13F-HR filed by Northeast Financial Consultants Inc
Northeast Financial Consultants Inc filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-14, with 285 holding rows worth $1,595,846,694.
- Accession
- 0001599863-23-000009
- Filer
- CIK 1599863
- Filed
- 2023-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 285 entries on the cover page, a total value of $1,595,846,694 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,595,846,694 with VALUE read as dollars as filed, 13F file number 028-15844. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Growth | 922908736 | COM | 679,654 | $185,076,493 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 268,928 | $105,607,951 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 591,372 | $91,887,371 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 2,450,503 | $81,283,174 | dollars as filed | |
| SPY | 78462F103 | SHS | 176,950 | $75,642,551 | dollars as filed | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 1,366,709 | $67,693,089 | dollars as filed | |
| Apple Inc | 037833100 | COM | 382,063 | $65,412,921 | dollars as filed | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 495,669 | $51,212,482 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 119,242 | $42,720,780 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 123,530 | $39,004,545 | dollars as filed | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 746,611 | $36,904,971 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 261,395 | $33,228,533 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 179,336 | $28,623,819 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 209,704 | $27,649,527 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 178,875 | $25,940,464 | dollars as filed | |
| VTI | 922908769 | COM | 115,776 | $24,591,920 | dollars as filed | |
| BLACKSTONE SECD LENDING FD | 09261X102 | COMMON STOCK | 885,114 | $24,216,708 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 183,695 | $24,038,328 | dollars as filed | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 55,100 | $18,803,491 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 110,766 | $18,157,825 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 126,350 | $17,427,504 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 517,142 | $14,159,354 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 76,007 | $12,816,301 | dollars as filed | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 230,176 | $11,163,533 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 106,471 | $10,043,410 | dollars as filed | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 122,171 | $9,812,795 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 82,867 | $9,743,560 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 93,371 | $8,439,809 | dollars as filed | |
| KKR & CO INC | 48251W104 | COM | 136,950 | $8,436,120 | dollars as filed | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 228,178 | $8,116,292 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 292,927 | $8,017,412 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 98,375 | $7,973,265 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 73,786 | $7,905,403 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 26,066 | $7,876,232 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 75,469 | $7,769,513 | dollars as filed | |
| ZOETIS INC CL A | 98978V103 | Stock | 44,156 | $7,682,261 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 9,168 | $7,614,628 | dollars as filed | |
| BROOKFIELD CORP CL A LTD VT SH | 11271J107 | Stock | 234,641 | $7,337,225 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 22,015 | $7,123,255 | dollars as filed | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 77,839 | $7,108,258 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 83,063 | $6,628,443 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 14,962 | $6,508,376 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 35,217 | $6,505,989 | dollars as filed | |
| ARES CAPITAL CORP | 04010L103 | COM | 334,126 | $6,505,434 | dollars as filed | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 72,895 | $6,503,713 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 15,028 | $6,453,308 | dollars as filed | |
| Deere & Company | 244199105 | COM | 16,704 | $6,303,756 | dollars as filed | |
| METLIFE INC COM | 59156R108 | Stock | 99,251 | $6,243,881 | dollars as filed | |
| GOLUB CAP BDC INC | 38173M102 | COM | 411,795 | $6,041,033 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 38,736 | $6,033,160 | dollars as filed | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 44,086 | $5,810,094 | dollars as filed | |
| FMC CORP COM NEW | 302491303 | Stock | 78,762 | $5,274,692 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 10,351 | $5,219,115 | dollars as filed | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 145,866 | $4,902,548 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 21,233 | $4,883,734 | dollars as filed | |
| Waste Management, Inc. | 94106L109 | COM | 31,930 | $4,867,388 | dollars as filed | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 38,194 | $4,689,078 | dollars as filed | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 70,572 | $4,183,509 | dollars as filed | |
| PHILLIPS 66 COM | 718546104 | Stock | 33,200 | $3,988,980 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 30,297 | $3,900,483 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 22,887 | $3,877,924 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 26,075 | $3,803,303 | dollars as filed | |
| APOLLO GLOBAL MGMT INC COM | 03769M106 | Stock | 41,598 | $3,733,800 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 21,049 | $3,720,217 | dollars as filed | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 54,139 | $3,704,191 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 56,725 | $3,680,345 | dollars as filed | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 22,750 | $3,628,398 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 9,009 | $3,566,754 | dollars as filed | |
| READY CAPITAL CORP | 75574U101 | COM | 346,883 | $3,506,988 | dollars as filed | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 160,719 | $3,495,639 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 41,021 | $3,337,469 | dollars as filed | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 44,685 | $3,333,055 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 35,818 | $3,316,036 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 6,362 | $3,220,313 | dollars as filed | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 60,000 | $3,192,600 | dollars as filed | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 5,135 | $3,022,770 | dollars as filed | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 27,788 | $2,899,417 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 14,255 | $2,890,629 | dollars as filed | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 30,350 | $2,858,667 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 51,001 | $2,855,048 | dollars as filed | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 28,697 | $2,837,891 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 11,527 | $2,773,166 | dollars as filed | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 6,739 | $2,766,225 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 10,256 | $2,727,994 | dollars as filed | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 63,524 | $2,648,951 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 4,876 | $2,619,042 | dollars as filed | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 2,354 | $2,608,397 | dollars as filed | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 63,178 | $2,606,725 | dollars as filed | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 70,168 | $2,589,200 | dollars as filed | |
| Citigroup Inc. | 172967424 | COM | 62,126 | $2,555,243 | dollars as filed | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 49,177 | $2,550,811 | dollars as filed | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 19,912 | $2,526,459 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 42,986 | $2,494,925 | dollars as filed | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 22,573 | $2,475,844 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 16,347 | $2,436,751 | dollars as filed | |
| iShares U.S. Technology ETF | 464287721 | SHS | 21,310 | $2,235,846 | dollars as filed | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 5,937 | $2,064,533 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 140,522 | $1,971,524 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 35,319 | $1,939,028 | dollars as filed | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 63,370 | $1,923,280 | dollars as filed | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 24,524 | $1,914,589 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 7,179 | $1,891,256 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 12,044 | $1,877,299 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 25,856 | $1,860,857 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 11,600 | $1,844,516 | dollars as filed | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 12,056 | $1,830,342 | dollars as filed | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 35,727 | $1,812,788 | dollars as filed | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 16,600 | $1,779,852 | dollars as filed | |
| VIATRIS INC COM | 92556V106 | Stock | 173,794 | $1,713,609 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 6,086 | $1,635,674 | dollars as filed | |
| TJX Companies Inc | 872540109 | COM | 17,958 | $1,596,108 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 22,394 | $1,554,145 | dollars as filed | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 5,745 | $1,551,553 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 35,812 | $1,505,888 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 3,547 | $1,450,582 | dollars as filed | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 13,995 | $1,439,701 | dollars as filed | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 1,731 | $1,424,544 | dollars as filed | |
| BUNGE LTD | G16962105 | COM | 13,042 | $1,411,751 | dollars as filed | |
| CORNING INC | 219350105 | COM | 45,063 | $1,373,070 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 13,481 | $1,366,704 | dollars as filed | |
| VGT | 92204A702 | SHS | 3,156 | $1,309,425 | dollars as filed | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 5,861 | $1,255,309 | dollars as filed | |
| MATADOR RES CO COM | 576485205 | Stock | 20,815 | $1,238,085 | dollars as filed | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 7,000 | $1,218,840 | dollars as filed | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 18,889 | $1,215,508 | dollars as filed | |
| ONEOK INC NEW | 682680103 | COM | 18,552 | $1,176,754 | dollars as filed | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 5,090 | $1,172,278 | dollars as filed | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 18,415 | $1,169,169 | dollars as filed | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 8,828 | $1,156,103 | dollars as filed | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 30,704 | $1,148,004 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 30,221 | $1,126,942 | dollars as filed | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 9,547 | $1,098,054 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 9,158 | $1,097,129 | dollars as filed | |
| Duke Energy Corporation | 26441C204 | COM | 12,372 | $1,091,959 | dollars as filed | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 5,487 | $1,068,704 | dollars as filed | |
| SCHD | 808524797 | COM | 14,681 | $1,038,834 | dollars as filed | |
| Cyber Security ETF | 26924G201 | Common | 20,120 | $1,038,192 | dollars as filed | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 42,718 | $1,037,621 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 61,943 | $1,035,068 | dollars as filed | |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 26,825 | $1,033,031 | dollars as filed | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 8,227 | $1,006,052 | dollars as filed | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 17,038 | $1,004,050 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 80,581 | $1,000,817 | dollars as filed | |
| ECOLAB INC COM | 278865100 | Stock | 5,796 | $981,843 | dollars as filed | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 4,824 | $978,930 | dollars as filed | |
| WATSCO INC COM | 942622200 | Stock | 2,500 | $944,300 | dollars as filed | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 43,755 | $927,606 | dollars as filed | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 20,000 | $877,000 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 1,697 | $865,301 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 21,000 | $822,990 | dollars as filed | |
| CUMMINS INC COM | 231021106 | Stock | 3,574 | $816,517 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 2,975 | $812,979 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 9,840 | $803,633 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 2,102 | $793,716 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 7,906 | $755,972 | dollars as filed | |
| iShares Global Tech ETF | 464287291 | SHS | 12,794 | $740,013 | dollars as filed | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 135,365 | $725,557 | dollars as filed | |
| HEICO CORP NEW COM | 422806109 | Stock | 4,100 | $663,913 | dollars as filed | |
| IJH | 464287507 | COM | 2,627 | $655,009 | dollars as filed | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q305 | PRICE GRW STOCK | 24,200 | $654,013 | dollars as filed | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 7,318 | $648,009 | dollars as filed | |
| OAKTREE SPECIALTY LENDING | 67401P405 | COM | 32,166 | $647,180 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 7,100 | $638,787 | dollars as filed | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 42,770 | $620,165 | dollars as filed | |
| SEAGEN INC | 81181C104 | COM | 2,900 | $615,235 | dollars as filed | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 43,733 | $601,329 | dollars as filed | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 6,381 | $582,905 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 8,161 | $562,464 | dollars as filed | |
| ISHARES TR | 464287168 | COM | 5,160 | $555,423 | dollars as filed | |
| Accenture Plc Class A | G1151C101 | COM | 1,800 | $552,798 | dollars as filed | |
| Boeing Company | 097023105 | COM | 2,837 | $543,797 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 3,865 | $542,238 | dollars as filed | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 26,000 | $531,440 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 3,083 | $528,581 | dollars as filed | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 11,002 | $523,586 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 16,943 | $520,998 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 5,159 | $499,619 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 1,994 | $498,939 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 882 | $498,295 | dollars as filed | |
| CASEYS GEN STORES INC | 147528103 | COM | 1,800 | $488,736 | dollars as filed | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 2,560 | $487,168 | dollars as filed | |
| DYADIC INTL INC DEL | 26745T101 | COM | 250,000 | $480,000 | dollars as filed | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 2,596 | $474,185 | dollars as filed | |
| SHELL PLC SPON ADS | 780259305 | ADR | 7,250 | $466,755 | dollars as filed | |
| HCA Healthcare Inc | 40412C101 | COM | 1,860 | $457,523 | dollars as filed | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 8,640 | $457,488 | dollars as filed | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 16,844 | $455,462 | dollars as filed | |
| SONOCO PRODS CO | 835495102 | COM | 8,300 | $451,105 | dollars as filed | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 3,688 | $445,695 | dollars as filed | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 6,400 | $440,832 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 5,039 | $437,918 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 4,514 | $435,917 | dollars as filed | |
| GENUINE PARTS CO COM | 372460105 | Stock | 3,000 | $433,140 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 13,349 | $432,655 | dollars as filed | |
| iShares Russell Midcap ETF | 464287499 | SHS | 6,208 | $429,904 | dollars as filed | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 60,633 | $429,282 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 10,869 | $425,957 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 4,580 | $418,050 | dollars as filed | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 2,080 | $409,240 | dollars as filed | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 10,750 | $395,170 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 4,050 | $393,498 | dollars as filed | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 1,533 | $378,338 | dollars as filed | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 11,475 | $362,266 | dollars as filed | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1,519 | $356,829 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229789 | COM LBTY SRM S | 13,978 | $355,880 | dollars as filed | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 4,400 | $354,898 | dollars as filed | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 3,221 | $354,347 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 792 | $348,589 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 3,284 | $347,842 | dollars as filed | |
| PAYCHEX INC | 704326107 | COM | 3,000 | $345,990 | dollars as filed | |
| Boston Scientific Corporation | 101137107 | COM | 6,530 | $344,784 | dollars as filed | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 5,023 | $340,125 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 1,670 | $340,063 | dollars as filed | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 5,835 | $338,022 | dollars as filed | |
| ATI INC COM | 01741R102 | Stock | 8,180 | $336,607 | dollars as filed | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 21,800 | $333,976 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 2,068 | $330,736 | dollars as filed | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 3,144 | $326,918 | dollars as filed | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 33,334 | $326,507 | dollars as filed | |
| VARONIS SYS INC | 922280102 | COM | 10,500 | $320,670 | dollars as filed | |
| KLA CORP | 482480100 | COM | 683 | $313,438 | dollars as filed | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 3,200 | $312,800 | dollars as filed | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 7,161 | $309,714 | dollars as filed | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 4,675 | $307,428 | dollars as filed | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 4,800 | $305,472 | dollars as filed | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 3,463 | $298,857 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 6,553 | $297,703 | dollars as filed | |
| ISHARES TR | 464288372 | COM | 6,871 | $297,446 | dollars as filed | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 5,814 | $294,189 | dollars as filed | |
| ISHARES TR | 464287523 | COM | 621 | $294,149 | dollars as filed | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 4,064 | $293,584 | dollars as filed | |
| PATRIOT NATL BANCORP INC | 70336F203 | COM NEW | 39,123 | $289,511 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 8,340 | $276,638 | dollars as filed | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 410 | $265,061 | dollars as filed | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 1,300 | $257,972 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 854 | $256,380 | dollars as filed | |
| Vanguard Energy ETF | 92204A306 | SHS | 2,006 | $254,241 | dollars as filed | |
| ARROW ELECTRS INC | 042735100 | COM | 2,000 | $250,480 | dollars as filed | |
| NUCOR CORP COM | 670346105 | Stock | 1,600 | $250,160 | dollars as filed | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 2,705 | $249,861 | dollars as filed | |
| LITTELFUSE INC COM | 537008104 | Stock | 1,000 | $247,320 | dollars as filed | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,000 | $245,840 | dollars as filed | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 1,380 | $244,234 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 2,324 | $238,954 | dollars as filed | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 8,250 | $238,425 | dollars as filed | |
| APA CORPORATION COM | 03743Q108 | Stock | 5,783 | $237,682 | dollars as filed | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 1,405 | $235,169 | dollars as filed | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,108 | $234,853 | dollars as filed | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 3,785 | $234,254 | dollars as filed | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 7,143 | $234,148 | dollars as filed | |
| SPROTT FDS TR | 85208P303 | URANI MINER ETF | 4,892 | $230,756 | dollars as filed | |
| MODERNA INC | 60770K107 | COM | 2,210 | $228,271 | dollars as filed | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 3,000 | $221,580 | dollars as filed | |
| ISHARES TR | 46432F834 | COM | 3,648 | $218,844 | dollars as filed | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 1,989 | $216,085 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 4,000 | $215,040 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 12,960 | $214,877 | dollars as filed | |
| WILLIAMS COS INC COM | 969457100 | Stock | 6,365 | $214,437 | dollars as filed | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 3,801 | $209,816 | dollars as filed | |
| BLOCK INC CL A | 852234103 | Stock | 4,730 | $209,350 | dollars as filed | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 6,194 | $208,362 | dollars as filed | |
| AFLAC INC COM | 001055102 | Stock | 2,700 | $207,225 | dollars as filed | |
| BECTON DICKINSON & CO | 075887109 | COM | 800 | $206,824 | dollars as filed | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 1,800 | $206,334 | dollars as filed | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 185 | $206,275 | dollars as filed | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 184 | $204,647 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 3,054 | $203,584 | dollars as filed | |
| EQT CORP COM | 26884L109 | Stock | 5,000 | $202,900 | dollars as filed | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 1,500 | $201,450 | dollars as filed | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 2,000 | $200,200 | dollars as filed | |
| PROMIS NEUROSCIENCES INC | 74346M406 | COM NEW | 100,000 | $198,030 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 12,968 | $194,780 | dollars as filed | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 10,386 | $192,765 | dollars as filed | |
| E2OPEN PARENT HOLDINGS INC | 29788T103 | COM CL A | 35,115 | $159,423 | dollars as filed | |
| MATTERPORT INC | 577096100 | COM CL A | 69,700 | $151,249 | dollars as filed | |
| ASPIRA WOMENS HEALTH INC | 04537Y208 | COM | 23,436 | $125,617 | dollars as filed | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 10,000 | $88,600 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J148 | *W EXP 06/30/205 | 12,300 | $75,276 | dollars as filed | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 83,000 | $72,202 | dollars as filed | |
| RALLYBIO CORP | 75120L100 | COM | 18,151 | $61,169 | dollars as filed | |
| MACROGENICS INC | 556099109 | COM | 10,000 | $46,600 | dollars as filed | |
| COGNITION THERAPEUTICS INC | 19243B102 | COM | 24,500 | $35,280 | dollars as filed | |
| AKILI INC | 00974B107 | COMMON STOCK | 56,554 | $31,043 | dollars as filed | |
| E2OPEN PARENT HOLDINGS INC | 29788T111 | *W EXP 02/04/202 | 30,000 | $14,100 | dollars as filed | |
| Veru Inc | 92536C103 | Common Stock | 16,205 | $11,652 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001599863-23-000009 | this filing | 2023-11-14 | acceptance time not in the bulk data set |