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Regiment Capital Management LLC

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13F filer, CIK 1344703, Boston, MA

Regiment Capital Management LLC reported $169,174,000 across 13 holdings for the quarter ended 2014-12-31, in a 13F-HR filed 2015-02-06. Its ten largest share positions make up 100% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001172661-15-000276

Period
2014-12-31
Reported value
$169M
Holdings
13
Top 10 weight
100%
New
0
Sold out
8

Largest buys vs the previous quarter

None.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
UTI WORLDWIDE INCexited-1,298,411-$13.8M
MCDERMOTT INTL INCexited-2,312,365-$13.2M
WCI CMNTYS INCreduced-591,847-$11.6M
SBreduced-1,391,279-$5.44M
FOREST OIL CORPexited-3,572,890-$4.18M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2014

Share positions as resolved from 13F-HR 0001172661-15-000276, largest first. % of portfolio is the value over $82,083,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
AXIALL CORPAXIALL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 600,000 shares; 2014Q3: 600,000 shares; 2014Q4: 600,000 shares 600,000$25.5M31.04%0
NAVIOS MARITIME HOLDINGS INCNAVIOS MARITIME HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 4,545,203 shares; 2014Q3: 4,545,203 shares; 2014Q4: 4,505,176 shares 4,505,176$18.5M22.56%-40,027
WILLBROS GROUP INCWILLBROS GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 2,500,000 shares; 2014Q3: 2,825,000 shares; 2014Q4: 2,702,088 shares 2,702,088$16.9M20.64%-122,912
SBSAFE BULKERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 3,500,000 shares; 2014Q3: 3,500,000 shares; 2014Q4: 2,108,721 shares 2,108,721$8.24M10.04%-1,391,279Timeline
BGBBLACKSTONE STRATEGIC CRED 20Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 1,424,996 shares; 2014Q3: 434,235 shares; 2014Q4: 259,235 shares 259,235$4.27M5.2%-175,000Timeline
HALCON RES CORPHALCON RES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 1,000,000 shares; 2014Q3: 2,300,000 shares; 2014Q4: 2,249,915 shares 2,249,915$4M4.88%-50,085
WCI CMNTYS INCWCI CMNTYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 690,756 shares; 2014Q3: 690,756 shares; 2014Q4: 98,909 shares 98,909$1.94M2.36%-591,847
ALPHA NATURAL RESOURCES INCALPHA NATURAL RESOURCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 1,200,000 shares; 2014Q3: 1,200,000 shares; 2014Q4: 1,000,000 shares 1,000,000$1.67M2.03%-200,000
PROSHARES ULTRASHORT REPROSHARES ULTRASHORT REQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 79,666 shares; 2014Q3: 79,666 shares; 2014Q4: 79,666 shares 79,666$1.01M1.24%0

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
BARNES & NOBLE INCBARNES & NOBLE INC COMMON STOCKcall1,902,200$44.2M-97,800
TALISMAN ENERGY INCTALISMAN ENERGY INC COMcall3,100,000$24.3M-200,000
PEABODY ENERGY CORPPEABODY ENERGY CORP COMcall1,600,000$12.4M-1,426,200
HALCON RES CORPHALCON RES CORP COM NEWcall3,519,900$6.26M-3,655,400

Sold out in Q4 2014

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
SPYSTATE STR SPDR S&P 500 ETF T1,250,000$246Mput
GMGENERAL MTRS CO1,061,200$33.9Mcall
VLOVALERO ENERGY CORP379,600$17.6Mcall
UTI WORLDWIDE INCUTI WORLDWIDE INC1,298,411$13.8Mshares
MCDERMOTT INTL INCMCDERMOTT INTL INC2,312,365$13.2Mshares
FOREST OIL CORPFOREST OIL CORP3,572,890$4.18Mshares
APOLLO TACTICAL INCOME FD I…APOLLO TACTICAL INCOME FD INC175,000$3.03Mshares
MILLER ENERGY RES INCMILLER ENERGY RES INC212,500$935Kput

How Q4 2014 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001172661-15-000276 base2015-02-06acceptance time not in the bulk data set