PRELUDE CAPITAL MANAGEMENT, LLC: UPST position timeline

PRELUDE CAPITAL MANAGEMENT, LLC held 0 UPST shares at 2025-09-30 per its 13F-HR filed 2025-11-14.

the latest 13F is the newest step

1. period ended2025-09-30

   13F 0 shares

   Change vs previous 13F -4,465 shares

   13F-HR 0000945621-25-001135 filed by PRELUDE CAPITAL MANAGEMENT, LLC
   Filed 2025-11-14 (acceptance time not in the bulk data set), ingested 2026-10-07 03:02:25 UTC

   Acceptance time not in the bulk data set (spec §4.2).

   Exited: the 13F for this period no longer lists the position.

2. period ended2025-06-30

   13F 4,465 shares

   Change vs previous 13F -4,014 shares

   0.03% of the 13F portfolio, value $288,796.

   13F-HR 0000945621-25-000769 filed by PRELUDE CAPITAL MANAGEMENT, LLC
   Filed 2025-08-14 (acceptance time not in the bulk data set), ingested 2026-10-07 18:23:11 UTC

   Acceptance time not in the bulk data set (spec §4.2).

3. period ended2025-03-31

   13F 8,479 shares

   Change vs previous 13F +3,631 shares

   0.04% of the 13F portfolio, value $390,288.

   13F-HR 0000945621-25-000489 filed by PRELUDE CAPITAL MANAGEMENT, LLC
   Filed 2025-05-15 (acceptance time not in the bulk data set), ingested 2026-10-07 18:25:06 UTC

   Acceptance time not in the bulk data set (spec §4.2).

4. period ended2024-12-31

   13F 4,848 shares

   Change vs previous 13F -9,812 shares

   0.03% of the 13F portfolio, value $298,491.

   13F-HR 0000945621-25-000189 filed by PRELUDE CAPITAL MANAGEMENT, LLC
   Filed 2025-02-14 (acceptance time not in the bulk data set), ingested 2026-10-07 18:25:55 UTC

   Acceptance time not in the bulk data set (spec §4.2).

5. period ended2024-09-30

   13F/A 14,660 shares

   Change vs previous 13F not available

   0.05% of the 13F portfolio, value $586,547.

   13F-HR/A 0000945621-24-000950 filed by PRELUDE CAPITAL MANAGEMENT, LLC
   Filed 2024-11-14 (acceptance time not in the bulk data set), ingested 2026-10-07 18:26:56 UTC

   Acceptance time not in the bulk data set (spec §4.2).