ROCKEFELLER FINANCIAL SERVICES INC: BABA position timeline

Available 13F reports, 13D and 13G stakes and each Form 3, 4 and 5 line of ROCKEFELLER FINANCIAL SERVICES INC on BABA, newest first. How the timeline and the estimate are built.

ROCKEFELLER FINANCIAL SERVICES INC held 430 BABA shares at 2017-12-31 per its 13F-HR filed 2018-02-02.

the latest 13F is the newest step

period ended2017-12-31
13F 430 shares
Change vs previous 13F 0 shares
<0.01% of the 13F portfolio, value $74,000.
13F-HR 0000869878-18-000009 filed by ROCKEFELLER FINANCIAL SERVICES INC
Filed 2018-02-02 (acceptance time not in the bulk data set), ingested 2026-10-07 19:06:41 UTC
Acceptance time not in the bulk data set (spec §4.2).
period ended2017-09-30
13F 430 shares
Change vs previous 13F +430 shares
<0.01% of the 13F portfolio, value $74,000.
13F-HR 0000869878-17-000031 filed by ROCKEFELLER FINANCIAL SERVICES INC
Filed 2017-10-20 (acceptance time not in the bulk data set), ingested 2026-10-07 19:07:28 UTC
Acceptance time not in the bulk data set (spec §4.2).
period ended2016-06-30
13F 0 shares
Change vs previous 13F -1,405 shares
13F-HR 0000315123-16-000065 filed by ROCKEFELLER FINANCIAL SERVICES INC
Filed 2016-07-20 (acceptance time not in the bulk data set), ingested 2026-10-07 19:12:22 UTC
Acceptance time not in the bulk data set (spec §4.2).
Exited: the 13F for this period no longer lists the position.
period ended2016-03-31
13F 1,405 shares
Change vs previous 13F not available
<0.01% of the 13F portfolio, value $111,000.
13F-HR 0000315123-16-000056 filed by ROCKEFELLER FINANCIAL SERVICES INC
Filed 2016-04-28 (acceptance time not in the bulk data set), ingested 2026-10-07 19:13:19 UTC
Acceptance time not in the bulk data set (spec §4.2).