ROCKEFELLER FINANCIAL SERVICES INC
Follow13F filer, CIK 869878, NEW YORK, NY
ROCKEFELLER FINANCIAL SERVICES INC reported holdings worth $5,003,925,000 (the sum of its rows) across 480 holdings for the quarter ended 2016-06-30, in a 13F-HR filed 2016-07-20. The total stated on the cover page is $5,003,000. Its ten largest share positions make up 25.63% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0000315123-16-000065
The cover page states a total of $5,003,000, about 1/1,000 of the sum of the rows, $5,003,925,000. The filer likely wrote its cover total in thousands and its rows in dollars. This page uses the sum of the rows.
- Period
- 2016-06-30
- Value, sum of rows
- $5B
- Stated on the cover page
- $5M
- Holdings
- 480
- Top 10 weight
- 25.63%
- New
- 23
- Sold out
- 157
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| AMZNadded | +114,201 | $81.7M |
| SHIRE PLCadded | +361,743 | $66.6M |
| COPadded | +1,377,014 | $60M |
| ILMNadded | +269,679 | $37.9M |
| ANNALY CAPITAL MANAGEMENTadded | +1,288,177 | $14.3M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| AAPLreduced | -1,435,002 | -$137M |
| EXPRESS SCRIPTS HLDG COreduced | -1,261,241 | -$95.6M |
| TE CONNECTIVITY LTDreduced | -856,142 | -$48.9M |
| BAXALTA INCexited | -1,084,106 | -$43.8M |
| WECreduced | -482,846 | -$31.5M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Back to all 480 share positions
Sold out in Q2 2016
Positions in the previous quarter's report that this quarter's report no longer lists.
| Security | Shares before | Value before | Type |
|---|---|---|---|
| BAXALTA INCBAXALTA INC | 1,084,106 | $43.8M | shares |
| AIRGAS INCAIRGAS INC | 148,350 | $21M | shares |
| MCGRAW HILL FINL INCMCGRAW HILL FINL INC | 108,180 | $10.7M | shares |
| TIME WARNER CABLE INCTIME WARNER CABLE INC | 8,245 | $1.69M | shares |
| CABLEVISION SYS CORPCABLEVISION SYS CORP | 27,900 | $921K | shares |
| MARKET VECTORS ETF TRMARKET VECTORS ETF TR | 22,094 | $535K | shares |
| CBS CORP NEWCBS CORP NEW | 8,000 | $441K | shares |
| UBSIUNITED BANKSHARES INC WEST V | 8,300 | $305K | shares |
| COCA COLA ENTERPRISES INC NECOCA COLA ENTERPRISES INC NE | 4,405 | $224K | shares |
| ANACOR PHARMACEUTICALS INCANACOR PHARMACEUTICALS INC | 3,844 | $205K | shares |
| KBKB FINL GROUP INC | 6,830 | $188K | shares |
| CHARTER COMMUNICATION - ACHARTER COMMUNICATION - A | 815 | $165K | shares |
| TSMTAIWAN SEMICONDUCTOR MANUFAC | 6,122 | $160K | shares |
| NEOVASC INC COM STKNEOVASC INC COM STK | 37,119 | $155K | shares |
| MNSTMONSTER BEVERAGE CORP NEW | 1,142 | $152K | shares |
| NEMNEWMONT CORP | 5,418 | $144K | shares |
| ADVISORY BOARD CO/THEADVISORY BOARD CO/THE | 4,385 | $141K | shares |
| SanDisk CorporationSanDisk Corporation | 1,734 | $132K | shares |
| LIVNLIVANOVA PLC | 2,355 | $127K | shares |
| ALKSALKERMES PLC | 3,483 | $119K | shares |
| BABAALIBABA GROUP HLDG LTD | 1,405 | $111K | shares |
| ARM HLDGS PLCARM HLDGS PLC | 2,505 | $109K | shares |
| BARCLAYS BANK PLCBARCLAYS BANK PLC | 4,000 | $104K | shares |
| IVZINVESCO LTD | 3,242 | $100K | shares |
| SEICSEI INVTS CO | 2,036 | $88K | shares |
| ACCELERON PHARMA INCACCELERON PHARMA INC | 3,176 | $84K | shares |
| PAYXPAYCHEX INC | 1,441 | $78K | shares |
| SOLAZYME INCSOLAZYME INC | 33,882 | $69K | shares |
| SRESEMPRA | 648 | $67K | shares |
| BOHBANK OF HI CORP | 967 | $66K | shares |
| VALIDUS HOLDINGS LTDVALIDUS HOLDINGS LTD | 1,407 | $66K | shares |
| ADSKAUTODESK INC | 1,107 | $65K | shares |
| CAHCARDINAL HEALTH INC | 782 | $64K | shares |
| LINKEDIN CORPLINKEDIN CORP | 527 | $60K | shares |
| PPGPPG INDS INC | 519 | $58K | shares |
| AJGGALLAGHER ARTHUR J & CO | 1,231 | $55K | shares |
| REYNOLDS AMERICAN INCREYNOLDS AMERICAN INC | 1,086 | $55K | shares |
| KRKROGER CO | 1,411 | $54K | shares |
| HEARTLAND PMT SYS INCHEARTLAND PMT SYS INC | 552 | $53K | shares |
| MATMATTEL INC | 1,492 | $50K | shares |
| MAXIM INTEGRATED PRODS INCMAXIM INTEGRATED PRODS INC | 1,292 | $48K | shares |
| EPREPR PPTYS | 692 | $46K | shares |
| TGNATEGNA INC | 1,970 | $46K | shares |
| CA INC COMCA INC COM | 1,503 | $46K | shares |
| DISCOVERY LABORATORIES INC NDISCOVERY LABORATORIES INC N | 27,658 | $46K | shares |
| CHRWC H ROBINSON WORLDWIDE IN | 596 | $44K | shares |
| AEEAMEREN CORP | 843 | $42K | shares |
| BRXBRIXMOR PPTY GROUP INC | 1,637 | $42K | shares |
| COACH INCCOACH INC | 1,022 | $41K | shares |
| WPPWPP PLC NEW | 328 | $38K | shares |
| HARRIS CORP INCHARRIS CORP INC | 484 | $38K | shares |
| SEAGATE TECHNOLOGY HOLDINGSSEAGATE TECHNOLOGY HOLDINGS | 1,073 | $37K | shares |
| VMRKVIVMARK RESIDENTIAL | 482 | $36K | shares |
| KSSKOHLS CORP | 762 | $36K | shares |
| CREDIT SUISSE GROUP-ADRCREDIT SUISSE GROUP-ADR | 2,537 | $36K | shares |
| LOWLOWES COS INC | 461 | $35K | shares |
| FEDERAL REALTY INVESTMENT T…FEDERAL REALTY INVESTMENT TRUS | 190 | $30K | shares |
| PKGPACKAGING CORP AMER | 476 | $29K | shares |
| ROKROCKWELL AUTOMATION INC | 257 | $29K | shares |
| HUBBHUBBELL INC | 257 | $27K | shares |
| MKLMARKEL GROUP INC | 29 | $26K | shares |
| TUPPERWARE BRANDS CORPTUPPERWARE BRANDS CORP | 443 | $26K | shares |
| ALLEGHANY CORP DELALLEGHANY CORP DEL | 52 | $26K | shares |
| SYFSYNCHRONY FINANCIAL | 793 | $23K | shares |
| SAPSAP SE | 286 | $23K | shares |
| MASMASCO CORP | 711 | $22K | shares |
| SBHSALLY BEAUTY HLDGS INC | 645 | $21K | shares |
| UNILEVER N VUNILEVER N V | 437 | $20K | shares |
| ERICTELEFONAKTIEBOLAGET LM ERICS | 1,858 | $19K | shares |
| XRAYDENTSPLY SIRONA INC | 303 | $19K | shares |
| ANSYS INCANSYS INC | 216 | $19K | shares |
| EFXEQUIFAX INC | 153 | $17K | shares |
| FICOFAIR ISAAC CORP | 158 | $17K | shares |
| TFXTELEFLEX INCORPORATED | 109 | $17K | shares |
| CDWCDW CORP | 384 | $16K | shares |
| AMGAFFILIATED MANAGERS GROUP | 96 | $16K | shares |
| AFGAMERICAN FINANCIAL GROUP INC | 211 | $15K | shares |
| HSTHOST HOTELS & RESORTS INC | 921 | $15K | shares |
| AYIACUITY INC | 69 | $15K | shares |
| MORNMORNINGSTAR INC | 170 | $15K | shares |
| BLKBBLACKBAUD INC | 237 | $15K | shares |
| MICHAEL KORS HLDGS LTDMICHAEL KORS HLDGS LTD | 263 | $15K | shares |
| HEALTHCARE RLTY TRHEALTHCARE RLTY TR | 500 | $15K | shares |
| POST PPTYS INCPOST PPTYS INC | 251 | $15K | shares |
| CSLCARLISLE COS INC | 144 | $14K | shares |
| SUSUNCOR ENERGY INC NEW | 504 | $14K | shares |
| RELXRELX PLC | 737 | $14K | shares |
| IEXIDEX CORP | 169 | $14K | shares |
| JJSFJ & J SNACK FOODS CORP | 129 | $14K | shares |
| GTGOODYEAR TIRE & RUBR CO | 411 | $14K | shares |
| GROUPE CGI INCGROUPE CGI INC | 291 | $14K | shares |
| LYGLLOYDS BANKING GROUP PLC | 3,393 | $13K | shares |
| JBHTHUNT J B TRANS SVCS INC | 157 | $13K | shares |
| IXORIX CORP | 176 | $13K | shares |
| JKHYHENRY JACK & ASSOC INC | 156 | $13K | shares |
| HMCHONDA MOTOR CO LTD | 451 | $12K | shares |
| ATRAPTARGROUP INC | 147 | $12K | shares |
| BTIBRITISH AMERN TOB PLC | 103 | $12K | shares |
| IDXXIDEXX LABS INC | 154 | $12K | shares |
| BIOBIO RAD LABS INC | 81 | $11K | shares |
| KEXKIRBY CORP | 181 | $11K | shares |
| ADIANALOG DEVICES INC | 174 | $10K | shares |
| DEODIAGEO PLC | 94 | $10K | shares |
| SONYSONY GROUP CORP | 395 | $10K | shares |
| MANHMANHATTAN ASSOCIATES INC | 174 | $10K | shares |
| GMFSPDR INDEX SHS FDS | 133 | $10K | shares |
| NJDCYNIDEC CP (NIHON KABUSHIKI KAIS | 596 | $10K | shares |
| GREENHILL & CO INC COMGREENHILL & CO INC COM | 461 | $10K | shares |
| GGGGRACO INC | 109 | $9K | shares |
| TIGOMILLICOM INTL CELLULAR S A | 158 | $9K | shares |
| SYNGENTA AG ADRSYNGENTA AG ADR | 108 | $9K | shares |
| ITGARTNER INC | 85 | $8K | shares |
| CHDCHURCH & DWIGHT CO INC | 90 | $8K | shares |
| LSTRLANDSTAR SYS INC | 127 | $8K | shares |
| BRBROADRIDGE FINL SOLUTIONS IN | 132 | $8K | shares |
| COLMCOLUMBIA SPORTSWEAR CO | 134 | $8K | shares |
| TVGRUPO TELEVISA S A B | 300 | $8K | shares |
| ACTVISION BLIZZARD INCACTVISION BLIZZARD INC | 239 | $8K | shares |
| FLIR SYS INCFLIR SYS INC | 252 | $8K | shares |
| UMPQUA HOLDINGSUMPQUA HOLDINGS | 495 | $8K | shares |
| AVIVA PLCAVIVA PLC | 626 | $8K | shares |
| CPRTCOPART INC | 176 | $7K | shares |
| RPMRPM INTL INC | 140 | $7K | shares |
| SERVICEMASTER GLOBAL HOLDINGSERVICEMASTER GLOBAL HOLDING | 181 | $7K | shares |
| DALDELTA AIR LINES INC | 121 | $6K | shares |
| BCSBARCLAYS PLC | 695 | $6K | shares |
| LEALEAR CORP | 56 | $6K | shares |
| PSOPEARSON PLC | 453 | $6K | shares |
| WABCWESTAMERICA BANCORPORATION | 116 | $6K | shares |
| WEXWEX INC | 67 | $6K | shares |
| DR PEPPER SNAPPLE GROUP INCDR PEPPER SNAPPLE GROUP INC | 68 | $6K | shares |
| APAMARTISAN PARTNERS ASSET MGMT | 153 | $5K | shares |
| LENLENNAR CORP | 99 | $5K | shares |
| PEGPUBLIC SVC ENTERPRISE GROUP | 108 | $5K | shares |
| ROSTROSS STORES INC | 86 | $5K | shares |
| TECHBIO-TECHNE CORP | 49 | $5K | shares |
| TATA MTRS LTDTATA MTRS LTD | 168 | $5K | shares |
| SUNTRUST BANKS INCSUNTRUST BANKS INC | 134 | $5K | shares |
| BROCADE COMMUNICATIONS SYS IBROCADE COMMUNICATIONS SYS I | 501 | $5K | shares |
| MEOHMETHANEX CORP | 119 | $4K | shares |
| CNCCENTENE CORP DEL | 69 | $4K | shares |
| TMTOYOTA MOTOR CORP | 33 | $4K | shares |
| ABEVAMBEV SA | 793 | $4K | shares |
| JLLJONES LANG LASALLE INC | 33 | $4K | shares |
| BRF SABRF SA | 251 | $4K | shares |
| CPACOPA HOLDINGS SA | 59 | $4K | shares |
| CVECENOVUS ENERGY INC | 274 | $4K | shares |
| ALVAUTOLIV INC | 32 | $4K | shares |
| GMGENERAL MTRS CO | 100 | $3K | shares |
| OCOWENS CORNING NEW | 55 | $3K | shares |
| OIIOCEANEERING INTL INC | 98 | $3K | shares |
| SCANA CORP NEWSCANA CORP NEW | 38 | $3K | shares |
| DRIL-QUIP INCDRIL-QUIP INC | 42 | $3K | shares |
| CALIFORNIA RES CORP COMCALIFORNIA RES CORP COM | 1,581 | $2K | shares |
| THE ADT CORPORATIONTHE ADT CORPORATION | 32 | $1K | shares |
| Breitburn Energy Ptnr LpBreitburn Energy Ptnr Lp | 24 | $0 | shares |
| SunEdison, Inc.SunEdison, Inc. | 316 | $0 | shares |
How Q2 2016 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0000315123-16-000065 | base | 2016-07-20 | acceptance time not in the bulk data set |