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POPE ASSET MANAGEMENT, LLC

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13F filer, CIK 1166134, MEMPHIS, TN

POPE ASSET MANAGEMENT, LLC reported $156,004,000 across 29 holdings for the quarter ended 2017-09-30, in a 13F-HR filed 2017-11-22. Its ten largest share positions make up 89.96% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001166134-17-000004

Period
2017-09-30
Reported value
$156M
Holdings
29
Top 10 weight
89.96%
New
0
Sold out
0

Largest buys vs the previous quarter

SecurityShares changeApprox. value
Guangdong Nan Yue Logistics…added+2,209,500$1.33M
Regal Petroleum Plc Shsadded+174,811$10.4K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
Storebrand ASA Ser Areduced-217,200-$1.84M
DNB ASA SHSreduced-78,300-$1.58M
TOTAL S A ADR Freduced-8,914-$477K
COPreduced-2,600-$130K
Sparebank 1 Nord-Norge Grun…reduced-9,808-$76.1K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2017

Share positions as resolved from 13F-HR 0001166134-17-000004, largest first. % of portfolio is the value over $156,004,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
DNB ASA SHSDNB ASA SHSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 1,735,135 shares; 2017Q1: 1,727,802 shares; 2017Q2: 1,700,902 shares; 2017Q3: 1,622,602 shares 1,622,602$32.7M20.96%-78,300
Storebrand ASA Ser AStorebrand ASA Ser AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 3,830,505 shares; 2017Q1: 3,920,105 shares; 2017Q2: 3,867,705 shares; 2017Q3: 3,650,505 shares 3,650,505$31M19.86%-217,200
TOTAL S A ADR FTOTAL S A ADR FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: not reported; 2017Q1: 296,555 shares; 2017Q2: 297,290 shares; 2017Q3: 288,376 shares 288,376$15.4M9.89%-8,914
Annuity &Life Re (hldgs) Lt…Annuity &Life Re (hldgs) Ltd CQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 2,457,566 shares; 2017Q1: 2,457,566 shares; 2017Q2: 2,457,566 shares; 2017Q3: 2,457,566 shares 2,457,566$11.4M7.31%0
Sparebank 1 Nord-Norge Grun…Sparebank 1 Nord-Norge GrunnfoQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 1,411,416 shares; 2017Q1: 1,444,343 shares; 2017Q2: 1,428,036 shares; 2017Q3: 1,418,228 shares 1,418,228$11M7.05%-9,808
Kingboard Copper Foil Hldgs…Kingboard Copper Foil Hldgs OrQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 65,667,118 shares; 2017Q1: 67,596,582 shares; 2017Q2: 38,427,344 shares; 2017Q3: 38,427,344 shares 38,427,344$10.3M6.62%0
Guangdong Nan Yue Logistics…Guangdong Nan Yue Logistics CoQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 11,137,451 shares; 2017Q1: 11,448,131 shares; 2017Q2: 12,983,247 shares; 2017Q3: 15,192,747 shares 15,192,747$9.16M5.87%+2,209,500
Sparebank 1 SR-Bank ASASparebank 1 SR-Bank ASAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 682,413 shares; 2017Q1: 688,933 shares; 2017Q2: 683,183 shares; 2017Q3: 680,283 shares 680,283$7.33M4.7%-2,900
Helgeland Sparebank Nok50 G…Helgeland Sparebank Nok50 GrunQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 640,141 shares; 2017Q1: 653,941 shares; 2017Q2: 644,341 shares; 2017Q3: 640,941 shares 640,941$7.1M4.55%-3,400
COPCONOCOPHILLIPSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 103,139 shares; 2017Q1: 102,179 shares; 2017Q2: 100,399 shares; 2017Q3: 97,799 shares 97,799$4.89M3.14%-2,600Timeline
Sparebanken Midt NorgeSparebanken Midt NorgeQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 275,460 shares; 2017Q1: 279,846 shares; 2017Q2: 276,366 shares; 2017Q3: 274,966 shares 274,966$2.81M1.8%-1,400
TOTALENERGIES SE -SPON ADRTOTALENERGIES SE -SPON ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 332,591 shares; 2017Q1: 48,981 shares; 2017Q2: 49,488 shares; 2017Q3: 48,807 shares 48,807$2.61M1.67%-681
China Sky One Med Inc ComChina Sky One Med Inc ComQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 1,164,422 shares; 2017Q1: 1,164,422 shares; 2017Q2: 1,164,422 shares; 2017Q3: 1,164,422 shares 1,164,422$2M1.28%0
Sparebanken Vest N0k25 Grun…Sparebanken Vest N0k25 GrunnfoQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 113,250 shares; 2017Q1: 135,329 shares; 2017Q2: 286,039 shares; 2017Q3: 282,153 shares 282,153$1.98M1.27%-3,886
Totens Sparebank Nok60Totens Sparebank Nok60Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 95,544 shares; 2017Q1: 101,298 shares; 2017Q2: 101,298 shares; 2017Q3: 98,241 shares 98,241$1.47M0.94%-3,057
Regal Petroleum Plc ShsRegal Petroleum Plc ShsQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 23,854,789 shares; 2017Q1: 24,082,289 shares; 2017Q2: 24,047,289 shares; 2017Q3: 24,222,100 shares 24,222,100$1.44M0.92%+174,811
Full Apex Holdings Ltd ShsFull Apex Holdings Ltd ShsQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 6,621,913 shares; 2017Q1: 6,673,300 shares; 2017Q2: 6,599,800 shares; 2017Q3: 6,592,300 shares 6,592,300$988K0.63%-7,500
Sparebanken Ost Nok10Sparebanken Ost Nok10Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 96,976 shares; 2017Q1: 102,788 shares; 2017Q2: 102,788 shares; 2017Q3: 100,651 shares 100,651$695K0.45%-2,137
Sandnes Sparebank Primary…Sandnes Sparebank Primary CaQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 77,522 shares; 2017Q1: 77,828 shares; 2017Q2: 77,828 shares; 2017Q3: 77,828 shares 77,828$517K0.33%0
CHINA PHARMA HOLDINGS INCCHINA PHARMA HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 2,101,626 shares; 2017Q1: 2,101,626 shares; 2017Q2: 1,673,218 shares; 2017Q3: 1,673,218 shares 1,673,218$292K0.19%0
XOMEXXON MOBIL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 3,500 shares; 2017Q1: 3,500 shares; 2017Q2: 3,500 shares; 2017Q3: 3,500 shares 3,500$286K0.18%0Timeline
CVXCHEVRON CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 2,400 shares; 2017Q1: 2,400 shares; 2017Q2: 2,400 shares; 2017Q3: 2,400 shares 2,400$282K0.18%0Timeline
Liandi Clean Technology Inc…Liandi Clean Technology Inc CoQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 2,742,093 shares; 2017Q1: 2,742,093 shares; 2017Q2: 2,742,093 shares; 2017Q3: 2,742,093 shares 2,742,093$274K0.18%0
China Ritar Power CorpChina Ritar Power CorpQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 9,436,093 shares; 2017Q1: 9,436,093 shares; 2017Q2: 16,037 shares; 2017Q3: 16,037 shares 16,037$12K0.01%0
Tethys Petroleum Limited Co…Tethys Petroleum Limited Com (Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 380,000 shares; 2017Q1: 380,000 shares; 2017Q2: 380,000 shares; 2017Q3: 380,000 shares 380,000$4K<0.01%0
Mmr Information SysMmr Information SysQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 42,900 shares; 2017Q1: 42,900 shares; 2017Q2: 42,900 shares; 2017Q3: 42,900 shares 42,900$00%0Value filed as zero, left out of ratios.
YUHE INTERNATIONAL, INC.YUHE INTERNATIONAL, INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 593,345 shares; 2017Q1: 593,345 shares; 2017Q2: 593,345 shares; 2017Q3: 593,345 shares 593,345$00%0Value filed as zero, left out of ratios.
TIANYIN PHARMACEUTICAL CO INTIANYIN PHARMACEUTICAL CO INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 745,175 shares; 2017Q1: 745,175 shares; 2017Q2: 745,175 shares; 2017Q3: 745,175 shares 745,175$00%0Value filed as zero, left out of ratios.
JIANGBO PHARMACEUTICALSJIANGBO PHARMACEUTICALSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 744,696 shares; 2017Q1: 744,696 shares; 2017Q2: 744,696 shares; 2017Q3: 744,696 shares 744,696$00%0Value filed as zero, left out of ratios.

How Q3 2017 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001166134-17-000004 base2017-11-22acceptance time not in the bulk data set