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Precept Management LLC

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13F filer, CIK 1135631, Dallas, TX

Precept Management LLC reported $125,698,430 across 28 holdings for the quarter ended 2023-09-30, in a 13F-HR filed 2023-11-14. Its ten largest share positions make up 91.25% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0000950123-23-010547

Period
2023-09-30
Reported value
$126M
Holdings
28
Top 10 weight
91.25%
New
9
Sold out
8

Largest buys vs the previous quarter

SecurityShares changeApprox. value
SYNCHRONOSS TECHNOLOGIES INCnew+35,000$644K
APLDadded+80,000$499K
CTGOnew+25,000$454K
RILYnew+5,000$205K
LILIUM N Vnew+100,000$71.3K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
MSFTreduced-30,600-$9.66M
FRANCHISE GROUP INCexited-100,000-$2.46M
INDIexited-50,000-$470K
BMEAexited-20,000-$439K
BEEMexited-40,000-$414K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2023

Share positions as resolved from 13F-HR 0000950123-23-010547, largest first. % of portfolio is the value over $43,142,130, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
QQQINVESCO QQQ TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 29,000 shares; 2023Q2: 29,000 shares; 2023Q3: 29,000 shares 29,000$10.4M24.08%0Timeline
SPYSTATE STR SPDR S&P 500 ETF TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 44,000 shares; 2023Q2: 20,000 shares; 2023Q3: 20,000 shares 20,000$8.55M19.82%0Timeline
IWMISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 45,100 shares; 2023Q2: 45,100 shares; 2023Q3: 45,100 shares 45,100$7.97M18.48%0Timeline
AMZNAMAZON COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 1,910 shares; 2022Q1: 1,910 shares; 2022Q2: 32,000 shares; 2022Q3: 32,000 shares; 2022Q4: 32,000 shares; 2023Q1: 32,000 shares; 2023Q2: 32,000 shares; 2023Q3: 32,000 shares 32,000$4.07M9.43%0Timeline
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 18,000 shares; 2022Q1: 18,100 shares; 2022Q2: 18,100 shares; 2022Q3: 9,400 shares; 2022Q4: 16,000 shares; 2023Q1: 9,400 shares; 2023Q2: 40,000 shares; 2023Q3: 9,400 shares 9,400$2.97M6.88%-30,600Timeline
AMDADVANCED MICRO DEVICES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 80,000 shares; 2022Q1: 50,000 shares; 2022Q2: 50,000 shares; 2022Q3: 20,000 shares; 2022Q4: 20,000 shares; 2023Q1: 20,000 shares; 2023Q2: 20,000 shares; 2023Q3: 20,000 shares 20,000$2.06M4.77%0Timeline
NVDANVIDIA CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 3,000 shares; 2023Q3: 3,000 shares 3,000$1.3M3.02%0Timeline
RAMPLIVERAMP HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 25,000 shares; 2023Q3: 25,000 shares 25,000$721K1.67%0Timeline
PROPROS Holdings IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 20,000 shares; 2023Q3: 20,000 shares 20,000$692K1.6%0Timeline
SYNCHRONOSS TECHNOLOGIES INCSYNCHRONOSS TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: 35,000 shares; 2022Q2: not reported; 2022Q3: 35,000 shares; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 35,000 shares 35,000$644K1.49%new
APLDAPPLIED DIGITAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 20,000 shares; 2023Q3: 100,000 shares 100,000$624K1.45%+80,000Timeline
ACMRACM RESH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 30,000 shares; 2023Q2: 30,000 shares; 2023Q3: 30,000 shares 30,000$543K1.26%0Timeline
CTGOCONTANGO SILVER & GOLD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 25,000 shares 25,000$454K1.05%newTimeline
NVGSNAVIGATOR HLDGS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 30,000 shares; 2023Q2: 30,000 shares; 2023Q3: 30,000 shares 30,000$443K1.03%0Timeline
VOXRVOX ROYALTY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 205,000 shares; 2023Q3: 205,000 shares 205,000$414K0.96%0Timeline
SGMLSIGMA LITHIUM CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 10,000 shares; 2023Q3: 10,000 shares 10,000$324K0.75%0Timeline
BTMDBIOTE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 50,000 shares; 2023Q2: 50,000 shares; 2023Q3: 50,000 shares 50,000$256K0.59%0Timeline
GDYNGRID DYNAMICS HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 700 shares; 2023Q2: 20,200 shares; 2023Q3: 20,200 shares 20,200$246K0.57%0Timeline
RILYBRC GROUP HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 15,000 shares; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 5,000 shares 5,000$205K0.48%newTimeline
EVLVEVOLV TECHNOLOGIES HLDNGS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 25,000 shares; 2023Q3: 25,000 shares 25,000$122K0.28%0Timeline
AZITRA INCAZITRA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 50,000 shares; 2023Q3: 50,000 shares 50,000$75K0.17%0
LILIUM N VLILIUM N VQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 100,000 shares 100,000$71.3K0.17%new

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
SPYSTATE STR SPDR S&P 500 ETF T SHSput80,000$34.2Mnew
QQQINVESCO QQQ TR COMput70,000$25.1Mnew
AMDADVANCED MICRO DEVICES INC COMput150,000$15.4M0
KWEBKRANESHARES TRUST CSI CHI INTERNETput200,000$5.47Mnew
MSOSADVISORSHARES TR PURE US CANNABISput150,000$1.19Mnew
MSOSADVISORSHARES TR PURE US CANNABIScall150,000$1.19Mnew

Sold out in Q3 2023

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
IVERIC BIO INCIVERIC BIO INC130,000$5.11Mcall
FRANCHISE GROUP INCFRANCHISE GROUP INC100,000$2.46Mshares
PCRXPACIRA BIOSCIENCES INC60,000$2.4Mcall
LITELUMENTUM HLDGS INC40,000$2.27Mput
INDIINDIE SEMICONDUCTOR INC50,000$470Kshares
BMEABIOMEA FUSION INC20,000$439Kshares
BEEMBEAM GLOBAL40,000$414Kshares
SBIGSPRINGBIG HLDGS INC COM157,410$69.4Kshares

How Q3 2023 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0000950123-23-010547 base2023-11-14acceptance time not in the bulk data set