Realta Investment Advisors

13F filer, CIK 1776792, WILMINGTON, DE

Realta Investment Advisors reported $299,080,192 across 330 holdings for the quarter ended 2025-09-30, in a 13F-HR filed 2025-10-23. Its ten largest share positions make up 34.33% of the portfolio.

Filed 2025-10-23 (acceptance time not in the bulk data set), ingested 2026-10-07 03:02:25 UTC13F-HR 0001398344-25-019615

Period: 2025-09-30
Reported value: $299M
Holdings: 330
Top 10 weight: 34.33%
New: 59
Sold out: 31

Largest buys vs the previous quarter

Security	Shares change	Approx. value
OXLCnew	+245,433	$4.16M
SPYadded	+2,806	$1.87M
BMNRnew	+25,457	$1.32M
LRCXnew	+9,465	$1.27M
NETadded	+5,895	$1.27M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
OXFORD LANE CAP CORPexited	-1,243,900	-$5.22M
ISRGexited	-2,352	-$1.28M
SPGIexited	-1,784	-$940K
ABTexited	-6,150	-$837K
PGRexited	-2,689	-$718K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2025

Share positions as resolved from 13F-HR 0001398344-25-019615, largest first. % of portfolio is the value over $299,080,192, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Latest event	Timeline
AAPLAPPLE INC	83,628	$21.3M	7.12%	+1,451		Timeline
NVDANVIDIA CORPORATION	114,092	$21.3M	7.12%	+3,377		Timeline
AMZNAMAZON COM INC	51,333	$11.3M	3.77%	+2,452		Timeline
PLTRPALANTIR TECHNOLOGIES INC	44,998	$8.21M	2.74%	+6,306		Timeline
TSLATESLA INC	16,575	$7.37M	2.46%	-314		Timeline
MSFTMICROSOFT CORP	13,860	$7.18M	2.4%	+201		Timeline
AGFIRST MAJESTIC SILVER CORP	575,696	$7.08M	2.37%	-32,316		Timeline
GOOGALPHABET INC	28,452	$6.93M	2.32%	-345		Timeline
AVGOBROADCOM INC	18,585	$6.13M	2.05%	-1,343		Timeline
VGTVANGUARD WORLD FD	7,925	$5.92M	1.98%	+469		Timeline
QQQINVESCO QQQ TR	8,930	$5.36M	1.79%	+243		Timeline
BITOPROSHARES TR	262,617	$5.17M	1.73%	+49,096		Timeline
MSTRSTRATEGY INC	15,645	$5.04M	1.69%	-2,102		Timeline
CRWDCROWDSTRIKE HLDGS INC	9,722	$4.77M	1.59%	+963		Timeline
GDXJVANECK ETF TRUST	48,050	$4.76M	1.59%	0		Timeline
OXLCOXFORD LANE CAP CORP	245,433	$4.16M	1.39%	new		Timeline
XLKSELECT SECTOR SPDR TR	14,343	$4.04M	1.35%	+1,996		Timeline
ICSHISHARES TR	79,552	$4.04M	1.35%	+19,301		Timeline
METAMETA PLATFORMS INC	5,056	$3.71M	1.24%	+114		Timeline
SPYSTATE STR SPDR S&P 500 ETF T	5,389	$3.59M	1.2%	+2,806		Timeline
GOOGLALPHABET INC	13,299	$3.23M	1.08%	+2,431		Timeline
VOOVANGUARD INDEX FDS	5,268	$3.23M	1.08%	+1,130		Timeline
NFLXNETFLIX INC.	2,682	$3.22M	1.08%	+256		Timeline
NEARISHARES U S ETF TR	60,908	$3.12M	1.04%	+11,417		Timeline
XLFSELECT SECTOR SPDR TR	56,592	$3.05M	1.02%	+794		Timeline
NETCLOUDFLARE INC	13,511	$2.9M	0.97%	+5,895		Timeline
COINCOINBASE GLOBAL INC	8,359	$2.82M	0.94%	+1,740		Timeline
GDXVANECK ETF TRUST	35,013	$2.67M	0.89%	0		Timeline
SGOVISHARES TR	25,433	$2.56M	0.86%	+6,891		Timeline
XLCSELECT SECTOR SPDR TR	20,936	$2.48M	0.83%	+6,604		Timeline
XLYSELECT SECTOR SPDR TR	9,681	$2.32M	0.78%	+1,172		Timeline
SPYMSPDR SERIES TRUST	28,802	$2.26M	0.75%	-1,402		Timeline
COSTCOSTCO WHOLESALE CORPORATION	2,401	$2.22M	0.74%	+63		Timeline
MOATVANECK ETF TRUST	22,392	$2.22M	0.74%	-130		Timeline
SHVISHARES TR	19,914	$2.2M	0.74%	+2,776		Timeline
IVVISHARES TR	3,192	$2.14M	0.71%	-30		Timeline
JPMJPMORGAN CHASE & CO	6,603	$2.08M	0.7%	+539		Timeline
ANETARISTA NETWORKS INC	13,786	$2.01M	0.67%	+1,002		Timeline
VTIVANGUARD INDEX FDS	6,091	$2M	0.67%	+339		Timeline
SHYISHARES TR	23,684	$1.96M	0.66%	+4,822		Timeline
VIGVANGUARD SPECIALIZED FUNDS	8,474	$1.83M	0.61%	-557		Timeline
XLISELECT SECTOR SPDR TR	10,877	$1.68M	0.56%	-2,368		Timeline
XLVSELECT SECTOR SPDR TR	11,816	$1.64M	0.55%	+2,761		Timeline
ORCLORACLE CORP	5,515	$1.55M	0.52%	+728		Timeline
AXONAXON ENTERPRISE INC	2,131	$1.53M	0.51%	+40		Timeline
AXPAMERICAN EXPRESS CO	4,529	$1.5M	0.5%	+482		Timeline
GSGOLDMAN SACHS GROUP INC	1,834	$1.46M	0.49%	+327		Timeline
CATCATERPILLAR INC	3,054	$1.46M	0.49%	+326		Timeline
AMDADVANCED MICRO DEVICES INC	8,848	$1.43M	0.48%	+1,012		Timeline
GEVGE VERNOVA INC	2,326	$1.43M	0.48%	+309		Timeline
ALABASTERA LABS INC	7,076	$1.39M	0.46%	+4,706		Timeline
SPDWSPDR INDEX SHS FDS	31,488	$1.35M	0.45%	+1,079		Timeline
GRMNGARMIN LTD	5,439	$1.34M	0.45%	+631		Timeline
IWFISHARES TR	2,823	$1.32M	0.44%	-317		Timeline
BMNRBITMINE IMMERSION TECHS INC	25,457	$1.32M	0.44%	new		Timeline
LRCXLAM RESEARCH CORP	9,465	$1.27M	0.42%	new		Timeline
VUGVANGUARD INDEX FDS	2,598	$1.25M	0.42%	-1,393		Timeline
CDNSCADENCE DESIGN SYSTEM INC	3,448	$1.21M	0.4%	+250		Timeline
PANWPALO ALTO NETWORKS INC	5,803	$1.18M	0.4%	+537		Timeline
IWMISHARES TR	4,798	$1.16M	0.39%	+497		Timeline
IEFAISHARES TR	13,042	$1.14M	0.38%	-491		Timeline
AGGISHARES TR	11,327	$1.14M	0.38%	+105		Timeline
ITAISHARES TR	5,277	$1.1M	0.37%	-2,860		Timeline
BILSPDR SERIES TRUST	12,030	$1.1M	0.37%	-2,407		Timeline
NEMNEWMONT CORP	13,047	$1.1M	0.37%	0		Timeline
BBARRICK MNG CORP	33,050	$1.08M	0.36%	-1,300		Timeline
JPSTJ P MORGAN EXCHANGE TRADED F	21,047	$1.07M	0.36%	+3,315		Timeline
PFFISHARES TR	33,584	$1.06M	0.36%	+95		Timeline
ALBALBEMARLE CORP	13,060	$1.06M	0.35%	-1,136		Timeline
BKKTBAKKT INC	29,450	$991K	0.33%	+7,610		Timeline
VFLABRDN NATL MUN INCOME FD	95,192	$977K	0.33%	0		Timeline
WTWWILLIS TOWERS WATSON PLC LTD	2,740	$947K	0.32%	new		Timeline
VVISA INC	2,739	$935K	0.31%	-143		Timeline
PWRQUANTA SVCS INC	2,250	$932K	0.31%	+313		Timeline
LYVLIVE NATION ENTERTAINMENT IN	5,584	$912K	0.31%	new		Timeline
EXPEEXPEDIA GROUP INC	4,264	$911K	0.3%	new		Timeline
VSTVISTRA CORP	4,538	$889K	0.3%	new		Timeline
BNYBANK OF NY MELLON CORP	7,947	$866K	0.29%	+883		Timeline
FDNFIRST TR EXCHANGE-TRADED FD	3,064	$857K	0.29%	-90		Timeline
FSMFORTUNA MNG CORP	90,430	$810K	0.27%	+34,780		Timeline
SLVISHARES SILVER TR	19,005	$805K	0.27%	+3,944		Timeline
BABOEING CO	3,631	$784K	0.26%	+2,613		Timeline
FXRFIRST TR EXCHANGE-TRADED FD	9,515	$743K	0.25%	-245		Timeline
FXOFIRST TR EXCHANGE-TRADED FD	12,354	$734K	0.25%	+31		Timeline
GEGE AEROSPACE	2,386	$718K	0.24%	+486		Timeline
ETNEATON CORP PLC	1,886	$706K	0.24%	+263		Timeline
LITGLOBAL X FDS	12,218	$695K	0.23%	new		Timeline
FXUFIRST TR EXCHANGE-TRADED FD	15,243	$693K	0.23%	+43		Timeline
UNHUNITEDHEALTH GROUP INC	1,974	$682K	0.23%	+498		Timeline
VLOVALERO ENERGY CORP	3,948	$672K	0.22%	+42		Timeline
CRDOCREDO TECHNOLOGY GROUP HOLDI	4,569	$665K	0.22%	+1,330		Timeline
SHOPSHOPIFY INC	4,438	$660K	0.22%	-144		Timeline
PBWINVESCO EXCHANGE TRADED FD T	22,833	$659K	0.22%	new		Timeline
MUMICRON TECHNOLOGY INC	3,881	$649K	0.22%	-200		Timeline
IBBISHARES TR	4,484	$647K	0.22%	+4,088		Timeline
TLTISHARES TR	7,177	$641K	0.21%	+3,463		Timeline
SPIBSPDR SERIES TRUST	18,888	$640K	0.21%	+2,490		Timeline
SPYVSPDR SERIES TRUST	11,560	$640K	0.21%	-719		Timeline
QQXTFIRST TR EXCHANGE-TRADED FD	6,452	$638K	0.21%	+66		Timeline
CGDVCAPITAL GROUP DIVIDEND VALUE	14,447	$607K	0.2%	new		Timeline
EMREMERSON ELEC CO	4,603	$604K	0.2%	+785		Timeline
NPVNUVEEN VA QUALITY MUN INCOM	51,669	$599K	0.2%	0		Timeline
IBMINTERNATIONAL BUSINESS MACHS	2,040	$576K	0.19%	+25		Timeline
DVYISHARES TR	4,042	$574K	0.19%	-12		Timeline
SPYGSPDR SERIES TRUST	5,491	$574K	0.19%	-147		Timeline
NADNUVEEN QUALITY MUNCP INCOME	48,897	$572K	0.19%	0		Timeline
GSLCGOLDMAN SACHS ETF TR	4,317	$562K	0.19%	+434		Timeline
PULSPGIM ETF TR	11,268	$562K	0.19%	+101		Timeline
IEMGISHARES INC	8,312	$548K	0.18%	-39		Timeline
ABBVABBVIE INC	2,365	$548K	0.18%	-2,720		Timeline
MOALTRIA GROUP INC	8,284	$547K	0.18%	-933		Timeline
PDPINVESCO EXCHANGE TRADED FD T	4,631	$547K	0.18%	+90		Timeline
VEUVANGUARD INTL EQUITY INDEX F	7,653	$546K	0.18%	+50		Timeline
NRKNUVEEN NY AMT FREE	53,359	$544K	0.18%	0		Timeline
XOMEXXON MOBIL CORP	4,801	$541K	0.18%	-1,081		Timeline
XNEAXNUVEEN AMT FREE QLTY MUN INC	46,752	$533K	0.18%	0		Timeline
ITBISHARES TR	4,959	$532K	0.18%	new		Timeline
XLRESELECT SECTOR SPDR TR	12,561	$529K	0.18%	+7,156		Timeline
MAMASTERCARD INCORPORATED	920	$523K	0.18%	+2		Timeline
VZVERIZON COMMUNICATIONS INC	11,403	$501K	0.17%	-795		Timeline
VTVVANGUARD INDEX FDS	2,651	$494K	0.17%	+285		Timeline
NOBLPROSHARES TR	4,796	$494K	0.17%	+334		Timeline
CVXCHEVRON CORPORATION	3,168	$492K	0.16%	-215		Timeline
TAT&T INC	17,254	$487K	0.16%	-1,458		Timeline
VYMVANGUARD WHITEHALL FDS	3,396	$479K	0.16%	+1,073		Timeline
JEPIJ P MORGAN EXCHANGE TRADED F	8,341	$476K	0.16%	+2,093		Timeline
IEFISHARES TR	4,902	$473K	0.16%	+1		Timeline
CCITIGROUP INC	4,441	$451K	0.15%	-144		Timeline
URIUNITED RENTALS INC	457	$436K	0.15%	0		Timeline
LLYELI LILLY & CO	565	$431K	0.14%	-293		Timeline
SPTISPDR SERIES TRUST	14,847	$429K	0.14%	-1,198		Timeline
JNKSPDR SERIES TRUST	4,370	$428K	0.14%	+3,900		Timeline
WMTWALMART INC	4,053	$418K	0.14%	+1,360		Timeline
RDVYFIRST TR EXCHANGE TRADED FD	6,021	$405K	0.14%	+238		Timeline
BRLNBLACKROCK ETF TRUST II	7,737	$403K	0.13%	-2,310		Timeline
SPHDINVESCO EXCH TRADED FD TR II	8,025	$397K	0.13%	-978		Timeline
UBERUBER TECHNOLOGIES INC	4,018	$394K	0.13%	+115		Timeline
NKENIKE INC	5,506	$384K	0.13%	new		Timeline
VTVANGUARD INTL EQUITY INDEX F	2,744	$378K	0.13%	+954		Timeline
VEAVANGUARD TAX-MANAGED FDS	6,281	$376K	0.13%	-1,403		Timeline
XYZBLOCK INC	5,185	$375K	0.13%	-423		Timeline
LMTLOCKHEED MARTIN CORP	748	$373K	0.12%	+11		Timeline
IJRISHARES TR	3,058	$363K	0.12%	+1,807		Timeline
RIOTRIOT PLATFORMS INC	19,060	$363K	0.12%	0		Timeline
TSMTAIWAN SEMICONDUCTOR MANUFAC	1,293	$361K	0.12%	new		Timeline
SDYSPDR SERIES TRUST	2,572	$360K	0.12%	-50		Timeline
MCDMCDONALDS CORP	1,144	$348K	0.12%	+100		Timeline
NUWNUVEEN AMT-FREE MUN VALUE FD	23,015	$326K	0.11%	0		Timeline
GOFGUGGENHEIM STRATEGIC OPPORTU	21,383	$320K	0.11%	+1,000		Timeline
FCVTFIRST TR EXCHANGE-TRADED FD	7,263	$311K	0.1%	new		Timeline
PYPLPAYPAL HLDGS INC	4,454	$299K	0.1%	-5,886		Timeline
GLDSPDR GOLD TR	835	$297K	0.1%	+130		Timeline
FTSLFIRST TR EXCHANGE-TRADED FD	6,454	$296K	0.1%	+49		Timeline
FEMBFIRST TR EXCH TRADED FD III	9,939	$292K	0.1%	+91		Timeline
BUXXEA SERIES TRUST	14,175	$287K	0.1%	+1,000		Timeline
UPSUNITED PARCEL SVCS INC	3,440	$287K	0.1%	new		Timeline
PEPPEPSICO INC	2,041	$287K	0.1%	-189		Timeline
HYLSFIRST TR EXCHANGE-TRADED FD	6,708	$282K	0.09%	-369		Timeline
PMPHILIP MORRIS INTL INC	1,731	$281K	0.09%	-770		Timeline
BLKBLACKROCK INC	238	$277K	0.09%	+11		Timeline
NXPINXP SEMICONDUCTORS N V	1,215	$277K	0.09%	0		Timeline
UNGUNITED STS NAT GAS FD LP	20,500	$268K	0.09%	new		Timeline
USMVISHARES TR	2,808	$267K	0.09%	+280		Timeline
LOWLOWES COS INC	1,051	$264K	0.09%	-100		Timeline
NZFNUVEEN MUN CR INCOME FD	20,502	$258K	0.09%	0		Timeline
UNPUNION PAC CORP	1,055	$249K	0.08%	+4		Timeline
IVEISHARES TR	1,206	$249K	0.08%	-68		Timeline
BWXSPDR SERIES TRUST	10,691	$246K	0.08%	-1,516		Timeline
SBUXSTARBUCKS CORP	2,893	$245K	0.08%	new		Timeline
JEPQJ P MORGAN EXCHANGE TRADED F	4,204	$242K	0.08%	new		Timeline
BGCBGC GROUP INC	25,422	$240K	0.08%	+602		Timeline
GFIGOLD FIELDS LTD	5,696	$239K	0.08%	new		Timeline
CVSCVS HEALTH CORP	3,127	$236K	0.08%	0		Timeline
GNRCGENERAC HLDGS INC	1,407	$236K	0.08%	-87		Timeline
RTXRTX CORPORATION	1,396	$234K	0.08%	new		Timeline
HNDLSTRATEGY SHS	10,362	$231K	0.08%	0		Timeline
HDVISHARES TR	1,883	$231K	0.08%	+38		Timeline
NBISNEBIUS GROUP N.V.	2,049	$230K	0.08%	new		Timeline
VOOVVANGUARD ADMIRAL FDS INC	1,148	$229K	0.08%	+2		Timeline
MAGSLISTED FDS TR	3,530	$229K	0.08%	new		Timeline
VXFVANGUARD INDEX FDS	1,062	$222K	0.07%	+29		Timeline
GILDGILEAD SCIENCES INC	1,985	$220K	0.07%	-241		Timeline
DGDOLLAR GEN CORP	2,119	$219K	0.07%	new		Timeline
SPABSPDR SERIES TRUST	8,280	$214K	0.07%	+3,389		Timeline
KMIKINDER MORGAN INC DEL	7,179	$203K	0.07%	-318		Timeline
XLUSELECT SECTOR SPDR TR	2,302	$201K	0.07%	-4,592		Timeline
COWZPACER FDS TR	3,471	$199K	0.07%	-60		Timeline
VWOVANGUARD INTL EQUITY INDEX F	3,625	$196K	0.07%	+1,158		Timeline
XMQTXBLACKROCK MUNIYIELD QLTY II	19,175	$192K	0.06%	0		Timeline
NVGNUVEEN AMT FREE MUN CR INC F	15,554	$191K	0.06%	0		Timeline
SPLVINVESCO EXCH TRADED FD TR II	2,570	$189K	0.06%	-148		Timeline
RFICOHEN & STEERS TOTAL RETURN	15,218	$184K	0.06%	0		Timeline
NXPNUVEEN SELECT TAX-FREE INCOM	12,250	$177K	0.06%	0		Timeline
JPCNUVEEN PFD & INCOME OPPORTUN	21,584	$177K	0.06%	+370		Timeline
XLESELECT SECTOR SPDR TR	1,869	$167K	0.06%	-17		Timeline
VOVANGUARD INDEX FDS	562	$165K	0.06%	+209		Timeline
VLUEISHARES TR	1,244	$156K	0.05%	-250		Timeline
QYLDGLOBAL X FDS	8,807	$150K	0.05%	+1,746		Timeline
MUCBLACKROCK MUNIHLDNGS CALI	13,652	$148K	0.05%	0		Timeline
UTWORBB FD INC	3,020	$147K	0.05%	-900		Timeline
XMVFXBLACKROCK MUNIVEST FUND	21,000	$144K	0.05%	0		Timeline
NNYNUVEEN N Y MUN VALUE FD	17,338	$143K	0.05%	0		Timeline
BLACKROCK MUN INCOME TRBLACKROCK MUN INCOME TR	13,550	$136K	0.05%	0
TBILRBB FD INC	2,500	$125K	0.04%	0		Timeline
IVWISHARES TR	1,027	$124K	0.04%	-95		Timeline
EIMEATON VANCE MUN BD FD	12,461	$124K	0.04%	0		Timeline
FRELFIDELITY COVINGTON TRUST	4,310	$120K	0.04%	new		Timeline
IAKISHARES TR	815	$109K	0.04%	+530		Timeline
IWPISHARES TR	724	$103K	0.03%	+247		Timeline
IWSISHARES TR	721	$101K	0.03%	+278		Timeline
QUALISHARES TR	500	$97.2K	0.03%	0		Timeline
SPHYSPDR SERIES TRUST	4,049	$96.9K	0.03%	+1,665		Timeline
SHYGISHARES TR	2,145	$92.9K	0.03%	+500		Timeline
DSMBNY MELLON STRATEGIC MUN BD	15,247	$90.3K	0.03%	0		Timeline
RSPTINVESCO EXCHANGE TRADED FD T	2,000	$89.2K	0.03%	0		Timeline
UFIVRBB FD INC	1,733	$85.5K	0.03%	-1,195		Timeline
VBVANGUARD INDEX FDS	335	$85.2K	0.03%	+3		Timeline
URAGLOBAL X FDS	1,775	$84.6K	0.03%	new		Timeline
MLRGISHARES TR	892	$82.4K	0.03%	0		Timeline
FDISFIDELITY COVINGTON TRUST	780	$80.2K	0.03%	new		Timeline
VNQVANGUARD INDEX FDS	845	$77.3K	0.03%	+50		Timeline
IWVISHARES TR	200	$75.8K	0.03%	-195		Timeline
FVFIRST TR EXCHANGE TRADED FD	1,176	$72.8K	0.02%	0		Timeline
STKLSUNOPTA INC	12,160	$71.3K	0.02%	0		Timeline
IYWISHARES TR	352	$68.9K	0.02%	0		Timeline
PZAINVESCO EXCH TRADED FD TR II	2,889	$66.7K	0.02%	0		Timeline
IHEISHARES TR	900	$65.3K	0.02%	0		Timeline
IWOISHARES TR	200	$64K	0.02%	0		Timeline
MTUMISHARES TR	243	$62.3K	0.02%	-90		Timeline
IGIBISHARES TR	1,132	$61.3K	0.02%	-645		Timeline
ILCGISHARES TR	580	$60.5K	0.02%	0		Timeline
XBISPDR SERIES TRUST	588	$58.9K	0.02%	+74		Timeline
SPTLSPDR SERIES TRUST	2,181	$58.8K	0.02%	+78		Timeline
IYHISHARES TR	1,000	$58.7K	0.02%	0		Timeline
GGNGAMCO GLOBAL GOLD NAT RES &	11,138	$57.4K	0.02%	-342		Timeline
IYFISHARES TR	406	$51.4K	0.02%	0		Timeline
ITOTISHARES TR	346	$50.5K	0.02%	-66		Timeline
MBBISHARES TR	507	$48.3K	0.02%	+237		Timeline
SPSMSPDR SERIES TRUST	1,000	$46.3K	0.02%	+634		Timeline
QDPLPACER FDS TR	1,050	$44K	0.01%	0		Timeline
SPIPSPDR SERIES TRUST	1,638	$43.1K	0.01%	-110		Timeline
RAAXVANECK ETF TRUST	1,200	$41.4K	0.01%	new		Timeline
PTLCPACER FDS TR	722	$39.5K	0.01%	-157		Timeline
MDIVFIRST TR EXCHANGE TRADED FD	2,425	$38.9K	0.01%	new		Timeline
IWRISHARES TR	401	$38.7K	0.01%	-103		Timeline
XLPSELECT SECTOR SPDR TR	488	$38.2K	0.01%	-6,951		Timeline
XBILRBB FD INC	755	$37.9K	0.01%	0		Timeline
XNTKSPDR SERIES TRUST	120	$32.7K	0.01%	0		Timeline
BAKKT INCBAKKT INC	67,548	$30.4K	0.01%	+548
HYGISHARES TR	363	$29.5K	0.01%	-341		Timeline
CLOUGLOBAL X FDS	1,240	$28.8K	0.01%	0		Timeline
SMHVANECK ETF TRUST	83	$27.2K	0.01%	+38		Timeline
KRESPDR SERIES TRUST	425	$26.9K	0.01%	new		Timeline
CIBRFIRST TR EXCHANGE-TRADED FD	345	$26.2K	0.01%	+100		Timeline
IJHISHARES TR	396	$25.8K	0.01%	-131		Timeline
PCYINVESCO EXCH TRADED FD TR II	1,164	$25.1K	0.01%	+596		Timeline
DDIVFIRST TR EXCHANGE TRADED FD	601	$24.1K	0.01%	0		Timeline
DWASINVESCO EXCH TRADED FD TR II	250	$23K	0.01%	+50		Timeline
TIPISHARES TR	196	$21.9K	0.01%	+90		Timeline
DGROISHARES TR	303	$20.6K	0.01%	+1		Timeline
IDVISHARES TR	546	$20K	0.01%	+146		Timeline
CCICROWN CASTLE INC	200	$19.3K	0.01%	-384		Timeline
FLRNSPDR SERIES TRUST	622	$19.2K	0.01%	-104		Timeline
VGKVANGUARD INTL EQUITY INDEX F	234	$18.7K	0.01%	-888		Timeline
HEFAISHARES TR	458	$18.1K	0.01%	0		Timeline
BOTZGLOBAL X FDS	478	$16.9K	0.01%	new		Timeline
EEMISHARES TR	315	$16.8K	0.01%	new		Timeline
MUBISHARES TR	157	$16.7K	0.01%	-713		Timeline
SOXXISHARES TR	61	$16.7K	0.01%	+46		Timeline
OEFISHARES TR	50	$16.6K	0.01%	0		Timeline
XHESPDR SERIES TRUST	200	$15.8K	0.01%	0		Timeline
SQQQProShares UltraPro Short QQQ	1,000	$15.2K	0.01%	new		Timeline
IGFISHARES TR	221	$13.5K	<0.01%	+72		Timeline
CALFPACER FDS TR	303	$13.3K	<0.01%	+153		Timeline
QMOMEA SERIES TRUST	200	$12.9K	<0.01%	new		Timeline
CLFCLEVELAND-CLIFFS INC NEW	1,000	$12.2K	<0.01%	0		Timeline
AIRRFIRST TR EXCHANGE TRADED FD	125	$12.1K	<0.01%	0		Timeline
IEIISHARES TR	96	$11.5K	<0.01%	new		Timeline
VOXVANGUARD WORLD FD	59	$11.1K	<0.01%	new		Timeline
LRGFISHARES TR	144	$9.93K	<0.01%	+53		Timeline
IGMISHARES TR	78	$9.82K	<0.01%	0		Timeline
GSIEGOLDMAN SACHS ETF TR	224	$9.22K	<0.01%	+109		Timeline
LQDISHARES TR	77	$8.56K	<0.01%	-100		Timeline
MDYVSPDR SERIES TRUST	102	$8.51K	<0.01%	0		Timeline
VWOBVANGUARD WHITEHALL FDS	120	$8.06K	<0.01%	+31		Timeline
HOLAJ P MORGAN EXCHANGE TRADED F	146	$7.53K	<0.01%	new		Timeline
PFFDGLOBAL X FDS	378	$7.33K	<0.01%	new		Timeline
FRDMEA SERIES TRUST	155	$6.87K	<0.01%	new		Timeline
XXRPLISTED FDS TR	200	$6.46K	<0.01%	new		Timeline
VCRVANGUARD WORLD FD	16	$6.34K	<0.01%	new		Timeline
IHIISHARES TR	100	$6.01K	<0.01%	0		Timeline
DALDELTA AIR LINES INC	103	$5.84K	<0.01%	0		Timeline
IJSISHARES TR	52	$5.75K	<0.01%	0		Timeline
TLHISHARES TR	54	$5.56K	<0.01%	new		Timeline
EWJISHARES INC	68	$5.45K	<0.01%	0		Timeline
XARSPDR SERIES TRUST	22	$5.17K	<0.01%	new		Timeline
IHFISHARES TR	103	$5.07K	<0.01%	+1		Timeline
RSPSINVESCO EXCHANGE TRADED FD T	165	$4.82K	<0.01%	new		Timeline
IUSBISHARES TR	102	$4.74K	<0.01%	new		Timeline
PSMJPACER FDS TR	150	$4.73K	<0.01%	-850		Timeline
PIIPOLARIS INC	76	$4.42K	<0.01%	new		Timeline
SMINISHARES TR	53	$3.83K	<0.01%	new		Timeline
RWOSPDR INDEX SHS FDS	83	$3.8K	<0.01%	0		Timeline
IUSGISHARES TR	22	$3.62K	<0.01%	0		Timeline
GEMGOLDMAN SACHS ETF TR	88	$3.56K	<0.01%	new		Timeline
IUSVISHARES TR	34	$3.4K	<0.01%	-179		Timeline
FXNFIRST TR EXCHANGE-TRADED FD	200	$3.26K	<0.01%	new		Timeline
SMSM ENERGY COMPANY	122	$3.05K	<0.01%	0		Timeline
IXPISHARES TR	22	$2.72K	<0.01%	new		Timeline
XHSSPDR SERIES TRUST	18	$1.83K	<0.01%	new		Timeline
NANRSPDR INDEX SHS FDS	27	$1.74K	<0.01%	new		Timeline
FLOTISHARES TR	34	$1.74K	<0.01%	new		Timeline
HAPVANECK ETF TRUST	29	$1.66K	<0.01%	new		Timeline
USRTISHARES TR	28	$1.64K	<0.01%	new		Timeline
JPEFJ P MORGAN EXCHANGE TRADED F	22	$1.63K	<0.01%	new		Timeline
REZISHARES TR	19	$1.61K	<0.01%	new		Timeline
AGNGGLOBAL X FDS	46	$1.54K	<0.01%	new		Timeline
SPMOINVESCO EXCH TRADED FD TR II	12	$1.45K	<0.01%	new		Timeline
SPMDSPDR SERIES TRUST	18	$1.03K	<0.01%	0		Timeline
USIGISHARES TR	10	$522	<0.01%	0		Timeline
IWDISHARES TR	3	$518	<0.01%	0		Timeline
SPYDSPDR SERIES TRUST	11	$488	<0.01%	0		Timeline
GBILGOLDMAN SACHS ETF TR	4	$426	<0.01%	0		Timeline
IPACISHARES TR	4	$294	<0.01%	0		Timeline
EMBISHARES TR	3	$286	<0.01%	0		Timeline
LMBSFIRST TR EXCHANGE-TRADED FD	1	$74	<0.01%	new		Timeline
GOVTISHARES TR	3	$69	<0.01%	0		Timeline
FXDFIRST TR EXCHANGE-TRADED FD	1	$35	<0.01%	0		Timeline
EFVISHARES TR	0	$23	<0.01%	0	Amount filed as zero, left out of ratios.	Timeline
GIGBGOLDMAN SACHS ETF TR	0	$16	<0.01%	0	Amount filed as zero, left out of ratios.	Timeline

Sold out in Q3 2025

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
OXFORD LANE CAP CORPOXFORD LANE CAP CORP	1,243,900	$5.22M	shares
ISRGINTUITIVE SURGICAL INC	2,352	$1.28M	shares
SPGIS&P GLOBAL INC	1,784	$940K	shares
ABTABBOTT LABORATORIES	6,150	$837K	shares
PGRPROGRESSIVE CORP	2,689	$718K	shares
IGVISHARES TR	6,416	$703K	shares
ARKWARK ETF TR	4,318	$637K	shares
GAINGLADSTONE INVT CORP	42,227	$603K	shares
HEROGLOBAL X FDS	17,995	$589K	shares
BITBBITWISE BITCOIN ETF TR	9,478	$555K	shares
FICOFAIR ISAAC CORP	259	$473K	shares
SMCISUPER MICRO COMPUTER INC	6,960	$341K	shares
FPEFIRST TR EXCH TRADED FD III	17,734	$316K	shares
BRK-BBERKSHIRE HATHAWAY INC DEL	566	$275K	shares
STZCONSTELLATION BRANDS INC	1,440	$234K	shares
CRMSALESFORCE INC	827	$226K	shares
PRIVSSGA ACTIVE TR	8,009	$202K	shares
NGDNEW GOLD INC	30,000	$148K	shares
RSPINVESCO EXCHANGE TRADED FD T	410	$74.5K	shares
MSMORGAN STANLEY	244	$34.4K	shares
UTWYRBB FD INC	770	$33.7K	shares
UTENRBB FD INC	750	$32.9K	shares
JVALJ P MORGAN EXCHANGE TRADED F	600	$26.5K	shares
SLYVSPDR SERIES TRUST	260	$20.7K	shares
PSFFPACER FDS TR	479	$14.6K	shares
SPMBSPDR SERIES TRUST	500	$11.1K	shares
UTHYRBB FD INC	255	$10.7K	shares
SLYGSPDR SERIES TRUST	100	$8.88K	shares
CWBSPDR SERIES TRUST	100	$8.27K	shares
SPEMSPDR INDEX SHS FDS	70	$2.99K	shares
HYHGPROSHARES TR	45	$2.92K	shares

How Q3 2025 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001398344-25-019615	base		2025-10-23	acceptance time not in the bulk data set	2026-10-07 03:02:25 UTC