRANDS INC CL A COM (DE) | 387 | $0 | shares |
| PURPLE BIOTECH LTDPURPLE BIOTECH LTD | 107 | $0 | shares |
| FLORA GROWTH CORPFLORA GROWTH CORP | 12 | $0 | shares |
| SPHERE 3D CORP NEWSPHERE 3D CORP NEW | 274 | $0 | shares |
| LIFEWARD LTDLIFEWARD LTD | 5 | $0 | shares |
| ANEBANEBULO PHARMACEUTICALS INC | 30 | $0 | shares |
| CMCTCREATIVE MEDIA & CMNTY TR CORP | 43 | $0 | shares |
| TEVOGEN BIO HLDGS INCTEVOGEN BIO HLDGS INC | 1,969 | $0 | shares |
| GEOVAX LABS INCGEOVAX LABS INC | 4 | $0 | shares |
| FBLGFIBROBIOLOGICS INC COM | 1,842 | $0 | shares |
| VISION MARINE TECHNOLOGIES IVISION MARINE TECHNOLOGIES I | 286 | $0 | shares |
| AVXAVAX ONE TECHNOLOGY LTD | 44 | $0 | shares |
| APADRA PARADISE ACQUISITION CORP | 14 | $0 | shares |
| ALPHATIME ACQUISITION CORPALPHATIME ACQUISITION CORP | 106 | $0 | shares |
| ALURWALLURION TECHNOLOGIES INC WT P | 156 | $0 | shares |
| BUTTERFLY NETWORK INCBUTTERFLY NETWORK INC | 17 | $0 | shares |
| BRIACELL THERAPEUTICS CORPBRIACELL THERAPEUTICS CORP | 225 | $0 | shares |
| REVELATION BIOSCIENCES INCREVELATION BIOSCIENCES INC | 2 | $0 | shares |
| TIRXFTIAN RUIXIANG HLDGS LTD CLASS | 8 | $0 | shares |
| ELONG POWER HOLDING LTD.ELONG POWER HOLDING LTD. | 23 | $0 | shares |
How Q1 2026 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001140361-26-021585 | base | 2026-05-15 | acceptance time not in the bulk data set |