Northeast Financial Consultants Inc

13F filer, CIK 1599863, WESTPORT, CT

Northeast Financial Consultants Inc reported $1,595,846,694 across 285 holdings for the quarter ended 2023-09-30, in a 13F-HR filed 2023-11-14. Its ten largest share positions make up 50.48% of the portfolio.

Filed 2023-11-14 (acceptance time not in the bulk data set), ingested 2026-10-07 18:30:40 UTC13F-HR 0001599863-23-000009

Period: 2023-09-30
Reported value: $1.6B
Holdings: 285
Top 10 weight: 50.48%
New: 10
Sold out: 13

Largest buys vs the previous quarter

Security	Shares change	Approx. value
VOOadded	+33,919	$13.3M
BXSLadded	+176,374	$4.83M
DGROadded	+57,987	$2.87M
ITOTnew	+30,350	$2.86M
VIGadded	+17,025	$2.65M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
PFEreduced	-191,848	-$6.36M
MAGELLAN MIDSTREAM PARTNERS…exited	-27,819	-$1.73M
VTVreduced	-12,082	-$1.67M
PNCreduced	-12,664	-$1.55M
VYMreduced	-10,481	-$1.08M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2023

Share positions as resolved from 13F-HR 0001599863-23-000009, largest first. % of portfolio is the value over $1,595,846,694, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
VUGVANGUARD INDEX FDS	679,654	$185M	11.6%	+6,287	Timeline
VOOVANGUARD INDEX FDS	268,928	$106M	6.62%	+33,919	Timeline
VIGVANGUARD SPECIALIZED FUNDS	591,372	$91.9M	5.76%	+17,025	Timeline
PFEPFIZER INC	2,450,503	$81.3M	5.09%	-191,848	Timeline
SPYSTATE STR SPDR S&P 500 ETF T	176,950	$75.6M	4.74%	+228	Timeline
DGROISHARES TR	1,366,709	$67.7M	4.24%	+57,987	Timeline
AAPLAPPLE INC	382,063	$65.4M	4.1%	-194	Timeline
VYMVANGUARD WHITEHALL FDS	495,669	$51.2M	3.21%	-10,481	Timeline
QQQINVESCO QQQ TR	119,242	$42.7M	2.68%	-297	Timeline
MSFTMICROSOFT CORP	123,530	$39M	2.44%	+1,096	Timeline
COWZPACER FDS TR	746,611	$36.9M	2.31%	+27,989	Timeline
AMZNAMAZON COM INC	261,395	$33.2M	2.08%	+4,169	Timeline
FDNFIRST TR EXCHANGE-TRADED FD	179,336	$28.6M	1.79%	-813	Timeline
GOOGALPHABET INC	209,704	$27.6M	1.73%	0	Timeline
JPMJPMORGAN CHASE & CO	178,875	$25.9M	1.63%	+1,053	Timeline
VTIVANGUARD INDEX FDS	115,776	$24.6M	1.54%	-257	Timeline
BXSLBLACKSTONE SECD LENDING FD	885,114	$24.2M	1.52%	+176,374	Timeline
GOOGLALPHABET INC	183,695	$24M	1.51%	+3,456	Timeline
IGVISHARES TR	55,100	$18.8M	1.18%	+322	Timeline
XLKSELECT SECTOR SPDR TR	110,766	$18.2M	1.14%	+845	Timeline
VTVVANGUARD INDEX FDS	126,350	$17.4M	1.09%	-12,082	Timeline
BACBANK OF AMER CORP	517,142	$14.2M	0.89%	-7,638	Timeline
CVXCHEVRON CORPORATION	76,007	$12.8M	0.8%	-350	Timeline
IHIISHARES TR	230,176	$11.2M	0.7%	-7,729	Timeline
IJRISHARES TR	106,471	$10M	0.63%	+11,052	Timeline
VFHVANGUARD WORLD FD	122,171	$9.81M	0.61%	-2,875	Timeline
XOMEXXON MOBIL CORP	82,867	$9.74M	0.61%	+46	Timeline
XLESELECT SECTOR SPDR TR	93,371	$8.44M	0.53%	+13,487	Timeline
KKRKKR & CO INC	136,950	$8.44M	0.53%	0	Timeline
MPLXMPLX LP	228,178	$8.12M	0.51%	+1,300	Timeline
EPDENTERPRISE PRODS PARTNERS L	292,927	$8.02M	0.5%	+60	Timeline
DISDISNEY WALT CO	98,375	$7.97M	0.5%	-10,405	Timeline
BXBLACKSTONE INC	73,786	$7.91M	0.5%	+71	Timeline
HDHOME DEPOT INC	26,066	$7.88M	0.49%	-120	Timeline
MRKMERCK & CO INC	75,469	$7.77M	0.49%	+340	Timeline
ZTSZOETIS INC	44,156	$7.68M	0.48%	+600	Timeline
AVGOBROADCOM INC	9,168	$7.61M	0.48%	0	Timeline
BNBROOKFIELD CORP	234,641	$7.34M	0.46%	0	Timeline
GSGOLDMAN SACHS GROUP INC	22,015	$7.12M	0.45%	+12	Timeline
LBRDKLIBERTY BROADBAND CORP	77,839	$7.11M	0.45%	0	Timeline
PPAINVESCO EXCHANGE TRADED FD T	83,063	$6.63M	0.42%	-122	Timeline
NVDANVIDIA CORPORATION	14,962	$6.51M	0.41%	+278	Timeline
HONHONEYWELL INTL INC	35,217	$6.51M	0.41%	0	Timeline
ARCCARES CAPITAL CORP	334,126	$6.51M	0.41%	+113,048	Timeline
IJSISHARES TR	72,895	$6.5M	0.41%	-197	Timeline
IVVISHARES TR	15,028	$6.45M	0.4%	+311	Timeline
DEDEERE & CO	16,704	$6.3M	0.4%	+1,045	Timeline
METMETLIFE INC	99,251	$6.24M	0.39%	0	Timeline
GBDCGOLUB CAP BDC INC	411,795	$6.04M	0.38%	-27,389	Timeline
JNJJOHNSON & JOHNSON	38,736	$6.03M	0.38%	-94	Timeline
QUALISHARES TR	44,086	$5.81M	0.36%	-1,932	Timeline
FMCFMC CORP	78,762	$5.27M	0.33%	0	Timeline
UNHUNITEDHEALTH GROUP INC	10,351	$5.22M	0.33%	+16	Timeline
IQLTISHARES TR	145,866	$4.9M	0.31%	-1,312	Timeline
VVISA INC	21,233	$4.88M	0.31%	+4,809	Timeline
WMWASTE MGMT INC DEL	31,930	$4.87M	0.31%	0	Timeline
PNCPNC FINL SVCS GROUP INC	38,194	$4.69M	0.29%	-12,664	Timeline
SPYGSPDR SERIES TRUST	70,572	$4.18M	0.26%	+5,788	Timeline
PSXPHILLIPS 66	33,200	$3.99M	0.25%	0	Timeline
XLVSELECT SECTOR SPDR TR	30,297	$3.9M	0.24%	+5	Timeline
PEPPEPSICO INC	22,887	$3.88M	0.24%	+68	Timeline
PGPROCTER & GAMBLE CO	26,075	$3.8M	0.24%	+91	Timeline
APOAPOLLO GLOBAL MGMT INC	41,598	$3.73M	0.23%	0	Timeline
IWMISHARES TR	21,049	$3.72M	0.23%	-189	Timeline
IVWISHARES TR	54,139	$3.7M	0.23%	0	Timeline
OXYOCCIDENTAL PETE CORP	56,725	$3.68M	0.23%	+172	Timeline
VBRVANGUARD INDEX FDS	22,750	$3.63M	0.23%	0	Timeline
MAMASTERCARD INCORPORATED	9,009	$3.57M	0.22%	+100	Timeline
RCREADY CAPITAL CORP	346,883	$3.51M	0.22%	0	Timeline
BXMTBLACKSTONE MORTGAGE TRUST IN	160,719	$3.5M	0.22%	-46,393	Timeline
QQXTFIRST TR EXCHANGE-TRADED FD	41,021	$3.34M	0.21%	0	Timeline
DDDUPONT DE NEMOURS INC	44,685	$3.33M	0.21%	0	Timeline
PMPHILIP MORRIS INTL INC	35,818	$3.32M	0.21%	0	Timeline
TMOTHERMO FISHER SCIENTIFIC INC	6,362	$3.22M	0.2%	0	Timeline
JCIJOHNSON CONTROLS INTERNATION	60,000	$3.19M	0.2%	0	Timeline
ASMLASML HLDG NV	5,135	$3.02M	0.19%	+609	Timeline
IWSISHARES TR	27,788	$2.9M	0.18%	0	Timeline
CRMSALESFORCE INC	14,255	$2.89M	0.18%	+2,959	Timeline
ITOTISHARES TR	30,350	$2.86M	0.18%	new	Timeline
KOCOCA COLA CO	51,001	$2.86M	0.18%	+42	Timeline
HDVISHARES TR	28,697	$2.84M	0.18%	-921	Timeline
ADPAUTOMATIC DATA PROCESSING IN	11,527	$2.77M	0.17%	0	Timeline
MLMMARTIN MARIETTA MATLS INC	6,739	$2.77M	0.17%	-1,339	Timeline
IWFISHARES TR	10,256	$2.73M	0.17%	0	Timeline
CALFPACER FDS TR	63,524	$2.65M	0.17%	+54,275	Timeline
LLYELI LILLY & CO	4,876	$2.62M	0.16%	+365	Timeline
MTDMETTLER TOLEDO INTERNATIONAL	2,354	$2.61M	0.16%	0	Timeline
SPYVSPDR SERIES TRUST	63,178	$2.61M	0.16%	+14,401	Timeline
SPSMSPDR SERIES TRUST	70,168	$2.59M	0.16%	-3,829	Timeline
CCITIGROUP INC	62,126	$2.56M	0.16%	-700	Timeline
VEUVANGUARD INTL EQUITY INDEX F	49,177	$2.55M	0.16%	-1	Timeline
XSWSPDR SERIES TRUST	19,912	$2.53M	0.16%	-1,983	Timeline
BMYBRISTOL-MYERS SQUIBB CO	42,986	$2.49M	0.16%	+1	Timeline
IJTISHARES TR	22,573	$2.48M	0.16%	+41	Timeline
ABBVABBVIE INC	16,347	$2.44M	0.15%	-2,156	Timeline
IYWISHARES TR	21,310	$2.24M	0.14%	0	Timeline
VRTXVERTEX PHARMACEUTICALS INC	5,937	$2.06M	0.13%	+81	Timeline
ETENERGY TRANSFER L P	140,522	$1.97M	0.12%	0	Timeline
SCHWCHARLES SCHWAB CORP (THE)	35,319	$1.94M	0.12%	0	Timeline
ABALLIANCEBERNSTEIN HLDG L P	63,370	$1.92M	0.12%	-2,340	Timeline
XHESPDR SERIES TRUST	24,524	$1.91M	0.12%	0	Timeline
MCDMCDONALDS CORP	7,179	$1.89M	0.12%	+20	Timeline
UPSUNITED PARCEL SVCS INC	12,044	$1.88M	0.12%	0	Timeline
RTXRTX CORPORATION	25,856	$1.86M	0.12%	-8,471	Timeline
TXNTEXAS INSTRS INC	11,600	$1.84M	0.12%	0	Timeline
IWDISHARES TR	12,056	$1.83M	0.11%	0	Timeline
EZMWISDOMTREE TR	35,727	$1.81M	0.11%	0	Timeline
STLDSTEEL DYNAMICS INC	16,600	$1.78M	0.11%	0	Timeline
VTRSVIATRIS INC	173,794	$1.71M	0.11%	-5,406	Timeline
AMGNAMGEN INC	6,086	$1.64M	0.1%	0	Timeline
TJXTJX COS INC NEW	17,958	$1.6M	0.1%	0	Timeline
MDLZMONDELEZ INTL INC	22,394	$1.55M	0.1%	+3	Timeline
IYHISHARES TR	5,745	$1.55M	0.1%	0	Timeline
MOALTRIA GROUP INC	35,812	$1.51M	0.09%	+1	Timeline
LMTLOCKHEED MARTIN CORP	3,547	$1.45M	0.09%	0	Timeline
ARESARES MANAGEMENT CORPORATION	13,995	$1.44M	0.09%	0	Timeline
REGNREGENERON PHARMACEUTICALS	1,731	$1.42M	0.09%	0	Timeline
BUNGE LTDBUNGE LTD	13,042	$1.41M	0.09%	+23
GLWCORNING INC	45,063	$1.37M	0.09%	0	Timeline
XLISELECT SECTOR SPDR TR	13,481	$1.37M	0.09%	0	Timeline
VGTVANGUARD WORLD FD	3,156	$1.31M	0.08%	+112	Timeline
VBKVANGUARD INDEX FDS	5,861	$1.26M	0.08%	0	Timeline
MTDRMATADOR RES CO	20,815	$1.24M	0.08%	+48	Timeline
LHXL3HARRIS TECHNOLOGIES INC	7,000	$1.22M	0.08%	0	Timeline
IEFAISHARES TR	18,889	$1.22M	0.08%	0	Timeline
OKEONEOK INC NEW	18,552	$1.18M	0.07%	new	Timeline
ITWILLINOIS TOOL WKS INC	5,090	$1.17M	0.07%	0	Timeline
DGRWWISDOMTREE TR	18,415	$1.17M	0.07%	0	Timeline
VOEVANGUARD INDEX FDS	8,828	$1.16M	0.07%	0	Timeline
FVDFIRST TR EXCHANGE-TRADED FD	30,704	$1.15M	0.07%	+150	Timeline
FCXFREEPORT MCMORAN INC	30,221	$1.13M	0.07%	+1,500	Timeline
SDYSPDR SERIES TRUST	9,547	$1.1M	0.07%	+61	Timeline
COPCONOCOPHILLIPS	9,158	$1.1M	0.07%	0	Timeline
DUKDUKE ENERGY CORP NEW	12,372	$1.09M	0.07%	0	Timeline
VOTVANGUARD INDEX FDS	5,487	$1.07M	0.07%	0	Timeline
SCHDSCHWAB STRATEGIC TR	14,681	$1.04M	0.07%	-3	Timeline
Cyber Security ETFCyber Security ETF	20,120	$1.04M	0.07%	0
BUGGLOBAL X FDS	42,718	$1.04M	0.07%	0	Timeline
PIDINVESCO EXCHANGE TRADED FD T	61,943	$1.04M	0.06%	0	Timeline
IHAKISHARES TR	26,825	$1.03M	0.06%	0	Timeline
IBBISHARES TR	8,227	$1.01M	0.06%	0	Timeline
XLUSELECT SECTOR SPDR TR	17,038	$1M	0.06%	0	Timeline
FFORD MTR CO	80,581	$1M	0.06%	-400	Timeline
ECLECOLAB INC	5,796	$982K	0.06%	0	Timeline
TTTRANE TECHNOLOGIES PLC	4,824	$979K	0.06%	0	Timeline
WSOWATSCO INC	2,500	$944K	0.06%	0	Timeline
HASIHA SUSTAINABLE INFRA CAP INC	43,755	$928K	0.06%	0	Timeline
CVLGCOVENANT LOGISTICS GROUP INC	20,000	$877K	0.05%	0	Timeline
ADBEADOBE INC	1,697	$865K	0.05%	0	Timeline
RFGINVESCO EXCHANGE TRADED FD T	21,000	$823K	0.05%	+16,800	Timeline
CMICUMMINS INC	3,574	$817K	0.05%	0	Timeline
SYKSTRYKER CORPORATION	2,975	$813K	0.05%	0	Timeline
MSMORGAN STANLEY	9,840	$804K	0.05%	0	Timeline
NFLXNETFLIX INC.	2,102	$794K	0.05%	0	Timeline
NKENIKE INC	7,906	$756K	0.05%	-100	Timeline
IXNISHARES TR	12,794	$740K	0.05%	0	Timeline
ORNORION GROUP HLDGS INC	135,365	$726K	0.05%	0	Timeline
HEIHEICO CORP NEW	4,100	$664K	0.04%	0	Timeline
IJHISHARES TR	2,627	$655K	0.04%	0	Timeline
TGRWT ROWE PRICE EXCHANGE-TRADED	24,200	$654K	0.04%	0	Timeline
NOBLPROSHARES TR	7,318	$648K	0.04%	0	Timeline
OCSLOAKTREE SPECIALTY LENDING	32,166	$647K	0.04%	0	Timeline
PKWINVESCO EXCHANGE TRADED FD T	7,100	$639K	0.04%	0	Timeline
CGBDCARLYLE SECURED LENDING INC	42,770	$620K	0.04%	0	Timeline
SEAGEN INCSEAGEN INC	2,900	$615K	0.04%	0
MFICMIDCAP FINANCIAL INVSTMNT CO	43,733	$601K	0.04%	0	Timeline
IWPISHARES TR	6,381	$583K	0.04%	0	Timeline
EFAISHARES TR	8,161	$562K	0.04%	+135	Timeline
DVYISHARES TR	5,160	$555K	0.03%	0	Timeline
ACNACCENTURE PLC IRELAND	1,800	$553K	0.03%	0	Timeline
BABOEING CO	2,837	$544K	0.03%	-8	Timeline
IBMINTERNATIONAL BUSINESS MACHS	3,865	$542K	0.03%	+4	Timeline
TSLXSIXTH STREET SPECIALTY LENDI	26,000	$531K	0.03%	0	Timeline
GLDSPDR GOLD TR	3,083	$529K	0.03%	0	Timeline
IEMGISHARES INC	11,002	$524K	0.03%	0	Timeline
CSXCSX CORP	16,943	$521K	0.03%	0	Timeline
ABTABBOTT LABORATORIES	5,159	$500K	0.03%	+48	Timeline
TSLATESLA INC	1,994	$499K	0.03%	+252	Timeline
COSTCOSTCO WHOLESALE CORPORATION	882	$498K	0.03%	0	Timeline
CASYCASEYS GEN STORES INC	1,800	$489K	0.03%	0	Timeline
MRSHMARSH & MCLENNAN COS INC	2,560	$487K	0.03%	0	Timeline
DYAIDYADIC INTL INC DEL	250,000	$480K	0.03%	0	Timeline
VDCVANGUARD WORLD FD	2,596	$474K	0.03%	0	Timeline
SHELSHELL PLC	7,250	$467K	0.03%	0	Timeline
HCAHCA HEALTHCARE INC	1,860	$458K	0.03%	0	Timeline
MNSTMONSTER BEVERAGE CORP NEW	8,640	$457K	0.03%	0	Timeline
URAGLOBAL X FDS	16,844	$455K	0.03%	0	Timeline
SONSONOCO PRODS CO	8,300	$451K	0.03%	0	Timeline
KMBKIMBERLY-CLARK CORP	3,688	$446K	0.03%	0	Timeline
CNCCENTENE CORP DEL	6,400	$441K	0.03%	0	Timeline
TSMTAIWAN SEMICONDUCTOR MANUFAC	5,039	$438K	0.03%	0	Timeline
EMREMERSON ELEC CO	4,514	$436K	0.03%	0	Timeline
GPCGENUINE PARTS CO	3,000	$433K	0.03%	0	Timeline
VZVERIZON COMMUNICATIONS INC	13,349	$433K	0.03%	+38	Timeline
IWRISHARES TR	6,208	$430K	0.03%	0	Timeline
BCRXBIOCRYST PHARMACEUTICALS INC	60,633	$429K	0.03%	0	Timeline
SPHDINVESCO EXCH TRADED FD TR II	10,869	$426K	0.03%	0	Timeline
SBUXSTARBUCKS CORP	4,580	$418K	0.03%	-106	Timeline
IQVIQVIA HLDGS INC	2,080	$409K	0.03%	0	Timeline
MGMMGM RESORTS INTERNATIONAL	10,750	$395K	0.02%	0	Timeline
FXHFIRST TR EXCHANGE-TRADED FD	4,050	$393K	0.02%	0	Timeline
VOOGVANGUARD ADMIRAL FDS INC	1,533	$378K	0.02%	+4	Timeline
KDPKEURIG DR PEPPER INC	11,475	$362K	0.02%	new	Timeline
IWBISHARES TR	1,519	$357K	0.02%	0	Timeline
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL	13,978	$356K	0.02%	new
FYXFIRST TR EXCHANGE-TRADED ALP	4,400	$355K	0.02%	0	Timeline
ICEINTERCONTINENTAL EXCHANGE IN	3,221	$354K	0.02%	+3	Timeline
NOCNORTHROP GRUMMAN CORP	792	$349K	0.02%	+1	Timeline
ORCLORACLE CORP	3,284	$348K	0.02%	0	Timeline
PAYXPAYCHEX INC	3,000	$346K	0.02%	0	Timeline
BSXBOSTON SCIENTIFIC CORP	6,530	$345K	0.02%	0	Timeline
AZNASTRAZENECA PLC-SPONS ADR	5,023	$340K	0.02%	-4,229	Timeline
UNPUNION PAC CORP	1,670	$340K	0.02%	0	Timeline
VGKVANGUARD INTL EQUITY INDEX F	5,835	$338K	0.02%	0	Timeline
ATIATI INC	8,180	$337K	0.02%	0	Timeline
PAAPLAINS ALL AMERN PIPELINE L	21,800	$334K	0.02%	0	Timeline
WMTWALMART INC	2,068	$331K	0.02%	0	Timeline
QQEWFIRST TR EXCHANGE-TRADED FD	3,144	$327K	0.02%	0	Timeline
MRBKMERIDIAN CORP	33,334	$327K	0.02%	0	Timeline
VRNSVARONIS SYS INC	10,500	$321K	0.02%	0	Timeline
KLACKLA CORP	683	$313K	0.02%	+1	Timeline
CPKCHESAPEAKE UTILS CORP	3,200	$313K	0.02%	0	Timeline
OXY/WSOCCIDENTAL PETE CORP	7,161	$310K	0.02%	0	Timeline
TOTALENERGIES SE -SPON ADRTOTALENERGIES SE -SPON ADR	4,675	$307K	0.02%	0
RIORIO TINTO PLC	4,800	$305K	0.02%	0	Timeline
EFGISHARES TR	3,463	$299K	0.02%	0	Timeline
CIBRFIRST TR EXCHANGE-TRADED FD	6,553	$298K	0.02%	0	Timeline
IGFISHARES TR	6,871	$297K	0.02%	0	Timeline
SCHXSCHWAB STRATEGIC TR	5,814	$294K	0.02%	0	Timeline
SOXXISHARES TR	621	$294K	0.02%	0	Timeline
IJKISHARES TR	4,064	$294K	0.02%	0	Timeline
PNBKPATRIOT NATL BANCORP INC	39,123	$290K	0.02%	0	Timeline
XLFSELECT SECTOR SPDR TR	8,340	$277K	0.02%	-790	Timeline
BLACKROCK INCBLACKROCK INC	410	$265K	0.02%	0
INSPINSPIRE MED SYS INC	1,300	$258K	0.02%	0	Timeline
METAMETA PLATFORMS INC	854	$256K	0.02%	0	Timeline
VDEVANGUARD WORLD FD	2,006	$254K	0.02%	0	Timeline
ARWARROW ELECTRS INC	2,000	$250K	0.02%	0	Timeline
NUENUCOR CORP	1,600	$250K	0.02%	0	Timeline
ACWIISHARES TR	2,705	$250K	0.02%	0	Timeline
LFUSLITTELFUSE INC	1,000	$247K	0.02%	0	Timeline
SJMSMUCKER J M CO	2,000	$246K	0.02%	0	Timeline
IHEISHARES TR	1,380	$244K	0.02%	0	Timeline
AMDADVANCED MICRO DEVICES INC	2,324	$239K	0.01%	+377	Timeline
TYGTORTOISE ENERGY INFRSTRCTR C	8,250	$238K	0.01%	0	Timeline
APAAPA CORPORATION	5,783	$238K	0.01%	new	Timeline
CRWDCROWDSTRIKE HLDGS INC	1,405	$235K	0.01%	0	Timeline
ALLALLSTATE CORP	2,108	$235K	0.01%	-3,000	Timeline
VYMIVANGUARD WHITEHALL FDS	3,785	$234K	0.01%	0	Timeline
NFENEW FORTRESS ENERGY INC	7,143	$234K	0.01%	new	Timeline
URNMSPROTT FDS TR	4,892	$231K	0.01%	new	Timeline
MRNAMODERNA INC	2,210	$228K	0.01%	0	Timeline
CBRECBRE GROUP INC	3,000	$222K	0.01%	0	Timeline
IXUSISHARES TR	3,648	$219K	0.01%	0	Timeline
BNTXBIONTECH SE	1,989	$216K	0.01%	0	Timeline
CSCOCISCO SYS INC	4,000	$215K	0.01%	+88	Timeline
KMIKINDER MORGAN INC DEL	12,960	$215K	0.01%	0	Timeline
WMBWILLIAMS COS INC	6,365	$214K	0.01%	0	Timeline
CARRCARRIER GLOBAL CORPORATION	3,801	$210K	0.01%	new	Timeline
XYZBLOCK INC	4,730	$209K	0.01%	-1,915	Timeline
KHCKRAFT HEINZ CO	6,194	$208K	0.01%	0	Timeline
AFLAFLAC INC	2,700	$207K	0.01%	new	Timeline
BDXBECTON DICKINSON & CO	800	$207K	0.01%	0	Timeline
EXPDEXPEDITORS INTL WASH INC	1,800	$206K	0.01%	0	Timeline
WELLS FARGO & COWELLS FARGO & CO	185	$206K	0.01%	0
BANK OF AMER CORPBANK OF AMER CORP	184	$205K	0.01%	0
VONVVANGUARD SCOTTSDALE FDS	3,054	$204K	0.01%	0	Timeline
EQTEQT CORP	5,000	$203K	0.01%	0	Timeline
WCNWASTE CONNECTIONS INC	1,500	$201K	0.01%	0	Timeline
IWCISHARES TR	2,000	$200K	0.01%	0	Timeline
PROMIS NEUROSCIENCES INCPROMIS NEUROSCIENCES INC	100,000	$198K	0.01%	0
TAT&T INC	12,968	$195K	0.01%	0	Timeline
LIBERTY GLOBAL PLCLIBERTY GLOBAL PLC	10,386	$193K	0.01%	0
E2OPEN PARENT HOLDINGS INCE2OPEN PARENT HOLDINGS INC	35,115	$159K	0.01%	0
MATTERPORT INCMATTERPORT INC	69,700	$151K	0.01%	0
AWHLASPIRA WOMENS HEALTH INC COM N	23,436	$126K	0.01%	new	Timeline
MYNBLACKROCK MUNIYIELD N Y QUAL	10,000	$88.6K	0.01%	0	Timeline
HTZWWHERTZ GLOBAL HLDGS INC	12,300	$75.3K	<0.01%	+500	Timeline
CLEARSIDE BIOMEDICAL INCCLEARSIDE BIOMEDICAL INC	83,000	$72.2K	<0.01%	0
RALLYBIO CORPRALLYBIO CORP	18,151	$61.2K	<0.01%	0
MGNXMACROGENICS INC	10,000	$46.6K	<0.01%	0	Timeline
CGTXCOGNITION THERAPEUTICS INC	24,500	$35.3K	<0.01%	0	Timeline
AKILI INCAKILI INC	56,554	$31K	<0.01%	0
E2OPEN PARENT HOLDINGS…E2OPEN PARENT HOLDINGS …	30,000	$14.1K	<0.01%	0
Veru IncVeru Inc	16,205	$11.7K	<0.01%	0

Sold out in Q3 2023

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
MAGELLAN MIDSTREAM PARTNERS…MAGELLAN MIDSTREAM PARTNERS, L	27,819	$1.73M	shares
PYPLPAYPAL HLDGS INC	4,502	$300K	shares
OMCLOMNICELL COM	4,000	$295K	shares
IPINTERNATIONAL PAPER CO	8,560	$272K	shares
ENBENBRIDGE INC	5,896	$219K	shares
AWKAMERICAN WTR WKS CO INC NEW	1,500	$214K	shares
SNNSMITH & NEPHEW PLC	6,500	$210K	shares
CLXCLOROX CO DEL	1,312	$209K	shares
AONAON PLC	600	$207K	shares
CZRCAESARS ENTERTAINMENT INC NE	4,000	$204K	shares
PETSPETMED EXPRESS INC	10,000	$138K	shares
FREQUENCY THERAPEUTICS INCFREQUENCY THERAPEUTICS INC	42,857	$14.8K	shares
SPECTRUM PHARMACEUTICALS INCSPECTRUM PHARMACEUTICALS INC	10,000	$9.6K	shares

How Q3 2023 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001599863-23-000009	base		2023-11-14	acceptance time not in the bulk data set	2026-10-07 18:30:40 UTC