Rockefeller Capital Management L.P.

13F filer, CIK 1739439, NEW YORK, NY

Rockefeller Capital Management L.P. reported $37,152,409,511 across 1,608 holdings for the quarter ended 2024-09-30, in a 13F-HR filed 2024-11-14. Its ten largest share positions make up 22.34% of the portfolio.

Filed 2024-11-14 (acceptance time not in the bulk data set), ingested 2026-10-07 18:26:56 UTC13F-HR 0001739439-24-000023

Period: 2024-09-30
Reported value: $37.2B
Holdings: 1,608
Top 10 weight: 22.34%
New: 87
Sold out: 101

Part of the filer group Rockefeller Capital Management L.P.

ROCKEFELLER & CO. LLC ROCKEFELLER FINANCIAL LLC +2 others

How groups are built

Largest buys vs the previous quarter

Security	Shares change	Approx. value
AVGOadded	+2,328,367	$409M
TELnew	+1,024,454	$155M
SPYadded	+257,261	$148M
GOOGLadded	+482,349	$80M
VTadded	+544,169	$65.1M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
ORCLreduced	-1,052,332	-$179M
DISCOVER FINL SVCSreduced	-1,232,515	-$173M
TE CONNECTIVITY LTDexited	-1,011,460	-$152M
METAreduced	-217,002	-$124M
LLYreduced	-47,459	-$42M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2024

Share positions as resolved from 13F-HR 0001739439-24-000023, largest first. % of portfolio is the value over $37,152,409,511, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
OLPXOLAPLEX HLDGS INC	168,441	$395K	<0.01%	new	Timeline
PFLDETF SER SOLUTIONS	18,625	$394K	<0.01%	-138	Timeline
DFNLDAVIS FUNDAMENTAL ETF TR	10,653	$394K	<0.01%	+567	Timeline
QQQJINVESCO EXCH TRADED FD TR II	12,892	$392K	<0.01%	0	Timeline
AIOVIRTUS ARTIFICIAL INTELLIGEN	17,813	$391K	<0.01%	new	Timeline
MEIMETHODE ELECTRS INC	32,111	$384K	<0.01%	0	Timeline
VTRSVIATRIS INC	33,043	$384K	<0.01%	+3,269	Timeline
GPKGRAPHIC PACKAGING HLDG CO	12,952	$383K	<0.01%	-270	Timeline
EIPIFIRST TR EXCHNG TRADED FD VI	19,625	$380K	<0.01%	-2,647	Timeline
ORIOLD REP INTL CORP	10,678	$378K	<0.01%	new	Timeline
INVESCOINVESCO	18,269	$377K	<0.01%	-2,124
BWABORGWARNER INC	10,357	$376K	<0.01%	-3,394	Timeline
CWHCAMPING WORLD HLDGS INC	15,409	$373K	<0.01%	-2,333	Timeline
SMIDSMITH MIDLAND CORP	11,048	$369K	<0.01%	-33,972	Timeline
PACIFIC PREMIER BANCORP INCPACIFIC PREMIER BANCORP INC	14,605	$367K	<0.01%	-998
PSCJPACER FDS TR	14,000	$367K	<0.01%	0	Timeline
AALAMERICAN AIRLINES GROUP INC	32,515	$366K	<0.01%	-7,380	Timeline
TWOTWO HARBORS INVENTMENT CORPO	26,299	$365K	<0.01%	-148	Timeline
BLACKROCK MUNIHOLDINGS QUAL…BLACKROCK MUNIHOLDINGS QUALITY	33,982	$363K	<0.01%	+10,303
CNQCANADIAN NAT RES LTD MED TER	10,611	$361K	<0.01%	-1,805	Timeline
CRFCORNERSTONE TOTAL RETURN FD	44,295	$358K	<0.01%	+7,935	Timeline
YJUNFIRST TR EXCHNG TRADED FD VI	15,276	$350K	<0.01%	new	Timeline
XEVVXEATON VANCE LIMITED DURATION	33,188	$349K	<0.01%	-400	Timeline
GHIGREYSTONE HOUSING IMPACT INV	24,799	$348K	<0.01%	-9,630	Timeline
PIMCO MUN INCOME FDPIMCO MUN INCOME FD	33,635	$347K	<0.01%	+448
SPBOSPDR SERIES TRUST	11,491	$345K	<0.01%	-41	Timeline
MSDLMORGAN STANLEY DIRECT LENDIN	17,383	$344K	<0.01%	new	Timeline
BUGGLOBAL X FDS	11,094	$343K	<0.01%	-3,000	Timeline
OGNORGANON & CO	17,939	$343K	<0.01%	+44	Timeline
HLMNHILLMAN SOLUTIONS CORP	31,760	$335K	<0.01%	-23,388	Timeline
SMRNUSCALE PWR CORP	28,683	$332K	<0.01%	+6,350	Timeline
NNNEXTNAV INC	43,644	$327K	<0.01%	-85	Timeline
IBMQISHARES TR	12,661	$325K	<0.01%	+30	Timeline
EWZISHARES INC	10,946	$323K	<0.01%	-3,951	Timeline
GHGUARDANT HEALTH INC	13,600	$312K	<0.01%	-3,461	Timeline
LABSTANDARD BIOTOOLS INC	161,556	$312K	<0.01%	+1,000	Timeline
PXHINVESCO EXCH TRADED FD TR II	14,102	$310K	<0.01%	-77	Timeline
HAYWHAYWARD HLDGS INC	20,140	$309K	<0.01%	-674	Timeline
THQABRDN HEALTHCARE OPPORTUNITI	13,832	$305K	<0.01%	0	Timeline
DIHPDIMENSIONAL ETF TRUST	11,008	$305K	<0.01%	new	Timeline
AEFABRDN EMERGING MARKETS EX CH	53,548	$302K	<0.01%	+193	Timeline
CRPTFIRST TR EXCHNG TRADED FD VI	24,025	$300K	<0.01%	-5	Timeline
LGOVFIRST TR EXCHANGE-TRADED FD	13,353	$299K	<0.01%	+410	Timeline
NCLHNORWEGIAN CRUISE LINE HLDGS	14,353	$295K	<0.01%	-934	Timeline
JETSETF SER SOLUTIONS	14,067	$291K	<0.01%	+325	Timeline
EDRENDEAVOR GROUP HLDGS INC	10,060	$287K	<0.01%	-10,049	Timeline
SBRASABRA HEALTH CARE REIT INC	15,369	$286K	<0.01%	+655	Timeline
EGBNEAGLE BANCORPORATION INC	12,625	$285K	<0.01%	-101	Timeline
NXPNUVEEN SELECT TAX-FREE INCOM	18,800	$284K	<0.01%	0	Timeline
PIDINVESCO EXCHANGE TRADED FD T	14,361	$284K	<0.01%	-685	Timeline
EFTEATON VANCE FLOATING RATE IN	22,024	$284K	<0.01%	0	Timeline
BSCWINVESCO EXCH TRD SLF IDX FD	13,375	$280K	<0.01%	0	Timeline
UUUUENERGY FUELS INC	50,227	$276K	<0.01%	-145	Timeline
ARKGARK ETF TR	10,711	$274K	<0.01%	-1,139	Timeline
PENNYMAC CORPPENNYMAC CORP	283,000	$274K	<0.01%	0
REMISHARES TR	11,495	$273K	<0.01%	new	Timeline
LIONS GATE ENTMNT CORPLIONS GATE ENTMNT CORP	34,500	$270K	<0.01%	-34,574
XPCQXPIMCO CALIF MUN INCOME FD	27,000	$269K	<0.01%	new	Timeline
AVPTAVEPOINT INC	22,756	$268K	<0.01%	-230	Timeline
SNOVFIRST TR EXCHNG TRADED FD VI	11,700	$268K	<0.01%	0	Timeline
BCXBLACKROCK RES & COMMODITIES	27,660	$266K	<0.01%	-15,780	Timeline
XRXXEROX HOLDINGS CORP	25,442	$264K	<0.01%	-1,831	Timeline
FTRIFIRST TR EXCHANGE-TRADED FD	19,574	$264K	<0.01%	-56	Timeline
BSCQINVESCO EXCH TRD SLF IDX FD	13,496	$264K	<0.01%	0	Timeline
ISHARES TRISHARES TR	10,104	$264K	<0.01%	+54
VIRTUS ALLIANZGI CONVERTIBL…VIRTUS ALLIANZGI CONVERTIBLE &	75,295	$264K	<0.01%	-608
FGDFIRST TR EXCHANGE-TRADED FD	10,751	$262K	<0.01%	+28	Timeline
HQHABRDN HEALTHCARE INVESTORS	14,014	$261K	<0.01%	new	Timeline
CODICOMPASS DIVERSIFIED	11,766	$260K	<0.01%	+572	Timeline
XBKNXBLACKROCK INVEST QLTY MUNI	19,854	$257K	<0.01%	+276	Timeline
MBLYMOBILEYE GLOBAL INC	18,470	$253K	<0.01%	new	Timeline
QQQXNUVEEN NASDAQ 100 DYNAMIC OV	10,017	$252K	<0.01%	-3,120	Timeline
JOBYJOBY AVIATION INC	49,948	$251K	<0.01%	-2,952	Timeline
XBFZXBLACKROCK CA MUNI INC TR	20,615	$249K	<0.01%	0	Timeline
CPRXCATALYST PHARMACEUTICALS INC	12,471	$248K	<0.01%	-892	Timeline
ABUSARBUTUS BIOPHARMA CORP	63,000	$243K	<0.01%	new	Timeline
PNSTQPINSTRIPES HOLDINGS, INC CL A	313,592	$240K	<0.01%	new	Timeline
GELGENESIS ENERGY L P	17,916	$240K	<0.01%	-623	Timeline
NVSTENVISTA HOLDINGS CORPORATION	12,032	$238K	<0.01%	-34,380	Timeline
SEMRSEMRUSH HLDGS INC	15,016	$236K	<0.01%	-155,046	Timeline
BUFZFIRST TR EXCHNG TRADED FD VI	10,000	$235K	<0.01%	0	Timeline
KBWDINVESCO EXCH TRADED FD TR II	15,260	$233K	<0.01%	+457	Timeline
DBOINVESCO DB MULTI-SECTOR COMM	16,583	$232K	<0.01%	0	Timeline
BLACKROCK MUNI INC TR IIBLACKROCK MUNI INC TR II	20,447	$230K	<0.01%	-1,775
ALTUS POWER INCALTUS POWER INC	72,250	$230K	<0.01%	0
CRGYCRESCENT ENERGY COMPANY	20,857	$228K	<0.01%	-2,567	Timeline
PBRPETROLEO BRASILEIRO S A	15,664	$226K	<0.01%	+503	Timeline
CHWCALAMOS GBL DYN INCOME FUND	31,500	$226K	<0.01%	0	Timeline
JPCNUVEEN PFD & INCOME OPPORTUN	27,859	$225K	<0.01%	-5,386	Timeline
PARAMOUNT GLOBALPARAMOUNT GLOBAL	21,146	$225K	<0.01%	+1,845
DMBBNY MELLON MUN BD INFRASTRUC	20,000	$223K	<0.01%	new	Timeline
ACMRACM RESH INC	10,846	$220K	<0.01%	-1,767	Timeline
PATTERSON COS INCPATTERSON COS INC	10,034	$219K	<0.01%	new
HFROHIGHLAND OPPS & INCOME FD	35,734	$219K	<0.01%	-7,954	Timeline
GSGISHARES S&P GSCI COMMODITY-	10,363	$218K	<0.01%	0	Timeline
INVESCOINVESCO	10,228	$216K	<0.01%	new
NMLNEUBERGER ENGY INFRSTR & INC	25,642	$210K	<0.01%	+57	Timeline
BGTBLACKROCK FLOATING RATE INC	16,200	$210K	<0.01%	0	Timeline
FUELCELL ENERGY INCFUELCELL ENERGY INC	548,404	$208K	<0.01%	+22,153
TIPXSPDR SERIES TRUST	10,965	$208K	<0.01%	new	Timeline
XNCRXENCOR INC	10,211	$205K	<0.01%	new	Timeline
IEPICAHN ENTERPRISES LP	15,136	$205K	<0.01%	-17,413	Timeline
GLOBAL X FDSGLOBAL X FDS	18,186	$205K	<0.01%	new
NBXGNEUBERGER NEXT GENERATION	15,867	$204K	<0.01%	-12,427	Timeline
ENVXENOVIX CORPORATION	21,656	$202K	<0.01%	+1,367	Timeline
BCRXBIOCRYST PHARMACEUTICALS INC	26,400	$201K	<0.01%	new	Timeline
XBOEXBLACKROCK ENHANCED GLOBAL	17,812	$201K	<0.01%	new	Timeline
OPENOPENDOOR TECHNOLOGIES INC	100,025	$200K	<0.01%	new	Timeline

Sold out in Q3 2024

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 101. All 101

Security	Shares before	Value before	Type
TE CONNECTIVITY LTDTE CONNECTIVITY LTD	1,011,460	$152M	shares
ATKRATKORE INC	237,534	$32.1M	shares
XOPSPDR SERIES TRUST	77,658	$11.3M	shares
CRICARTERS INC	175,198	$10.9M	shares
DIAMOND OFFSHORE DRILLING INDIAMOND OFFSHORE DRILLING IN	562,428	$8.71M	shares
CBZCBIZ INC	115,325	$8.55M	shares
TUASIMPLIFY EXCHANGE TRADED FUN	377,762	$8.05M	shares
FOOT LOCKER INCFOOT LOCKER INC	320,435	$7.99M	shares
MTCHMATCH GROUP INC NEW	255,570	$7.76M	shares
DASHDOORDASH INC	62,692	$6.82M	shares
TKRTIMKEN CO	84,547	$6.77M	shares
MLMMARTIN MARIETTA MATLS INC	10,308	$5.59M	shares
RBARB GLOBAL INC	64,963	$4.96M	shares
URNMSPROTT FDS TR	99,314	$4.89M	shares
WESTROCK COWESTROCK CO	89,487	$4.5M	shares
PLAYDAVE & BUSTERS ENTMT INC	97,798	$3.89M	shares
SQMSOCIEDAD QUIMICA Y MINERA DE	89,859	$3.66M	shares
KMXCARMAX INC	47,253	$3.47M	shares
AONAON PLC	10,874	$3.2M	shares
OSKOSHKOSH CORP	29,207	$3.16M	shares
PDDPDD HOLDINGS INC	20,462	$2.72M	shares
JLLJONES LANG LASALLE INC	12,373	$2.54M	shares
SCCOSOUTHERN COPPER CORP	23,244	$2.5M	shares
EXASEXACT SCIENCES CORP	57,726	$2.44M	shares
RLIRLI CORP	16,171	$2.28M	shares
APTIV IRISH HOLDINGS LTDAPTIV IRISH HOLDINGS LTD	31,833	$2.24M	shares
WEXWEX INC	12,190	$2.16M	shares
IRDMIRIDIUM COMMUNICATIONS INC	75,338	$2.01M	shares
CAVACAVA GROUP INC	19,594	$1.82M	shares
TOLTOLL BROTHERS INC	15,493	$1.79M	shares
PAPRINNOVATOR ETFS TRUST	47,332	$1.64M	shares
SUISUN CMNTYS INC	11,609	$1.4M	shares
LWLAMB WESTON HLDGS INC	16,103	$1.36M	shares
RJFRAYMOND JAMES FINL INC	10,919	$1.35M	shares
AREALEXANDRIA REAL ESTATE EQ IN	10,311	$1.21M	shares
LILI AUTO INC	66,677	$1.19M	shares
AAALCOA CORP	28,298	$1.13M	shares
NTRNUTRIEN LTD	20,694	$1.05M	shares
VIPER ENERGY INC-CL AVIPER ENERGY INC-CL A	26,679	$1M	shares
IYGISHARES TR	14,513	$946K	shares
ABERDEEN ASIA-PACIFIC INCOM…ABERDEEN ASIA-PACIFIC INCOME F	338,912	$908K	shares
ACMAECOM	10,219	$901K	shares
FOURSHIFT4 PMTS INC	12,006	$881K	shares
AVANGRID INCAVANGRID INC	23,815	$846K	shares
FNFFIDELITY NATL FINL INC	16,381	$810K	shares
LUMINAR TECHNOLOGIES INCLUMINAR TECHNOLOGIES INC	525,750	$783K	shares
BRKRBRUKER CORP	12,203	$779K	shares
CSGPCOSTAR GROUP INC	10,413	$773K	shares
LTHLIFE TIME GROUP HOLDINGS INC	40,055	$754K	shares
NEW YORK COMMUNITY BANCORPNEW YORK COMMUNITY BANCORP	232,683	$749K	shares
IYTISHARES TR	11,252	$736K	shares
VOYAVOYA FINANCIAL INC	10,307	$733K	shares
TIGOMILLICOM INTL CELLULAR S A	29,750	$730K	shares
TENBTENABLE HLDGS INC	16,402	$715K	shares
HASHASBRO INC	11,775	$689K	shares
BCEBCE INC	20,158	$653K	shares
FLRTPACER FDS TR	13,322	$633K	shares
NGGNATIONAL GRID PLC	11,036	$630K	shares
SILGLOBAL X FDS	19,795	$617K	shares
IBUYAMPLIFY ETF TR	10,784	$594K	shares
NRKNUVEEN NY AMT FREE	52,116	$578K	shares
IHAKISHARES TR	12,360	$568K	shares
SOLVSOLVENTUM CORP	10,320	$546K	shares
HWCHANCOCK WHITNEY CORPORATION	10,502	$502K	shares
CGNXCOGNEX CORP	10,361	$484K	shares
BF-BBROWN FORMAN CORP	10,977	$474K	shares
QDECFIRST TR EXCHNG TRADED FD VI	17,833	$465K	shares
FOXAFOX CORP	12,574	$432K	shares
RPRXROYALTY PHARMA PLC	15,873	$419K	shares
AROCARCHROCK INC	20,501	$415K	shares
BSTBLACKROCK SCIENCE & TECHNOLO	10,789	$406K	shares
STSENSATA TECHNOLOGIES HLDG PL	10,240	$383K	shares
SIRIUS XM HOLDINGS INCSIRIUS XM HOLDINGS INC	132,095	$375K	shares
SJNKSPDR SERIES TRUST	14,394	$359K	shares
ACESALPS ETF TR	12,636	$356K	shares
SPRSPIRIT AEROSYSTEMS HLDGS INC	10,622	$350K	shares
EDDMORGAN STANLEY EMERGING MKTS	71,158	$324K	shares
HOODROBINHOOD MKTS INC	13,615	$309K	shares
FTREFORTREA HLDGS INC	13,000	$304K	shares
AFBALLIANCEBERNSTEIN NATL MUN I	26,880	$299K	shares
PUKPRUDENTIAL PLC	16,126	$296K	shares
VMOINVESCO MUN OPPORTUNIT TR	28,007	$282K	shares
FLGBFRANKLIN TEMPLETON ETF TR	10,675	$281K	shares
SITE CENTERS CORPSITE CENTERS CORP	18,929	$274K	shares
MFCMANULIFE FINL CORP	10,223	$272K	shares
GTYGETTY RLTY CORP NEW	10,170	$271K	shares
GTGOODYEAR TIRE & RUBR CO	23,757	$270K	shares
SUSCISHARES TR	11,779	$268K	shares
GOGOGOGO INC	27,755	$267K	shares
QSQUANTUMSCAPE CORP	53,269	$263K	shares
PENNPENN ENTERTAINMENT INC	13,168	$255K	shares
FXNFIRST TR EXCHANGE-TRADED FD	13,729	$250K	shares
STEM INCSTEM INC	210,854	$234K	shares
SBSWSIBANYE STILLWATER LTD	52,209	$227K	shares
RLTYCOHEN & STEERS REAL ESTATE O	15,754	$224K	shares
STLASTELLANTIS N.V	10,992	$219K	shares
DVDOUBLEVERIFY HLDGS INC	10,761	$210K	shares
CCCCCC INTELLIGENT SOLUTIONS HL	18,873	$210K	shares
XPXP INC	11,906	$209K	shares
MSOSADVISORSHARES TR	28,516	$209K	shares

How Q3 2024 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001739439-24-000023	base		2024-11-14	acceptance time not in the bulk data set	2026-10-07 18:26:56 UTC