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Disclosery

Regiment Capital Management LLC

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13F filer, CIK 1344703, Boston, MA

Regiment Capital Management LLC reported $595,815,000 across 21 holdings for the quarter ended 2014-09-30, in a 13F-HR filed 2014-11-12. Its ten largest share positions make up 95.53% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001172661-14-001716

Period
2014-09-30
Reported value
$596M
Holdings
21
Top 10 weight
95.53%
New
2
Sold out
0

Largest buys vs the previous quarter

SecurityShares changeApprox. value
HALCON RES CORPadded+1,300,000$5.15M
WILLBROS GROUP INCadded+325,000$2.71M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
BGBreduced-990,761-$16.6M
APOLLO TACTICAL INCOME FD I…reduced-400,000-$6.92M
UTI WORLDWIDE INCreduced-451,589-$4.8M
MCDERMOTT INTL INCreduced-187,635-$1.07M
FOREST OIL CORPreduced-427,110-$500K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2014

Share positions as resolved from 13F-HR 0001172661-14-001716, largest first. % of portfolio is the value over $163,243,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
NAVIOS MARITIME HOLDINGS INCNAVIOS MARITIME HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 4,545,203 shares; 2014Q3: 4,545,203 shares 4,545,203$27.3M16.71%0
WILLBROS GROUP INCWILLBROS GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 2,500,000 shares; 2014Q3: 2,825,000 shares 2,825,000$23.5M14.42%+325,000
SBSAFE BULKERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 3,500,000 shares; 2014Q3: 3,500,000 shares 3,500,000$23.3M14.28%0Timeline
AXIALL CORPAXIALL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 600,000 shares; 2014Q3: 600,000 shares 600,000$21.5M13.16%0
UTI WORLDWIDE INCUTI WORLDWIDE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 1,750,000 shares; 2014Q3: 1,298,411 shares 1,298,411$13.8M8.45%-451,589
MCDERMOTT INTL INCMCDERMOTT INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 2,500,000 shares; 2014Q3: 2,312,365 shares 2,312,365$13.2M8.1%-187,635
WCI CMNTYS INCWCI CMNTYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 690,756 shares; 2014Q3: 690,756 shares 690,756$12.7M7.8%0
HALCON RES CORPHALCON RES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 1,000,000 shares; 2014Q3: 2,300,000 shares 2,300,000$9.11M5.58%+1,300,000
BGBBLACKSTONE STRATEGIC CRED 20Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 1,424,996 shares; 2014Q3: 434,235 shares 434,235$7.29M4.46%-990,761Timeline
FOREST OIL CORPFOREST OIL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 4,000,000 shares; 2014Q3: 3,572,890 shares 3,572,890$4.18M2.56%-427,110
APOLLO TACTICAL INCOME FD I…APOLLO TACTICAL INCOME FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 575,000 shares; 2014Q3: 175,000 shares 175,000$3.03M1.85%-400,000
ALPHA NATURAL RESOURCES INCALPHA NATURAL RESOURCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 1,200,000 shares; 2014Q3: 1,200,000 shares 1,200,000$2.98M1.82%0
PROSHARES ULTRASHORT REPROSHARES ULTRASHORT REQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 79,666 shares; 2014Q3: 79,666 shares 79,666$1.3M0.8%0

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
SPYSTATE STR SPDR S&P 500 ETF T SHSput1,250,000$246Mnew
BARNES & NOBLE INCBARNES & NOBLE INC COMMON STOCKcall2,000,000$39.5M+704,300
PEABODY ENERGY CORPPEABODY ENERGY CORP COMcall3,026,200$37.5M0
GMGENERAL MTRS CO Stockcall1,061,200$33.9M0
TALISMAN ENERGY INCTALISMAN ENERGY INC COMcall3,300,000$28.5Mnew
HALCON RES CORPHALCON RES CORP COM NEWcall7,175,300$28.4M0
VLOVALERO ENERGY CORP Stockcall379,600$17.6M0
MILLER ENERGY RES INCMILLER ENERGY RES INC COMput212,500$935K0

How Q3 2014 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001172661-14-001716 base2014-11-12acceptance time not in the bulk data set