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Rosenthal | Henry Capital Advisors, Inc.

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13F filer, CIK 1697539, MISHAWAKA, IN

Rosenthal | Henry Capital Advisors, Inc. reported $104,081,086 across 39 holdings for the quarter ended 2025-09-30, in a 13F-HR filed 2025-10-27. Its ten largest share positions make up 46.99% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001697539-25-000005

Period
2025-09-30
Reported value
$104M
Holdings
39
Top 10 weight
46.99%
New
4
Sold out
2

Largest buys vs the previous quarter

SecurityShares changeApprox. value
NRIMadded+90,000$1.95M
HBTadded+50,047$1.69M
ORRFnew+49,100$1.67M
PFSnew+68,962$1.33M
FCCOnew+35,326$997K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
KREreduced-38,109-$2.41M
HTBexited-50,197-$1.88M
MBINexited-32,602-$1.08M
SYBTreduced-14,088-$986K
TBBKreduced-294-$22K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2025

Share positions as resolved from 13F-HR 0001697539-25-000005, largest first. % of portfolio is the value over $104,081,086, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
TBBKBANCORP INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 170,243 shares; 2024Q4: 170,143 shares; 2025Q1: 165,066 shares; 2025Q2: 163,420 shares; 2025Q3: 163,126 shares 163,126$12.2M11.74%-294Timeline
KRESPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 174,383 shares; 2024Q4: 174,383 shares; 2025Q1: 169,719 shares; 2025Q2: 169,719 shares; 2025Q3: 131,610 shares 131,610$8.33M8%-38,109Timeline
WTFCWINTRUST FINL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 37,309 shares; 2024Q4: 37,309 shares; 2025Q1: 36,223 shares; 2025Q2: 35,869 shares; 2025Q3: 35,803 shares 35,803$4.74M4.56%-66Timeline
CASHPATHWARD FINANCIAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 54,849 shares; 2024Q4: 54,849 shares; 2025Q1: 53,217 shares; 2025Q2: 52,684 shares; 2025Q3: 52,576 shares 52,576$3.89M3.74%-108Timeline
ESQESQUIRE FINL HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 40,800 shares; 2024Q4: 40,800 shares; 2025Q1: 38,783 shares; 2025Q2: 38,142 shares; 2025Q3: 38,037 shares 38,037$3.88M3.73%-105Timeline
BANFBANCFIRST CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 28,002 shares; 2024Q4: 28,002 shares; 2025Q1: 26,629 shares; 2025Q2: 26,185 shares; 2025Q3: 26,105 shares 26,105$3.3M3.17%-80Timeline
SPFISOUTH PLAINS FINANCIAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 84,450 shares; 2024Q4: 84,450 shares; 2025Q1: 80,361 shares; 2025Q2: 79,026 shares; 2025Q3: 81,373 shares 81,373$3.15M3.02%+2,347Timeline
SYBTSTOCK YDS BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 63,095 shares; 2024Q4: 63,095 shares; 2025Q1: 60,012 shares; 2025Q2: 59,011 shares; 2025Q3: 44,923 shares 44,923$3.14M3.02%-14,088Timeline
CCBCOASTAL FINL CORP WAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 30,116 shares; 2024Q4: 30,116 shares; 2025Q1: 29,595 shares; 2025Q2: 29,102 shares; 2025Q3: 29,013 shares 29,013$3.14M3.02%-89Timeline
HBTHBT FINL INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 42,500 shares; 2024Q4: 42,500 shares; 2025Q1: 93,536 shares; 2025Q2: 42,500 shares; 2025Q3: 92,547 shares 92,547$3.12M3%+50,047Timeline
CommerceWest BankCommerceWest BankQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 88,377 shares; 2024Q4: 88,377 shares; 2025Q1: 88,377 shares; 2025Q2: 88,377 shares; 2025Q3: 88,377 shares 88,377$3.06M2.94%0
LKFNLAKELAND FINL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 45,955 shares; 2024Q4: 45,955 shares; 2025Q1: 43,711 shares; 2025Q2: 42,985 shares; 2025Q3: 42,854 shares 42,854$2.75M2.64%-131Timeline
FRMEFIRST MERCHANTS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 77,303 shares; 2024Q4: 77,303 shares; 2025Q1: 73,540 shares; 2025Q2: 72,305 shares; 2025Q3: 72,064 shares 72,064$2.72M2.61%-241Timeline
NRIMNORTHRIM BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 30,000 shares; 2024Q4: 30,000 shares; 2025Q1: 30,000 shares; 2025Q2: 30,000 shares; 2025Q3: 120,000 shares 120,000$2.6M2.5%+90,000Timeline
UNTYUNITY BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 52,000 shares; 2024Q4: 52,000 shares; 2025Q1: 52,000 shares; 2025Q2: 52,000 shares; 2025Q3: 52,000 shares 52,000$2.54M2.44%0Timeline
FFINFIRST FINL BANKSHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 80,550 shares; 2024Q4: 80,550 shares; 2025Q1: 76,587 shares; 2025Q2: 75,301 shares; 2025Q3: 75,054 shares 75,054$2.53M2.43%-247Timeline
VBNKVERSABANK NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 200,226 shares; 2024Q4: 200,226 shares; 2025Q1: 200,226 shares; 2025Q2: 200,226 shares; 2025Q3: 200,226 shares 200,226$2.44M2.35%0Timeline
FBIZFIRST BUSINESS FINL SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 45,000 shares; 2024Q4: 45,000 shares; 2025Q1: 45,000 shares; 2025Q2: 45,000 shares; 2025Q3: 45,000 shares 45,000$2.31M2.22%0Timeline
GABCGERMAN AMERN BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 62,415 shares; 2024Q4: 62,415 shares; 2025Q1: 59,378 shares; 2025Q2: 58,385 shares; 2025Q3: 58,199 shares 58,199$2.29M2.2%-186Timeline
TOWNTOWNEBANK PORTSMOUTH VAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 62,000 shares; 2024Q4: 62,000 shares; 2025Q1: 62,000 shares; 2025Q2: 62,000 shares; 2025Q3: 62,000 shares 62,000$2.14M2.06%0Timeline
FBKFB FINL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 41,237 shares; 2024Q4: 41,237 shares; 2025Q1: 39,228 shares; 2025Q2: 38,560 shares; 2025Q3: 38,433 shares 38,433$2.14M2.06%-127Timeline
SEACOAST BKG CORP FLSEACOAST BKG CORP FLQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 100,068 shares; 2024Q4: 100,068 shares; 2025Q1: 95,204 shares; 2025Q2: 62,025 shares; 2025Q3: 67,704 shares 67,704$2.06M1.98%+5,679
CNOBCONNECTONE BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 87,812 shares; 2024Q4: 87,812 shares; 2025Q1: 83,548 shares; 2025Q2: 82,159 shares; 2025Q3: 81,893 shares 81,893$2.03M1.95%-266Timeline
MBWMMERCANTILE BK CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 45,000 shares; 2024Q4: 45,000 shares; 2025Q1: 45,000 shares; 2025Q2: 45,000 shares; 2025Q3: 45,000 shares 45,000$2.02M1.95%0Timeline
BANRBANNER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 33,133 shares; 2024Q4: 33,133 shares; 2025Q1: 31,513 shares; 2025Q2: 30,981 shares; 2025Q3: 30,877 shares 30,877$2.02M1.94%-104Timeline
TCBXTHIRD COAST BANCSHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 51,000 shares; 2024Q4: 51,000 shares; 2025Q1: 51,000 shares; 2025Q2: 51,000 shares; 2025Q3: 51,000 shares 51,000$1.94M1.86%0Timeline
HTBKHERITAGE COMM CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 203,837 shares; 2024Q4: 203,837 shares; 2025Q1: 193,917 shares; 2025Q2: 190,687 shares; 2025Q3: 190,055 shares 190,055$1.89M1.81%-632Timeline
OBKORIGIN BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 56,353 shares; 2024Q4: 56,353 shares; 2025Q1: 53,601 shares; 2025Q2: 52,721 shares; 2025Q3: 52,579 shares 52,579$1.82M1.74%-142Timeline
Northeast Community Bancorp…Northeast Community Bancorp IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 94,147 shares; 2024Q4: 94,147 shares; 2025Q1: 94,147 shares; 2025Q2: 87,647 shares; 2025Q3: 87,647 shares 87,647$1.8M1.73%0
ORRFORRSTOWN FINL SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 49,100 shares 49,100$1.67M1.6%newTimeline
BWBBRIDGEWATER BANCSHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 90,614 shares; 2024Q4: 90,614 shares; 2025Q1: 90,614 shares; 2025Q2: 90,614 shares; 2025Q3: 90,614 shares 90,614$1.59M1.53%0Timeline
SRCE1ST SOURCE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 25,000 shares; 2024Q4: 25,000 shares; 2025Q1: 25,000 shares; 2025Q2: 25,000 shares; 2025Q3: 25,000 shares 25,000$1.54M1.48%0Timeline
PFSPROVIDENT FINL SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 68,962 shares 68,962$1.33M1.28%newTimeline
MYFWFIRST WESTN FINL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 59,445 shares; 2025Q1: 56,187 shares; 2025Q2: 55,276 shares; 2025Q3: 55,113 shares 55,113$1.27M1.22%-163Timeline
BFCBANK FIRST CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 10,400 shares; 2025Q1: 10,400 shares; 2025Q2: 10,400 shares; 2025Q3: 10,400 shares 10,400$1.26M1.21%0Timeline
TFINTRIUMPH FINANCIAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 24,000 shares; 2024Q4: 24,000 shares; 2025Q1: 24,000 shares; 2025Q2: 24,000 shares; 2025Q3: 24,000 shares 24,000$1.2M1.15%0Timeline
NBHCNATIONAL BK HLDGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 22,775 shares; 2025Q1: 33,775 shares; 2025Q2: 26,075 shares; 2025Q3: 26,075 shares 26,075$1.01M0.97%0Timeline
FCCOFIRST CMNTY CORP S CQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 35,326 shares 35,326$997K0.96%newTimeline
Chain Bridge BancorpChain Bridge BancorpQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 6,302 shares 6,302$206K0.2%new

Sold out in Q3 2025

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
HTBHOMETRUST BANCSHARES INC50,197$1.88Mshares
MBINMERCHANTS BANCORP IND32,602$1.08Mshares

How Q3 2025 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001697539-25-000005 base2025-10-27acceptance time not in the bulk data set