ROUND TABLE INVESTMENT MANAGEMENT COMPANY, LP
Follow13F filer, CIK 1456257, Charlotte, NC
ROUND TABLE INVESTMENT MANAGEMENT COMPANY, LP reported $171,245,000 across 43 holdings for the quarter ended 2014-03-31, in a 13F-HR filed 2014-05-15. Its ten largest share positions make up 64.8% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001214659-14-003618
- Period
- 2014-03-31
- Reported value
- $171M
- Holdings
- 43
- Top 10 weight
- 64.8%
- New
- 21
- Sold out
- 40
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| XLEnew | +95,000 | $8.46M |
| ISHARESnew | +530,976 | $6.02M |
| VCnew | +57,500 | $5.08M |
| ANNALY MORTGAGE MANAGEMENTnew | +200,000 | $2.19M |
| TIPnew | +14,501 | $1.63M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| JPMexited | -159,310 | -$9.32M |
| HERTZ GLOBAL HLDGS INC Nexited | -292,500 | -$8.37M |
| THE ADT CORPORATIONexited | -197,747 | -$8M |
| Cexited | -147,499 | -$7.69M |
| SAFEWAY INCexited | -200,900 | -$6.54M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Holdings, Q1 2014
Share positions as resolved from 13F-HR 0001214659-14-003618, largest first. % of portfolio is the value over $80,234,000, the sum of the share positions whose value is usable for ratios (method).
| Security | History | Shares | Value | % of portfolio | Change | Latest event | Timeline |
|---|---|---|---|---|---|---|---|
| PMTPENNYMAC MTG INVT TR | 509,495 | $12.2M | 15.18% | -178,310 | Timeline | ||
| XLESELECT SECTOR SPDR TR | 95,000 | $8.46M | 10.55% | new | Timeline | ||
| ISHARESISHARES | 530,976 | $6.02M | 7.5% | new | |||
| TRONOX LTDTRONOX LTD | 217,000 | $5.16M | 6.43% | +32,000 | |||
| VCVISTEON CORP | 57,500 | $5.08M | 6.34% | new | Timeline | ||
| MSFTMICROSOFT CORP | 82,800 | $3.39M | 4.23% | 0 | Timeline | ||
| HYGISHARES TR | 33,353 | $3.15M | 3.92% | +6,159 | Timeline | ||
| SPDR SERIES TRUST BLOOMBERG…SPDR SERIES TRUST BLOOMBERG BR | 70,000 | $2.89M | 3.6% | +11,000 | |||
| STAR BULK CARRIERS CORP SHS…STAR BULK CARRIERS CORP SHS NEW | 199,976 | $2.85M | 3.56% | 0 | |||
| CARMIKE CINEMAS INCCARMIKE CINEMAS INC | 93,900 | $2.8M | 3.49% | -30,000 | |||
| WCI CMNTYS INCWCI CMNTYS INC | 141,000 | $2.79M | 3.47% | 0 | |||
| CNKCINEMARK HLDGS INC | 80,700 | $2.34M | 2.92% | -26,000 | Timeline | ||
| XLISELECT SECTOR SPDR TR | 43,268 | $2.26M | 2.82% | 0 | Timeline | ||
| ANNALY MORTGAGE MANAGEMENTANNALY MORTGAGE MANAGEMENT | 200,000 | $2.19M | 2.73% | new | The CUSIP as filed is malformed. | ||
| FAMILY DLR STORES INCFAMILY DLR STORES INC | 29,700 | $1.72M | 2.15% | 0 | |||
| TIPISHARES TR | 14,501 | $1.63M | 2.03% | new | Timeline | ||
| CIMAREX ENERGY CO COMCIMAREX ENERGY CO COM | 13,036 | $1.55M | 1.94% | +6,500 | |||
| ABEVAMBEV SA | 178,000 | $1.32M | 1.64% | +58,000 | Timeline | ||
| EMBISHARES TR | 11,600 | $1.29M | 1.61% | new | Timeline | ||
| SCCOSOUTHERN COPPER CORP | 35,000 | $1.02M | 1.27% | -8,700 | Timeline | ||
| SPYSTATE STR SPDR S&P 500 ETF T | 5,050 | $944K | 1.18% | new | Timeline | ||
| MARKET VECTORS VIETNAM ETFMARKET VECTORS VIETNAM ETF | 43,500 | $944K | 1.18% | +500 | |||
| BVNCOMPANIA DE MINAS BUENAVENTU | 74,000 | $930K | 1.16% | +37,000 | Timeline | ||
| FMXFOMENTO ECONOMICO MEXICANO S | 8,900 | $830K | 1.03% | 0 | Timeline | ||
| PERFECT WORLD CO LTDPERFECT WORLD CO LTD | 40,000 | $827K | 1.03% | new | |||
| PowerShares QQQ Trust Unit …PowerShares QQQ Trust Unit Ser | 9,253 | $811K | 1.01% | new | |||
| MLCOMELCO RESORTS AND ENTMNT LTD | 19,750 | $763K | 0.95% | new | Timeline | ||
| IWMISHARES TR | 6,037 | $702K | 0.87% | new | Timeline | ||
| MSMORGAN STANLEY | 22,000 | $686K | 0.85% | -18,130 | Timeline | ||
| EEMISHARES TR | 15,900 | $652K | 0.81% | new | Timeline | ||
| EZUISHARES INC | 14,367 | $607K | 0.76% | new | Timeline | ||
| KRISPY KREME DOUGHNUTS INCKRISPY KREME DOUGHNUTS INC | 31,400 | $557K | 0.69% | -64,200 | |||
| DJPBARCLAYS BANK PLC | 12,680 | $500K | 0.62% | 0 | Timeline | ||
| DHRDANAHER CORP DEL | 5,000 | $375K | 0.47% | 0 | Timeline |
Options
Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| CCITIGROUP INC COM | call | 529,000 | $25.2M | -5,171,000 |
| LENLENNAR CORP Stock | call | 480,000 | $19M | new |
| SAFEWAY INCSAFEWAY INC COM NEW | call | 384,000 | $14.2M | new |
| HERTZ GLOBAL HLDGS INC NHERTZ GLOBAL HLDGS INC N COM | call | 504,800 | $13.4M | new |
| BZHBEAZER HOMES USA INC COMMON STOCK | call | 420,000 | $8.43M | new |
| XHBSPDR SERIES TRUST SHS | call | 150,000 | $4.88M | new |
| FXIISHARES TR CHINA LG-CAP ETF | put | 85,000 | $3.04M | new |
| PIONEER NATURAL RESOURCES COPIONEER NATURAL RESOURCES CO COM | call | 10,000 | $1.87M | new |
| CONNQCONNS INC COM | call | 25,000 | $971K | new |
Sold out in Q1 2014
Positions in the previous quarter's report that this quarter's report no longer lists.
| Security | Shares before | Value before | Type |
|---|---|---|---|
| FXIISHARES TR | 12,500,000 | $480M | call |
| JPMJPMORGAN CHASE & CO | 159,310 | $9.32M | shares |
| HERTZ GLOBAL HLDGS INC NHERTZ GLOBAL HLDGS INC N | 292,500 | $8.37M | shares |
| THE ADT CORPORATIONTHE ADT CORPORATION | 197,747 | $8M | shares |
| CCITIGROUP INC | 147,499 | $7.69M | shares |
| SAFEWAY INCSAFEWAY INC | 200,900 | $6.54M | shares |
| ALERIAN MLP ETFALERIAN MLP ETF | 281,429 | $5.01M | shares |
| EWYISHARES INC | 53,000 | $3.43M | shares |
| ISHARES TRISHARES TR | 153,000 | $3.35M | shares |
| ANNALY CAPITAL MANAGEMENTANNALY CAPITAL MANAGEMENT | 200,000 | $1.99M | shares |
| BACBANK OF AMER CORP | 92,000 | $1.43M | shares |
| DXJWISDOMTREE TR | 26,000 | $1.32M | shares |
| AVBAVALONBAY CMNTYS INC | 8,616 | $1.02M | shares |
| BROADCOM CORPBROADCOM CORP | 34,148 | $1.01M | shares |
| DIAMOND OFFSHORE DRILLING INDIAMOND OFFSHORE DRILLING IN | 17,584 | $1M | shares |
| WELLTOWER INCWELLTOWER INC | 18,674 | $1M | shares |
| HCP INCHCP INC | 27,078 | $983K | shares |
| EFAISHARES TR | 14,179 | $951K | shares |
| FEFIRSTENERGY CORP | 28,395 | $936K | shares |
| MOSMOSAIC CO | 19,732 | $933K | shares |
| CENTURYLINK INCCENTURYLINK INC | 27,136 | $864K | shares |
| JOY GLOBAL INCJOY GLOBAL INC | 14,715 | $861K | shares |
| CCUCOMPANIA CERVECERIAS UNIDAS | 35,000 | $844K | shares |
| Gulfport EnergyGulfport Energy | 12,310 | $777K | shares |
| ISRGINTUITIVE SURGICAL INC | 1,928 | $741K | shares |
| EWEDWARDS LIFESCIENCES CORP | 10,940 | $719K | shares |
| FFIVF5 INC | 7,536 | $685K | shares |
| COPCONOCOPHILLIPS | 9,520 | $673K | shares |
| CHORD ENERGY CORPORATIONCHORD ENERGY CORPORATION | 14,336 | $673K | shares |
| PWRQUANTA SVCS INC | 21,295 | $672K | shares |
| OXYOCCIDENTAL PETE CORP | 7,045 | $670K | shares |
| PEABODY ENERGY CORPPEABODY ENERGY CORP | 33,824 | $661K | shares |
| NEWFIELD EXPL CONEWFIELD EXPL CO | 25,244 | $622K | shares |
| NEMNEWMONT CORP | 24,361 | $561K | shares |
| CLIFFS NATURAL RESOURCESCLIFFS NATURAL RESOURCES | 19,727 | $517K | shares |
| FFORD MTR CO | 30,000 | $463K | shares |
| ANFABERCROMBIE & FITCH CO | 13,955 | $459K | shares |
| TDCTERADATA CORP DEL | 8,350 | $380K | shares |
| JBLJABIL INC | 21,462 | $374K | shares |
| PMPHILIP MORRIS INTL INC | 2,800 | $244K | shares |
How Q1 2014 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001214659-14-003618 | base | 2014-05-15 | acceptance time not in the bulk data set |