ROCKEFELLER FINANCIAL SERVICES INC: AXS position timeline

ROCKEFELLER FINANCIAL SERVICES INC held 4,150 AXS shares at 2017-12-31 per its 13F-HR filed 2018-02-02.

the latest 13F is the newest step

1. period ended2017-12-31

   13F 4,150 shares

   Change vs previous 13F 0 shares

   <0.01% of the 13F portfolio, value $209,000.

   13F-HR 0000869878-18-000009 filed by ROCKEFELLER FINANCIAL SERVICES INC
   Filed 2018-02-02 (acceptance time not in the bulk data set), ingested 2026-10-07 19:06:41 UTC

   Acceptance time not in the bulk data set (spec §4.2).

2. period ended2017-09-30

   13F 4,150 shares

   Change vs previous 13F -850 shares

   <0.01% of the 13F portfolio, value $238,000.

   13F-HR 0000869878-17-000031 filed by ROCKEFELLER FINANCIAL SERVICES INC
   Filed 2017-10-20 (acceptance time not in the bulk data set), ingested 2026-10-07 19:07:28 UTC

   Acceptance time not in the bulk data set (spec §4.2).

3. period ended2017-06-30

   13F 5,000 shares

   Change vs previous 13F 0 shares

   0.01% of the 13F portfolio, value $323,000.

   13F-HR 0000869878-17-000017 filed by ROCKEFELLER FINANCIAL SERVICES INC
   Filed 2017-07-18 (acceptance time not in the bulk data set), ingested 2026-10-07 19:08:39 UTC

   Acceptance time not in the bulk data set (spec §4.2).

4. period ended2017-03-31

   13F 5,000 shares

   Change vs previous 13F 0 shares

   0.01% of the 13F portfolio, value $335,000.

   13F-HR 0000869878-17-000008 filed by ROCKEFELLER FINANCIAL SERVICES INC
   Filed 2017-04-28 (acceptance time not in the bulk data set), ingested 2026-10-07 19:09:43 UTC

   Acceptance time not in the bulk data set (spec §4.2).

5. period ended2016-12-31

   13F 5,000 shares

   Change vs previous 13F not available

   0.01% of the 13F portfolio, value $326,000.

   13F-HR 0000315123-17-000009 filed by ROCKEFELLER FINANCIAL SERVICES INC
   Filed 2017-01-19 (acceptance time not in the bulk data set), ingested 2026-10-07 19:10:24 UTC

   Acceptance time not in the bulk data set (spec §4.2).