NEW ENGLAND SECURITIES CORP /MA/

13F filer, CIK 910316, New York, NY

NEW ENGLAND SECURITIES CORP /MA/ reported $240,845,000 across 1,666 holdings for the quarter ended 2013-12-31, in a 13F-HR filed 2014-01-31. Its ten largest share positions make up 15.2% of the portfolio.

Filed 2014-01-31 (acceptance time not in the bulk data set), ingested 2026-10-07 19:53:46 UTC13F-HR 0000950123-14-000885

Period: 2013-12-31
Reported value: $241M
Holdings: 1,666
Top 10 weight: 15.2%
New: 183
Sold out: 170

Largest buys vs the previous quarter

Security	Shares change	Approx. value
DWMadded	+26,446	$1.44M
SDYadded	+18,165	$1.32M
IBBadded	+5,039	$1.14M
WFCadded	+23,326	$1.06M
VIGadded	+12,725	$957K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
UNS ENERGY CORPreduced	-15,002	-$891K
DNLexited	-17,323	-$852K
VLOreduced	-16,074	-$811K
TSLAexited	-4,128	-$798K
TUPPERWARE BRANDS CORPreduced	-7,071	-$668K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2013

Share positions as resolved from 13F-HR 0000950123-14-000885, largest first. % of portfolio is the value over $240,845,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Latest event	Timeline
TESSCO TECHNOLOGIES INCTESSCO TECHNOLOGIES INC	50	$2K	<0.01%	-300
TIBCO SOFTWARE INCTIBCO SOFTWARE INC	70	$2K	<0.01%	0
FURMANITE CORPORATIONFURMANITE CORPORATION	165	$2K	<0.01%	new
GENERAL CABLE CORP DEL NEWGENERAL CABLE CORP DEL NEW	68	$2K	<0.01%	0
NAVIOS MARITIME HOLDINGS INCNAVIOS MARITIME HOLDINGS INC	200	$2K	<0.01%	new
BRIGGS & STRATTON CORPBRIGGS & STRATTON CORP	87	$2K	<0.01%	0
FIRSTMERIT CORPFIRSTMERIT CORP	69	$2K	<0.01%	0
ROCKWOOD HLDGS INCROCKWOOD HLDGS INC	21	$2K	<0.01%	0
COBALT INTL ENERGY INCCOBALT INTL ENERGY INC	2,000	$2K	<0.01%	0
MADISON SQUARE GARDEN COMADISON SQUARE GARDEN CO	43	$2K	<0.01%	-17
RUBICON TECHNOLOGY INCRUBICON TECHNOLOGY INC	200	$2K	<0.01%	new
CON-WAY INCCON-WAY INC	45	$2K	<0.01%	0
CONTINENTAL AIRLS INCCONTINENTAL AIRLS INC	1,000	$2K	<0.01%	0
NOVELLUS SYS INCNOVELLUS SYS INC	1,000	$2K	<0.01%	0
EPIQ SYSTEMS INCEPIQ SYSTEMS INC	111	$2K	<0.01%	0
iShares Msci SingaporeiShares Msci Singapore	184	$2K	<0.01%	new
Viacom Inc Cl AViacom Inc Cl A	28	$2K	<0.01%	0
HOLOGIC INC 2.000HOLOGIC INC 2.000	2,000	$2K	<0.01%	0
LAKES GAMING INC COMLAKES GAMING INC COM	500	$2K	<0.01%	0
HHGREGG INCHHGREGG INC	151	$2K	<0.01%	new
ALLEGHENY TECHNOLOGIES INCALLEGHENY TECHNOLOGIES INC	2,000	$2K	<0.01%	0
CUBIST PHARMACEUTICALS INCCUBIST PHARMACEUTICALS INC	1,000	$2K	<0.01%	0
BARCLAYS BANK PLCBARCLAYS BANK PLC	50	$2K	<0.01%	0
MOLYCORP INC DELMOLYCORP INC DEL	300	$2K	<0.01%	0
NUVEEN EQTY PRM OPPORTUNITYFNUVEEN EQTY PRM OPPORTUNITYF	137	$2K	<0.01%	0
NAM TAI ELECTRS INCNAM TAI ELECTRS INC	250	$2K	<0.01%	0
BLACKROCK DEBT STRAT FD INCBLACKROCK DEBT STRAT FD INC	487	$2K	<0.01%	new
ING EMERGING MKTS HGH DIV EQING EMERGING MKTS HGH DIV EQ	150	$2K	<0.01%	new
CIENA CORPCIENA CORP	2,000	$2K	<0.01%	0
CHART INDUSTRIES INCCHART INDUSTRIES INC	1,000	$2K	<0.01%	0
GUGGENHEIM FRONTIER MARKETS…GUGGENHEIM FRONTIER MARKETS ETF	148	$2K	<0.01%	-72
SALIX PHARMACEUTICALS INC S…SALIX PHARMACEUTICALS INC SR NT C…	1,000	$2K	<0.01%	0
ETFS PRECIOUS METALSBASKET …ETFS PRECIOUS METALSBASKET TR ETF…	28	$2K	<0.01%	0
GLOBAL XGLOBAL X	100	$2K	<0.01%	0
SPDR S&PSPDR S&P	59	$2K	<0.01%	new
SPDR INDEX SHS FDSSPDR INDEX SHS FDS	60	$2K	<0.01%	new
SPDR INDEX SHS FDSSPDR INDEX SHS FDS	75	$2K	<0.01%	new
DOMINION RES BLACK WARRIOR TDOMINION RES BLACK WARRIOR T	350	$2K	<0.01%	new
BKSCBANK OF SOUTH CAROLINA CORP	100	$2K	<0.01%	0		Timeline
ISRGINTUITIVE SURGICAL INC	2	$1K	<0.01%	-5		Timeline
VAWVANGUARD WORLD FD	14	$1K	<0.01%	new		Timeline
FLOFLOWERS FOODS INC	63	$1K	<0.01%	0		Timeline
SWKSTANLEY BLACK & DECKER INC	11	$1K	<0.01%	-19		Timeline
LYBLYONDELLBASELL INDUSTRIES NV	15	$1K	<0.01%	0		Timeline
REGNREGENERON PHARMACEUTICALS	3	$1K	<0.01%	new		Timeline
VRTSVIRTUS INVT PARTNERS INC	7	$1K	<0.01%	-6		Timeline
SAICSCIENCE APPLICATIONS INTL CO	28	$1K	<0.01%	new		Timeline
EENI SPA	12	$1K	<0.01%	0		Timeline
RNRRENAISSANCERE HLDGS LTD	8	$1K	<0.01%	new		Timeline
PSOPEARSON PLC	63	$1K	<0.01%	new		Timeline
AVBAVALONBAY CMNTYS INC	10	$1K	<0.01%	0		Timeline
STTSTATE STR CORP	17	$1K	<0.01%	0		Timeline
JLLJONES LANG LASALLE INC	9	$1K	<0.01%	0		Timeline
ANFABERCROMBIE & FITCH CO	22	$1K	<0.01%	0		Timeline
TUTELUS CORPORATION	40	$1K	<0.01%	0		Timeline
NDSNNORDSON CORP	20	$1K	<0.01%	new		Timeline
EOSEATON VANCE ENHANCED EQUITY	50	$1K	<0.01%	0		Timeline
TGSTRANSPORTADORA DE GAS DEL SU	500	$1K	<0.01%	new		Timeline
CRSCARPENTER TECHNOLOGY CORP	18	$1K	<0.01%	0		Timeline
NCANUVEEN CALIFORNIA MUNI VLU F	131	$1K	<0.01%	0		Timeline
MDUMDU RES GROUP INC	43	$1K	<0.01%	0		Timeline
XEADXALLSPRING INCOME OPPORTUNIT	151	$1K	<0.01%	0		Timeline
INTERPUBLIC GROUP COSINTERPUBLIC GROUP COS	66	$1K	<0.01%	0
VGMINVESCO TR INVT GRADE MUNS	87	$1K	<0.01%	0		Timeline
IBNDSPDR SERIES TRUST	25	$1K	<0.01%	new		Timeline
STARZSTARZ	31	$1K	<0.01%	0
SIDCOMPANHIA SIDERURGICA NACION	226	$1K	<0.01%	0		Timeline
CYPRESS SEMICONDUCTOR CORPCYPRESS SEMICONDUCTOR CORP	100	$1K	<0.01%	0
FULTFULTON FINL CORP PA	109	$1K	<0.01%	0		Timeline
CLNECLEAN ENERGY FUELS CORP	75	$1K	<0.01%	0		Timeline
UMPQUA HOLDINGSUMPQUA HOLDINGS	30	$1K	<0.01%	0
INTREPID POTASH INCINTREPID POTASH INC	75	$1K	<0.01%	0
BIOMED REALTY TRUST COMBIOMED REALTY TRUST COM	45	$1K	<0.01%	-27
DIMWISDOMTREE TR	20	$1K	<0.01%	0		Timeline
VOCVOC ENERGY TR	100	$1K	<0.01%	-100		Timeline
DIEBOLD NXDF INCDIEBOLD NXDF INC	35	$1K	<0.01%	-6
NEWFIELD EXPL CONEWFIELD EXPL CO	50	$1K	<0.01%	0
DENDREON CORPDENDREON CORP	2,000	$1K	<0.01%	0
MGIC INVESTMENT CORPMGIC INVESTMENT CORP	1,000	$1K	<0.01%	0
THOMPSON CREEK METALS CO INCTHOMPSON CREEK METALS CO INC	478	$1K	<0.01%	0
YOUKU.COM INCYOUKU.COM INC	17	$1K	<0.01%	new
WESTAR ENERGY INCWESTAR ENERGY INC	43	$1K	<0.01%	-22
JEFFERIES GROUP INCJEFFERIES GROUP INC	1,000	$1K	<0.01%	0
ARES CAPITAL CORPARES CAPITAL CORP	1,000	$1K	<0.01%	0
AMERICAN INTL GROUP INCAMERICAN INTL GROUP INC	36	$1K	<0.01%	0
PALATIN TECHNOLOGIES INCPALATIN TECHNOLOGIES INC	1,000	$1K	<0.01%	0
XL GROUP PLCXL GROUP PLC	30	$1K	<0.01%	-13
ALTERA CORPALTERA CORP	46	$1K	<0.01%	new
CONSOL ENERGY INCCONSOL ENERGY INC	31	$1K	<0.01%	0
ALEXCO RESOURCE CORPALEXCO RESOURCE CORP	1,000	$1K	<0.01%	0
RTI INTL METALS INCRTI INTL METALS INC	1,000	$1K	<0.01%	0
BLDRS INDEX FDS TRBLDRS INDEX FDS TR	33	$1K	<0.01%	-66
GENERAL MTRS COGENERAL MTRS CO	44	$1K	<0.01%	+1
NUANCE COMMUNICATIONS INCNUANCE COMMUNICATIONS INC	1,000	$1K	<0.01%	0
PENNEY J C INCPENNEY J C INC	120	$1K	<0.01%	0
TRINITY INDS INCTRINITY INDS INC	1,000	$1K	<0.01%	0
TRW AUTOMOTIVE HLDGS CORPTRW AUTOMOTIVE HLDGS CORP	14	$1K	<0.01%	0
ON SEMICONDUCTOR CORPON SEMICONDUCTOR CORP	1,000	$1K	<0.01%	0
LIBERTY INTERACTIVE CORPLIBERTY INTERACTIVE CORP	8	$1K	<0.01%	0
GENERAL MTRS COGENERAL MTRS CO	44	$1K	<0.01%	+1
FIDELITY NATIONAL FINANCIALFIDELITY NATIONAL FINANCIAL	46	$1K	<0.01%	0
RF MICRODEVICES INCRF MICRODEVICES INC	227	$1K	<0.01%	0
CLOUD PEAK ENERGY INCCLOUD PEAK ENERGY INC	77	$1K	<0.01%	-948
SOLARCITY CORPSOLARCITY CORP	9	$1K	<0.01%	-41
HCC INS HLDGS INCHCC INS HLDGS INC	28	$1K	<0.01%	0
JDS UNIPHASE CORPJDS UNIPHASE CORP	75	$1K	<0.01%	-125
AIXTRON SEAIXTRON SE	60	$1K	<0.01%	new
PARTNERRE LTDPARTNERRE LTD	10	$1K	<0.01%	-100
AOL INCAOL INC	12	$1K	<0.01%	-21
KB HOME 1.375KB HOME 1.375	1,000	$1K	<0.01%	0
STAR SCIENTIFIC INC COMSTAR SCIENTIFIC INC COM	1,000	$1K	<0.01%	0
MEDIVATION INCMEDIVATION INC	1,000	$1K	<0.01%	0
Delcath Systems IncDelcath Systems Inc	3,000	$1K	<0.01%	0
CHELSEA THERAPEUTICS INTL LTCHELSEA THERAPEUTICS INTL LT	200	$1K	<0.01%	0
HEALTH CARE REIT INCHEALTH CARE REIT INC	1,000	$1K	<0.01%	0
ENGLOBAL CORPENGLOBAL CORP	416	$1K	<0.01%	new
FIRST BUSEY CORPFIRST BUSEY CORP	151	$1K	<0.01%	0
WHITING USA TRUST IWHITING USA TRUST I	120	$1K	<0.01%	0
DDR CORPDDR CORP	1,000	$1K	<0.01%	0
MOLYCORP INC DELMOLYCORP INC DEL	1,000	$1K	<0.01%	0
NEWMONT MINING CORPNEWMONT MINING CORP	1,000	$1K	<0.01%	0
CORSICANTO LTD SR CONV NT C…CORSICANTO LTD SR CONV NT CONV DT…	1,000	$1K	<0.01%	0
RESOLUTE ENERGY CORPRESOLUTE ENERGY CORP	5,000	$1K	<0.01%	new
BLDRS INDEX FDS TRBLDRS INDEX FDS TR	46	$1K	<0.01%	-54
HOVNANIAN ENTERPRISES INCHOVNANIAN ENTERPRISES INC	21	$1K	<0.01%	0
MRSHMARSH & MCLENNAN COS INC	3	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
CRMSALESFORCE INC	4	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
CTSHCOGNIZANT TECHNOLOGY SOLUTIO	4	$0	0%	-55	Value filed as zero, left out of ratios.	Timeline
EWEDWARDS LIFESCIENCES CORP	3	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
EGEVEREST GROUP LTD	2	$0	0%	-9	Value filed as zero, left out of ratios.	Timeline
FISFIDELITY NATL INFORMATION SV	2	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
AMPAMERIPRISE FINL INC	1	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
CROXCROCS INC	25	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
PTYPIMCO CORPORATE & INCOME OPP	12	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
TYTRI CONTL CORP	10	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
NWSNEWS CORP NEW	25	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
IGIBISHARES TR	2	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
TD AMERITRADE HLDG CORPTD AMERITRADE HLDG CORP	3	$0	0%	0	Value filed as zero, left out of ratios.
STRSSTRATUS PPTYS INC	10	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
ROCKWELL COLLINS INCROCKWELL COLLINS INC	1	$0	0%	0	Value filed as zero, left out of ratios.
AEROPOSTALE INCAEROPOSTALE INC	33	$0	0%	-90	Value filed as zero, left out of ratios.
VITAL ENERGY INCVITAL ENERGY INC	17	$0	0%	new	Value filed as zero, left out of ratios.
GLOBAL XGLOBAL X	25	$0	0%	0	Value filed as zero, left out of ratios.
SANOFISANOFI	667	$0	0%	0	Value filed as zero, left out of ratios.
DELPHI AUTOMOTIVE PLCDELPHI AUTOMOTIVE PLC	7	$0	0%	new	Value filed as zero, left out of ratios.
AVIAT NETWORKS INCAVIAT NETWORKS INC	62	$0	0%	0	Value filed as zero, left out of ratios.
AGENUS INCAGENUS INC	1	$0	0%	0	Value filed as zero, left out of ratios.
INTERNATIONAL GAME TECHNOLOGINTERNATIONAL GAME TECHNOLOG	4	$0	0%	0	Value filed as zero, left out of ratios.
ATMEL CORPATMEL CORP	30	$0	0%	0	Value filed as zero, left out of ratios.
GOLDEN STAR RES LTD CDAGOLDEN STAR RES LTD CDA	500	$0	0%	0	Value filed as zero, left out of ratios.
CELL THERAPEUTICS INCCELL THERAPEUTICS INC	21	$0	0%	new	Value filed as zero, left out of ratios.
FUELCELL ENERGY INC COMFUELCELL ENERGY INC COM	150	$0	0%	0	Value filed as zero, left out of ratios.
FRONTLINE LTDFRONTLINE LTD	60	$0	0%	-1,000	Value filed as zero, left out of ratios.
ASCENT CAPITAL GROUP INC-AASCENT CAPITAL GROUP INC-A	2	$0	0%	0	Value filed as zero, left out of ratios.
ZAZA ENERGY CORPZAZA ENERGY CORP	100	$0	0%	0	Value filed as zero, left out of ratios.
MODUSLINK GLOBAL SOLUTIONS IMODUSLINK GLOBAL SOLUTIONS I	6	$0	0%	0	Value filed as zero, left out of ratios.
COSI INCCOSI INC	250	$0	0%	0	Value filed as zero, left out of ratios.
MANAGED HIGH YIELD PLUS FD IMANAGED HIGH YIELD PLUS FD I	186	$0	0%	new	Value filed as zero, left out of ratios.
USEC INCUSEC INC	40	$0	0%	0	Value filed as zero, left out of ratios.
ECOTALITY INCECOTALITY INC	300	$0	0%	0	Value filed as zero, left out of ratios.
ELEPHANT TALK COMM CORPELEPHANT TALK COMM CORP	2	$0	0%	0	Value filed as zero, left out of ratios.
ECHO THERAPEUTICS INCECHO THERAPEUTICS INC	9	$0	0%	new	Value filed as zero, left out of ratios.
ORIGIN AGRITECH LIMITEDORIGIN AGRITECH LIMITED	100	$0	0%	0	Value filed as zero, left out of ratios.
DAEGIS INCDAEGIS INC	17	$0	0%	0	Value filed as zero, left out of ratios.
COMMUNITYONE BANCORPCOMMUNITYONE BANCORP	22	$0	0%	0	Value filed as zero, left out of ratios.
ZBB ENERGY CORPZBB ENERGY CORP	300	$0	0%	new	Value filed as zero, left out of ratios.

Sold out in Q4 2013

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 170. All 170

Security	Shares before	Value before	Type
DNLWISDOMTREE TR	17,323	$852K	shares
TSLATESLA INC	4,128	$798K	shares
DGZDEUTSCHE BK AG LONDON BRH	33,856	$485K	shares
H&E EQUIPMENT SERVICES INCH&E EQUIPMENT SERVICES INC	16,567	$440K	shares
VANGUARD INDEX FDSVANGUARD INDEX FDS	3,492	$269K	shares
ACTAVIS INCACTAVIS INC	1,458	$210K	shares
EINSTEIN NOAH REST GROUP INCEINSTEIN NOAH REST GROUP INC	11,267	$195K	shares
UNLUNITED STS 12 MONTH NAT GAS	8,752	$148K	shares
MARKET VECTORS ETF TRMARKET VECTORS ETF TR	6,272	$113K	shares
IAC INTERACTIVECORPIAC INTERACTIVECORP	2,000	$109K	shares
CLAYMORE EXCHANGE-TRD FD TRCLAYMORE EXCHANGE-TRD FD TR	3,771	$98K	shares
BARCLAYS BK PLCBARCLAYS BK PLC	6,414	$94K	shares
MUCBLACKROCK MUNIHLDNGS CALI	6,799	$93K	shares
SIRIUS XM RADIO INCSIRIUS XM RADIO INC	22,836	$88K	shares
BARCLAYS BK PLCBARCLAYS BK PLC	1,880	$73K	shares
NASH FINCH CONASH FINCH CO	2,000	$53K	shares
GOFGUGGENHEIM STRATEGIC OPPORTU	2,225	$49K	shares
NYSE EURONEXTNYSE EURONEXT	1,145	$48K	shares
ARLPALLIANCE RESOURCE PARTNERS L	602	$45K	shares
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR	2,200	$45K	shares
POWERSHARES INDIA ETF TRPOWERSHARES INDIA ETF TR	2,711	$43K	shares
NUVEEN CA SELECT QUALITY MUNNUVEEN CA SELECT QUALITY MUN	2,947	$41K	shares
BWZSPDR SERIES TRUST	1,090	$39K	shares
JOEST JOE CO	1,765	$35K	shares
COMPANHIA DE BEBIDAS DAS AMECOMPANHIA DE BEBIDAS DAS AME	902	$35K	shares
FIRST TR HIGH INCOME L/S FDFIRST TR HIGH INCOME L/S FD	1,761	$31K	shares
NOBLE CORPNOBLE CORP	800	$30K	shares
NUVEEN CALIF QUALITY INCM MUNUVEEN CALIF QUALITY INCM MU	2,065	$30K	shares
MFS INTERMARKET INCOME TRUSTMFS INTERMARKET INCOME TRUST	3,343	$27K	shares
KINDER MORGAN MANAGEMENT LLCKINDER MORGAN MANAGEMENT LLC	344	$26K	shares
XMESPDR SERIES TRUST	670	$25K	shares
BZHBEAZER HOMES USA INC	1,400	$25K	shares
GENERAL MTRS COGENERAL MTRS CO	500	$25K	shares
SJNKSPDR SERIES TRUST	775	$24K	shares
POWERSHARES ETF TR II S&P S…POWERSHARES ETF TR II S&P SMCP	475	$23K	shares
BLACKROCK CORPOR HI YLD IIIBLACKROCK CORPOR HI YLD III	3,000	$22K	shares
TRGPTARGA RES CORP	275	$20K	shares
ATWOOD OCEANICS INCATWOOD OCEANICS INC	356	$20K	shares
WDFCWD 40 CO	300	$19K	shares
E M C CORP MASSE M C CORP MASS	12,000	$19K	shares
PACIFIC MERCANTILE BANCORPPACIFIC MERCANTILE BANCORP	2,861	$18K	shares
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR	800	$17K	shares
TLHISHARES TR	125	$16K	shares
VKQINVESCO MUNICIPAL TRUST	1,382	$16K	shares
MARKET VECTORS ETF TRMARKET VECTORS ETF TR	700	$16K	shares
POWERSHARES ETF TR IIPOWERSHARES ETF TR II	260	$15K	shares
Inergy, LPInergy, LP	1,000	$14K	shares
NV ENERGY INCNV ENERGY INC	608	$14K	shares
CNOOC LIMITEDCNOOC LIMITED	63	$13K	shares
EWZSISHARES TR	580	$13K	shares
DELL INCDELL INC	900	$12K	shares
RYDEX ETF TRUST TOP 50 ETFRYDEX ETF TRUST TOP 50 ETF	100	$12K	shares
FXLFIRST TR EXCHANGE-TRADED FD	420	$11K	shares
TTCTORO CO	204	$11K	shares
PORTFOLIO RECOVERY ASSOCS INPORTFOLIO RECOVERY ASSOCS IN	189	$11K	shares
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR	400	$11K	shares
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR	400	$11K	shares
ABERDEEN LATIN AMER EQTY FDABERDEEN LATIN AMER EQTY FD	333	$11K	shares
FIRST TRUST MLP AND ENERGY …FIRST TRUST MLP AND ENERGY INC	500	$10K	shares
SPDR SERIES TRUSTSPDR SERIES TRUST	150	$10K	shares
NORTHERN LTS ETF TRNORTHERN LTS ETF TR	390	$10K	shares
BLACKROCK DEFINED OPPRTY CRBLACKROCK DEFINED OPPRTY CR	742	$10K	shares
PBHPRESTIGE CONSMR HEALTHCARE I	289	$9K	shares
WKCWORLD KINECT CORPORATION	239	$9K	shares
IGLBISHARES TR	160	$9K	shares
LNNLINDSAY CORP	109	$9K	shares
CADENCE PHARMACEUTICALS INCCADENCE PHARMACEUTICALS INC	1,450	$9K	shares
XELXCEL ENERGY INC	300	$8K	shares
SYNASYNAPTICS INC	189	$8K	shares
EZMWISDOMTREE TR	100	$8K	shares
BUNGE LTDBUNGE LTD	103	$8K	shares
Mkt Vectors Semiconductor E…Mkt Vectors Semiconductor ETF	200	$8K	shares
ISHARESISHARES	500	$8K	shares
SMTCSEMTECH CORP	244	$7K	shares
WUWESTERN UN CO	395	$7K	shares
FORWARD AIR CORPFORWARD AIR CORP	165	$7K	shares
CALGON CARBON CORPCALGON CARBON CORP	372	$7K	shares
MONTPELIER RE HLDGS LTD SHMONTPELIER RE HLDGS LTD SH	277	$7K	shares
BLACKROCK SR HIGH INCOME FDBLACKROCK SR HIGH INCOME FD	1,800	$7K	shares
IGFISHARES TR	150	$6K	shares
SCHASCHWAB STRATEGIC TR	125	$6K	shares
BHEBENCHMARK ELECTRS INC	253	$6K	shares
NTAPNETAPP INC	150	$6K	shares
ACWVISHARES INC	100	$6K	shares
VCA ANTECH INCVCA ANTECH INC	205	$6K	shares
SUN HYDRAULICS CORPSUN HYDRAULICS CORP	161	$6K	shares
OUTERWALL INCOUTERWALL INC	113	$6K	shares
BIO REFERENCE LABS INCBIO REFERENCE LABS INC	199	$6K	shares
LKFNLAKELAND FINL CORP	142	$5K	shares
SHOOMADDEN STEVEN LTD	88	$5K	shares
RWXSPDR INDEX SHS FDS	129	$5K	shares
SOUTHWESTERN ENERGY COSOUTHWESTERN ENERGY CO	132	$5K	shares
COMPUTER SCIENCES CORPCOMPUTER SCIENCES CORP	92	$5K	shares
ENDURANCE SPECIALTY HLDGS LTENDURANCE SPECIALTY HLDGS LT	98	$5K	shares
NORTHSTAR RLTY FIN CORPNORTHSTAR RLTY FIN CORP	500	$5K	shares
NAVIGATORS GROUP INCNAVIGATORS GROUP INC	95	$5K	shares
PAASPAN AMERN SILVER CORP	400	$4K	shares
DAKTDAKTRONICS INC	400	$4K	shares
BAKER HUGHES INCBAKER HUGHES INC	78	$4K	shares
TALISMAN ENERGY INCTALISMAN ENERGY INC	339	$4K	shares

How Q4 2013 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0000950123-14-000885	base		2014-01-31	acceptance time not in the bulk data set	2026-10-07 19:53:46 UTC