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Disclosery

R. G. NIEDERHOFFER CAPITAL MANAGEMENT INC

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13F filer, CIK 1216800, New York, NY

R. G. NIEDERHOFFER CAPITAL MANAGEMENT INC reported $11,265,000 across 18 holdings for the quarter ended 2019-09-30, in a 13F-HR filed 2019-11-06. Its ten largest share positions make up 80.86% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0000950123-19-010207

Period
2019-09-30
Reported value
$11.3M
Holdings
18
Top 10 weight
80.86%
New
9
Sold out
19

Largest buys vs the previous quarter

SecurityShares changeApprox. value
UNHnew+5,300$1.15M
MRKadded+10,200$859K
FISnew+5,600$743K
LQDnew+4,500$574K
JNKnew+5,000$544K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
JPMexited-11,500-$1.29M
AMZNexited-600-$1.14M
XLEexited-13,500-$860K
XLKexited-10,700-$835K
CMCSAexited-18,200-$769K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2019

Share positions as resolved from 13F-HR 0000950123-19-010207, largest first. % of portfolio is the value over $11,267,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 10,300 shares; 2018Q4: not reported; 2019Q1: 1,900 shares; 2019Q2: 13,500 shares; 2019Q3: 13,600 shares 13,600$3.05M27.03%+100Timeline
MRKMERCK & CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 3,600 shares; 2019Q3: 13,800 shares 13,800$1.16M10.31%+10,200Timeline
UNHUNITEDHEALTH GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 800 shares; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 5,300 shares 5,300$1.15M10.22%newTimeline
FISFIDELITY NATL INFORMATION SVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 5,600 shares 5,600$743K6.59%newTimeline
LQDISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 4,500 shares 4,500$574K5.09%newTimeline
JNKSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 5,000 shares 5,000$544K4.83%newTimeline
CVXCHEVRON CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 1,700 shares; 2019Q3: 4,500 shares 4,500$534K4.74%+2,800Timeline
ORCLORACLE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 10,100 shares; 2019Q3: 9,100 shares 9,100$501K4.45%-1,000Timeline
UNPUNION PAC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 5,900 shares; 2019Q3: 3,000 shares 3,000$486K4.31%-2,900Timeline
XLPSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 4,000 shares; 2019Q3: 6,000 shares 6,000$369K3.28%+2,000Timeline
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 1,800 shares; 2019Q2: 4,000 shares; 2019Q3: 2,500 shares 2,500$348K3.09%-1,500Timeline
TAT&T INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 18,400 shares; 2019Q2: not reported; 2019Q3: 7,800 shares 7,800$295K2.62%newTimeline
QCOMQUALCOMM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 10,400 shares; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 3,800 shares 3,800$290K2.57%newTimeline
WFCWELLS FARGO & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 23,900 shares; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 8,200 shares; 2019Q3: 5,700 shares 5,700$288K2.56%-2,500Timeline
AMGNAMGEN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 1,400 shares 1,400$271K2.41%newTimeline
XLISELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 3,200 shares 3,200$248K2.2%newTimeline
HDHOME DEPOT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 3,600 shares; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 1,900 shares; 2019Q3: 900 shares 900$209K1.85%-1,000Timeline
XLFSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 7,400 shares 7,400$207K1.84%newTimeline

Sold out in Q3 2019

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
JPMJPMORGAN CHASE & CO11,500$1.29Mshares
AMZNAMAZON COM INC600$1.14Mshares
XLESELECT SECTOR SPDR TR13,500$860Kshares
XLKSELECT SECTOR SPDR TR10,700$835Kshares
CMCSACOMCAST CORP NEW18,200$769Kshares
VVISA INC3,700$642Kshares
DISDISNEY WALT CO4,500$628Kshares
MAMASTERCARD INCORPORATED2,300$608Kshares
ADBEADOBE INC1,900$560Kshares
INTCINTEL CORP11,600$555Kshares
BIDUBAIDU INC3,900$458Kshares
OXYOCCIDENTAL PETE CORP8,400$422Kshares
XLYSELECT SECTOR SPDR TR3,500$417Kshares
TGTTARGET CORP4,300$372Kshares
IYRISHARES TR3,800$332Kshares
SPDR SERIES TRUSTSPDR SERIES TRUST11,300$308Kshares
NVDANVIDIA CORPORATION1,400$230Kshares
TXNTEXAS INSTRS INC2,000$230Kshares
XLUSELECT SECTOR SPDR TR3,800$227Kshares

How Q3 2019 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0000950123-19-010207 base2019-11-06acceptance time not in the bulk data set