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Disclosery

Regent Investment Management LLC: TCPC position timeline

Available 13F reports, 13D and 13G stakes and each Form 3, 4 and 5 line of Regent Investment Management LLC on TCPC, newest first. How the timeline and the estimate are built.

Regent Investment Management LLC held 21,000 TCPC shares at 2022-12-31 per its 13F-HR filed 2023-01-26.

the latest 13F is the newest step

  1. period ended2022-12-31
    13F 21,000 shares
    Change vs previous 13F +10,000 shares

    0.07% of the 13F portfolio, value $272,000.

    13F-HR 0001559968-23-000002 filed by Regent Investment Management LLC
    Filed (acceptance time not in the bulk data set), ingested

    Acceptance time not in the bulk data set (spec §4.2).

  2. period ended2022-09-30
    13F 11,000 shares
    Change vs previous 13F 0 shares

    0.04% of the 13F portfolio, value $120,000.

    13F-HR 0001559968-22-000008 filed by Regent Investment Management LLC
    Filed (acceptance time not in the bulk data set), ingested

    Acceptance time not in the bulk data set (spec §4.2).

  3. period ended2022-06-30
    13F 11,000 shares
    Change vs previous 13F not available

    0.04% of the 13F portfolio, value $138,000.

    13F-HR 0001559968-22-000006 filed by Regent Investment Management LLC
    Filed (acceptance time not in the bulk data set), ingested

    Acceptance time not in the bulk data set (spec §4.2).