PRINCIPAL SECURITIES, INC.
Follow13F filer, CIK 12600, DES MOINES, IA
PRINCIPAL SECURITIES, INC. reported $4,135,159,328 across 3,452 holdings for the quarter ended 2024-09-30, in a 13F-HR filed 2024-10-28. Its ten largest share positions make up 22.42% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0000012600-24-000011
- Period
- 2024-09-30
- Reported value
- $4.14B
- Holdings
- 3,452
- Top 10 weight
- 22.42%
- New
- 211
- Sold out
- 153
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| SPYVadded | +614,392 | $32.5M |
| IWXnew | +346,962 | $28.2M |
| BCHPadded | +790,445 | $26.1M |
| HDVadded | +168,388 | $19.8M |
| AVGOadded | +60,094 | $10.4M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| IWYreduced | -123,131 | -$27.1M |
| SPYGreduced | -326,592 | -$27.1M |
| IVVreduced | -24,628 | -$14.2M |
| BBJPreduced | -163,974 | -$9.72M |
| GBILreduced | -66,082 | -$6.63M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Back to all 3,451 share positions
Principal amounts
Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| PROSPECT CAP CORPPROSPECT CAP CORP BOND | principal | 10,000 | $10K | 0 |
Sold out in Q3 2024
Positions in the previous quarter's report that this quarter's report no longer lists.
| Security | Shares before | Value before | Type |
|---|---|---|---|
| INNOVATOR ETFS TRUSTINNOVATOR ETFS TRUST | 157,617 | $3.77M | shares |
| OCTJINNOVATOR ETFS TRUST | 144,935 | $3.47M | shares |
| OCTHINNOVATOR ETFS TRUST | 59,503 | $1.43M | shares |
| FERGUSON PLCFERGUSON PLC | 2,696 | $522K | shares |
| TE CONNECTIVITY LTDTE CONNECTIVITY LTD | 2,765 | $416K | shares |
| APOLLO TACTICAL INCOME FD I…APOLLO TACTICAL INCOME FD INC | 25,575 | $374K | shares |
| HGLBHIGHLAND GLOBAL ALLOCATION F | 46,238 | $348K | shares |
| PAGSPAGSEGURO DIGITAL LTD | 26,752 | $313K | shares |
| PRINCIPAL EXCHANGE TRADED FDPRINCIPAL EXCHANGE TRADED FD | 6,563 | $239K | shares |
| ISHARES U S ETF TRISHARES U S ETF TR | 1,980 | $121K | shares |
| POWERSCHOOL HOLDINGS INCPOWERSCHOOL HOLDINGS INC | 4,914 | $110K | shares |
| HLHECLA MINING COMPANY | 18,000 | $87.3K | shares |
| MNANYLIM ETF TR | 2,623 | $82.9K | shares |
| BGTBLACKROCK FLOATING RATE INC | 6,383 | $81.4K | shares |
| NMZNUVEEN MUN HIGH INCOME OPPOR | 7,000 | $75.5K | shares |
| AUANGLOGOLD ASHANTI PLC | 3,000 | $75.4K | shares |
| ENCORE WIRE CORPENCORE WIRE CORP | 220 | $63.8K | shares |
| LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL | 2,696 | $59.7K | shares |
| STPZPIMCO ETF TR | 917 | $47.4K | shares |
| MMUWESTERN ASSET MANAGED MUNS F | 4,247 | $44K | shares |
| DOGGFIRST TR EXCHANGE-TRADED FD | 1,927 | $38.1K | shares |
| PDXPIMCO DYNAMIC INCOME STRATEG | 1,463 | $32.6K | shares |
| TLSTELOS CORP MD | 7,819 | $31.4K | shares |
| HYDBISHARES TR | 663 | $30.8K | shares |
| PIMCO MUN INCOME FDPIMCO MUN INCOME FD | 3,354 | $30.8K | shares |
| USDUWISDOMTREE TR | 925 | $25.1K | shares |
| FHIFEDERATED HERMES INC | 760 | $25K | shares |
| EMHYISHARES INC | 662 | $24.5K | shares |
| SPHBINVESCO EXCH TRADED FD TR II | 289 | $24.4K | shares |
| PLABPHOTRONICS INC | 969 | $23.9K | shares |
| SHYMBLACKROCK ETF TRUST II | 1,000 | $22.6K | shares |
| GOCTFIRST TR EXCHNG TRADED FD VI | 600 | $20.5K | shares |
| WESTROCK COWESTROCK CO | 392 | $19.7K | shares |
| EINCVANECK ETF TRUST | 246 | $19.6K | shares |
| LTHLIFE TIME GROUP HOLDINGS INC | 867 | $16.3K | shares |
| SPGPINVESCO EXCHANGE TRADED FD T | 157 | $16.1K | shares |
| PCRXPACIRA BIOSCIENCES INC | 503 | $14.4K | shares |
| PETIQ INCPETIQ INC | 600 | $13.2K | shares |
| NEW YORK COMMUNITY BANCORPNEW YORK COMMUNITY BANCORP | 3,850 | $12.4K | shares |
| BLBDBLUE BIRD CORP | 230 | $12.4K | shares |
| PSNPARSONS CORP DEL | 138 | $11.3K | shares |
| BULPACER FDS TR | 260 | $11K | shares |
| SLXVANECK ETF TRUST | 150 | $9.99K | shares |
| VSHVISHAY INTERTECHNOLOGY INC | 427 | $9.52K | shares |
| DOCNDIGITALOCEAN HLDGS INC | 266 | $9.24K | shares |
| AVAVAEROVIRONMENT INC | 50 | $9.11K | shares |
| DRIVGLOBAL X FDS | 350 | $8.22K | shares |
| BXMXNUVEEN S&P 500 BUY-WRITE INCOM | 598 | $8.07K | shares |
| CALCALERES INC | 219 | $7.36K | shares |
| RDNTRADNET INC | 124 | $7.31K | shares |
| CEDAR FAIR L PCEDAR FAIR L P | 133 | $7.23K | shares |
| FLNGFLEX LNG LTD | 230 | $6.22K | shares |
| ALABASTERA LABS INC | 100 | $6.05K | shares |
| H&E EQUIPMENT SERVICES INCH&E EQUIPMENT SERVICES INC | 132 | $5.83K | shares |
| FRMEFIRST MERCHANTS CORP | 168 | $5.59K | shares |
| MACQUARIE FT TR GB INF UT DIMACQUARIE FT TR GB INF UT DI | 715 | $5.34K | shares |
| BABINVESCO EXCH TRADED FD TR II | 199 | $5.25K | shares |
| CPACOPA HOLDINGS SA | 52 | $4.95K | shares |
| SPXCSPX TECHNOLOGIES INC | 33 | $4.69K | shares |
| LGLVSPDR SERIES TRUST | 30 | $4.58K | shares |
| WKCWORLD KINECT CORPORATION | 171 | $4.41K | shares |
| SIRIUS XM HOLDINGS INCSIRIUS XM HOLDINGS INC | 1,497 | $4.24K | shares |
| CLNECLEAN ENERGY FUELS CORP | 1,400 | $3.74K | shares |
| PTHINVESCO EXCHANGE TRADED FD T | 87 | $3.74K | shares |
| PFDFLAHERTY & CRUMRINE PFD INCO | 332 | $3.47K | shares |
| ORNORION GROUP HLDGS INC | 360 | $3.42K | shares |
| AMPLIFY ALTERNATIVE HARVEST…AMPLIFY ALTERNATIVE HARVEST ETF | 1,000 | $3.32K | shares |
| CENTACENTRAL GARDEN & PET CO | 100 | $3.3K | shares |
| BLMNBLOOMIN BRANDS INC | 159 | $3.06K | shares |
| XISEFIRST TR EXCHNG TRADED FD VI | 100 | $3.06K | shares |
| TPLTEXAS PACIFIC LAND CORPORATI | 4 | $2.94K | shares |
| XJQCXNUVEEN CR STRATEGIES INCOME | 519 | $2.88K | shares |
| ENVXENOVIX CORPORATION | 181 | $2.8K | shares |
| VALVALARIS LTD | 36 | $2.68K | shares |
| LFSTLIFESTANCE HEALTH GROUP INC | 544 | $2.67K | shares |
| JAMFJAMF HOLDING CORP | 154 | $2.54K | shares |
| TEEKAY TANKERS LTDTEEKAY TANKERS LTD | 33 | $2.27K | shares |
| GTNGRAY MEDIA INC | 435 | $2.26K | shares |
| ATRION CORPORATIONATRION CORPORATION | 5 | $2.26K | shares |
| CONSOL ENERGY INC NEWCONSOL ENERGY INC NEW | 22 | $2.25K | shares |
| ATLANTICA YIELD PLCATLANTICA YIELD PLC | 100 | $2.19K | shares |
| LINDLINDBLAD EXPEDITIONS HLDGS I | 223 | $2.15K | shares |
| ESNTESSENT GROUP LTD | 35 | $1.97K | shares |
| SOXQINVESCO EXCH TRADED FD TR II | 44 | $1.9K | shares |
| IMVTIMMUNOVANT INC | 70 | $1.85K | shares |
| RIGLRIGEL PHARMACEUTICALS INC | 211 | $1.73K | shares |
| LIBERTY MEDIA CORP DEL COM …LIBERTY MEDIA CORP DEL COM LBTY S… | 77 | $1.71K | shares |
| STNGSCORPIO TANKERS INC | 20 | $1.63K | shares |
| FLYWFLYWIRE CORPORATION | 99 | $1.62K | shares |
| JRSNUVEEN REAL ESTATE INCOME FD | 200 | $1.53K | shares |
| NUSNU SKIN ENTERPRISES INC | 143 | $1.51K | shares |
| SITE CENTERS CORPSITE CENTERS CORP | 103 | $1.49K | shares |
| TTECTTEC HLDGS INC | 209 | $1.23K | shares |
| HEWJISHARES TR | 28 | $1.22K | shares |
| SPWRQSUNPOWER CORP | 406 | $1.2K | shares |
| CANETEUCRIUM COMMODITY TR | 94 | $1.15K | shares |
| HEROGLOBAL X FDS | 50 | $1.07K | shares |
| IOVAIOVANCE BIOTHERAPEUTICS INC | 127 | $1.02K | shares |
| GENZVANECK ETF TRUST | 25 | $1.01K | shares |
| CBRLCRACKER BARREL OLD CTRY STOR | 23 | $970 | shares |
| NEVRO CORPNEVRO CORP | 112 | $943 | shares |
| GINKGO BIOWORKS HOLDINGS INCGINKGO BIOWORKS HOLDINGS INC | 2,726 | $911 | shares |
| ZIPZIPRECRUITER INC | 96 | $873 | shares |
| OCSLOAKTREE SPECIALTY LENDING | 45 | $846 | shares |
| SFLSFL CORPORATION LTD | 52 | $722 | shares |
| ESS TECH INCESS TECH INC | 858 | $702 | shares |
| BYNDBEYOND MEAT INC | 100 | $671 | shares |
| GOGORO INCGOGORO INC | 424 | $653 | shares |
| ORCORCHID IS CAP INC | 76 | $634 | shares |
| LANZATECH GLOBAL INCLANZATECH GLOBAL INC | 338 | $625 | shares |
| MEIMETHODE ELECTRS INC | 60 | $621 | shares |
| CRNCCERENCE INC | 219 | $620 | shares |
| ULCCFRONTIER GROUP HLDGS INC | 111 | $547 | shares |
| LULUS FASHION LOUNGE HOLDINGLULUS FASHION LOUNGE HOLDING | 294 | $544 | shares |
| CSRCENTERSPACE | 8 | $541 | shares |
| VCVISTEON CORP | 5 | $534 | shares |
| INDIINDIE SEMICONDUCTOR INC | 83 | $512 | shares |
| ASANASANA INC | 35 | $490 | shares |
| DLODLOCAL LTD | 59 | $477 | shares |
| LQDHISHARES U S ETF TR | 5 | $465 | shares |
| HLFHERBALIFE LTD | 37 | $384 | shares |
| ODPTHE ODP CORP | 9 | $353 | shares |
| OSGOCTAVE SPECIALTY GROUP INC | 26 | $333 | shares |
| SEDGSOLAREDGE TECHNOLOGIES INC | 13 | $328 | shares |
| FLBRFRANKLIN TEMPLETON ETF TR | 19 | $316 | shares |
| VIRVIR BIOTECHNOLOGY INC | 33 | $294 | shares |
| TALOTALOS ENERGY INC | 23 | $279 | shares |
| CNTYCENTURY CASINOS INC | 100 | $277 | shares |
| EVCMEVERCOMMERCE INC | 23 | $253 | shares |
| ACCOACCO BRANDS CORP | 48 | $226 | shares |
| FIGSFIGS INC | 40 | $213 | shares |
| INSGINSEEGO CORP | 20 | $213 | shares |
| EYPTEYEPOINT INC | 24 | $209 | shares |
| GPCRSTRUCTURE THERAPEUTICS INC | 4 | $157 | shares |
| DRDDRDGOLD LIMITED | 18 | $155 | shares |
| APOLLO SENIOR FLOATING RATE…APOLLO SENIOR FLOATING RATE FU | 10 | $145 | shares |
| XPOFXPONENTIAL FITNESS INC | 9 | $140 | shares |
| WHFWHITEHORSE FIN INC | 11 | $135 | shares |
| ELPCCOMPANHIA PARANAENSE DE ENER | 22 | $129 | shares |
| NTRLFIRST TR EXCH TRADED FD III | 6 | $118 | shares |
| SBSWSIBANYE STILLWATER LTD | 27 | $117 | shares |
| CENTRAIS ELETRICAS BRASILEIRCENTRAIS ELETRICAS BRASILEIR | 15 | $107 | shares |
| MAXEON SOLAR TECHNOLOGIES LTMAXEON SOLAR TECHNOLOGIES LT | 98 | $84 | shares |
| SIX FLAGS ENTERTAINMENT CORPSIX FLAGS ENTERTAINMENT CORP | 2 | $66 | shares |
| U S SILICA HLDGS INCU S SILICA HLDGS INC | 3 | $46 | shares |
| LLFLQLUMBER LIQUIDATORS HOLDINGS | 22 | $31 | shares |
| OMEXODYSSEY MARINE EXPL INC | 2 | $10 | shares |
| SPCEVIRGIN GALACTIC HOLDINGS INC | 1 | $8 | shares |
| BGSB & G FOODS INC | 1 | $7 | shares |
| ASTRA SPACE INCASTRA SPACE INC | 7 | $4 | shares |
| MUJBLACKROCK MUNIHLDGS NJ QLTY | 0 | $0 | shares |
| JULJINNOVATOR ETFS TRUST | 0 | $0 | shares |
| INNOVATOR ETFS TRUSTINNOVATOR ETFS TRUST | 0 | $0 | shares |
How Q3 2024 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0000012600-24-000011 | base | 2024-10-28 | acceptance time not in the bulk data set |