NEW ENGLAND SECURITIES CORP /MA/

13F filer, CIK 910316, New York, NY

NEW ENGLAND SECURITIES CORP /MA/ reported $285,097,000 across 1,690 holdings for the quarter ended 2014-12-31, in a 13F-HR filed 2015-01-26. Its ten largest share positions make up 18.28% of the portfolio.

Filed 2015-01-26 (acceptance time not in the bulk data set), ingested 2026-10-07 19:17:13 UTC13F-HR 0000950123-15-000414

Period: 2014-12-31
Reported value: $285M
Holdings: 1,690
Top 10 weight: 18.28%
New: 126
Sold out: 147

Largest buys vs the previous quarter

Security	Shares change	Approx. value
PARSLEY ENERGY INCadded	+404,318	$6.45M
SPYadded	+9,472	$1.95M
WYNNadded	+8,049	$1.2M
SKYYadded	+41,843	$1.19M
MSadded	+26,157	$1.01M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
IJSreduced	-24,033	-$2.83M
IJTreduced	-22,774	-$2.79M
SDYreduced	-26,870	-$2.12M
FXHreduced	-31,831	-$1.92M
FXGreduced	-42,041	-$1.79M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2014

Share positions as resolved from 13F-HR 0000950123-15-000414, largest first. % of portfolio is the value over $285,097,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
SAPSAP SE	184	$13K	<0.01%	-355	Timeline
ADSKAUTODESK INC	222	$13K	<0.01%	-12	Timeline
IDXXIDEXX LABS INC	86	$13K	<0.01%	0	Timeline
PMMFRANKLIN MANAGED MUN INCOME	1,849	$13K	<0.01%	-1,951	Timeline
FXOFIRST TR EXCHANGE-TRADED FD	555	$13K	<0.01%	-220	Timeline
NEW YORK COMMUNITY BANCORPNEW YORK COMMUNITY BANCORP	820	$13K	<0.01%	0
RGRSTURM RUGER & CO INC	370	$13K	<0.01%	-138	Timeline
VMWARE, INC.VMWARE, INC.	157	$13K	<0.01%	+7
TATA MTRS LTDTATA MTRS LTD	319	$13K	<0.01%	new
CORPPIMCO ETF TR	126	$13K	<0.01%	0	Timeline
GNMAISHARES TR	261	$13K	<0.01%	0	Timeline
XHSSPDR SERIES TRUST	115	$13K	<0.01%	0	Timeline
EMLEASTERN CO	750	$13K	<0.01%	0	Timeline
GURUGLOBAL X FDS	513	$13K	<0.01%	new	Timeline
LIBERTY GLOBAL PLCLIBERTY GLOBAL PLC	265	$13K	<0.01%	0
NTT DOCOMO INCNTT DOCOMO INC	885	$13K	<0.01%	+11
NOBLE CORP PLCNOBLE CORP PLC	800	$13K	<0.01%	0
ARLINGTON ASSET INVST CORPARLINGTON ASSET INVST CORP	500	$13K	<0.01%	new
BOARDWALK PIPELINE PARTNERSBOARDWALK PIPELINE PARTNERS	720	$13K	<0.01%	-410
INFORMATICA CORPINFORMATICA CORP	333	$13K	<0.01%	0
PAREXEL INTL CORPPAREXEL INTL CORP	226	$13K	<0.01%	0
NUVEEN INS MUNICIPAL OPP FDNUVEEN INS MUNICIPAL OPP FD	892	$13K	<0.01%	0
ISHARES INCISHARES INC	300	$13K	<0.01%	new
DYDYCOM INDS INC	350	$12K	<0.01%	0	Timeline
IMKTAINGLES MKTS INC	315	$12K	<0.01%	-200	Timeline
VTRVENTAS INC	166	$12K	<0.01%	+110	Timeline
HRLHORMEL FOODS CORP	235	$12K	<0.01%	-168	Timeline
SNYSANOFI SA	256	$12K	<0.01%	-465	Timeline
ILMNILLUMINA INC	65	$12K	<0.01%	-780	Timeline
BLVVANGUARD BD INDEX FDS	131	$12K	<0.01%	0	Timeline
ASHRDBX ETF TR	317	$12K	<0.01%	new	Timeline
GBXGREENBRIER COS INC	225	$12K	<0.01%	-450	Timeline
BFHBREAD FINANCIAL HOLDINGS INC	43	$12K	<0.01%	0	Timeline
SYLDCAMBRIA ETF TR	375	$12K	<0.01%	0	Timeline
CBRLCRACKER BARREL OLD CTRY STOR	86	$12K	<0.01%	-165	Timeline
XEFRXEATON VANCE SR FLTNG RTE TR	859	$12K	<0.01%	0	Timeline
NEW MEDIA INVT GROUP INCNEW MEDIA INVT GROUP INC	495	$12K	<0.01%	-32
DNOWDNOW INC	447	$12K	<0.01%	-173	Timeline
VIACOM INCVIACOM INC	154	$12K	<0.01%	0
YY INC. ADRYY INC. ADR	200	$12K	<0.01%	+100
IAKISHARES TR	238	$12K	<0.01%	-340	Timeline
BAKER HUGHES INCBAKER HUGHES INC	210	$12K	<0.01%	new
BP PRUDHOE BAY RTY TRBP PRUDHOE BAY RTY TR	175	$12K	<0.01%	0
POWERSHARES ETF TRUSTPOWERSHARES ETF TRUST	305	$12K	<0.01%	0
FNFV GROUPFNFV GROUP	793	$12K	<0.01%	+778
PNRPENTAIR PLC	161	$11K	<0.01%	+17	Timeline
MGAMAGNA INTL INC	100	$11K	<0.01%	-220	Timeline
MUFGMITSUBISHI UFJ FINANCIAL GRO	2,002	$11K	<0.01%	0	Timeline
ROSTROSS STORES INC	122	$11K	<0.01%	0	Timeline
MCHPMICROCHIP TECHNOLOGY INC.	248	$11K	<0.01%	-223	Timeline
RYNRAYONIER INC	387	$11K	<0.01%	-80	Timeline
SAMBOSTON BEER INC	38	$11K	<0.01%	0	Timeline
DCIDONALDSON INC	280	$11K	<0.01%	new	Timeline
XETYXEATON VANCE TAX-MANAGED DIVE	1,000	$11K	<0.01%	0	Timeline
OLNOLIN CORP	500	$11K	<0.01%	0	Timeline
CQPCHENIERE ENERGY PARTNERS L P	330	$11K	<0.01%	0	Timeline
HEHAWAIIAN ELEC INDS INC MTN B	340	$11K	<0.01%	+100	Timeline
XIAEXVOYA ASIA PAC HIGH DIV EQT I	990	$11K	<0.01%	0	Timeline
INVESCO MORTGAGE CAPITAL INCINVESCO MORTGAGE CAPITAL INC	685	$11K	<0.01%	-650
KALUKAISER ALUMINIUM CORPORATION	158	$11K	<0.01%	+42	Timeline
PIONEER FLOATING RATE FUND IPIONEER FLOATING RATE FUND I	999	$11K	<0.01%	0
TOLZPROSHARES TR	253	$11K	<0.01%	+3	Timeline
XPGPXPIMCO GLOBAL STOCKPLUS INCOM	550	$11K	<0.01%	+300	Timeline
LIBERTY GLOBAL PLCLIBERTY GLOBAL PLC	217	$11K	<0.01%	0
RETAIL PPTYS AMER INCRETAIL PPTYS AMER INC	673	$11K	<0.01%	-2,000
BGC PARTNERS INCBGC PARTNERS INC	10,000	$11K	<0.01%	0
HAWAIIAN HOLDINGS INCHAWAIIAN HOLDINGS INC	429	$11K	<0.01%	-291
OFFICE DEPOT INCOFFICE DEPOT INC	1,341	$11K	<0.01%	+341
CAPSTEAD MTG CORPCAPSTEAD MTG CORP	934	$11K	<0.01%	-850
U S G CORPU S G CORP	400	$11K	<0.01%	0
TRANSAMERICA INCOME SHS INCTRANSAMERICA INCOME SHS INC	532	$11K	<0.01%	0
POWERSHARES GLOBALEXCHANGE …POWERSHARES GLOBALEXCHANGE TRADED…	423	$11K	<0.01%	0
IEMGISHARES INC	208	$10K	<0.01%	0	Timeline
BLACKROCK INCOME TR INCBLACKROCK INCOME TR INC	1,514	$10K	<0.01%	+15
HSYHERSHEY CO	100	$10K	<0.01%	0	Timeline
ADMARCHER DANIELS MIDLAND CO	200	$10K	<0.01%	-105	Timeline
ZBHZIMMER BIOMET HOLDINGS INC	87	$10K	<0.01%	0	Timeline
WABWABTEC	110	$10K	<0.01%	-1,890	Timeline
TRVTRAVELERS COMPANIES INC	94	$10K	<0.01%	-1,000	Timeline
UTHRUNITED THERAPEUTICS CORP DEL	77	$10K	<0.01%	0	Timeline
AKAMAKAMAI TECHNOLOGIES INC	160	$10K	<0.01%	0	Timeline
PCARPACCAR INC	145	$10K	<0.01%	new	Timeline
DBEMDBX ETF TR	450	$10K	<0.01%	-14,677	Timeline
SPIBSPDR SERIES TRUST	302	$10K	<0.01%	new	Timeline
MUCBLACKROCK MUNIHLDNGS CALI	700	$10K	<0.01%	new	Timeline
OLEDUNIVERSAL DISPLAY CORP	350	$10K	<0.01%	+200	Timeline
CREDIT SUISSE GROUP-ADRCREDIT SUISSE GROUP-ADR	389	$10K	<0.01%	0
ETBEATON VANCE TAX MNGED BUY WR	609	$10K	<0.01%	new	Timeline
SEAGATE TECHNOLOGY HOLDINGSSEAGATE TECHNOLOGY HOLDINGS	150	$10K	<0.01%	0
EDDMORGAN STANLEY EMERGING MKTS	900	$10K	<0.01%	0	Timeline
VALEANT PHARMACEUTICALS INTLVALEANT PHARMACEUTICALS INTL	68	$10K	<0.01%	0
MTUSMETALLUS INC	268	$10K	<0.01%	0	Timeline
FTCFIRST TR EXCHANGE-TRADED ALP	225	$10K	<0.01%	-282	Timeline
IDOGALPS ETF TR	400	$10K	<0.01%	0	Timeline
QWLDSPDR INDEX SHS FDS	164	$10K	<0.01%	new	Timeline
Chubb CorporationChubb Corporation	101	$10K	<0.01%	0
COHEN & STEERS MLP INC & ENRCOHEN & STEERS MLP INC & ENR	500	$10K	<0.01%	0
SPRINT CORPSPRINT CORP	2,349	$10K	<0.01%	0
POWERSHARESPOWERSHARES	400	$10K	<0.01%	0
CAREFUSION CORPCAREFUSION CORP	165	$10K	<0.01%	0
GENCORP INCGENCORP INC	532	$10K	<0.01%	0
Guggenheim Exch Trd FdGuggenheim Exch Trd Fd	434	$10K	<0.01%	-200
FORTRESS INVT GROUP LLC CL AFORTRESS INVT GROUP LLC CL A	1,250	$10K	<0.01%	0
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR	400	$10K	<0.01%	0
COMSTOCK HOLDING COMPANIESCOMSTOCK HOLDING COMPANIES	9,430	$10K	<0.01%	0
Guggenheim ETF Trust 2 Timb…Guggenheim ETF Trust 2 Timber	403	$10K	<0.01%	new
GREAT NORTHERN IRON OR PPTYGREAT NORTHERN IRON OR PPTY	740	$10K	<0.01%	+580
BANCORP NEW JERSEY INC NEWBANCORP NEW JERSEY INC NEW	898	$10K	<0.01%	new
CAHCARDINAL HEALTH INC	109	$9K	<0.01%	-109	Timeline
IWLISHARES TR	200	$9K	<0.01%	0	Timeline
ASMLASML HLDG NV	82	$9K	<0.01%	0	Timeline
CACICACI INTL INC	100	$9K	<0.01%	0	Timeline
JBLJABIL INC	392	$9K	<0.01%	+2	Timeline
HSTHOST HOTELS & RESORTS INC	358	$9K	<0.01%	+246	Timeline
HPFHANCOCK JOHN PFD INCOME FD I	450	$9K	<0.01%	0	Timeline
UNILEVER PLCUNILEVER PLC	217	$9K	<0.01%	0
EUFNISHARES TR	400	$9K	<0.01%	0	Timeline
ITBISHARES TR	350	$9K	<0.01%	0	Timeline
OPLNOPENLANE INC	250	$9K	<0.01%	new	Timeline
NUVEEN SELECT TAX FREE INCOMNUVEEN SELECT TAX FREE INCOM	672	$9K	<0.01%	0
PSKSPDR SERIES TRUST	216	$9K	<0.01%	-9	Timeline
DIRECTVDIRECTV	109	$9K	<0.01%	0
VKIINVESCO ADVANTAGE MUN INCOME	747	$9K	<0.01%	0	Timeline
JLSNUVEEN MORTGAGE AND INCOME F	376	$9K	<0.01%	0	Timeline
GGTGABELLI MULTIMEDIA TR INC	900	$9K	<0.01%	0	Timeline
FYLDCAMBRIA ETF TR	400	$9K	<0.01%	0	Timeline
RDOGALPS ETF TR	200	$9K	<0.01%	0	Timeline
AshlandAshland	74	$9K	<0.01%	0
ZILLOW INCZILLOW INC	89	$9K	<0.01%	new
SIERRA WIRELESS INCSIERRA WIRELESS INC	200	$9K	<0.01%	new
ULTRA PETROLEUM CORPULTRA PETROLEUM CORP	650	$9K	<0.01%	-167
INGRAM MICRO INCINGRAM MICRO INC	338	$9K	<0.01%	-300
RF MICRODEVICES INCRF MICRODEVICES INC	571	$9K	<0.01%	+344
EXELIS INCEXELIS INC	512	$9K	<0.01%	new
POWERSHARES ACTIVE MNG ETF …POWERSHARES ACTIVE MNG ETF TUS	125	$9K	<0.01%	0
TYCO INTL PLCTYCO INTL PLC	213	$9K	<0.01%	new
EXCHANGE LISTED FDS TR HRZN…EXCHANGE LISTED FDS TR HRZN SP500…	191	$9K	<0.01%	new
ADIANALOG DEVICES INC	150	$8K	<0.01%	-300	Timeline
VMBSVANGUARD SCOTTSDALE FDS	150	$8K	<0.01%	0	Timeline
OMCOMNICOM GROUP INC	100	$8K	<0.01%	0	Timeline
ZTSZOETIS INC	190	$8K	<0.01%	+25	Timeline
RITMRITHM CAPITAL CORP	600	$8K	<0.01%	new	Timeline
EFGISHARES TR	114	$8K	<0.01%	-545	Timeline
IBNICICI BK LTD	710	$8K	<0.01%	+568	Timeline
AEEAMEREN CORP	167	$8K	<0.01%	-1,600	Timeline
CLHCLEAN HARBORS INC	165	$8K	<0.01%	new	Timeline
NTESNETEASE COM INC	76	$8K	<0.01%	0	Timeline
NPOENPRO INC	120	$8K	<0.01%	0	Timeline
HAINHAIN CELESTIAL GROUP INC	143	$8K	<0.01%	-122	Timeline
EQCEQUITY COMMONWEALTH	304	$8K	<0.01%	0	Timeline
BLACKROCK MUNIHOLDINGS QUAL…BLACKROCK MUNIHOLDINGS QUALITY	600	$8K	<0.01%	0
ABERDEEN ASIA-PACIFIC INCOM…ABERDEEN ASIA-PACIFIC INCOME F	1,500	$8K	<0.01%	-500
UNIVERSAL FST PRODS INCUNIVERSAL FST PRODS INC	150	$8K	<0.01%	0
NGVCNATURAL GROCERS BY VITAMIN	282	$8K	<0.01%	0	Timeline
STRTSTRATTEC SEC CORP	95	$8K	<0.01%	-20	Timeline
EIRLISHARES TR	243	$8K	<0.01%	0	Timeline
EMIFISHARES TR	257	$8K	<0.01%	+130	Timeline
PROSHARESPROSHARES	356	$8K	<0.01%	0
Apollo Global ManagementApollo Global Management	340	$8K	<0.01%	0
FTSE RAFI US 1500 Small CapFTSE RAFI US 1500 Small Cap	82	$8K	<0.01%	0
TRIANGLE PETE CORPTRIANGLE PETE CORP	1,745	$8K	<0.01%	-10,342
POWERSHS DB MULTI SECT COMM…POWERSHS DB MULTI SECT COMM DB	231	$8K	<0.01%	0
TAL INTERNATIONAL GROUPTAL INTERNATIONAL GROUP	185	$8K	<0.01%	new
DELHAIZE GROUP - SPONS ADRDELHAIZE GROUP - SPONS ADR	450	$8K	<0.01%	0
INCYTE CORPINCYTE CORP	1,000	$8K	<0.01%	0
BOULDER TOTAL RET FD INCBOULDER TOTAL RET FD INC	300	$8K	<0.01%	0
VIRTUS TOTALVIRTUS TOTAL	1,752	$8K	<0.01%	0
ADVISORSHARES TRADVISORSHARES TR	156	$8K	<0.01%	0
Crestwood Equity PartnersCrestwood Equity Partners	1,000	$8K	<0.01%	0
ICEINTERCONTINENTAL EXCHANGE IN	31	$7K	<0.01%	0	Timeline
PWRQUANTA SVCS INC	250	$7K	<0.01%	0	Timeline
KEYSKEYSIGHT TECHNOLOGIES INC	220	$7K	<0.01%	new	Timeline
DBDEUTSCHE BK AG	238	$7K	<0.01%	+50	Timeline
AESAES CORP	478	$7K	<0.01%	0	Timeline
CMCANADIAN IMPERIAL BANK OF CO	78	$7K	<0.01%	0	Timeline
SWKSTANLEY BLACK & DECKER INC	68	$7K	<0.01%	0	Timeline
UHSUNIVERSAL HLTH SVCS INC	60	$7K	<0.01%	0	Timeline
ATIATI INC	200	$7K	<0.01%	new	Timeline
CPTCAMDEN PPTY TR	100	$7K	<0.01%	-50	Timeline
HTGCHERCULES CAPITAL INC	500	$7K	<0.01%	new	Timeline
CPKCHESAPEAKE UTILS CORP	150	$7K	<0.01%	0	Timeline
TVGRUPO TELEVISA S A B	198	$7K	<0.01%	0	Timeline
EWLISHARES INC	211	$7K	<0.01%	+106	Timeline
TDCTERADATA CORP DEL	168	$7K	<0.01%	-26	Timeline
MLCOMELCO RESORTS AND ENTMNT LTD	273	$7K	<0.01%	0	Timeline
PIONEER NATURAL RESOURCES COPIONEER NATURAL RESOURCES CO	45	$7K	<0.01%	0
SPLUNK INCSPLUNK INC	118	$7K	<0.01%	0
WEINGARTEN RLTY INVSWEINGARTEN RLTY INVS	195	$7K	<0.01%	+3
NVRIENVIRI CORP	350	$7K	<0.01%	new	Timeline
POWERSHARES GLOBAL ETF FDPOWERSHARES GLOBAL ETF FD	336	$7K	<0.01%	new
TECHNIPFMC PLCTECHNIPFMC PLC	141	$7K	<0.01%	0
ETFS Gold TrustETFS Gold Trust	57	$7K	<0.01%	0
XEROX CORPXEROX CORP	500	$7K	<0.01%	0
PEABODY ENERGY CORPPEABODY ENERGY CORP	901	$7K	<0.01%	new
ENCANA CORPENCANA CORP	470	$7K	<0.01%	0
CVR Partners, LPCVR Partners, LP	750	$7K	<0.01%	0
RACKSPACE HOSTING INCRACKSPACE HOSTING INC	150	$7K	<0.01%	0
DREAMWORKS ANIMATION SKG INCDREAMWORKS ANIMATION SKG INC	300	$7K	<0.01%	0
INVENSENSE INCINVENSENSE INC	405	$7K	<0.01%	0
RYDEX ETF TRUST HEALTH CARERYDEX ETF TRUST HEALTH CARE	52	$7K	<0.01%	new
CAMPUS CREST COMMUNITIES ICAMPUS CREST COMMUNITIES I	950	$7K	<0.01%	0
POWERSHARES ETF TRUSTPOWERSHARES ETF TRUST	496	$7K	<0.01%	0
ISHARES TRISHARES TR	122	$7K	<0.01%	0
FIRST TRUST MULTI STRGY ALT…FIRST TRUST MULTI STRGY ALTER ETF	300	$7K	<0.01%	+100
ELVELEVANCE HEALTH INC FORMERLY	50	$6K	<0.01%	new	Timeline
NVDANVIDIA CORPORATION	300	$6K	<0.01%	-250	Timeline
WDCWESTERN DIGITAL CORP	50	$6K	<0.01%	-65	Timeline
ANAUTONATION INC	100	$6K	<0.01%	0	Timeline
MCOMOODYS CORP	59	$6K	<0.01%	0	Timeline
ITRIITRON INC	150	$6K	<0.01%	0	Timeline
FRFIRST INDL RLTY TR INC	300	$6K	<0.01%	0	Timeline
FITBFIFTH THIRD BANCORP	277	$6K	<0.01%	0	Timeline
AVAAVISTA CORP	161	$6K	<0.01%	0	Timeline
BTIBRITISH AMERN TOB PLC	53	$6K	<0.01%	0	Timeline
CTASCINTAS CORP	71	$6K	<0.01%	0	Timeline
WALWESTERN ALLIANCE BANCORP	200	$6K	<0.01%	0	Timeline
ELLAUDER ESTEE COS INC	84	$6K	<0.01%	-8,403	Timeline
STWDSTARWOOD PPTY TR INC	240	$6K	<0.01%	0	Timeline
EWPISHARES INC	167	$6K	<0.01%	+26	Timeline
TRIPTRIPADVISOR INC	82	$6K	<0.01%	0	Timeline
KAIKADANT INC	140	$6K	<0.01%	0	Timeline
CBSHCOMMERCE BANCSHARES INC	141	$6K	<0.01%	+6	Timeline
HUNHUNTSMAN CORP	250	$6K	<0.01%	new	Timeline
MLKNMILLERKNOLL INC	190	$6K	<0.01%	-20	Timeline
BGXBLACKSTONE LONG SHORT CR INC	400	$6K	<0.01%	0	Timeline
NATIONAL INSTRS CORPNATIONAL INSTRS CORP	205	$6K	<0.01%	-470
WORLD WRESTLING ENTMT INCWORLD WRESTLING ENTMT INC	450	$6K	<0.01%	0
BLACKROCK CAP INVT CORPBLACKROCK CAP INVT CORP	700	$6K	<0.01%	-600
GNC HLDGS INCGNC HLDGS INC	130	$6K	<0.01%	0
ISHGISHARES TR	70	$6K	<0.01%	0	Timeline
MANNKIND CORPMANNKIND CORP	1,120	$6K	<0.01%	+800
KAYNE ANDERSON ENRGY TTL RTKAYNE ANDERSON ENRGY TTL RT	225	$6K	<0.01%	0
ALPINE TOTAL DYNAMIC DIVID FALPINE TOTAL DYNAMIC DIVID F	750	$6K	<0.01%	-200
QIHOO 360 TECHNOLOGY CO LTDQIHOO 360 TECHNOLOGY CO LTD	108	$6K	<0.01%	-75
ATHENAHEALTH INCATHENAHEALTH INC	40	$6K	<0.01%	+20
ABRDN PHYSICAL SILVER SHARE…ABRDN PHYSICAL SILVER SHARES ETF	365	$6K	<0.01%	0
MOBILE MINI INCMOBILE MINI INC	140	$6K	<0.01%	0
TIME WARNER CABLE INCTIME WARNER CABLE INC	42	$6K	<0.01%	-8
POWERSHARES ETF TR II S&P S…POWERSHARES ETF TR II S&P SMCP	114	$6K	<0.01%	0
TRIQUINT SEMICONDUCTOR INCTRIQUINT SEMICONDUCTOR INC	207	$6K	<0.01%	new
POWERSHARES ETF TRUST DYN B…POWERSHARES ETF TRUST DYN BLDG	300	$6K	<0.01%	0
ROYAL BK SCOTLAND PLCROYAL BK SCOTLAND PLC	250	$6K	<0.01%	0
MARKET VECTORS VIETNAM ETFMARKET VECTORS VIETNAM ETF	301	$6K	<0.01%	0
CLAYMORE GUGGENHEIMCLAYMORE GUGGENHEIM	350	$6K	<0.01%	-150
iShares S&P AMT-Free Munici…iShares S&P AMT-Free Municipal	239	$6K	<0.01%	0
NEW SR INVT GROUP INCNEW SR INVT GROUP INC	353	$6K	<0.01%	new
DEAN FOODS CO NEWDEAN FOODS CO NEW	303	$6K	<0.01%	-785
IUSVISHARES TR	34	$5K	<0.01%	0	Timeline
VTIPVANGUARD MALVERN FDS	94	$5K	<0.01%	0	Timeline
OKEONEOK INC NEW	103	$5K	<0.01%	0	Timeline
JAZZJAZZ PHARMACEUTICALS PLC	31	$5K	<0.01%	0	Timeline
BCSBARCLAYS PLC	300	$5K	<0.01%	0	Timeline
LEALEAR CORP	55	$5K	<0.01%	0	Timeline
SONYSONY GROUP CORP	250	$5K	<0.01%	0	Timeline
BTEBAYTEX ENERGY CORP	302	$5K	<0.01%	new	Timeline
MKCMCCORMICK & CO INC	65	$5K	<0.01%	0	Timeline
ESSESSEX PPTY TR INC	25	$5K	<0.01%	0	Timeline
MGMMGM RESORTS INTERNATIONAL	250	$5K	<0.01%	0	Timeline
SCCOSOUTHERN COPPER CORP	180	$5K	<0.01%	-200	Timeline
VYXNCR VOYIX CORPORATION	172	$5K	<0.01%	-226	Timeline
NBISNEBIUS GROUP N.V.	295	$5K	<0.01%	0	Timeline
ACWIISHARES TR	93	$5K	<0.01%	0	Timeline
OPKOPKO HEALTH INC	519	$5K	<0.01%	-2,291	Timeline
XEMDXWESTERN ASSET EMERGING MKTS	300	$5K	<0.01%	0	Timeline
NEW YORK MORTGAGE TRUST INCNEW YORK MORTGAGE TRUST INC	653	$5K	<0.01%	0
RVTROYCE SMALL CAP TRUST INC	341	$5K	<0.01%	-1,212	Timeline
XILINX INCXILINX INC	115	$5K	<0.01%	0
USALIBERTY ALL STAR EQUITY FD	770	$5K	<0.01%	new	Timeline
SOLAR SENIOR CAPITAL LTDSOLAR SENIOR CAPITAL LTD	309	$5K	<0.01%	+7
SUPER MICRO COMPUTER INCSUPER MICRO COMPUTER INC	148	$5K	<0.01%	new
SPDR SERIES TRUSTSPDR SERIES TRUST	112	$5K	<0.01%	+93
UVEUNIVERSAL INS HLDGS INC	264	$5K	<0.01%	new	Timeline
KVHIKVH INDS INC	362	$5K	<0.01%	0	Timeline
MSBMESABI TR	300	$5K	<0.01%	0	Timeline
SMMUPIMCO ETF TR	93	$5K	<0.01%	0	Timeline
KIESPDR SERIES TRUST	75	$5K	<0.01%	0	Timeline
MXFMEXICO FD INC	238	$5K	<0.01%	0	Timeline
CHIQGLOBAL X FDS	400	$5K	<0.01%	0	Timeline
Mkt Vectors Semiconductor E…Mkt Vectors Semiconductor ETF	100	$5K	<0.01%	-200
Lincoln National CorporatLincoln National Corporat	100	$5K	<0.01%	0
AMTRUST FINL SVCS INCAMTRUST FINL SVCS INC	89	$5K	<0.01%	new
HALYARD HEALTH INCHALYARD HEALTH INC	116	$5K	<0.01%	new
GOLDCORP INC NEWGOLDCORP INC NEW	270	$5K	<0.01%	-50
TRANSMONTAIGNE PARTNERS L PTRANSMONTAIGNE PARTNERS L P	165	$5K	<0.01%	+65
POWERSHARESPOWERSHARES	150	$5K	<0.01%	0
STERIS CORPSTERIS CORP	70	$5K	<0.01%	new
ETFETF	59	$5K	<0.01%	0
VALARIS ORDVALARIS ORD	60	$5K	<0.01%	-60
PEPCO HOLDINGS INCPEPCO HOLDINGS INC	200	$5K	<0.01%	0
CHARTER COMMUNICATION - ACHARTER COMMUNICATION - A	30	$5K	<0.01%	0
ENERGIZER HLDGS INCENERGIZER HLDGS INC	40	$5K	<0.01%	0
OMNICARE INCOMNICARE INC	74	$5K	<0.01%	0
EQUITY ONEEQUITY ONE	200	$5K	<0.01%	0
MEDASSETS INCMEDASSETS INC	270	$5K	<0.01%	0
AES TR IIIAES TR III	100	$5K	<0.01%	0
Powershs Db Multi SectorPowershs Db Multi Sector	215	$5K	<0.01%	0
POWERSHARES ETF TRUST DYN L…POWERSHARES ETF TRUST DYN LSR	146	$5K	<0.01%	-1,138
POWERSHARES NASDAQ INTERNEPOWERSHARES NASDAQ INTERNE	73	$5K	<0.01%	0
PRICELINE.COM INC 1.000PRICELINE.COM INC 1.000	4,000	$5K	<0.01%	0
SYNGENTA AG ADRSYNGENTA AG ADR	75	$5K	<0.01%	0
XILINX INC 2.625XILINX INC 2.625	3,000	$5K	<0.01%	0
SUNPOWER CORPSUNPOWER CORP	4,000	$5K	<0.01%	0
DREYFUS STRATEGIC MUN BD FDDREYFUS STRATEGIC MUN BD FD	600	$5K	<0.01%	0
AVG TECHNOLOGIESAVG TECHNOLOGIES	250	$5K	<0.01%	0
ORBITZ WORLDWIDE INCORBITZ WORLDWIDE INC	610	$5K	<0.01%	-1,170
MARKET VECTORS ETF TR MTGMARKET VECTORS ETF TR MTG	220	$5K	<0.01%	0
REVENUESHARES FINANCIALSREVENUESHARES FINANCIALS	100	$5K	<0.01%	0
MARKET VECTORS ETF TRMARKET VECTORS ETF TR	200	$5K	<0.01%	0
MAAMID-AMER APT CMNTYS INC	50	$4K	<0.01%	new	Timeline
COFCAPITAL ONE FINL CORP	46	$4K	<0.01%	-1,650	Timeline
CMECME GROUP INC	46	$4K	<0.01%	0	Timeline
GANNETT INCGANNETT INC	111	$4K	<0.01%	0
PKGPACKAGING CORP AMER	50	$4K	<0.01%	0	Timeline
CWCURTISS WRIGHT CORP	60	$4K	<0.01%	new	Timeline
KRGKITE REALTY GROUP TRUST	156	$4K	<0.01%	0	Timeline
ERICTELEFONAKTIEBOLAGET LM ERICS	340	$4K	<0.01%	-335	Timeline
REGNREGENERON PHARMACEUTICALS	10	$4K	<0.01%	-12	Timeline
AXSAXIS CAP HLDGS LTD	77	$4K	<0.01%	0	Timeline
GNTXGENTEX CORP	102	$4K	<0.01%	0	Timeline
VECOVEECO INSTRS INC DEL	108	$4K	<0.01%	0	Timeline
LNCLINCOLN NATL CORP IND	67	$4K	<0.01%	0	Timeline
ALNYALNYLAM PHARMACEUTICALS INC	40	$4K	<0.01%	0	Timeline
GLPIGAMING & LEISURE P	144	$4K	<0.01%	0	Timeline
KOFCOCA-COLA FEMSA SAB DE CV	45	$4K	<0.01%	-10	Timeline
HDBHDFC BANK LTD	77	$4K	<0.01%	0	Timeline
CECELANESE CORP DEL	75	$4K	<0.01%	-40	Timeline
JPCNUVEEN PFD & INCOME OPPORTUN	375	$4K	<0.01%	0	Timeline
EWXSPDR INDEX SHS FDS	100	$4K	<0.01%	0	Timeline
ECHISHARES INC	100	$4K	<0.01%	0	Timeline
VVXV2X INC	158	$4K	<0.01%	new	Timeline
LEGLEGGETT & PLATT INC	95	$4K	<0.01%	0	Timeline
SONSONOCO PRODS CO	82	$4K	<0.01%	+35	Timeline
ADXADAMS DIVERSIFIED EQUITY FD	321	$4K	<0.01%	+20	Timeline
CGNXCOGNEX CORP	106	$4K	<0.01%	0	Timeline
EWCISHARES INC	123	$4K	<0.01%	-236	Timeline
HLFHERBALIFE LTD	100	$4K	<0.01%	0	Timeline
GLNGGOLAR LNG LTD	100	$4K	<0.01%	0	Timeline
IEZISHARES TR	90	$4K	<0.01%	0	Timeline
MINABERDEEN INTER INCOME FD	769	$4K	<0.01%	+18	Timeline
XBGYXBLACKROCK ENHANCED INTL DIV	550	$4K	<0.01%	0	Timeline
Concho Resources Inc.Concho Resources Inc.	40	$4K	<0.01%	0
DUNKIN BRANDS GROUP INCDUNKIN BRANDS GROUP INC	95	$4K	<0.01%	0
CST BRANDS INCCST BRANDS INC	88	$4K	<0.01%	0
BKDBROOKDALE SR LIVING INC	100	$4K	<0.01%	0	Timeline
SUNTRUST BANKS INCSUNTRUST BANKS INC	86	$4K	<0.01%	0
SYMANTEC CORPSYMANTEC CORP	170	$4K	<0.01%	-1,573
XBMEXBLACKROCK HEALTH SCIENCES TR	100	$4K	<0.01%	0	Timeline
SELECT INCOME REITSELECT INCOME REIT	150	$4K	<0.01%	new
CHICOS FAS INCCHICOS FAS INC	224	$4K	<0.01%	0
AMAG PHARMACEUTICALS INCAMAG PHARMACEUTICALS INC	86	$4K	<0.01%	0
CYS INVTS INCCYS INVTS INC	500	$4K	<0.01%	0
SYNCHRONOSS TECHNOLOGIES INCSYNCHRONOSS TECHNOLOGIES INC	100	$4K	<0.01%	0
MYLAN INCMYLAN INC	1,000	$4K	<0.01%	0
CLIFFS NATURAL RESOURCESCLIFFS NATURAL RESOURCES	500	$4K	<0.01%	-1,135
CIT GROUP INC COM NEWCIT GROUP INC COM NEW	93	$4K	<0.01%	0
FOX CORP CLASS BFOX CORP CLASS B	100	$4K	<0.01%	0
THE ADT CORPORATIONTHE ADT CORPORATION	116	$4K	<0.01%	0
INTEGRYS ENERGY GROUP INCINTEGRYS ENERGY GROUP INC	52	$4K	<0.01%	0
YAMANA GOLD INCYAMANA GOLD INC	887	$4K	<0.01%	new
CONNECTICUT WTR SVC INCCONNECTICUT WTR SVC INC	100	$4K	<0.01%	0
BLOUNT INTL INC NEWBLOUNT INTL INC NEW	252	$4K	<0.01%	0
LIBERTY INTERACTIVE CORPLIBERTY INTERACTIVE CORP	120	$4K	<0.01%	0
RESTORATION HARDWARE HLDGS IRESTORATION HARDWARE HLDGS I	40	$4K	<0.01%	-80
CLOUD PEAK ENERGY INCCLOUD PEAK ENERGY INC	455	$4K	<0.01%	-191
CONTINENTAL AIRLS INCCONTINENTAL AIRLS INC	1,000	$4K	<0.01%	0
POWERSHARESETF TRUST DYN SF…POWERSHARESETF TRUST DYN SFTWR	106	$4K	<0.01%	0
CAPSTONE TURBINE CORP COMCAPSTONE TURBINE CORP COM	4,750	$4K	<0.01%	0
CAPITAL PRODUCT PARTNERS L PCAPITAL PRODUCT PARTNERS L P	500	$4K	<0.01%	-975
SANDRIDGE PERMIAN TRSANDRIDGE PERMIAN TR	700	$4K	<0.01%	0
BLACKROCK ENHANCED GOVT FD …BLACKROCK ENHANCED GOVT FD (EGF)	280	$4K	<0.01%	0
CLAYMORE GUGGENHEIMCLAYMORE GUGGENHEIM	129	$4K	<0.01%	+100
POWERSHARES DBPOWERSHARES DB	172	$4K	<0.01%	-109
FQF TRFQF TR	183	$4K	<0.01%	0
THIRD PT REINS LTDTHIRD PT REINS LTD	300	$4K	<0.01%	0
VPUVANGUARD WORLD FD	25	$3K	<0.01%	-17	Timeline
ITGARTNER INC	39	$3K	<0.01%	0	Timeline
UNMUNUM GROUP	87	$3K	<0.01%	0	Timeline
TEXTEREX CORP NEW	100	$3K	<0.01%	0	Timeline
IBKRINTERACTIVE BROKERS GROUP IN	100	$3K	<0.01%	0	Timeline
IMOIMPERIAL OIL LTD	77	$3K	<0.01%	0	Timeline
HBANHUNTINGTON BANCSHARES INC	300	$3K	<0.01%	0	Timeline
FTNTFORTINET INC	100	$3K	<0.01%	0	Timeline
AOSSMITH A O CORP	50	$3K	<0.01%	0	Timeline
WYWEYERHAEUSER CO	94	$3K	<0.01%	0	Timeline
ORLYOREILLY AUTOMOTIVE INC	16	$3K	<0.01%	0	Timeline
CBRECBRE GROUP INC	100	$3K	<0.01%	0	Timeline
CNKCINEMARK HLDGS INC	76	$3K	<0.01%	0	Timeline
KMXCARMAX INC	52	$3K	<0.01%	0	Timeline
ABEVAMBEV SA	440	$3K	<0.01%	-1,250	Timeline
AMGAFFILIATED MANAGERS GROUP	15	$3K	<0.01%	0	Timeline
BENFRANKLIN TEMPLETON INC	63	$3K	<0.01%	0	Timeline
WMBWILLIAMS COS INC	57	$3K	<0.01%	0	Timeline
WUWESTERN UN CO	150	$3K	<0.01%	0	Timeline
EXASEXACT SCIENCES CORP	100	$3K	<0.01%	new	Timeline
XAWFXALLIANCEBERNSTEIN GLOBAL HIG	250	$3K	<0.01%	-2,700	Timeline
AMHAMERICAN HOMES 4 RENT	180	$3K	<0.01%	0	Timeline
EWHISHARES INC	137	$3K	<0.01%	0	Timeline
MHDBLACKROCK MUNIHOLDINGS FD IN	200	$3K	<0.01%	0	Timeline
MYIBLACKROCK MUNIYIELD QUALITY	200	$3K	<0.01%	0	Timeline
KEXKIRBY CORP	40	$3K	<0.01%	+10	Timeline
EFTEATON VANCE FLOATING RATE IN	250	$3K	<0.01%	0	Timeline
XBKNXBLACKROCK INVEST QLTY MUNI	200	$3K	<0.01%	0	Timeline
BHP BILLITON- ADRBHP BILLITON- ADR	80	$3K	<0.01%	0
TWITTER INCTWITTER INC	97	$3K	<0.01%	-467
BLACKROCK MUNI INC TR IIBLACKROCK MUNI INC TR II	163	$3K	<0.01%	new
APACHE CORPAPACHE CORP	41	$3K	<0.01%	-1,109
IBNDSPDR SERIES TRUST	100	$3K	<0.01%	0	Timeline
MEAD JOHNSON NUTRITION COMEAD JOHNSON NUTRITION CO	25	$3K	<0.01%	0
NABORS INDUSTRIES LTDNABORS INDUSTRIES LTD	262	$3K	<0.01%	+200
SCHNITZER STEEL INDUSTRIES …SCHNITZER STEEL INDUSTRIES INC	143	$3K	<0.01%	0
EEAEUROPEAN EQUITY FD INC	321	$3K	<0.01%	0	Timeline
EWDISHARES INC	86	$3K	<0.01%	0	Timeline
Equinix, Inc.Equinix, Inc.	15	$3K	<0.01%	0
NUVEENNUVEEN	350	$3K	<0.01%	0
EXPAND ENERGY CORPEXPAND ENERGY CORP	3,000	$3K	<0.01%	0
PARKER DRILLING COPARKER DRILLING CO	1,000	$3K	<0.01%	0
SPIRIT AIRLS INCSPIRIT AIRLS INC	44	$3K	<0.01%	0
COMPUTER SCIENCES CORPCOMPUTER SCIENCES CORP	50	$3K	<0.01%	0
LEUCADIA NATL CORPLEUCADIA NATL CORP	141	$3K	<0.01%	0
MEADWESTVACO CORPMEADWESTVACO CORP	60	$3K	<0.01%	0
Walter Energy IncWalter Energy Inc	1,900	$3K	<0.01%	+1,600
VIRNETX HLDG CORPVIRNETX HLDG CORP	478	$3K	<0.01%	0
Cynosure, Inc.Cynosure, Inc.	100	$3K	<0.01%	0
OMNICARE INCOMNICARE INC	1,000	$3K	<0.01%	0
OSIRIS THERAPEUTICS INC NEWOSIRIS THERAPEUTICS INC NEW	205	$3K	<0.01%	0
WHITING PETE CORP NEWWHITING PETE CORP NEW	89	$3K	<0.01%	+43
HATTERAS FINL CORPHATTERAS FINL CORP	175	$3K	<0.01%	-300
ALLIED WRLD ASSUR COM HLDG AALLIED WRLD ASSUR COM HLDG A	90	$3K	<0.01%	0
Ampio PharmaceuticalsAmpio Pharmaceuticals	900	$3K	<0.01%	new
POWERSHARES ETF TRUST DYN N…POWERSHARES ETF TRUST DYN NETW	100	$3K	<0.01%	0
CUBIST PHARMACEUTICALS INCCUBIST PHARMACEUTICALS INC	1,000	$3K	<0.01%	0
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR	109	$3K	<0.01%	0
FEDERATED NATIONAL HOLDING CFEDERATED NATIONAL HOLDING C	110	$3K	<0.01%	new
MARKET VECTORS PRE-REFUND M…MARKET VECTORS PRE-REFUND MUNI ET…	125	$3K	<0.01%	0
SPDR S&PSPDR S&P	50	$3K	<0.01%	0
BROOKFIELD MTG OPP INC FD INBROOKFIELD MTG OPP INC FD IN	200	$3K	<0.01%	new
BLDRS INDEX FDS TRBLDRS INDEX FDS TR	100	$3K	<0.01%	+54
INTERNATIONAL MULTI-ASSET D…INTERNATIONAL MULTI-ASSET DIVERSI…	150	$3K	<0.01%	new
BSXBOSTON SCIENTIFIC CORP	180	$2K	<0.01%	0	Timeline
SCHWCHARLES SCHWAB CORP (THE)	59	$2K	<0.01%	-73	Timeline
IGMISHARES TR	21	$2K	<0.01%	0	Timeline
IGVISHARES TR	20	$2K	<0.01%	0	Timeline
PENNPENN ENTERTAINMENT INC	110	$2K	<0.01%	0	Timeline
NWLNEWELL BRANDS INC	47	$2K	<0.01%	0	Timeline
NRGNRG ENERGY INC	89	$2K	<0.01%	0	Timeline
NUENUCOR CORP	50	$2K	<0.01%	-28	Timeline
PHPARKER-HANNIFIN CORP	18	$2K	<0.01%	0	Timeline
IWCISHARES TR	25	$2K	<0.01%	0	Timeline
PVHPVH CORPORATION	16	$2K	<0.01%	0	Timeline
KMPRKEMPER CORP	44	$2K	<0.01%	0	Timeline
DKSDICKS SPORTING GOODS INC	35	$2K	<0.01%	0	Timeline
TXNMTXNM ENERGY INC	67	$2K	<0.01%	0	Timeline
KEYKEYCORP	140	$2K	<0.01%	0	Timeline
UGIUGI CORP NEW	51	$2K	<0.01%	-114	Timeline
AJGGALLAGHER ARTHUR J & CO	32	$2K	<0.01%	0	Timeline
ATOATMOS ENERGY CORP	31	$2K	<0.01%	0	Timeline
WRBBERKLEY W R CORP	47	$2K	<0.01%	-120	Timeline
VRTSVIRTUS INVT PARTNERS INC	12	$2K	<0.01%	0	Timeline
NWENORTHWESTERN ENERGY GROUP IN	30	$2K	<0.01%	new	Timeline
NDAQNASDAQ INC	41	$2K	<0.01%	0	Timeline
FHIFEDERATED HERMES INC	66	$2K	<0.01%	0	Timeline
AVBAVALONBAY CMNTYS INC	10	$2K	<0.01%	0	Timeline
JBHTHUNT J B TRANS SVCS INC	28	$2K	<0.01%	0	Timeline
TSNTYSON FOODS INC	50	$2K	<0.01%	0	Timeline
BF-BBROWN FORMAN CORP	19	$2K	<0.01%	0	Timeline
HPSHANCOCK JOHN PFD INCOME FD I	100	$2K	<0.01%	0	Timeline
IHDVOYA EMERGING MKTS HIGH DIVI	150	$2K	<0.01%	0	Timeline
EWZISHARES INC	50	$2K	<0.01%	-150	Timeline
ARWARROW ELECTRS INC	36	$2K	<0.01%	0	Timeline
BRCBRADY CORP	60	$2K	<0.01%	new	Timeline
THRMGENTHERM INC	50	$2K	<0.01%	0	Timeline
ACHACCENDRA HEALTH INC	70	$2K	<0.01%	0	Timeline
ASBASSOCIATED BANC-CORP	114	$2K	<0.01%	0	Timeline
CBUCOMMUNITY FINANCIAL SYSTEM I	40	$2K	<0.01%	new	Timeline
BOHBANK OF HI CORP	34	$2K	<0.01%	0	Timeline
BHBBAR HBR BANKSHARES	50	$2K	<0.01%	new	Timeline
HTOH2O AMERICA	47	$2K	<0.01%	new	Timeline
RYAMRAYONIER ADVANCED MATLS INC	112	$2K	<0.01%	0	Timeline
WBSWEBSTER FINL CORP	56	$2K	<0.01%	0	Timeline
MCYMERCURY GENL CORP NEW	32	$2K	<0.01%	0	Timeline
CITRIX SYSTEMS INCCITRIX SYSTEMS INC	25	$2K	<0.01%	-41
LAZARD LTD-CLASS ALAZARD LTD-CLASS A	34	$2K	<0.01%	-9,823
IRBTQIROBOT CORP	67	$2K	<0.01%	0	Timeline
DISCOVERY INCDISCOVERY INC	72	$2K	<0.01%	0
WYNDHAM DESTINATIONS INCWYNDHAM DESTINATIONS INC	27	$2K	<0.01%	0
MARVELL TECHNOLOGY GROUP LTDMARVELL TECHNOLOGY GROUP LTD	106	$2K	<0.01%	+1
MICHAEL KORS HLDGS LTDMICHAEL KORS HLDGS LTD	32	$2K	<0.01%	0
THOMSON REUTERS CORPTHOMSON REUTERS CORP	38	$2K	<0.01%	new
VKQINVESCO MUNICIPAL TRUST	141	$2K	<0.01%	0	Timeline
WSRWHITESTONE REIT	150	$2K	<0.01%	0	Timeline
DIAMOND OFFSHORE DRILLING INDIAMOND OFFSHORE DRILLING IN	50	$2K	<0.01%	new
LELANDS END INC NEW	30	$2K	<0.01%	0	Timeline
AROWARROW FINL CORP	55	$2K	<0.01%	new	Timeline
POWRISHARES INC	70	$2K	<0.01%	-925	Timeline
PIMFRANKLIN MASTER INTER INCOME	500	$2K	<0.01%	0	Timeline
SEARS HOLDINGS CORP XXXSEARS HOLDINGS CORP XXX	50	$2K	<0.01%	0
XCMUXMFS HIGH YIELD MUN TR	425	$2K	<0.01%	0	Timeline
CORNTEUCRIUM COMMODITY TR	62	$2K	<0.01%	0	Timeline
NRTNORTH EUROPEAN OIL RTY TR	142	$2K	<0.01%	+3	Timeline
NAVIOS MARITIME PART LPNAVIOS MARITIME PART LP	227	$2K	<0.01%	0

Sold out in Q4 2014

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 147. All 147

Security	Shares before	Value before	Type
BLACKROCK REAL ASSET EQUITYBLACKROCK REAL ASSET EQUITY	102,037	$864K	shares
KINDER MORGAN ENERGY PARTNERKINDER MORGAN ENERGY PARTNER	6,926	$646K	shares
RCLROYAL CARIBBEAN GROUP	8,897	$599K	shares
VISNVISTANCE NETWORKS INC	23,591	$564K	shares
BSVVANGUARD BD INDEX FDS	6,959	$557K	shares
Crown CastleCrown Castle	6,171	$497K	shares
POWERSHARES DYN SEMICONDUCTPOWERSHARES DYN SEMICONDUCT	13,024	$300K	shares
SWIFT TRANSPORTATION COSWIFT TRANSPORTATION CO	9,000	$189K	shares
EL PASO PIPELINE PARTNERSEL PASO PIPELINE PARTNERS	4,465	$179K	shares
NUVEEN DIVER CURRENCY OPPORNUVEEN DIVER CURRENCY OPPOR	15,923	$170K	shares
LGIHLGI HOMES INC	9,163	$168K	shares
ROPROPER TECHNOLOGIES INC	1,100	$161K	shares
INVESTORS BANCORP, INC.INVESTORS BANCORP, INC.	11,239	$114K	shares
ISHARES TRISHARES TR	2,917	$112K	shares
FXRFIRST TR EXCHANGE-TRADED FD	3,633	$107K	shares
BARCLAYS BANK PLC ETN+ FI E…BARCLAYS BANK PLC ETN+ FI ENHANCE…	868	$106K	shares
JUNIPER NETWORKS INCJUNIPER NETWORKS INC	4,700	$104K	shares
MDYGSPDR SERIES TRUST	858	$97K	shares
XTNSPDR SERIES TRUST	1,000	$93K	shares
RYDEX ETF TRUSTRYDEX ETF TRUST	1,250	$90K	shares
DECKDECKERS OUTDOOR CORP	900	$87K	shares
FEI COFEI CO	1,128	$85K	shares
BARCLAYS BK PLCBARCLAYS BK PLC	631	$75K	shares
WALGREEN COWALGREEN CO	1,236	$73K	shares
FDTFIRST TR EXCH TRD ALPHDX FD	1,401	$70K	shares
NUVEEN SELECT QUALITY MUN FDNUVEEN SELECT QUALITY MUN FD	5,000	$68K	shares
PIMCO DYNAMIC CR INCOME FDPIMCO DYNAMIC CR INCOME FD	3,000	$67K	shares
NUVEEN PREMIER MUN INCOME FDNUVEEN PREMIER MUN INCOME FD	5,000	$67K	shares
XHESPDR SERIES TRUST	821	$61K	shares
FT MEGA CAP ALPHADEX FD ETF…FT MEGA CAP ALPHADEX FD ETF(FMK)	1,750	$46K	shares
ALLIANZGI CONV INCOME FDALLIANZGI CONV INCOME FD	4,610	$44K	shares
SPYVSPDR SERIES TRUST	390	$38K	shares
NEVSUN RES LTDNEVSUN RES LTD	10,000	$36K	shares
FTSLFIRST TR EXCHANGE-TRADED FD	690	$34K	shares
FI ENHANCED LRG CAP GROWTH …FI ENHANCED LRG CAP GROWTH CS	322	$33K	shares
EHIWESTERN ASSET GBL HIGH INC F	2,574	$31K	shares
WILLIAMS PARTNERS L PWILLIAMS PARTNERS L P	570	$30K	shares
TBFPROSHARES TR	950	$26K	shares
SJTSAN JUAN BASIN RTY TR	1,224	$23K	shares
TEXTAINER GROUP HOLDINGS LTDTEXTAINER GROUP HOLDINGS LTD	750	$23K	shares
DCT INDUSTRIAL TRUST INCDCT INDUSTRIAL TRUST INC	3,000	$23K	shares
LDOSLEIDOS HOLDINGS INC	639	$22K	shares
FIRST TRUSTFIRST TRUST	612	$22K	shares
LYGLLOYDS BANKING GROUP PLC	4,246	$21K	shares
FTQIFIRST TR EXCHANGE TRADED FD	1,000	$21K	shares
UBS AGUBS AG	1,217	$21K	shares
INFOBLOX INCINFOBLOX INC	1,410	$21K	shares
FDDFIRST TR EXCHANGE-TRADED FD	1,300	$18K	shares
FABFIRST TR EXCHANGE-TRADED ALP	395	$18K	shares
EMPIRE RESORTS INCEMPIRE RESORTS INC	2,475	$17K	shares
JXIISHARES TR	344	$16K	shares
ACNACCENTURE PLC IRELAND	183	$15K	shares
MSIMOTOROLA SOLUTIONS INC	221	$14K	shares
GMEGAMESTOP CORP	340	$14K	shares
TERRA NITROGEN CO L PTERRA NITROGEN CO L P	96	$14K	shares
DOW 30SM ENHANCED PREM & INCDOW 30SM ENHANCED PREM & INC	1,015	$14K	shares
EV ENERGY PARTNERS LPEV ENERGY PARTNERS LP	356	$13K	shares
WPCWP CAREY INC	189	$12K	shares
NEWCASTLE INVESTMENT CORPNEWCASTLE INVESTMENT CORP	957	$12K	shares
HOLLY ENERGY PARTNERS L PHOLLY ENERGY PARTNERS L P	300	$11K	shares
ONON SEMICONDUCTOR CORP	1,150	$10K	shares
NHSNEUBERGER HIGH YIELD ST FD I	800	$10K	shares
NEW RESIDENTIAL INVT CORPNEW RESIDENTIAL INVT CORP	1,650	$10K	shares
SLRCSLR INVESTMENT CORP	500	$9K	shares
MMLPMARTIN MIDSTREAM PRTNRS L P	250	$9K	shares
TYCO INTERNATIONAL LTDTYCO INTERNATIONAL LTD	213	$9K	shares
RYDEX ETF TRUSTRYDEX ETF TRUST	160	$9K	shares
BLACKROCK ECOSOLUTIONSBLACKROCK ECOSOLUTIONS	1,200	$9K	shares
KODIAK OIL & GAS CORPKODIAK OIL & GAS CORP	503	$7K	shares
FLWS1 800 FLOWERS COM INC	780	$6K	shares
BDJBLACKROCK ENHANCED EQUITY DI	729	$6K	shares
ALLEALLEGION PLC	126	$6K	shares
PHKPIMCO HIGH INCOME FD	500	$6K	shares
DGSWISDOMTREE TR	140	$6K	shares
HPHELMERICH & PAYNE INC	58	$6K	shares
MAXIM INTEGRATED PRODS INCMAXIM INTEGRATED PRODS INC	200	$6K	shares
WELLPOINT INCWELLPOINT INC	50	$6K	shares
TIM PARTICIPACOES S ATIM PARTICIPACOES S A	236	$6K	shares
POWERSHARES ETF TRUSTPOWERSHARES ETF TRUST	261	$6K	shares
CRH PLC ADSCRH PLC ADS	205	$5K	shares
UNILEVER N VUNILEVER N V	135	$5K	shares
INVESCO DYNAMIC CR OPPORTUNIINVESCO DYNAMIC CR OPPORTUNI	424	$5K	shares
NTTYYNTT, INC. AMERICAN DEPOSITARY	155	$5K	shares
ENSCO PLCENSCO PLC	110	$5K	shares
ANWORTH MORTGAGE ASSET CPANWORTH MORTGAGE ASSET CP	1,000	$5K	shares
AMER RLTY CAP HEALTHCAR TR …AMER RLTY CAP HEALTHCAR TR INC COM	518	$5K	shares
ROKROCKWELL AUTOMATION INC	35	$4K	shares
MSAMSA SAFETY INC	75	$4K	shares
FBPFIRST BANCORP CORPORATION	876	$4K	shares
BALLY TECHNOLOGIESBALLY TECHNOLOGIES	50	$4K	shares
TELEFONICA BRASIL SA FSPONS…TELEFONICA BRASIL SA FSPONSORED A…	200	$4K	shares
IBERIABANK CORPIBERIABANK CORP	63	$4K	shares
ASGN INCASGN INC	162	$4K	shares
KNIGHT TRANSN INCKNIGHT TRANSN INC	133	$4K	shares
POWERSHARES GLOBALPOWERSHARES GLOBAL	310	$4K	shares
SNASNAP ON INC	25	$3K	shares
SMSM ENERGY COMPANY	39	$3K	shares
MGVVANGUARD WORLD FD	53	$3K	shares
NWSANEWS CORP NEW	162	$3K	shares
TELFYTELEFONICA SA-SPON ADR	167	$3K	shares

How Q4 2014 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0000950123-15-000414	base		2015-01-26	acceptance time not in the bulk data set	2026-10-07 19:17:13 UTC

Filings

Every filing of this filer: 13F reports and notices, the 13D and 13G it filed or is a reporting person of, and Forms 3, 4 and 5 it reported as an owner.

Filing	Subject	Filed	Accepted	Ingested
13F-HR 0000950123-15-000414	Quarter ended 2014-12-31	2015-01-26	acceptance time not in the bulk data set	2026-10-07 19:17:13 UTC
13F-HR 0000950123-14-010967	Quarter ended 2014-09-30	2014-11-05	acceptance time not in the bulk data set	2026-10-07 19:26:03 UTC
13F-HR 0000950123-14-007705	Quarter ended 2014-06-30	2014-08-04	acceptance time not in the bulk data set	2026-10-07 19:34:04 UTC
13F-HR/A 0000950123-14-006478	Quarter ended 2014-03-31	2014-05-21	acceptance time not in the bulk data set	2026-10-07 19:42:28 UTC
13F-HR 0000950123-14-004570	Quarter ended 2014-03-31	2014-04-30	acceptance time not in the bulk data set	2026-10-07 19:42:28 UTC
13F-HR 0000950123-14-000885	Quarter ended 2013-12-31	2014-01-31	acceptance time not in the bulk data set	2026-10-07 19:53:46 UTC
13F-HR 0000950123-13-008564	Quarter ended 2013-09-30	2013-11-07	acceptance time not in the bulk data set	2026-10-07 20:02:22 UTC
13F-HR 0000950123-13-005199	Quarter ended 2013-06-30	2013-07-31	acceptance time not in the bulk data set	2026-10-06 09:59:42 UTC