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POPE ASSET MANAGEMENT, LLC

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13F filer, CIK 1166134, MEMPHIS, TN

POPE ASSET MANAGEMENT, LLC reported holdings worth $135,118,000 (the sum of its rows) across 28 holdings for the quarter ended 2016-12-31, in a 13F-HR filed 2017-03-01. The total stated on the cover page is $123,083,000. Its ten largest share positions make up 88.69% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001166134-17-000001

The cover page states a total of $123,083,000, 9% less than the sum of the rows, $135,118,000. This page uses the sum of the rows.

Period
2016-12-31
Value, sum of rows
$135M
Stated on the cover page
$123M
Holdings
28
Top 10 weight
88.69%
New
1
Sold out
1

Largest buys vs the previous quarter

SecurityShares changeApprox. value
TOTALENERGIES SE -SPON ADRnew+332,591$17M
Sparebank 1 SR-Bank ASAadded+8,465$59.5K
China Ritar Power Corpadded+25,600$19.2K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
TOTAL S A ADR Fexited-346,320-$16.5M
DNB ASA SHSreduced-70,017-$1.04M
Storebrand ASA Ser Areduced-155,300-$825K
Sparebank 1 Nord-Norge Grun…reduced-68,197-$412K
Guangdong Nan Yue Logistics…reduced-632,430-$343K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2016

Share positions as resolved from 13F-HR 0001166134-17-000001, largest first. % of portfolio is the value over $135,118,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
DNB ASA SHSDNB ASA SHSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 1,735,135 shares 1,735,135$25.8M19.08%-70,017
Storebrand ASA Ser AStorebrand ASA Ser AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 3,830,505 shares 3,830,505$20.4M15.07%-155,300
TOTALENERGIES SE -SPON ADRTOTALENERGIES SE -SPON ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 332,591 shares 332,591$17M12.55%new
Kingboard Copper Foil Hldgs…Kingboard Copper Foil Hldgs OrQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 65,667,118 shares 65,667,118$12.7M9.4%-1,079,564
Annuity &Life Re (hldgs) Lt…Annuity &Life Re (hldgs) Ltd CQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 2,457,566 shares 2,457,566$11.2M8.29%0
Sparebank 1 Nord-Norge Grun…Sparebank 1 Nord-Norge GrunnfoQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 1,411,416 shares 1,411,416$8.53M6.32%-68,197
China Ritar Power CorpChina Ritar Power CorpQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 9,436,093 shares 9,436,093$7.08M5.24%+25,600
Guangdong Nan Yue Logistics…Guangdong Nan Yue Logistics CoQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 11,137,451 shares 11,137,451$6.04M4.47%-632,430
Helgeland Sparebank Nok50 G…Helgeland Sparebank Nok50 GrunQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 640,141 shares 640,141$6M4.44%-31,000
COPCONOCOPHILLIPSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 103,139 shares 103,139$5.17M3.83%-4,800Timeline
Sparebank 1 SR-Bank ASASparebank 1 SR-Bank ASAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 682,413 shares 682,413$4.8M3.55%+8,465
Sparebanken Midt NorgeSparebanken Midt NorgeQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 275,460 shares 275,460$2.06M1.53%-11,946
China Sky One Med Inc ComChina Sky One Med Inc ComQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 1,164,422 shares 1,164,422$2M1.48%0
Regal Petroleum Plc ShsRegal Petroleum Plc ShsQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 23,854,789 shares 23,854,789$1.1M0.81%-295,000
Totens Sparebank Nok60Totens Sparebank Nok60Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 95,544 shares 95,544$1.09M0.81%-5,754
Full Apex Holdings Ltd ShsFull Apex Holdings Ltd ShsQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 6,621,913 shares 6,621,913$1.06M0.78%-70,133
Sparebanken Vest N0k25 Grun…Sparebanken Vest N0k25 GrunnfoQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 113,250 shares 113,250$633K0.47%-22,434
Sparebanken Ost Nok10Sparebanken Ost Nok10Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 96,976 shares 96,976$583K0.43%-5,812
CHINA PHARMA HOLDINGS INCCHINA PHARMA HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 2,101,626 shares 2,101,626$546K0.4%0
Sandnes Sparebank Primary…Sandnes Sparebank Primary CaQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 77,522 shares 77,522$361K0.27%-306
Liandi Clean Technology Inc…Liandi Clean Technology Inc CoQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 2,742,093 shares 2,742,093$329K0.24%0
XOMEXXON MOBIL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 3,500 shares 3,500$315K0.23%0Timeline
CVXCHEVRON CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 2,400 shares 2,400$282K0.21%0Timeline
TIANYIN PHARMACEUTICAL CO INTIANYIN PHARMACEUTICAL CO INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 745,175 shares 745,175$119K0.09%0
Tethys Petroleum Limited Co…Tethys Petroleum Limited Com (Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 380,000 shares 380,000$6K<0.01%0
Mmr Information SysMmr Information SysQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 42,900 shares 42,900$00%0Value filed as zero, left out of ratios.
YUHE INTERNATIONAL, INC.YUHE INTERNATIONAL, INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 593,345 shares 593,345$00%0Value filed as zero, left out of ratios.
JIANGBO PHARMACEUTICALSJIANGBO PHARMACEUTICALSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 744,696 shares 744,696$00%0Value filed as zero, left out of ratios.

Sold out in Q4 2016

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
TOTAL S A ADR FTOTAL S A ADR F346,320$16.5Mshares

How Q4 2016 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001166134-17-000001 base2017-03-01acceptance time not in the bulk data set