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Regal Investment Advisors LLC

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13F filer, CIK 1559789, KENTWOOD, MI

Regal Investment Advisors LLC reported $1,672,419,894 across 584 holdings for the quarter ended 2025-12-31, in a 13F-HR filed 2026-02-17. Its ten largest share positions make up 20.29% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001559789-26-000002

Period
2025-12-31
Reported value
$1.67B
Holdings
584
Top 10 weight
20.29%
New
93
Sold out
25

Largest buys vs the previous quarter

SecurityShares changeApprox. value
IVEadded+39,760$8.43M
IEMGadded+89,654$6.03M
XLKadded+30,031$4.32M
SPYMadded+53,820$4.32M
MTUMadded+14,901$3.73M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
QUALreduced-24,725-$4.91M
QQQreduced-7,353-$4.52M
MUreduced-12,534-$3.58M
DGRWreduced-34,022-$3.04M
VRIGreduced-83,599-$2.1M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2025

Share positions as resolved from 13F-HR 0001559789-26-000002, largest first. % of portfolio is the value over $1,672,419,894, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
HRZNHORIZON TECHNOLOGY FIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: 49,059 shares 49,059$316K0.02%newTimeline
JEPQJ P MORGAN EXCHANGE TRADED FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 5,014 shares; 2025Q4: 5,421 shares 5,421$315K0.02%+407Timeline
VGITVANGUARD SCOTTSDALE FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 4,996 shares; 2025Q2: 5,454 shares; 2025Q3: 5,404 shares; 2025Q4: 5,219 shares 5,219$313K0.02%-185Timeline
MMTABERDEEN MULTI-MARKET INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: 67,234 shares 67,234$313K0.02%newTimeline
ETHEGRAYSCALE ETHEREUM STAKING EQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 11,863 shares; 2025Q4: 12,820 shares 12,820$312K0.02%+957Timeline
HBANHUNTINGTON BANCSHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 18,578 shares; 2024Q4: 17,739 shares; 2025Q1: 17,814 shares; 2025Q2: 16,727 shares; 2025Q3: 16,177 shares; 2025Q4: 17,974 shares 17,974$312K0.02%+1,797Timeline
VTVANGUARD INTL EQUITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 1,991 shares; 2025Q3: 2,123 shares; 2025Q4: 2,202 shares 2,202$311K0.02%+79Timeline
SYKSTRYKER CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 806 shares; 2025Q3: 853 shares; 2025Q4: 879 shares 879$309K0.02%+26Timeline
FHLCFIDELITY COVINGTON TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 4,613 shares; 2024Q4: 4,150 shares; 2025Q1: 4,150 shares; 2025Q2: 4,150 shares; 2025Q3: 4,150 shares; 2025Q4: 4,150 shares 4,150$308K0.02%0Timeline
WTVWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 3,812 shares; 2024Q4: 3,827 shares; 2025Q1: 3,602 shares; 2025Q2: 3,342 shares; 2025Q3: 3,277 shares; 2025Q4: 3,281 shares 3,281$306K0.02%+4Timeline
SHLDGLOBAL X FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 5,079 shares; 2025Q3: 5,098 shares; 2025Q4: 4,723 shares 4,723$306K0.02%-375Timeline
ASMLASML HLDG NVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 345 shares; 2025Q4: 286 shares 286$305K0.02%-59Timeline
IGROISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 8,862 shares; 2024Q4: 4,798 shares; 2025Q1: 4,608 shares; 2025Q2: 5,088 shares; 2025Q3: 5,028 shares; 2025Q4: 3,653 shares 3,653$302K0.02%-1,375Timeline
CMCSACOMCAST CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: 10,040 shares 10,040$300K0.02%newTimeline
DTEDTE ENERGY COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 2,113 shares; 2024Q4: 2,130 shares; 2025Q1: 2,415 shares; 2025Q2: 2,417 shares; 2025Q3: 2,433 shares; 2025Q4: 2,318 shares 2,318$299K0.02%-115Timeline
BUFDFIRST TR EXCHNG TRADED FD VIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 11,349 shares; 2024Q4: 10,549 shares; 2025Q1: 10,549 shares; 2025Q2: 10,549 shares; 2025Q3: 10,549 shares; 2025Q4: 10,549 shares 10,549$298K0.02%0Timeline
IWSISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 2,212 shares; 2024Q4: 2,212 shares; 2025Q1: 2,025 shares; 2025Q2: 2,067 shares; 2025Q3: 2,067 shares; 2025Q4: 2,091 shares 2,091$295K0.02%+24Timeline
THYFT ROWE PRICE EXCHANGE-TRADEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: 5,607 shares 5,607$293K0.02%newTimeline
FMBFIRST TR EXCH TRADED FD IIIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 5,778 shares; 2024Q4: 5,416 shares; 2025Q1: 5,848 shares; 2025Q2: 5,831 shares; 2025Q3: 6,489 shares; 2025Q4: 5,571 shares 5,571$285K0.02%-918Timeline
PFGPRINCIPAL FINANCIAL GROUP INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 3,537 shares; 2024Q4: 3,620 shares; 2025Q1: 3,548 shares; 2025Q2: 3,243 shares; 2025Q3: 3,263 shares; 2025Q4: 3,214 shares 3,214$284K0.02%-49Timeline
GLDMWORLD GOLD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: 3,308 shares 3,308$282K0.02%newTimeline
IAKISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 6,336 shares; 2025Q4: 2,055 shares 2,055$280K0.02%-4,281Timeline
DBCINVESCO DB COMMDY INDX TRCKQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: 12,268 shares 12,268$274K0.02%newTimeline
TPHDTIMOTHY PLANQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: 7,112 shares 7,112$274K0.02%newTimeline
SCHASCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 20,574 shares; 2024Q4: 12,795 shares; 2025Q1: 12,349 shares; 2025Q2: not reported; 2025Q3: 9,451 shares; 2025Q4: 9,615 shares 9,615$274K0.02%+164Timeline
ECGEVERUS CONSTR GROUPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: 3,199 shares 3,199$274K0.02%newTimeline
FFLGFIDELITY COVINGTON TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: 9,127 shares 9,127$273K0.02%newTimeline
KBWBINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: 3,213 shares 3,213$271K0.02%newTimeline
XMARFIRST TR EXCHNG TRADED FD VIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 6,905 shares; 2025Q3: 6,619 shares; 2025Q4: 6,777 shares 6,777$271K0.02%+158Timeline
CGDGCAPITAL GROUP DIVIDEND GROWEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: 7,587 shares 7,587$270K0.02%newTimeline
QBTSD-WAVE QUANTUM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 17,199 shares; 2025Q3: 19,729 shares; 2025Q4: 10,299 shares 10,299$269K0.02%-9,430Timeline
LNTALLIANT ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 4,987 shares; 2024Q4: not reported; 2025Q1: 4,067 shares; 2025Q2: not reported; 2025Q3: 4,099 shares; 2025Q4: 4,126 shares 4,126$268K0.02%+27Timeline
COKECOCA COLA CONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: 1,741 shares 1,741$267K0.02%newTimeline
PGRPROGRESSIVE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 1,074 shares; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 1,311 shares; 2025Q4: 1,171 shares 1,171$267K0.02%-140Timeline
FTXNFIRST TR EXCHANGE TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 12,093 shares; 2024Q4: 10,150 shares; 2025Q1: 10,150 shares; 2025Q2: 9,510 shares; 2025Q3: 9,510 shares; 2025Q4: 9,510 shares 9,510$266K0.02%0Timeline
IGFISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: 4,319 shares 4,319$265K0.02%newTimeline
CRMSALESFORCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,194 shares; 2024Q4: 1,086 shares; 2025Q1: not reported; 2025Q2: 1,254 shares; 2025Q3: not reported; 2025Q4: 993 shares 993$263K0.02%newTimeline
IUSGISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: 1,562 shares 1,562$262K0.02%newTimeline
FNDASCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 5,627 shares; 2024Q4: 11,257 shares; 2025Q1: 11,267 shares; 2025Q2: not reported; 2025Q3: 8,154 shares; 2025Q4: 8,295 shares 8,295$261K0.02%+141Timeline
CLCOLGATE PALMOLIVE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 8,573 shares; 2024Q4: 7,046 shares; 2025Q1: 3,359 shares; 2025Q2: 3,345 shares; 2025Q3: 3,152 shares; 2025Q4: 3,307 shares 3,307$261K0.02%+155Timeline
VFHVANGUARD WORLD FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: 1,948 shares 1,948$260K0.02%newTimeline
INTCINTEL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 20,986 shares; 2024Q4: 12,197 shares; 2025Q1: 11,215 shares; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: 7,025 shares 7,025$259K0.02%newTimeline
VDCVANGUARD WORLD FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: 1,225 shares 1,225$259K0.02%newTimeline
IBBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 2,119 shares; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: 1,533 shares 1,533$259K0.02%newTimeline
QYLDGLOBAL X FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 71,291 shares; 2024Q4: 84,640 shares; 2025Q1: 75,896 shares; 2025Q2: 16,843 shares; 2025Q3: 16,467 shares; 2025Q4: 14,578 shares 14,578$258K0.02%-1,889Timeline
VCRBVANGUARD MALVERN FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 3,282 shares; 2025Q3: 3,301 shares; 2025Q4: 3,298 shares 3,298$257K0.02%-3Timeline
UCONFIRST TR EXCHNG TRADED FD VIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 137,939 shares; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: 10,036 shares 10,036$253K0.02%newTimeline
FELVFIDELITY COVINGTON TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: 7,261 shares 7,261$252K0.02%newTimeline
FYLDCAMBRIA ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 10,050 shares; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: 7,711 shares 7,711$251K0.01%newTimeline
HOODROBINHOOD MKTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: 2,213 shares 2,213$250K0.01%newTimeline
NZFNUVEEN MUN CR INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 29,961 shares; 2024Q4: 33,559 shares; 2025Q1: 33,597 shares; 2025Q2: 33,423 shares; 2025Q3: 33,423 shares; 2025Q4: 19,617 shares 19,617$247K0.01%-13,806Timeline
PDXPIMCO DYNAMIC INCOME STRATEGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 13,569 shares; 2024Q4: 13,569 shares; 2025Q1: 13,569 shares; 2025Q2: 12,889 shares; 2025Q3: 12,889 shares; 2025Q4: 12,889 shares 12,889$242K0.01%0Timeline
BSCRINVESCO EXCH TRD SLF IDX FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: 12,235 shares 12,235$242K0.01%newTimeline
HNDLSTRATEGY SHSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 16,667 shares; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: 10,839 shares 10,839$239K0.01%newTimeline
FSIFLEXIBLE SOLUTIONS INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 28,460 shares; 2024Q4: 28,460 shares; 2025Q1: 28,460 shares; 2025Q2: 28,460 shares; 2025Q3: 28,460 shares; 2025Q4: 34,960 shares 34,960$235K0.01%+6,500Timeline
NLYANNALY CAPITAL MANAGEMENT INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: 10,425 shares 10,425$233K0.01%newTimeline
EXTREXTREME NETWORKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 14,000 shares; 2024Q4: 14,000 shares; 2025Q1: 14,000 shares; 2025Q2: 14,000 shares; 2025Q3: 14,000 shares; 2025Q4: 14,000 shares 14,000$233K0.01%0Timeline
LUCKLUCKY STRIKE ENTERTAINMENT CQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 38,367 shares; 2024Q4: 22,055 shares; 2025Q1: 63,599 shares; 2025Q2: 63,672 shares; 2025Q3: 60,596 shares; 2025Q4: 26,396 shares 26,396$224K0.01%-34,200Timeline
XNXJXNUVEEN NEW JERSEYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 15,322 shares; 2024Q4: 16,168 shares; 2025Q1: 16,168 shares; 2025Q2: 16,168 shares; 2025Q3: 16,168 shares; 2025Q4: 16,962 shares 16,962$214K0.01%+794Timeline
SMRNUSCALE PWR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 6,995 shares; 2025Q3: 13,405 shares; 2025Q4: 15,115 shares 15,115$214K0.01%+1,710Timeline
YYYAMPLIFY ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: 17,036 shares 17,036$196K0.01%newTimeline
MUJBLACKROCK MUNIHLDGS NJ QLTYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 15,406 shares; 2024Q4: 15,406 shares; 2025Q1: 15,406 shares; 2025Q2: 15,406 shares; 2025Q3: 15,406 shares; 2025Q4: 15,406 shares 15,406$183K0.01%0Timeline
PCNPIMCO CORPORATE & INCM STRGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: 13,027 shares 13,027$166K0.01%newTimeline
ETWEATON VANCE TAX-MANAGED GLOBQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 17,250 shares; 2024Q4: 17,250 shares; 2025Q1: 17,250 shares; 2025Q2: 17,250 shares; 2025Q3: 17,250 shares; 2025Q4: 17,250 shares 17,250$159K0.01%0Timeline
MIYBLACKROCK MUNIYIELD MICH QUQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 12,908 shares; 2025Q4: 13,536 shares 13,536$159K0.01%+628Timeline
ARCOARCOS DORADOS HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: 20,032 shares 20,032$147K0.01%newTimeline
UAAUNDER ARMOUR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 14,325 shares; 2024Q4: 11,225 shares; 2025Q1: 11,225 shares; 2025Q2: 26,225 shares; 2025Q3: 30,225 shares; 2025Q4: 27,575 shares 27,575$137K0.01%-2,650Timeline
SLSSELLAS LIFE SCIENCES GROUP IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: 35,900 shares 35,900$135K0.01%newTimeline
SOUNSOUNDHOUND AI INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 19,861 shares; 2025Q1: 17,661 shares; 2025Q2: 17,161 shares; 2025Q3: 17,279 shares; 2025Q4: 12,279 shares 12,279$122K0.01%-5,000Timeline
ELVAELECTROVAYA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: 12,857 shares 12,857$102K0.01%newTimeline
ACHRARCHER AVIATION INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 11,234 shares; 2025Q4: 12,614 shares 12,614$94.9K0.01%+1,380Timeline
PMMFRANKLIN MANAGED MUN INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 13,606 shares; 2024Q4: 13,606 shares; 2025Q1: 13,606 shares; 2025Q2: 13,606 shares; 2025Q3: 13,606 shares; 2025Q4: 13,606 shares 13,606$85.3K0.01%0Timeline
AIOTPOWERFLEET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 13,422 shares; 2025Q3: 15,104 shares; 2025Q4: 15,323 shares 15,323$81.5K<0.01%+219Timeline
BLZEBACKBLAZE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 11,412 shares; 2025Q3: 11,412 shares; 2025Q4: 16,145 shares 16,145$75.2K<0.01%+4,733Timeline
STKLSUNOPTA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 20,699 shares; 2024Q4: 17,146 shares; 2025Q1: 17,146 shares; 2025Q2: 17,346 shares; 2025Q3: 18,774 shares; 2025Q4: 19,765 shares 19,765$75.1K<0.01%+991Timeline
ALDXALDEYRA THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 13,167 shares; 2025Q1: 13,167 shares; 2025Q2: 13,167 shares; 2025Q3: 13,167 shares; 2025Q4: 13,565 shares 13,565$70.3K<0.01%+398Timeline
TSITCW STRATEGIC INCOME FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 13,350 shares; 2024Q4: 13,350 shares; 2025Q1: 13,350 shares; 2025Q2: 13,350 shares; 2025Q3: 13,350 shares; 2025Q4: 13,350 shares 13,350$65.9K<0.01%0Timeline
INDIINDIE SEMICONDUCTOR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 10,186 shares; 2024Q4: 14,174 shares; 2025Q1: 14,290 shares; 2025Q2: 14,290 shares; 2025Q3: 14,168 shares; 2025Q4: 14,238 shares 14,238$50.3K<0.01%+70Timeline
PSECPROSPECT CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 24,764 shares; 2024Q4: 23,281 shares; 2025Q1: 22,602 shares; 2025Q2: 18,136 shares; 2025Q3: 17,867 shares; 2025Q4: 18,022 shares 18,022$46.7K<0.01%+155Timeline
HOWLWEREWOLF THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 14,459 shares; 2024Q4: 27,204 shares; 2025Q1: 27,204 shares; 2025Q2: 27,204 shares; 2025Q3: 27,204 shares; 2025Q4: 52,593 shares 52,593$33.3K<0.01%+25,389Timeline
ABEVAMBEV SAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 25,330 shares; 2024Q4: 28,199 shares; 2025Q1: 27,425 shares; 2025Q2: 11,043 shares; 2025Q3: 11,043 shares; 2025Q4: 11,148 shares 11,148$27.5K<0.01%+105Timeline
CO-DIAGNOSTICS INCCO-DIAGNOSTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 15,000 shares; 2025Q2: 15,000 shares; 2025Q3: 16,000 shares; 2025Q4: 25,000 shares 25,000$4.21K<0.01%+9,000
INCANNEX HEALTHCARE INCINCANNEX HEALTHCARE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: 10,445 shares 10,445$3.74K<0.01%new

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

SecurityTypeAmountValueChange
ASSERTIO HOLDINGS INCASSERTIO HOLDINGS INC NOTE 6.500% 9/0principal203,000$186K-40,000

Sold out in Q4 2025

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
ONON SEMICONDUCTOR CORP35,944$1.77Mshares
FISVFISERV INC6,521$841Kshares
EQIXEQUINIX INC897$703Kshares
XMMOINVESCO EXCHANGE TRADED FD T4,917$665Kshares
LEN-BLENNAR CORP5,412$649Kshares
SGOVISHARES TR6,190$623Kshares
DBEFDBX ETF TR12,498$580Kshares
DDOMINION ENERGY INC6,718$411Kshares
IBITISHARES BITCOIN TRUST ETF6,290$409Kshares
TFCTRUIST FINL CORP8,224$376Kshares
USFRWISDOMTREE TR7,227$363Kshares
FIVNFIVE9 INC14,765$357Kshares
INVESCO BULLETSHARES 2025 CBINVESCO BULLETSHARES 2025 CB16,990$352Kshares
OUSMALPS ETF TR7,441$333Kshares
HYGISHARES TR4,053$329Kshares
LCTDBLACKROCK ETF TRUST6,017$321Kshares
BABAALIBABA GROUP HLDG LTD1,740$311Kshares
DALDELTA AIR LINES INC5,104$290Kshares
VUSBVANGUARD BD INDEX FDS5,618$281Kshares
ABALLIANCEBERNSTEIN HLDG L P7,155$273Kshares
VCLTVANGUARD SCOTTSDALE FDS3,300$256Kshares
FEZSPDR INDEX SHS FDS4,062$252Kshares
UNILEVER PLCUNILEVER PLC4,251$252Kshares
VPCETFIS SER TR I11,234$212Kshares
CAPRCAPRICOR THERAPEUTICS INC12,811$92.4Kshares

How Q4 2025 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001559789-26-000002 base2026-02-17acceptance time not in the bulk data set