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ROUND TABLE INVESTMENT MANAGEMENT COMPANY, LP

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13F filer, CIK 1456257, Charlotte, NC

ROUND TABLE INVESTMENT MANAGEMENT COMPANY, LP reported $107,741,000 across 37 holdings for the quarter ended 2015-09-30, in a 13F-HR filed 2015-11-16. Its ten largest share positions make up 75.12% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001214659-15-007771

Period
2015-09-30
Reported value
$108M
Holdings
37
Top 10 weight
75.12%
New
13
Sold out
21

Largest buys vs the previous quarter

SecurityShares changeApprox. value
Cadded+168,000$8.33M
EMBadded+24,052$2.56M
IYRadded+25,000$1.77M
KBHnew+107,000$1.45M
LQDnew+10,800$1.25M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
MARKET VECTORS VIETNAM ETFreduced-207,000-$3.2M
ALKexited-11,925-$768K
UALexited-14,050-$745K
DALexited-18,070-$742K
AALexited-18,175-$726K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2015

Share positions as resolved from 13F-HR 0001214659-15-007771, largest first. % of portfolio is the value over $49,875,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
CCITIGROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: 184,000 shares; 2014Q3: 93,500 shares; 2014Q4: 22,000 shares; 2015Q1: 25,000 shares; 2015Q2: 32,000 shares; 2015Q3: 200,000 shares 200,000$9.92M19.89%+168,000Timeline
MARKET VECTORS VIETNAM ETFMARKET VECTORS VIETNAM ETFQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: 43,500 shares; 2014Q2: 53,600 shares; 2014Q3: 30,000 shares; 2014Q4: 107,000 shares; 2015Q1: 655,500 shares; 2015Q2: 732,000 shares; 2015Q3: 525,000 shares 525,000$8.13M16.29%-207,000
IYRISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: 11,680 shares; 2014Q3: 14,000 shares; 2014Q4: 29,400 shares; 2015Q1: 36,330 shares; 2015Q2: 40,000 shares; 2015Q3: 65,000 shares 65,000$4.61M9.25%+25,000Timeline
EMBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: 11,600 shares; 2014Q2: 34,834 shares; 2014Q3: 9,570 shares; 2014Q4: 8,996 shares; 2015Q1: 25,788 shares; 2015Q2: 2,454 shares; 2015Q3: 26,506 shares 26,506$2.82M5.65%+24,052Timeline
VCVISTEON CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: 57,500 shares; 2014Q2: 93,200 shares; 2014Q3: 93,200 shares; 2014Q4: 34,200 shares; 2015Q1: 22,800 shares; 2015Q2: 22,800 shares; 2015Q3: 27,800 shares 27,800$2.81M5.64%+5,000Timeline
XHBSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 40,000 shares; 2015Q2: 80,000 shares; 2015Q3: 80,000 shares 80,000$2.74M5.49%0Timeline
KBESPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 30,000 shares; 2014Q4: 50,000 shares; 2015Q1: 45,000 shares; 2015Q2: 60,000 shares; 2015Q3: 60,000 shares 60,000$1.99M4%0Timeline
BZHBEAZER HOMES USA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 34,212 shares; 2015Q1: 60,812 shares; 2015Q2: 50,000 shares; 2015Q3: 122,000 shares 122,000$1.63M3.26%+72,000Timeline
KBHKB HOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 107,000 shares 107,000$1.45M2.91%newTimeline
WALGREENS BOOTS ALLIANCE INCWALGREENS BOOTS ALLIANCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 12,800 shares; 2015Q1: 12,800 shares; 2015Q2: 12,800 shares; 2015Q3: 16,400 shares 16,400$1.36M2.73%+3,600
PowerShares QQQ Trust Unit …PowerShares QQQ Trust Unit SerQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: 9,253 shares; 2014Q2: 9,808 shares; 2014Q3: 16,012 shares; 2014Q4: 2,194 shares; 2015Q1: 11,015 shares; 2015Q2: 9,981 shares; 2015Q3: 13,308 shares 13,308$1.35M2.71%+3,327
SPYSTATE STR SPDR S&P 500 ETF TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: 5,050 shares; 2014Q2: 6,201 shares; 2014Q3: 17,838 shares; 2014Q4: 13,534 shares; 2015Q1: not reported; 2015Q2: 1,764 shares; 2015Q3: 6,780 shares 6,780$1.3M2.6%+5,016Timeline
HERTZ GLOBAL HLDGS INC NHERTZ GLOBAL HLDGS INC NQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: 258,000 shares; 2014Q3: 258,000 shares; 2014Q4: 61,500 shares; 2015Q1: 61,500 shares; 2015Q2: 61,500 shares; 2015Q3: 76,500 shares 76,500$1.28M2.57%+15,000
LQDISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: 20,000 shares; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 11,875 shares; 2015Q2: not reported; 2015Q3: 10,800 shares 10,800$1.25M2.51%newTimeline
PMTPENNYMAC MTG INVT TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: 509,495 shares; 2014Q2: 806,090 shares; 2014Q3: 735,290 shares; 2014Q4: 192,204 shares; 2015Q1: 145,204 shares; 2015Q2: 77,204 shares; 2015Q3: 77,204 shares 77,204$1.19M2.39%0Timeline
KRKROGER COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 16,000 shares; 2015Q1: 16,000 shares; 2015Q2: 16,000 shares; 2015Q3: 32,000 shares 32,000$1.15M2.31%+16,000Timeline
IEFISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: 103,336 shares; 2014Q3: 27,123 shares; 2014Q4: 23,867 shares; 2015Q1: 17,281 shares; 2015Q2: 3,008 shares; 2015Q3: 10,283 shares 10,283$1.11M2.22%+7,275Timeline
MSMORGAN STANLEYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: 22,000 shares; 2014Q2: 22,000 shares; 2014Q3: 22,000 shares; 2014Q4: 22,000 shares; 2015Q1: 22,000 shares; 2015Q2: 22,000 shares; 2015Q3: 22,000 shares 22,000$693K1.39%0Timeline
FACTORSHARES TRFACTORSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 25,000 shares; 2015Q2: 25,000 shares; 2015Q3: 25,000 shares 25,000$631K1.27%0
NTCTNETSCOUT SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 16,785 shares 16,785$594K1.19%newTimeline
CNKCINEMARK HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: 80,700 shares; 2014Q2: 53,700 shares; 2014Q3: 53,700 shares; 2014Q4: 11,700 shares; 2015Q1: 11,700 shares; 2015Q2: 11,700 shares; 2015Q3: 16,700 shares 16,700$543K1.09%+5,000Timeline
SANDERSON FARMSSANDERSON FARMSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 10,000 shares; 2014Q4: 5,700 shares; 2015Q1: 5,700 shares; 2015Q2: 5,700 shares; 2015Q3: 5,700 shares 5,700$391K0.78%0
EZUISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: 14,367 shares; 2014Q2: 21,018 shares; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 7,125 shares 7,125$245K0.49%newTimeline
TRONC INCTRONC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 30,000 shares 30,000$235K0.47%new
KRISPY KREME DOUGHNUTS INCKRISPY KREME DOUGHNUTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: 31,400 shares; 2014Q2: 36,800 shares; 2014Q3: 43,000 shares; 2014Q4: 13,700 shares; 2015Q1: 13,700 shares; 2015Q2: 13,700 shares; 2015Q3: 13,700 shares 13,700$200K0.4%0
DHRDANAHER CORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: 5,000 shares; 2014Q2: 8,400 shares; 2014Q3: 8,400 shares; 2014Q4: 8,400 shares; 2015Q1: 8,400 shares; 2015Q2: 8,400 shares; 2015Q3: 1,406 shares 1,406$120K0.24%-6,994Timeline
GLOBAL X FTSE GREECE 20 ETFGLOBAL X FTSE GREECE 20 ETFQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 74,000 shares; 2015Q1: 158,000 shares; 2015Q2: 43,750 shares; 2015Q3: 11,715 shares 11,715$113K0.23%-32,035

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
IVEISHARES TR SHScall150,000$12.6Mnew
XLYSELECT SECTOR SPDR TR SBI CONS DISCRput125,000$9.28Mnew
FXIISHARES TR CHINA LG-CAP ETFcall250,000$8.87Mnew
EFAISHARES TR MSCI EAFE ETFcall150,000$8.6Mnew
IWOISHARES TR RUS 2000 GRW ETFput50,000$6.7Mnew
IWMISHARES TR SHSput50,000$5.46Mnew
POWERSHARESPOWERSHARES EXCHANGE TRADEDcall100,000$2.09M0
BOFI HOLDING INCBOFI HOLDING INC COMMON STOCKput15,000$1.93Mnew
EWZISHARES INC MSCI BRAZIL ETFput75,000$1.65M-25,000
Vaneck Vectors Gold Miners …Vaneck Vectors Gold Miners ETF COMcall50,000$687Knew

Sold out in Q3 2015

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
CCITIGROUP INC300,000$16.6Mcall
EEMISHARES TR300,000$11.9Mcall
XLESELECT SECTOR SPDR TR40,000$3.01Mput
VALEVALE S A420,000$2.47Mcall
SPYSTATE STR SPDR S&P 500 ETF T10,000$2.06Mput
ALKALASKA AIR GROUP INC11,925$768Kshares
UALUNITED AIRLS HLDGS INC14,050$745Kshares
DALDELTA AIR LINES INC18,070$742Kshares
AALAMERICAN AIRLINES GROUP INC18,175$726Kshares
LUVSOUTHWEST AIRLS CO21,650$716Kshares
SOLARCITY CORPSOLARCITY CORP13,200$707Kshares
POWERSHARESPOWERSHARES30,175$705Kshares
TERRAFORM POWER INCTERRAFORM POWER INC18,000$684Kshares
SPWRQSUNPOWER CORP22,000$625Kshares
IWMISHARES TR4,686$585Kshares
TOLTOLL BROTHERS INC14,000$535Kshares
CCJCAMECO CORP32,000$457Kshares
ISHARESISHARES29,245$375Kshares
NCLHNORWEGIAN CRUISE LINE HLDGS5,600$314Kshares
CCLCARNIVAL CORP6,000$296Kshares
POWERSHARESPOWERSHARES2,538$46Kshares

How Q3 2015 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001214659-15-007771 base2015-11-16acceptance time not in the bulk data set