Rockefeller Capital Management L.P.
Follow13F filer, CIK 1739439, NEW YORK, NY
Rockefeller Capital Management L.P. reported $56,396,064,511 across 4,684 holdings for the quarter ended 2026-03-31, in a 13F-HR filed 2026-05-14. Its ten largest share positions make up 21.93% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001739439-26-000005
- Period
- 2026-03-31
- Reported value
- $56.4B
- Holdings
- 4,684
- Top 10 weight
- 21.93%
- New
- 269
- Sold out
- 255
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| AZNnew | +473,389 | $93.2M |
| EFAadded | +954,050 | $92.7M |
| EQTadded | +1,445,829 | $92M |
| SPYadded | +109,457 | $71.2M |
| BIVadded | +808,747 | $62.4M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| EOGreduced | -539,129 | -$77.9M |
| AZNexited | -654,439 | -$60.2M |
| SHOPreduced | -417,573 | -$49.5M |
| IBNreduced | -1,458,433 | -$37.8M |
| CATreduced | -52,216 | -$37M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Back to all 4,684 share positions
Sold out in Q1 2026
Positions in the previous quarter's report that this quarter's report no longer lists.
| Security | Shares before | Value before | Type |
|---|---|---|---|
| AZNASTRAZENECA PLC-SPONS ADR | 654,439 | $60.2M | shares |
| AMCOR PLCAMCOR PLC | 1,307,985 | $10.9M | shares |
| CYBERARK SOFTWARE LTD/ISRAELCYBERARK SOFTWARE LTD/ISRAEL | 17,306 | $7.72M | shares |
| CCORLISTED FDS TR | 160,195 | $4.21M | shares |
| XBNYXBLACKROCK NEW YORK MUNI INC | 179,595 | $1.82M | shares |
| XMYDXBLACKROCK MUNIYIELD FUND | 172,255 | $1.81M | shares |
| CFLTCONFLUENT INC-CLASS A | 46,651 | $1.41M | shares |
| XMVTXBLACKROCK MUNIVEST FUND II | 127,932 | $1.38M | shares |
| PNNTPENNANTPARK INVTS CORP | 195,676 | $1.17M | shares |
| NPBNORTHPOINTE BANCSHARES INC. | 57,538 | $965K | shares |
| WTPIWISDOMTREE TR | 24,568 | $811K | shares |
| ATAIBECKLEY INCATAIBECKLEY INC | 179,000 | $732K | shares |
| XMVFXBLACKROCK MUNIVEST FUND | 99,814 | $692K | shares |
| SNVSYNOVUS FINANCIAL CORP | 13,439 | $673K | shares |
| GRNJTIDAL TRUST III | 25,095 | $641K | shares |
| EXASEXACT SCIENCES CORP | 6,102 | $620K | shares |
| BXMXNUVEEN S&P 500 BUY-WRITE INCOM | 39,680 | $583K | shares |
| CMACOMERICA INC | 6,449 | $561K | shares |
| VICTORYSHARES INTERNATIONALVICTORYSHARES INTERNATIONAL | 10,252 | $553K | shares |
| NGDNEW GOLD INC | 59,500 | $518K | shares |
| CADECADENCE BANK | 10,795 | $462K | shares |
| GEGGREAT ELM GROUP INC | 175,145 | $447K | shares |
| GBTCGRAYSCALE BITCOIN TRUST ETF | 6,488 | $444K | shares |
| BLACKROCK MUNIHOLDINGS QUAL…BLACKROCK MUNIHOLDINGS QUALITY | 41,318 | $414K | shares |
| MOTIVANECK ETF TRUST | 7,922 | $291K | shares |
| ATSATS CORPORATION | 9,790 | $270K | shares |
| SMTHALPS ETF TR | 9,994 | $261K | shares |
| PCHPOTLATCHDELTIC CORP | 6,339 | $252K | shares |
| XBKNXBLACKROCK INVEST QLTY MUNI | 21,514 | $241K | shares |
| LOWVAB ACTIVE ETFS INC | 3,055 | $239K | shares |
| DIAXNUVEEN DOW 30SM DYNAMIC OVERWR | 15,556 | $237K | shares |
| BUFCAB ACTIVE ETFS INC | 5,282 | $218K | shares |
| BKLCBNY MELLON ETF TRUST | 1,597 | $209K | shares |
| BLACKROCK MUNIHLDGS NY QLTYBLACKROCK MUNIHLDGS NY QLTY | 20,000 | $205K | shares |
| PLYMPLYMOUTH INDUSTRIAL REIT INC | 8,808 | $193K | shares |
| QUSSPDR SERIES TRUST | 1,102 | $192K | shares |
| BLACKROCK MUNI INC TR IIBLACKROCK MUNI INC TR II | 16,643 | $174K | shares |
| IWLISHARES TR | 1,000 | $171K | shares |
| BTCGRAYSCALE BITCOIN MINI TR ET | 4,140 | $160K | shares |
| QIAGEN N.V.QIAGEN N.V. | 3,450 | $155K | shares |
| EWSISHARES INC | 4,638 | $128K | shares |
| PIPRPIPER SANDLER COS | 346 | $118K | shares |
| DJIAGLOBAL X FDS | 5,170 | $114K | shares |
| EVTRMORGAN STANLEY ETF TRUST | 2,130 | $110K | shares |
| DVAXDYNAVAX TECHNOLOGIES CORP | 7,003 | $108K | shares |
| PNFPPINNACLE FINANCIAL PARTNERS | 1,099 | $105K | shares |
| BCMLBAYCOM CORP | 3,198 | $94K | shares |
| CNTACENTESSA PHARMACEUTICALS PLC | 3,468 | $86.7K | shares |
| FRGEFORGE GLOBAL HOLDINGS INC | 1,931 | $86K | shares |
| ASTRIA THERAPEUTICS INCASTRIA THERAPEUTICS INC | 6,462 | $84.6K | shares |
| BODITHE BEACHBODY COMPANY INC | 8,000 | $82.9K | shares |
| ATHMAUTOHOME INC | 3,704 | $82.5K | shares |
| SOHO HOUSE & CO INCSOHO HOUSE & CO INC | 8,650 | $77.5K | shares |
| LNWOLIGHT & WONDER INC | 747 | $77K | shares |
| THQABRDN HEALTHCARE OPPORTUNITI | 4,000 | $76.5K | shares |
| OBKORIGIN BANCORP INC | 2,016 | $75.9K | shares |
| HIFSHINGHAM INSTN SVGS MASS | 257 | $73K | shares |
| FYBRFRONTIER COMMUNICATIONS PARE | 1,858 | $70.7K | shares |
| MBCNMIDDLEFIELD BANC CORP | 2,000 | $69.1K | shares |
| AMZAETFIS SER TR I | 1,600 | $63.2K | shares |
| BKMCBNY MELLON ETF TRUST | 532 | $58K | shares |
| UTESETFIS SER TR I | 675 | $53.3K | shares |
| GUESS? INCGUESS? INC | 3,005 | $50.3K | shares |
| IGIWESTERN ASSET INVT GRADE OPP | 2,979 | $49.2K | shares |
| AGGYWISDOMTREE TR | 1,061 | $46.8K | shares |
| BKIEBNY MELLON ETF TRUST | 503 | $46.6K | shares |
| INDIVIOR PLCINDIVIOR PLC | 1,286 | $46.1K | shares |
| CLEARSIGN TECHNOLOGIES CORPCLEARSIGN TECHNOLOGIES CORP | 81,209 | $45.2K | shares |
| GRNDGRINDR INC | 3,299 | $44.7K | shares |
| DAYDAYFORCE INC | 603 | $41.7K | shares |
| ULSTSSGA ACTIVE ETF TR | 1,000 | $40.5K | shares |
| XNQPXNUVEEN PA INVT QUALITY MUN F | 3,372 | $40.1K | shares |
| AVADEL PHARMACEUTICALSAVADEL PHARMACEUTICALS | 1,816 | $39.1K | shares |
| ALEXALEXANDER & BALDWIN INC | 1,809 | $37.3K | shares |
| CCAPCRESCENT CAP BDC INC | 2,500 | $35.1K | shares |
| RNAMAVIDITY BIOSCIENCES INC | 474 | $34.2K | shares |
| FUBOFUBOTV INC | 12,514 | $31.5K | shares |
| FDIQINVESCO EXCH TRADED FD TR II | 500 | $30.9K | shares |
| ISRAVANECK ETF TRUST | 500 | $29.4K | shares |
| LTRXLANTRONIX INC | 5,000 | $29.3K | shares |
| QYLGGLOBAL X FDS | 1,025 | $27.9K | shares |
| PFLTPENNANTPARK FLOATING RATE CA | 3,000 | $27.8K | shares |
| CLOABLACKROCK ETF TRUST II | 531 | $27.5K | shares |
| BLDPBALLARD PWR SYS INC NEW | 10,000 | $25.4K | shares |
| RTHVANECK ETF TRUST | 100 | $24.9K | shares |
| FEUZFIRST TR EXCH TRD ALPHDX FD | 398 | $24.4K | shares |
| Applied Therapeutics IncApplied Therapeutics Inc | 241,897 | $24.2K | shares |
| ODDODDITY TECH LTD | 572 | $23K | shares |
| PMBSPIMCO ETF TR | 459 | $22.8K | shares |
| HYGWISHARES TR | 755 | $22.6K | shares |
| TCXTUCOWS INC | 1,002 | $22.5K | shares |
| BALIBLACKROCK ETF TRUST | 706 | $22.4K | shares |
| PHKPIMCO HIGH INCOME FD | 4,387 | $21.3K | shares |
| AIVIWISDOMTREE TR | 400 | $20.8K | shares |
| BARCLAYS BANK PLCBARCLAYS BANK PLC | 598 | $20.5K | shares |
| THSTREEHOUSE FOODS INC | 777 | $18.3K | shares |
| CGCVCAPITAL GROUP CONSERVATIVE E | 600 | $18.3K | shares |
| JPREJ P MORGAN EXCHANGE TRADED F | 386 | $18K | shares |
| EMLEASTERN CO | 904 | $17.8K | shares |
| ICMBINVESTCORP CR MGMT BDC INC | 6,503 | $17.6K | shares |
| ASCARDMORE SHIPPING CORP | 1,611 | $17.1K | shares |
| HDUSLATTICE STRATEGIES TR | 247 | $16.1K | shares |
| REVGREV GROUP INC | 263 | $16K | shares |
| KEMQKRANESHARES TRUST | 641 | $15.8K | shares |
| ZEUSOLYMPIC STEEL INC | 362 | $15.5K | shares |
| MEMMATTHEWS ASIA FDS | 426 | $15.3K | shares |
| THRTHERMON GROUP HLDGS INC | 387 | $14.4K | shares |
| LOPPGABELLI ETFS TRUST | 393 | $13K | shares |
| IGLDFIRST TR EXCHANGE-TRADED FD | 500 | $12.5K | shares |
| GLADGLADSTONE CAP CORP | 598 | $12.4K | shares |
| TUASIMPLIFY EXCHANGE TRADED FUN | 550 | $12K | shares |
| EBEVENTBRITE INC-CLASS A | 2,678 | $11.9K | shares |
| BFCBANK FIRST CORP | 94 | $11.5K | shares |
| XEVGXEATON VANCE SHORT DURATION D | 1,000 | $10.9K | shares |
| NTSTNETSTREIT CORP | 591 | $10.4K | shares |
| TGNATEGNA INC | 536 | $10.4K | shares |
| CDTXCIDARA THERAPEUTICS INC | 47 | $10.4K | shares |
| OCFCOCEANFIRST FINL CORP | 553 | $9.93K | shares |
| DAWNDAY ONE BIOPHARMACEUTICALS I | 1,000 | $9.32K | shares |
| MRAMEVERSPIN TECHNOLOGIES INC | 1,000 | $9.28K | shares |
| RSPSINVESCO EXCHANGE TRADED FD T | 318 | $9.25K | shares |
| JMOMJ P MORGAN EXCHANGE TRADED F | 133 | $9.09K | shares |
| ACIOETF SER SOLUTIONS | 203 | $8.87K | shares |
| DRSKETF SER SOLUTIONS | 306 | $8.71K | shares |
| TCPCBLACKROCK TCP CAPITAL CORP | 1,542 | $8.44K | shares |
| SHOESHOE STA GROUP INC | 489 | $8.27K | shares |
| GXDWGLOBAL X FDS | 343 | $8.22K | shares |
| GPZVANECK ETF TRUST | 300 | $8.14K | shares |
| GGRWGABELLI ETFS TRUST | 230 | $8.11K | shares |
| HIHILLENBRAND INC | 254 | $8.08K | shares |
| CIOCITY OFFICE REIT INC | 1,154 | $8.07K | shares |
| DBDDIEBOLD NIXDORF INC | 117 | $7.94K | shares |
| HOUSANYWHERE REAL ESTATE INC | 534 | $7.56K | shares |
| KFRCKFORCE INC | 244 | $7.54K | shares |
| BNDWVANGUARD SCOTTSDALE FDS | 105 | $7.23K | shares |
| AZIOAZIO AI HOLDINGS INC | 20,000 | $7.18K | shares |
| ARKBARK 21SHARES BITCOIN ETF | 245 | $7.12K | shares |
| ETHEGRAYSCALE ETHEREUM STAKING E | 280 | $6.82K | shares |
| TTAMTITAN AMER SA | 400 | $6.59K | shares |
| ECVTECOVYST INC | 675 | $6.57K | shares |
| XIAEXVOYA ASIA PAC HIGH DIV EQT I | 900 | $6.55K | shares |
| CIVICIVITAS RESOURCES INC | 235 | $6.38K | shares |
| DENNDENNY'S CORP | 979 | $6.09K | shares |
| XAGGMORGAN STANLEY ETF TRUST | 116 | $5.85K | shares |
| ETHGRAYSCALE ETHEREUM STAKING | 207 | $5.81K | shares |
| AFFIRM HLDGS INCAFFIRM HLDGS INC | 6,000 | $5.76K | shares |
| WIDEOPENWEST INCWIDEOPENWEST INC | 1,106 | $5.75K | shares |
| IDUBETF SER SOLUTIONS | 231 | $5.62K | shares |
| JUCYETF SER SOLUTIONS | 246 | $5.48K | shares |
| DUBSETF SER SOLUTIONS | 145 | $5.46K | shares |
| HAILSPDR SERIES TRUST | 162 | $5.4K | shares |
| THLVTHOR FINL TECHNOLOGIES TR | 179 | $5.35K | shares |
| EBFENNIS INC | 289 | $5.21K | shares |
| MINVMATTHEWS ASIA FDS | 147 | $5.19K | shares |
| ESQESQUIRE FINL HLDGS INC | 47 | $4.8K | shares |
| NSLRNEOSTELLAR CAP CORP | 500 | $4.72K | shares |
| MIND MEDICINE MINDMED INCMIND MEDICINE MINDMED INC | 351 | $4.7K | shares |
| HSTMHEALTHSTREAM INC | 196 | $4.52K | shares |
| MSOSADVISORSHARES TR | 949 | $4.48K | shares |
| TRUETRUECAR INC | 1,950 | $4.41K | shares |
| DEFRETF SER SOLUTIONS | 163 | $4.35K | shares |
| MEDMEDIFAST INC | 376 | $4.02K | shares |
| SNAP INCSNAP INC | 4,000 | $3.72K | shares |
| CZAINVESCO EXCHANGE TRADED FD T | 32 | $3.55K | shares |
| REFRRESEARCH FRONTIERS INC | 2,700 | $3.54K | shares |
| CTOSCUSTOM TRUCK ONE SOURCE INC | 608 | $3.5K | shares |
| HGERHARBOR ETF TRUST | 140 | $3.48K | shares |
| CVSBMORGAN STANLEY ETF TRUST | 68 | $3.45K | shares |
| ADMEETF SER SOLUTIONS | 64 | $3.28K | shares |
| UPWHEELS UP EXPERIENCE INC | 5,000 | $3.28K | shares |
| VFMFVANGUARD WELLINGTON FD | 21 | $3.18K | shares |
| GDLCGRAYSCALE COINDESK CRYPTO | 75 | $3.1K | shares |
| DBNDDOUBLELINE ETF TRUST | 65 | $3.04K | shares |
| PTRNPATTERN GROUP INC | 263 | $3.04K | shares |
| Atossa Therapeutics IncAtossa Therapeutics Inc | 5,000 | $2.95K | shares |
| GENERATION BIO COGENERATION BIO CO | 500 | $2.84K | shares |
| SPHSUBURBAN PROPANE PARTNERS L | 150 | $2.78K | shares |
| QEFASPDR INDEX SHS FDS | 29 | $2.63K | shares |
| SAPIENS INTERNATIONAL CORPSAPIENS INTERNATIONAL CORP | 58 | $2.52K | shares |
| DEEFDBX ETF TR | 66 | $2.39K | shares |
| CTASIMPLIFY EXCHANGE TRADED FUN | 86 | $2.34K | shares |
| SYBTSTOCK YDS BANCORP INC | 35 | $2.27K | shares |
| ZIMZIM INTEGRATED SHIPPING SERV | 96 | $2.04K | shares |
| TEOTELECOM ARGENTINA SA | 175 | $2.03K | shares |
| COOKTRAEGER INC COM | 1,850 | $2K | shares |
| BLACKSTONE MORTGAGE TRUST INBLACKSTONE MORTGAGE TRUST IN | 2,000 | $1.97K | shares |
| BCDABRDN ETFS | 61 | $1.89K | shares |
| LFSTLIFESTANCE HEALTH GROUP INC | 268 | $1.89K | shares |
| TACTRANSALTA CORP | 149 | $1.88K | shares |
| BBHMBBH TR | 167 | $1.88K | shares |
| ALHALLIANCE LAUNDRY HLDGS INC | 87 | $1.77K | shares |
| TBBBBBB FOODS INC | 50 | $1.67K | shares |
| PBKPOWERBANK CORP | 800 | $1.45K | shares |
| VFMOVANGUARD WELLINGTON FD | 7 | $1.34K | shares |
| JPEMJ P MORGAN EXCHANGE TRADED F | 22 | $1.34K | shares |
| WHGWESTWOOD HLDGS GROUP INC | 74 | $1.27K | shares |
| OSCVETF SER SOLUTIONS | 33 | $1.22K | shares |
| SKYTSKYWATER TECHNOLOGY INC | 65 | $1.18K | shares |
| THRYTHRYV HLDGS INC | 194 | $1.17K | shares |
| YALAYALLA GROUP LTD | 169 | $1.17K | shares |
| UWM HOLDINGS CORPORATIONUWM HOLDINGS CORPORATION | 721,740 | $1.16K | shares |
| DEEPETF SER SOLUTIONS | 32 | $1.15K | shares |
| INBXINHIBRX BIOSCIENCES INC | 13 | $1.03K | shares |
| GEMDGOLDMAN SACHS ETF TR | 23 | $976 | shares |
| FINVFINVOLUTION GROUP | 185 | $968 | shares |
| IMMRIMMERSION CORP | 125 | $850 | shares |
| PUMPPROPETRO HLDG CORP | 82 | $780 | shares |
| FBRXFORTE BIOSCIENCES INC | 28 | $764 | shares |
| RCELAVITA MEDICAL INC | 220 | $759 | shares |
| VBILVANGUARD INSTL INDEX FD | 10 | $754 | shares |
| WBIWATERBRIDGE INFRASTRUCTURE L | 35 | $700 | shares |
| NNOXNANO X IMAGING LTD | 250 | $700 | shares |
| EXEELCHESAPEAKE ENERGY CORP -CW26 | 7 | $698 | shares |
| LUCDLUCID DIAGNOSTICS INC | 625 | $681 | shares |
| ARDTARDENT HEALTH INC | 71 | $627 | shares |
| PSMOPACER FDS TR | 18 | $554 | shares |
| PVLAPALVELLA THERAPEUTICS INC NE | 5 | $523 | shares |
| SYNCHRONOSS TECHNOLOGIES INCSYNCHRONOSS TECHNOLOGIES INC | 61 | $522 | shares |
| SPROSPERO THERAPEUTICS INC | 200 | $466 | shares |
| DCBODOCEBO INC | 20 | $444 | shares |
| OPENWOPENDOOR TECHNOLOGIES INC | 473 | $426 | shares |
| FPIFARMLAND PARTNERS INC | 43 | $417 | shares |
| GOOSCANADA GOOSE HLDGS INC | 30 | $389 | shares |
| BTQBTQ TECHNOLOGIES CORP | 71 | $364 | shares |
| EVCMEVERCOMMERCE INC | 29 | $351 | shares |
| AMRCAMERESCO INC | 10 | $293 | shares |
| PSNLPERSONALIS INC | 36 | $287 | shares |
| OPENLOPENDOOR TECHNOLOGIES INC | 473 | $246 | shares |
| BYSIBEYONDSPRING INC | 151 | $246 | shares |
| GOGROCERY OUTLET HLDG CORP | 24 | $242 | shares |
| TCRXTSCAN THERAPEUTICS INC | 200 | $200 | shares |
| HYPRHYPERFINE INC | 200 | $196 | shares |
| OPENZOPENDOOR TECHNOLOGIES INC | 473 | $189 | shares |
| HTFLHEARTFLOW INC | 6 | $175 | shares |
| AMWDAMERICAN WOODMARK CORP | 3 | $162 | shares |
| KRUSKURA SUSHI USA INC | 3 | $157 | shares |
| ZLABZAI LAB LTD | 8 | $141 | shares |
| XRNCHIRON REAL ESTATE INC | 4 | $135 | shares |
| BZUNBAOZUN INC | 50 | $133 | shares |
| XPOFXPONENTIAL FITNESS INC | 14 | $115 | shares |
| ARCHER AVIATION INCARCHER AVIATION INC | 100 | $115 | shares |
| CUREVAC NVCUREVAC NV | 23 | $104 | shares |
| INNSUMMIT HOTEL PPTYS | 20 | $97 | shares |
| ABXABACUS GLOBAL MGMT INC | 11 | $94 | shares |
| PRQRPROQR THRAPEUTICS N V | 34 | $69 | shares |
| EHTHEHEALTH INC | 12 | $55 | shares |
| ULCCFRONTIER GROUP HLDGS INC | 11 | $52 | shares |
| MGNXMACROGENICS INC | 25 | $40 | shares |
| HCATHEALTH CATALYST INC | 11 | $26 | shares |
| EXFYEXPENSIFY INC | 10 | $15 | shares |
| FLNAFILANA THERAPEUTICS INC | 5 | $10 | shares |
| KITTNAUTICUS ROBOTICS INC | 7 | $5 | shares |
| LPSNLIVEPERSON INC | 1 | $4 | shares |
| IRBTQIROBOT CORP | 10 | $1 | shares |
| PAYSAFE LIMITEDPAYSAFE LIMITED | 86 | $0 | shares |
How Q1 2026 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001739439-26-000005 | base | 2026-05-14 | acceptance time not in the bulk data set |