ROTHSCHILD INVESTMENT LLC /IL: BABA position timeline

ROTHSCHILD INVESTMENT LLC /IL held 0 BABA shares at 2022-12-31 per its 13F-HR filed 2023-01-19.

the latest 13F is the newest step

1. period ended2022-12-31

   13F 0 shares

   Change vs previous 13F -3,285 shares

   13F-HR 0001020918-23-000002 filed by ROTHSCHILD INVESTMENT LLC /IL
   Filed 2023-01-19 (acceptance time not in the bulk data set), ingested 2026-10-07 18:33:21 UTC

   Acceptance time not in the bulk data set (spec §4.2).

   Exited: the 13F for this period no longer lists the position.

2. period ended2022-09-30

   13F 3,285 shares

   Change vs previous 13F -783 shares

   0.03% of the 13F portfolio, value $263,000.

   13F-HR 0001020918-22-000008 filed by ROTHSCHILD INVESTMENT LLC /IL
   Filed 2022-10-21 (acceptance time not in the bulk data set), ingested 2026-10-07 18:34:10 UTC

   Acceptance time not in the bulk data set (spec §4.2).

3. period ended2022-06-30

   13F 4,068 shares

   Change vs previous 13F -691 shares

   0.04% of the 13F portfolio, value $462,000.

   13F-HR 0001020918-22-000006 filed by ROTHSCHILD INVESTMENT LLC /IL
   Filed 2022-07-12 (acceptance time not in the bulk data set), ingested 2026-10-07 18:35:03 UTC

   Acceptance time not in the bulk data set (spec §4.2).

4. period ended2022-03-31

   13F 4,759 shares

   Change vs previous 13F -2,212 shares

   0.04% of the 13F portfolio, value $518,000.

   13F-HR 0001020918-22-000004 filed by ROTHSCHILD INVESTMENT LLC /IL
   Filed 2022-04-18 (acceptance time not in the bulk data set), ingested 2026-10-07 18:35:57 UTC

   Acceptance time not in the bulk data set (spec §4.2).

5. period ended2021-12-31

   13F 6,971 shares

   Change vs previous 13F not available

   0.06% of the 13F portfolio, value $828,000.

   13F-HR 0001020918-22-000002 filed by ROTHSCHILD INVESTMENT LLC /IL
   Filed 2022-01-24 (acceptance time not in the bulk data set), ingested 2026-10-07 18:36:54 UTC

   Acceptance time not in the bulk data set (spec §4.2).