Skip to content
Disclosery

ROCKEFELLER FINANCIAL SERVICES INC

Follow

13F filer, CIK 869878, NEW YORK, NY

ROCKEFELLER FINANCIAL SERVICES INC reported $5,251,768,000 across 534 holdings for the quarter ended 2017-09-30, in a 13F-HR filed 2017-10-20. Its ten largest share positions make up 28.96% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0000869878-17-000031

Period
2017-09-30
Reported value
$5.25B
Holdings
534
Top 10 weight
28.96%
New
103
Sold out
22

Largest buys vs the previous quarter

SecurityShares changeApprox. value
FOOT LOCKER INCnew+1,210,038$42.6M
VYXnew+1,101,914$41.3M
RCLadded+159,204$18.9M
XOMadded+125,501$10.3M
LUVadded+121,447$6.8M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
DELPHI AUTOMOTIVE PLCreduced-800,316-$78.8M
NEWFIELD EXPL COreduced-742,806-$21.6M
ABTreduced-393,385-$21M
NKEreduced-342,947-$17.8M
SHIRE PLCreduced-78,249-$12M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2017

Share positions as resolved from 13F-HR 0000869878-17-000031, largest first. % of portfolio is the value over $5,251,768,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
BEMIS INCBEMIS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 261 shares 261$12K<0.01%new
CATCATERPILLAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: 80 shares; 2016Q2: 80 shares; 2016Q3: 80 shares; 2016Q4: 80 shares; 2017Q1: 80 shares; 2017Q2: 80 shares; 2017Q3: 80 shares 80$10K<0.01%0Timeline
PATTERSON COS INCPATTERSON COS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 253 shares 253$10K<0.01%new
ANDEAVOR LOGISTICS LP NPVANDEAVOR LOGISTICS LP NPVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 200 shares 200$10K<0.01%new
HSBCHSBC HLDGS PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 180 shares 180$9K<0.01%newTimeline
VALEVALE S AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: 800 shares; 2016Q2: 800 shares; 2016Q3: 800 shares; 2016Q4: 800 shares; 2017Q1: 800 shares; 2017Q2: 800 shares; 2017Q3: 800 shares 800$8K<0.01%0Timeline
EMNEASTMAN CHEM COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 85 shares 85$8K<0.01%newTimeline
UNITED STATES STL CORP NEWUNITED STATES STL CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: 300 shares; 2016Q2: 300 shares; 2016Q3: 300 shares; 2016Q4: 300 shares; 2017Q1: 300 shares; 2017Q2: 300 shares; 2017Q3: 300 shares 300$8K<0.01%0
LEGLEGGETT & PLATT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 171 shares 171$8K<0.01%newTimeline
RED HAT INCRED HAT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 72 shares; 2017Q1: 72 shares; 2017Q2: 72 shares; 2017Q3: 72 shares 72$8K<0.01%0
KNKNOWLES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: 416 shares; 2016Q2: 416 shares; 2016Q3: 416 shares; 2016Q4: 416 shares; 2017Q1: 416 shares; 2017Q2: 245 shares; 2017Q3: 416 shares 416$7K<0.01%+171Timeline
PJTPJT PARTNERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: 150 shares; 2016Q2: 150 shares; 2016Q3: 150 shares; 2016Q4: 150 shares; 2017Q1: 150 shares; 2017Q2: 150 shares; 2017Q3: 150 shares 150$6K<0.01%0Timeline
IPINTERNATIONAL PAPER COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: 80 shares; 2016Q2: 80 shares; 2016Q3: 80 shares; 2016Q4: 80 shares; 2017Q1: 80 shares; 2017Q2: 80 shares; 2017Q3: 80 shares 80$5K<0.01%0Timeline
MARATHON OIL CORPMARATHON OIL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: 334 shares; 2016Q2: 334 shares; 2016Q3: 334 shares; 2016Q4: 334 shares; 2017Q1: 334 shares; 2017Q2: 334 shares; 2017Q3: 334 shares 334$5K<0.01%0
CIT GROUP INC COM NEWCIT GROUP INC COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: 7,650 shares; 2016Q2: 100 shares; 2016Q3: 100 shares; 2016Q4: 100 shares; 2017Q1: 100 shares; 2017Q2: 100 shares; 2017Q3: 100 shares 100$5K<0.01%0
XERIUM TECHNOLOGIES INCXERIUM TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: 1,026 shares; 2016Q2: 1,026 shares; 2016Q3: 1,026 shares; 2016Q4: 1,026 shares; 2017Q1: 1,026 shares; 2017Q2: 1,026 shares; 2017Q3: 1,026 shares 1,026$5K<0.01%0
MUFGMITSUBISHI UFJ FINANCIAL GROQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: 500 shares; 2016Q2: 500 shares; 2016Q3: 500 shares; 2016Q4: 500 shares; 2017Q1: 500 shares; 2017Q2: 500 shares; 2017Q3: 500 shares 500$3K<0.01%0Timeline
COACH INCCOACH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: 1,022 shares; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 72 shares; 2017Q1: 72 shares; 2017Q2: 72 shares; 2017Q3: 72 shares 72$3K<0.01%0
CYHCOMMUNITY HEALTH SYS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: 31 shares; 2016Q2: 31 shares; 2016Q3: 31 shares; 2016Q4: 427 shares; 2017Q1: 427 shares; 2017Q2: 427 shares; 2017Q3: 427 shares 427$3K<0.01%0Timeline
ADIANALOG DEVICES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: 174 shares; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 23 shares; 2017Q2: 1,743 shares; 2017Q3: 23 shares 23$2K<0.01%-1,720Timeline
XLRESELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 62 shares; 2016Q4: 62 shares; 2017Q1: 62 shares; 2017Q2: 62 shares; 2017Q3: 62 shares 62$2K<0.01%0Timeline
LYBLYONDELLBASELL INDUSTRIES NVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: 16 shares; 2016Q2: 16 shares; 2016Q3: 16 shares; 2016Q4: 16 shares; 2017Q1: 16 shares; 2017Q2: 16 shares; 2017Q3: 16 shares 16$2K<0.01%0Timeline
DDD3D SYS CORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: 167 shares; 2016Q2: 167 shares; 2016Q3: 167 shares; 2016Q4: 167 shares; 2017Q1: 167 shares; 2017Q2: 167 shares; 2017Q3: 167 shares 167$2K<0.01%0Timeline
FCXFREEPORT MCMORAN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: 810 shares; 2016Q2: 810 shares; 2016Q3: not reported; 2016Q4: 36 shares; 2017Q1: 36 shares; 2017Q2: 36 shares; 2017Q3: 36 shares 36$1K<0.01%0Timeline
CCCHEMOURS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: 14 shares; 2016Q2: 14 shares; 2016Q3: 14 shares; 2016Q4: 14 shares; 2017Q1: 14 shares; 2017Q2: 14 shares; 2017Q3: 14 shares 14$1K<0.01%0Timeline
ADNTADIENT PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 272 shares; 2017Q1: 270 shares; 2017Q2: 15 shares; 2017Q3: 15 shares 15$1K<0.01%0Timeline
WEATHERFORD INTL INC ORD SHSWEATHERFORD INTL INC ORD SHSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 216 shares; 2017Q1: 216 shares; 2017Q2: 216 shares; 2017Q3: 216 shares 216$1K<0.01%0
BEPBROOKFIELD RENEWABLE ENERGYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 0 shares; 2017Q2: 0 shares; 2017Q3: 0 shares 0$00%0Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios.Timeline
AMSCAMERICAN SUPERCONDUCTOR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: 35 shares; 2016Q2: 35 shares; 2016Q3: 35 shares; 2016Q4: 35 shares; 2017Q1: 35 shares; 2017Q2: 35 shares; 2017Q3: 35 shares 35$00%0Value filed as zero, left out of ratios.Timeline
PETROCHINA CO LTD ADRPETROCHINA CO LTD ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: 3 shares; 2016Q2: 3 shares; 2016Q3: 3 shares; 2016Q4: 3 shares; 2017Q1: 3 shares; 2017Q2: 3 shares; 2017Q3: 3 shares 3$00%0Value filed as zero, left out of ratios.
CALIFORNIA RES CORPCALIFORNIA RES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: 157 shares; 2016Q3: 2 shares; 2016Q4: 2 shares; 2017Q1: 2 shares; 2017Q2: 2 shares; 2017Q3: 2 shares 2$00%0Value filed as zero, left out of ratios.
FRONTIER COMMUNICATIONS CORPFRONTIER COMMUNICATIONS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 1 shares 1$00%newValue filed as zero, left out of ratios.
QUORUM HEALTH CORPQUORUM HEALTH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: 7 shares; 2016Q3: 7 shares; 2016Q4: 79 shares; 2017Q1: 79 shares; 2017Q2: 79 shares; 2017Q3: 79 shares 79$00%0Value filed as zero, left out of ratios.
COMMUNITY HEALTH SYS INC NEWCOMMUNITY HEALTH SYS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: 450 shares; 2016Q2: 450 shares; 2016Q3: 450 shares; 2016Q4: 450 shares; 2017Q1: 450 shares; 2017Q2: 450 shares; 2017Q3: 450 shares 450$00%0Value filed as zero, left out of ratios.

Sold out in Q3 2017

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
MRC GLOBAL INCMRC GLOBAL INC246,433$4.07Mshares
VTVANGUARD INTL EQUITY INDEX F10,100$682Kshares
Dow Chemical CompanyDow Chemical Company8,576$541Kshares
DVADAVITA INC7,200$466Kshares
VCA ANTECH INCVCA ANTECH INC2,401$222Kshares
INCYINCYTE CORP1,200$151Kshares
ADVISORY BOARD CO/THEADVISORY BOARD CO/THE2,660$137Kshares
DU PONT E I DE NEMOURS & CODU PONT E I DE NEMOURS & CO1,685$136Kshares
UHSUNIVERSAL HLTH SVCS INC1,031$126Kshares
OLNOLIN CORP3,285$99Kshares
WHOLE FOODS MKT INCWHOLE FOODS MKT INC2,120$89Kshares
XLKSELECT SECTOR SPDR TR1,580$86Kshares
NEVRO CORPNEVRO CORP1,102$82Kshares
ONEOK PARTNERS LP LTD PARTNONEOK PARTNERS LP LTD PARTN1,300$66Kshares
RDYDR REDDYS LABS LTD1,329$56Kshares
TTOOTTOO14,917$48Kshares
GELGENESIS ENERGY L P1,400$44Kshares
BAKER HUGHES INCBAKER HUGHES INC600$33Kshares
PAGPPLAINS GP HLDGS L P1,164$30Kshares
STATOIL ASASTATOIL ASA1,600$26Kshares
TESORO LOGISTICS LPTESORO LOGISTICS LP200$10Kshares
FRONTIER COMMUNICATIONS CORPFRONTIER COMMUNICATIONS CORP18$0shares

How Q3 2017 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0000869878-17-000031 base2017-10-20acceptance time not in the bulk data set