NEW ENGLAND SECURITIES CORP /MA/

13F filer, CIK 910316, New York, NY

NEW ENGLAND SECURITIES CORP /MA/ reported $240,845,000 across 1,666 holdings for the quarter ended 2013-12-31, in a 13F-HR filed 2014-01-31. Its ten largest share positions make up 15.2% of the portfolio.

Filed 2014-01-31 (acceptance time not in the bulk data set), ingested 2026-10-07 19:53:46 UTC13F-HR 0000950123-14-000885

Period: 2013-12-31
Reported value: $241M
Holdings: 1,666
Top 10 weight: 15.2%
New: 183
Sold out: 170

Largest buys vs the previous quarter

Security	Shares change	Approx. value
DWMadded	+26,446	$1.44M
SDYadded	+18,165	$1.32M
IBBadded	+5,039	$1.14M
WFCadded	+23,326	$1.06M
VIGadded	+12,725	$957K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
UNS ENERGY CORPreduced	-15,002	-$891K
DNLexited	-17,323	-$852K
VLOreduced	-16,074	-$811K
TSLAexited	-4,128	-$798K
TUPPERWARE BRANDS CORPreduced	-7,071	-$668K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2013

Share positions as resolved from 13F-HR 0000950123-14-000885, largest first. % of portfolio is the value over $240,845,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
DWS MUN INCOME TR COMDWS MUN INCOME TR COM	5,000	$60K	0.02%	0
ETVEATON VANCE TAX-MANAGED BUY-	4,193	$59K	0.02%	+1,218	Timeline
SNYSANOFI SA	1,088	$58K	0.02%	+138	Timeline
DXJWISDOMTREE TR	1,144	$58K	0.02%	+273	Timeline
POWERSHARESPOWERSHARES	2,256	$58K	0.02%	-937
SPARTAN STORES INCSPARTAN STORES INC	2,400	$58K	0.02%	new
TMUST-MOBILE US INC	1,709	$57K	0.02%	+1,284	Timeline
RYROYAL BK CDA	855	$57K	0.02%	0	Timeline
POWERSHARES DYNAMICPOWERSHARES DYNAMIC	840	$57K	0.02%	0
POWERSHARES DBPOWERSHARES DB	2,223	$57K	0.02%	+100
UNHUNITEDHEALTH GROUP INC	745	$56K	0.02%	+304	Timeline
BNYBANK OF NY MELLON CORP	1,616	$56K	0.02%	+200	Timeline
TSCOTRACTOR SUPPLY CO	720	$56K	0.02%	+329	Timeline
GRMNGARMIN LTD	1,219	$56K	0.02%	+1,019	Timeline
EEMVISHARES INC	966	$56K	0.02%	+319	Timeline
BLACKROCK INCBLACKROCK INC	176	$56K	0.02%	-61
CURRENCYSHARES AUSTRALIAN D…CURRENCYSHARES AUSTRALIAN DLAU	630	$56K	0.02%	-110
Etfs Phys Platinum EtfEtfs Phys Platinum Etf	410	$55K	0.02%	new
C-TRACKS ETN VOLATILITY INDXC-TRACKS ETN VOLATILITY INDX	16,124	$55K	0.02%	new
SHVISHARES TR	492	$54K	0.02%	+100	Timeline
HARRIS CORP INCHARRIS CORP INC	772	$54K	0.02%	-631
POWERSHARES GLOBAL ETF TRUS…POWERSHARES GLOBAL ETF TRUSTHI	2,797	$54K	0.02%	-223
BTIBRITISH AMERN TOB PLC	491	$53K	0.02%	-66	Timeline
IPINTERNATIONAL PAPER CO	1,075	$53K	0.02%	+433	Timeline
BANK OF THE OZARKSBANK OF THE OZARKS	933	$53K	0.02%	0
YAMANA GOLD INCYAMANA GOLD INC	6,201	$53K	0.02%	new
TRIANGLE PETE CORPTRIANGLE PETE CORP	6,409	$53K	0.02%	+5,909
ISHARES INC MSCI UTD KINGDISHARES INC MSCI UTD KINGD	2,551	$53K	0.02%	+73
MASMASCO CORP	2,266	$52K	0.02%	-250	Timeline
MEDLEY CAP CORPMEDLEY CAP CORP	3,745	$52K	0.02%	-400
DMOWESTERN ASSET MTG DEFINED OP	2,250	$52K	0.02%	new	Timeline
Pimco Income Oppty FundPimco Income Oppty Fund	1,831	$52K	0.02%	+5
GAPGAP INC	1,297	$51K	0.02%	+52	Timeline
BWXSPDR SERIES TRUST	878	$51K	0.02%	+406	Timeline
PRUPRUDENTIAL FINL INC	543	$50K	0.02%	-4	Timeline
AMERICA MOVIL-SPN ADR CL LAMERICA MOVIL-SPN ADR CL L	2,136	$50K	0.02%	0
STAPLES INCSTAPLES INC	3,171	$50K	0.02%	+231
BUDANHEUSER BUSCH INBEV SA NV	465	$49K	0.02%	+2	Timeline
TDTORONTO DOMINION BK ONT	518	$49K	0.02%	-9	Timeline
UNS ENERGY CORPUNS ENERGY CORP	825	$49K	0.02%	-15,002
LOWLOWES COS INC	964	$48K	0.02%	+87	Timeline
PNCPNC FINL SVCS GROUP INC	625	$48K	0.02%	0	Timeline
VNOVORNADO RLTY TR	546	$48K	0.02%	new	Timeline
FEZSPDR INDEX SHS FDS	1,146	$48K	0.02%	+346	Timeline
KRESPDR SERIES TRUST	1,175	$48K	0.02%	0	Timeline
XRNPXCOHEN & STEERS REIT & PFD &	3,062	$48K	0.02%	0	Timeline
CHESEPEAKE ENERGY CORPCHESEPEAKE ENERGY CORP	1,755	$48K	0.02%	+2
HCAHCA HEALTHCARE INC	982	$47K	0.02%	+460	Timeline
FXIISHARES TR	1,214	$47K	0.02%	-4,086	Timeline
MPCMARATHON PETE CORP	512	$47K	0.02%	+59	Timeline
BDJBLACKROCK ENHANCED EQUITY DI	5,903	$47K	0.02%	0	Timeline
VVRINVESCO SR INCOME TR	9,363	$47K	0.02%	new	Timeline
MARATHON OIL CORPMARATHON OIL CORP	1,337	$47K	0.02%	+11
AMERICA MOVIL SAB DE CVAMERICA MOVIL SAB DE CV	2,020	$47K	0.02%	0
COVIDIEN PLCCOVIDIEN PLC	689	$47K	0.02%	+173
UBS Alerian MLP/ MLPIUBS Alerian MLP/ MLPI	1,189	$47K	0.02%	-159
ICEINTERCONTINENTAL EXCHANGE IN	204	$46K	0.02%	new	Timeline
UPSUNITED PARCEL SVCS INC	440	$46K	0.02%	+187	Timeline
RWRSPDR SERIES TRUST	647	$46K	0.02%	-54	Timeline
SENIOR HSG PPTYS TRSENIOR HSG PPTYS TR	2,082	$46K	0.02%	+6
AEFABRDN EMERGING MARKETS EX CH	4,405	$46K	0.02%	-310	Timeline
CHESAPEAKE LODGING TRCHESAPEAKE LODGING TR	1,800	$46K	0.02%	-100
LMP REAL ESTATE INCOME FD INLMP REAL ESTATE INCOME FD IN	4,600	$46K	0.02%	+1,150
PMTPENNYMAC MTG INVT TR	1,955	$45K	0.02%	+23	Timeline
RIGTRANSOCEAN LTD	902	$45K	0.02%	+336	Timeline
XMVFXBLACKROCK MUNIVEST FUND	5,000	$45K	0.02%	0	Timeline
ALLIANZGI CONV INCOME FDALLIANZGI CONV INCOME FD	4,610	$45K	0.02%	+2,076
NEWCASTLE INVT CORPNEWCASTLE INVT CORP	7,896	$45K	0.02%	+750
HEDJWISDOMTREE TR	786	$44K	0.02%	+316	Timeline
DGDOLLAR GEN CORP	725	$44K	0.02%	0	Timeline
RIORIO TINTO PLC	786	$44K	0.02%	-6,652	Timeline
IEFISHARES TR	443	$44K	0.02%	+100	Timeline
DOMTAR CORPDOMTAR CORP	466	$44K	0.02%	new
MBIMBIA INC	3,726	$44K	0.02%	+2,251	Timeline
EL PASO ELECTRIC COEL PASO ELECTRIC CO	1,250	$44K	0.02%	0
SLVISHARES SILVER TR	2,291	$43K	0.02%	-200	Timeline
RCIROGERS COMMUNICATIONS INC	943	$43K	0.02%	0	Timeline
EIXEDISON INTL	919	$43K	0.02%	-40	Timeline
HALHALLIBURTON CO	853	$43K	0.02%	+100	Timeline
HIGHARTFORD INSURANCE GROUP INC	1,192	$43K	0.02%	-487	Timeline
RCSPIMCO STRATEGIC INCOME FD	4,390	$43K	0.02%	+13	Timeline
NUVEEN NC PREM INCOME MUNNUVEEN NC PREM INCOME MUN	3,576	$43K	0.02%	-500
MMACYS INC	784	$42K	0.02%	+234	Timeline
PNWPINNACLE WEST CAP CORP	803	$42K	0.02%	0	Timeline
EWCISHARES INC	1,432	$42K	0.02%	-420	Timeline
POWERSHARES ETF TRUST DIV A…POWERSHARES ETF TRUST DIV ACHV	2,127	$42K	0.02%	0
BARCLAYS BK PLCBARCLAYS BK PLC	339	$42K	0.02%	0
AMTAMERICAN TOWER CORP	520	$41K	0.02%	-4	Timeline
DALDELTA AIR LINES INC	1,504	$41K	0.02%	-148	Timeline
PSAPUBLIC STORAGE	274	$41K	0.02%	-100	Timeline
PBIPITNEY BOWES INC	1,750	$41K	0.02%	0	Timeline
BFHBREAD FINANCIAL HOLDINGS INC	157	$41K	0.02%	+114	Timeline
INVESCO DYNAMIC CR OPPORTUNIINVESCO DYNAMIC CR OPPORTUNI	3,176	$41K	0.02%	-1,888
PSKSPDR SERIES TRUST	1,049	$41K	0.02%	-993	Timeline
PETSMART INCPETSMART INC	568	$41K	0.02%	0
PEP BOYS-MANNY MOE & JA…PEP BOYS-MANNY MOE & JACK	3,398	$41K	0.02%	+3,288
AFGAMERICAN FINANCIAL GROUP INC	693	$40K	0.02%	+666	Timeline
DUNKIN BRANDS GROUP INCDUNKIN BRANDS GROUP INC	840	$40K	0.02%	+196
POWERSHARESPOWERSHARES	1,395	$40K	0.02%	+400
PIEDMONT NATURAL GAS COPIEDMONT NATURAL GAS CO	1,200	$40K	0.02%	0
ROYAL BANK OF SCOT-SPON ADRROYAL BANK OF SCOT-SPON ADR	3,496	$40K	0.02%	+1,601
FISVFISERV INC	658	$39K	0.02%	+583	Timeline
IWCISHARES TR	521	$39K	0.02%	+496	Timeline
TE CONNECTIVITY LTDTE CONNECTIVITY LTD	707	$39K	0.02%	0
FIDUCIARY CLAYMORE ENGRY INFFIDUCIARY CLAYMORE ENGRY INF	1,547	$39K	0.02%	new
FXNFIRST TR EXCHANGE-TRADED FD	1,552	$39K	0.02%	+1,292	Timeline
SUREADVISORSHARES TR	800	$39K	0.02%	+150	Timeline
POWERSHARES ETF TRUST IIPOWERSHARES ETF TRUST II	1,300	$39K	0.02%	-239
STATOIL ASASTATOIL ASA	1,625	$39K	0.02%	0
FTSE RAFI US 1500 Small CapFTSE RAFI US 1500 Small Cap	400	$39K	0.02%	+40
INVESCO FINANCIAL PREFERRED…INVESCO FINANCIAL PREFERRED ETF	2,323	$39K	0.02%	-150
SUPERIOR ENERGY SVCS INCSUPERIOR ENERGY SVCS INC	1,466	$39K	0.02%	0
ISHARES INC MSCI ITALY CAPISHARES INC MSCI ITALY CAP	2,517	$39K	0.02%	new
VDEVANGUARD WORLD FD	300	$38K	0.02%	new	Timeline
LULULULULEMON ATHLETICA INC	639	$38K	0.02%	+125	Timeline
CLCOLGATE PALMOLIVE CO	587	$38K	0.02%	-79	Timeline
NOCNORTHROP GRUMMAN CORP	334	$38K	0.02%	+6	Timeline
GABGABELLI EQUITY TR INC	4,895	$38K	0.02%	+2,000	Timeline
MICHAEL KORS HLDGS LTDMICHAEL KORS HLDGS LTD	470	$38K	0.02%	-11
TORTOISE MIDSTRM ENERGY FD ITORTOISE MIDSTRM ENERGY FD I	1,400	$38K	0.02%	new
SYMANTEC CORPSYMANTEC CORP	1,608	$38K	0.02%	-1,124
ST JUDE MED INCST JUDE MED INC	618	$38K	0.02%	-496
ACE LTDACE LTD	368	$38K	0.02%	-81
COMCAST CORP NEWCOMCAST CORP NEW	766	$38K	0.02%	+22
IGVISHARES TR	454	$37K	0.02%	0	Timeline
CMICUMMINS INC	263	$37K	0.02%	-30	Timeline
INVESCO MORTGAGE CAPITAL INCINVESCO MORTGAGE CAPITAL INC	2,535	$37K	0.02%	0
RGRSTURM RUGER & CO INC	500	$37K	0.02%	-100	Timeline
CHICALAMOS CONV OPPORTUNITIES &	2,785	$37K	0.02%	-1,200	Timeline
KANSAS CITY SOUTHERNKANSAS CITY SOUTHERN	299	$37K	0.02%	0
FIRST TR VALUE LINE 100 ETFFIRST TR VALUE LINE 100 ETF	2,000	$37K	0.02%	0
HOGHARLEY DAVIDSON INC	517	$36K	0.01%	+252	Timeline
XCHYXCALAMOS CONV & HIGH INCOME F	2,800	$36K	0.01%	+200	Timeline
HYIWESTERN ASSET HIGH YIELD OPP	2,043	$36K	0.01%	new	Timeline
EIMEATON VANCE MUN BD FD	3,165	$36K	0.01%	+25	Timeline
STATE STREET IG PUBLIC &PRI…STATE STREET IG PUBLIC &PRIVATE C…	1,589	$36K	0.01%	new
CHICAGO BRIDGE & IRON CO NVCHICAGO BRIDGE & IRON CO NV	429	$36K	0.01%	+3
FEFIRSTENERGY CORP	1,076	$35K	0.01%	-351	Timeline
ROKROCKWELL AUTOMATION INC	293	$35K	0.01%	+188	Timeline
PORPORTLAND GEN ELEC CO	1,150	$35K	0.01%	0	Timeline
ETJEATON VANCE RISK-MANAGED DIV	3,123	$35K	0.01%	0	Timeline
IEPICAHN ENTERPRISES LP	322	$35K	0.01%	new	Timeline
EATON VANCE N J MUN BD FDEATON VANCE N J MUN BD FD	3,037	$35K	0.01%	+46
STATE STREETSTATE STREET	1,455	$35K	0.01%	-2,186
USIGISHARES TR	319	$34K	0.01%	0	Timeline
VPLVANGUARD INTL EQUITY INDEX F	547	$34K	0.01%	0	Timeline
LPXLOUISIANA PAC CORP	1,850	$34K	0.01%	+650	Timeline
TWENTY FIRST CENTY FOX INCTWENTY FIRST CENTY FOX INC	960	$34K	0.01%	+100
SPHSUBURBAN PROPANE PARTNERS L	730	$34K	0.01%	-73	Timeline
NOBLE CORP PLCNOBLE CORP PLC	895	$34K	0.01%	new
NUVEENNUVEEN	4,215	$34K	0.01%	+2,060
SMITH & WESSON BRANDS, INC.SMITH & WESSON BRANDS, INC.	2,500	$34K	0.01%	0
WMWASTE MGMT INC DEL	729	$33K	0.01%	+115	Timeline
PBAPEMBINA PIPELINE CORP	928	$33K	0.01%	-150	Timeline
LNGCHENIERE ENERGY INC	775	$33K	0.01%	0	Timeline
GDGENERAL DYNAMICS CORP	342	$33K	0.01%	+1	Timeline
HRBBLOCK H & R INC	1,127	$33K	0.01%	0	Timeline
SUBISHARES TR	312	$33K	0.01%	0	Timeline
FDLFIRST TR EXCHANGE-TRADED FD	1,500	$33K	0.01%	+50	Timeline
PDIPIMCO DYNAMIC INCOME FD	1,120	$33K	0.01%	-300	Timeline
XEVTXEATON VANCE TAX ADVT DIV INC	1,718	$33K	0.01%	0	Timeline
ALLIANZGI DIVIDEND INT & PRMALLIANZGI DIVIDEND INT & PRM	1,844	$33K	0.01%	+1,194
IAIISHARES TR	845	$33K	0.01%	new	Timeline
POWERSHARESPOWERSHARES	1,300	$33K	0.01%	-913
NUANCE COMMUNICATIONS INCNUANCE COMMUNICATIONS INC	2,200	$33K	0.01%	+1,250
CHINA FD INCCHINA FD INC	1,584	$33K	0.01%	-1,236
NEVSUN RES LTDNEVSUN RES LTD	10,000	$33K	0.01%	0
WISDOMTREE TRUSTWISDOMTREE TRUST	1,526	$33K	0.01%	0
ETNEATON CORP PLC	419	$32K	0.01%	-23	Timeline
KLACKLA CORP	501	$32K	0.01%	-242	Timeline
METMETLIFE INC	602	$32K	0.01%	+244	Timeline
PIIPOLARIS INC	220	$32K	0.01%	0	Timeline
HOSHORNBECK OFFSHORE SERVICES I	1,380	$32K	0.01%	-240	Timeline
EHIWESTERN ASSET GBL HIGH INC F	2,574	$32K	0.01%	+770	Timeline
MSMLISHARES TR	245	$32K	0.01%	+133	Timeline
VIACOM INCVIACOM INC	372	$32K	0.01%	+3
ANADARKO PETROLEUM CORPANADARKO PETROLEUM CORP	409	$32K	0.01%	+100
POTASH CORP OF SASKATCHEWANPOTASH CORP OF SASKATCHEWAN	975	$32K	0.01%	-15
AGL RES INCAGL RES INC	679	$32K	0.01%	+1
ATLAS PIPELINE PARTNERS LPATLAS PIPELINE PARTNERS LP	926	$32K	0.01%	+7
RYDEX ETF TRUSTRYDEX ETF TRUST	500	$32K	0.01%	0
UBS AG JERSEY BRANCHUBS AG JERSEY BRANCH	560	$32K	0.01%	-365
FSLRFIRST SOLAR INC	565	$31K	0.01%	+485	Timeline
XAWFXALLIANCEBERNSTEIN GLOBAL HIG	2,192	$31K	0.01%	+1,942	Timeline
NUSTAR ENERGY LPNUSTAR ENERGY LP	600	$31K	0.01%	-50
BXSYBEXIL INVESTMENT TRUST COMMON	2,074	$31K	0.01%	0	Timeline
HEWLETT PACKARD COHEWLETT PACKARD CO	1,116	$31K	0.01%	+50
TBFPROSHARES TR	950	$31K	0.01%	+450	Timeline
WGL HLDGS INCWGL HLDGS INC	764	$31K	0.01%	+7
CLIFFS NATURAL RESOURCESCLIFFS NATURAL RESOURCES	1,175	$31K	0.01%	+825
WELLTOWER INCWELLTOWER INC	578	$31K	0.01%	+95
VTVANGUARD INTL EQUITY INDEX F	508	$30K	0.01%	+463	Timeline
ABEVAMBEV SA	4,115	$30K	0.01%	new	Timeline
TKRTIMKEN CO	536	$30K	0.01%	0	Timeline
JACOBS ENGINEERING GROUP INCJACOBS ENGINEERING GROUP INC	480	$30K	0.01%	0
DGTSPDR SERIES TRUST	428	$30K	0.01%	0	Timeline
TEXTAINER GROUP HOLDINGS LTDTEXTAINER GROUP HOLDINGS LTD	750	$30K	0.01%	0
BLACKROCK CALIFORNIABLACKROCK CALIFORNIA	1,910	$30K	0.01%	+18
AMATAPPLIED MATLS INC	1,636	$29K	0.01%	-400	Timeline
NKENIKE INC	363	$29K	0.01%	-18	Timeline
FDXFEDEX CORP	205	$29K	0.01%	-170	Timeline
TROWPRICE T ROWE GROUP INC	341	$29K	0.01%	+70	Timeline
SSNCSS&C TECH HLDGS	650	$29K	0.01%	new	Timeline
SJTSAN JUAN BASIN RTY TR	1,738	$29K	0.01%	+31	Timeline
GTGOODYEAR TIRE & RUBR CO	1,225	$29K	0.01%	-500	Timeline
HTDHANCOCK JOHN TAX-ADVANTAGED	1,600	$29K	0.01%	-100	Timeline
XILINX INCXILINX INC	625	$29K	0.01%	+510
TC PIPELINES LPTC PIPELINES LP	600	$29K	0.01%	+50
KRAFT FOODS GROUP INCKRAFT FOODS GROUP INC	530	$29K	0.01%	+67
SILVER WHEATON CORPSILVER WHEATON CORP	1,435	$29K	0.01%	0
WILLIAMS PARTNERS L PWILLIAMS PARTNERS L P	570	$29K	0.01%	0
FIRST TR ISE REVERE NAT GASFIRST TR ISE REVERE NAT GAS	1,500	$29K	0.01%	0
IEOISHARES TR	343	$28K	0.01%	-47	Timeline
NFGNATIONAL FUEL GAS CO	396	$28K	0.01%	+370	Timeline
CORCENCORA INC	400	$28K	0.01%	0	Timeline
PCGPG&E CORP	685	$28K	0.01%	-70	Timeline
MAGELLAN MIDSTREAM PARTNERS…MAGELLAN MIDSTREAM PARTNERS, L	438	$28K	0.01%	-106
MFA FINL INCMFA FINL INC	4,000	$28K	0.01%	+2,000
POWERSHARES ETF TRUST IIPOWERSHARES ETF TRUST II	962	$28K	0.01%	new
WHITEWAVE FOODS COMPANYWHITEWAVE FOODS COMPANY	1,222	$28K	0.01%	+355
ENBRIDGE ENERGY PARTNERS L PENBRIDGE ENERGY PARTNERS L P	935	$28K	0.01%	0
MARKET VECTORS PHARM ETF TMARKET VECTORS PHARM ETF T	523	$28K	0.01%	new
SUSUNCOR ENERGY INC NEW	774	$27K	0.01%	-47	Timeline
LVSLAS VEGAS SANDS CORP	346	$27K	0.01%	-61	Timeline
AMGAFFILIATED MANAGERS GROUP	125	$27K	0.01%	-24	Timeline
CFFNCAPITOL FED FINL INC	2,263	$27K	0.01%	0	Timeline
KELYAKELLY SVCS INC	1,100	$27K	0.01%	0	Timeline
HESS CORPHESS CORP	323	$27K	0.01%	+63
CAREFUSION CORPCAREFUSION CORP	677	$27K	0.01%	+442
TECHNIPFMC PLCTECHNIPFMC PLC	523	$27K	0.01%	+378
BROADCOM CORPBROADCOM CORP	915	$27K	0.01%	+42
GT ADVANCED TECHNOLOGIES INCGT ADVANCED TECHNOLOGIES INC	3,100	$27K	0.01%	0
FIRST FINANCIAL HOLDINGS INCFIRST FINANCIAL HOLDINGS INC	402	$27K	0.01%	-55
ALLALLSTATE CORP	484	$26K	0.01%	-97	Timeline
ALKALASKA AIR GROUP INC	350	$26K	0.01%	new	Timeline
VFCV F CORP	412	$26K	0.01%	+320	Timeline
HOLXHOLOGIC INC	1,150	$26K	0.01%	-69	Timeline
KSSKOHLS CORP	463	$26K	0.01%	+3	Timeline
HEQJOHN HANCOCK DIVERSIFIED INC	1,500	$26K	0.01%	-50	Timeline
CHINA MOBILE LIMITEDCHINA MOBILE LIMITED	505	$26K	0.01%	0
KXIISHARES TR	300	$26K	0.01%	0	Timeline
GBABGUGGENHEIM TAXABLE MUNICP BO	1,300	$26K	0.01%	new	Timeline
INTEL CORPINTEL CORP	19,000	$26K	0.01%	0
UIL HOLDINGS CORPORATIONUIL HOLDINGS CORPORATION	666	$26K	0.01%	0
NORTHEAST UTILSNORTHEAST UTILS	609	$26K	0.01%	-184
EV ENERGY PARTNERS LPEV ENERGY PARTNERS LP	756	$26K	0.01%	-100
MARKET VECTORS ETF TRMARKET VECTORS ETF TR	539	$26K	0.01%	-406
NUVEEN QUALITY INC MUNI FUNDNUVEEN QUALITY INC MUNI FUND	2,150	$26K	0.01%	0
POWERSHARES ETF TRUST DYN O…POWERSHARES ETF TRUST DYN OIL	1,000	$26K	0.01%	0
ISHARES TRISHARES TR	2,250	$26K	0.01%	-560
VNQIVANGUARD INTL EQUITY INDEX F	468	$25K	0.01%	+75	Timeline
LUVSOUTHWEST AIRLS CO	1,326	$25K	0.01%	new	Timeline
GLWCORNING INC	1,402	$25K	0.01%	-538	Timeline
AAGILENT TECHNOLOGIES INC	442	$25K	0.01%	+232	Timeline
MLIMUELLER INDS INC	400	$25K	0.01%	0	Timeline
BBNBLACKROCK TAX MUNICPAL BD TR	1,300	$25K	0.01%	new	Timeline
CPKCHESAPEAKE UTILS CORP	420	$25K	0.01%	0	Timeline
IEZISHARES TR	389	$25K	0.01%	+27	Timeline
TRIANGLE CAP CORPTRIANGLE CAP CORP	900	$25K	0.01%	+100
ALLERGAN INCALLERGAN INC	227	$25K	0.01%	-70
ING ASIA PAC HGH DIVID EQ INING ASIA PAC HGH DIVID EQ IN	1,977	$25K	0.01%	-1,465
ISHARES TRISHARES TR	458	$25K	0.01%	+130
EDCONSOLIDATED EDISON INC	436	$24K	0.01%	-150	Timeline
JBLJABIL INC	1,387	$24K	0.01%	+716	Timeline
SWKSSKYWORKS SOLUTIONS INC	850	$24K	0.01%	-240	Timeline
IXCISHARES TR	550	$24K	0.01%	0	Timeline
REZISHARES TR	530	$24K	0.01%	-288	Timeline
XEVVXEATON VANCE LIMITED DURATION	1,545	$24K	0.01%	-752	Timeline
UNILEVER PLCUNILEVER PLC	571	$24K	0.01%	+195
ITBISHARES TR	981	$24K	0.01%	0	Timeline
ACWIISHARES TR	417	$24K	0.01%	-454	Timeline
AMBAAMBARELLA INC	700	$24K	0.01%	new	Timeline
VCVINVESCO CALIF VALUE MUN INCO	2,126	$24K	0.01%	0	Timeline
DDD3D SYS CORP DEL	255	$24K	0.01%	-160	Timeline
GREAT PLAINS ENERGY INCGREAT PLAINS ENERGY INC	1,000	$24K	0.01%	0
CAPSTEAD MTG CORPCAPSTEAD MTG CORP	1,984	$24K	0.01%	0
POWERSHARES ETF TRUST IIPOWERSHARES ETF TRUST II	1,324	$24K	0.01%	0
IHIISHARES TR	249	$23K	0.01%	+89	Timeline
EBNDSPDR SERIES TRUST	757	$23K	0.01%	new	Timeline
GVIISHARES TR	212	$23K	0.01%	+33	Timeline
CIENCIENA CORP	980	$23K	0.01%	new	Timeline
ATOATMOS ENERGY CORP	500	$23K	0.01%	0	Timeline
NVONOVO-NORDISK A S	126	$23K	0.01%	+59	Timeline
EWZISHARES INC	516	$23K	0.01%	-1,490	Timeline
WIPSPDR SERIES TRUST	400	$23K	0.01%	-100	Timeline
INGERSOLL-RAND PLCINGERSOLL-RAND PLC	380	$23K	0.01%	0
SIEGYSIEMENS AG-SPONS ADR	167	$23K	0.01%	-24	Timeline
YAHOO INCYAHOO INC	580	$23K	0.01%	+193
Guggenheim Exch Trd FdGuggenheim Exch Trd Fd	928	$23K	0.01%	+475
LAM RESEARCH CORP 0.500LAM RESEARCH CORP 0.500	20,000	$23K	0.01%	0
FERRELLGAS PARTNERS L.P.FERRELLGAS PARTNERS L.P.	1,000	$23K	0.01%	0
HI-CRUSH PARTNERS LPHI-CRUSH PARTNERS LP	600	$23K	0.01%	new
ACNACCENTURE PLC IRELAND	270	$22K	0.01%	+170	Timeline
MFCMANULIFE FINL CORP	1,110	$22K	0.01%	+250	Timeline
ERIEERIE INDTY CO	300	$22K	0.01%	new	Timeline
BHPBHP BILLITON LIMITED	323	$22K	0.01%	-4,762	Timeline
AZOAUTOZONE INC	45	$22K	0.01%	0	Timeline
EXPEEXPEDIA GROUP INC	314	$22K	0.01%	-42	Timeline
TGTTARGET CORP	343	$22K	0.01%	+143	Timeline
DISCOVER FINL SVCSDISCOVER FINL SVCS	396	$22K	0.01%	-101
DPGDUFF & PHELPS UTLITY AND INF	1,150	$22K	0.01%	new	Timeline
JFRNUVEEN FLOATING RATE INCOME	1,830	$22K	0.01%	-332	Timeline
NATIONAL INSTRS CORPNATIONAL INSTRS CORP	675	$22K	0.01%	0
ALEXION PHARMACEUTICALS INCALEXION PHARMACEUTICALS INC	167	$22K	0.01%	-27
POWERSHARES ETF TRUSTPOWERSHARES ETF TRUST	610	$22K	0.01%	new
PHILIPPINE LONG DISTANCE TELPHILIPPINE LONG DISTANCE TEL	360	$22K	0.01%	0
SCHWCHARLES SCHWAB CORP (THE)	793	$21K	0.01%	+720	Timeline
BNDXVANGUARD CHARLOTTE FDS	417	$21K	0.01%	new	Timeline
CNICANADIAN NATL RY CO	377	$21K	0.01%	+145	Timeline
INGING GROEP N.V.	1,525	$21K	0.01%	new	Timeline
SONYSONY GROUP CORP	1,225	$21K	0.01%	0	Timeline
JKHYHENRY JACK & ASSOC INC	350	$21K	0.01%	0	Timeline
SCCOSOUTHERN COPPER CORP	733	$21K	0.01%	-441	Timeline
GMEGAMESTOP CORP	418	$21K	0.01%	+78	Timeline
POSTPOST HLDGS INC	421	$21K	0.01%	+406	Timeline
RVTYREVVITY INC	506	$21K	0.01%	new	Timeline
ANIXTER INTL INCANIXTER INTL INC	234	$21K	0.01%	new
DCT INDUSTRIAL TRUST INCDCT INDUSTRIAL TRUST INC	3,000	$21K	0.01%	0
ING GLOBAL EQUITY DIVID &ING GLOBAL EQUITY DIVID &	2,360	$21K	0.01%	0
FORTRESS INVT GROUP LLC CL AFORTRESS INVT GROUP LLC CL A	2,455	$21K	0.01%	0
ISHARESISHARES	396	$21K	0.01%	0
AALAMERICAN AIRLINES GROUP INC	793	$20K	0.01%	new	Timeline
PKGPACKAGING CORP AMER	320	$20K	0.01%	-30	Timeline
THSTREEHOUSE FOODS INC	290	$20K	0.01%	0	Timeline
QTECFIRST TR EXCHANGE-TRADED FD	562	$20K	0.01%	-40	Timeline
XEXGXEATON VANCE TAX-MANAGED GLOB	1,955	$20K	0.01%	+955	Timeline
NORDSTROM INCNORDSTROM INC	320	$20K	0.01%	-30
CODICOMPASS DIVERSIFIED	1,000	$20K	0.01%	new	Timeline
RED HAT INCRED HAT INC	350	$20K	0.01%	0
FXZFIRST TR EXCHANGE-TRADED FD	604	$20K	0.01%	0	Timeline
LIBERTY GLOBAL PLCLIBERTY GLOBAL PLC	229	$20K	0.01%	+12
LORILLARD INCLORILLARD INC	393	$20K	0.01%	+13
NEW RESIDENTIAL INVT CORPNEW RESIDENTIAL INVT CORP	3,050	$20K	0.01%	0
CPFL ENERGIA SA SPONS ADRCPFL ENERGIA SA SPONS ADR	1,232	$20K	0.01%	0
NFLXNETFLIX INC.	51	$19K	0.01%	0	Timeline
BLACKROCK INCOME TR INCBLACKROCK INCOME TR INC	2,952	$19K	0.01%	+30
DVNDEVON ENERGY CORP NEW	314	$19K	0.01%	+16	Timeline
RYNRAYONIER INC	457	$19K	0.01%	0	Timeline
XJQCXNUVEEN CR STRATEGIES INCOME	2,000	$19K	0.01%	new	Timeline
ECHISHARES INC	400	$19K	0.01%	0	Timeline
EWGISHARES INC	592	$19K	0.01%	+42	Timeline
NMLNEUBERGER ENGY INFRSTR & INC	1,000	$19K	0.01%	+500	Timeline
PLUM CREEK TIMBER CO INCPLUM CREEK TIMBER CO INC	417	$19K	0.01%	+3
NAVIGANT CONSULTING INCNAVIGANT CONSULTING INC	1,000	$19K	0.01%	0
COMSTOCK HOLDING COMPANIESCOMSTOCK HOLDING COMPANIES	9,430	$19K	0.01%	0
VMBSVANGUARD SCOTTSDALE FDS	348	$18K	0.01%	new	Timeline
SAFEWAY INCSAFEWAY INC	556	$18K	0.01%	new
DDSDILLARDS INC	187	$18K	0.01%	new	Timeline
PEGPUBLIC SVC ENTERPRISE GROUP	553	$18K	0.01%	-14	Timeline
MSIMOTOROLA SOLUTIONS INC	269	$18K	0.01%	+6	Timeline
EWPISHARES INC	458	$18K	0.01%	+387	Timeline
CIGCIA ENERGETICA DE MINAS GERA	2,275	$18K	0.01%	0	Timeline
MYIBLACKROCK MUNIYIELD QUALITY	1,440	$18K	0.01%	+1,240	Timeline
PMOFRANKLIN MUN OPPORTUNITIES T	1,673	$18K	0.01%	0	Timeline
MATVMATIV HOLDINGS INC	347	$18K	0.01%	+2	Timeline
VALEANT PHARMACEUTICALS INTLVALEANT PHARMACEUTICALS INTL	155	$18K	0.01%	-26
PMLPIMCO MUN INCOME FD II	1,666	$18K	0.01%	0	Timeline
NBBNUVEEN TAXABLE MUNICPAL INM	1,000	$18K	0.01%	new	Timeline
PFLPIMCO INCOME STRATEGY FD	1,600	$18K	0.01%	0	Timeline
IPATH S&P GSCI CRUDE OI…IPATH S&P GSCI CRUDE OIL TOTAL	782	$18K	0.01%	-1,083
WEATHERFORD INTL LTDWEATHERFORD INTL LTD	1,162	$18K	0.01%	+262
BP PRUDHOE BAY RTY TRBP PRUDHOE BAY RTY TR	225	$18K	0.01%	0
CAPITALSOURCE INCCAPITALSOURCE INC	1,250	$18K	0.01%	0
SANDRIDGE MISSISSIPPIAN TR ISANDRIDGE MISSISSIPPIAN TR I	2,000	$18K	0.01%	-5,600
WESTERN ASSET VAR RT STRG FDWESTERN ASSET VAR RT STRG FD	1,000	$18K	0.01%	0
EATON VANCE MA MUNI INCOME TEATON VANCE MA MUNI INCOME T	1,500	$18K	0.01%	0
MSMORGAN STANLEY	533	$17K	0.01%	-1,825	Timeline
VXFVANGUARD INDEX FDS	202	$17K	0.01%	new	Timeline
CAGCONAGRA BRANDS INC	508	$17K	0.01%	-82	Timeline
YELPYELP INC	252	$17K	0.01%	+122	Timeline
ENBENBRIDGE INC	382	$17K	0.01%	+93	Timeline
UNFIUNITED NAT FOODS INC	232	$17K	0.01%	-90	Timeline
DKSDICKS SPORTING GOODS INC	285	$17K	0.01%	+75	Timeline
EAELECTRONIC ARTS INC	744	$17K	0.01%	0	Timeline
IGRCBRE GBL REAL ESTATE INC FD	2,168	$17K	0.01%	-818	Timeline
WATWATERS CORP	170	$17K	0.01%	0	Timeline
EZUISHARES INC	413	$17K	0.01%	+250	Timeline
MYGNMYRIAD GENETICS INC	833	$17K	0.01%	+540	Timeline
SJMSMUCKER J M CO	162	$17K	0.01%	0	Timeline
BAXBAXTER INTL INC	243	$17K	0.01%	+77	Timeline
WELLS FARGO & COWELLS FARGO & CO	15	$17K	0.01%	0
MATMATTEL INC	363	$17K	0.01%	+86	Timeline
CHINA PETROLEUM AND CHEMICA…CHINA PETROLEUM AND CHEMICAL-A	204	$17K	0.01%	0
VMWARE, INC.VMWARE, INC.	187	$17K	0.01%	+7
ABBNYABB LTD-SPON ADR	639	$17K	0.01%	+262	Timeline
TIME WARNER INCTIME WARNER INC	247	$17K	0.01%	-146
AOMISHARES TR	500	$17K	0.01%	0	Timeline
GUTGABELLI UTIL TR	2,712	$17K	0.01%	0	Timeline
MEDICINES COMEDICINES CO	450	$17K	0.01%	0
MKT VECTORS EMRG MKT LCL CMKT VECTORS EMRG MKT LCL C	717	$17K	0.01%	new
POWERSHARES ETF TRUSTPOWERSHARES ETF TRUST	455	$17K	0.01%	-550
CAPITAL PRODUCT PARTNERS L PCAPITAL PRODUCT PARTNERS L P	1,625	$17K	0.01%	0
UNITED STS SHORT OIL FD LPUNITED STS SHORT OIL FD LP	500	$17K	0.01%	0
VSSVANGUARD INTL EQUITY INDEX F	152	$16K	0.01%	-130	Timeline
WALGREEN COWALGREEN CO	287	$16K	0.01%	-45
TECKTECK RESOURCES LTD	610	$16K	0.01%	0	Timeline
SPGSIMON PPTY GROUP INC NEW	107	$16K	0.01%	new	Timeline
AZZAZZ INC	320	$16K	0.01%	new	Timeline
PPGPPG INDS INC	82	$16K	0.01%	0	Timeline
MCHPMICROCHIP TECHNOLOGY INC.	359	$16K	0.01%	0	Timeline
CPBTHE CAMPBELLS COMPANY	370	$16K	0.01%	+30	Timeline
IWYISHARES TR	348	$16K	0.01%	+75	Timeline
JPCNUVEEN PFD & INCOME OPPORTUN	1,755	$16K	0.01%	0	Timeline
BLVVANGUARD BD INDEX FDS	196	$16K	0.01%	+100	Timeline
HAINHAIN CELESTIAL GROUP INC	177	$16K	0.01%	new	Timeline
MLCOMELCO RESORTS AND ENTMNT LTD	398	$16K	0.01%	+125	Timeline
HYMBSPDR SERIES TRUST	309	$16K	0.01%	new	Timeline
KIESPDR SERIES TRUST	260	$16K	0.01%	0	Timeline
DUFF & PHELPSDUFF & PHELPS	1,600	$16K	0.01%	-861
ARM HLDGS PLCARM HLDGS PLC	287	$16K	0.01%	new
POWERSHARES ETF TRUST DYN M…POWERSHARES ETF TRUST DYN MEDI	614	$16K	0.01%	+428
ZIONZIONS BANCORPORATION NATL AS	484	$15K	0.01%	+436	Timeline
MUFGMITSUBISHI UFJ FINANCIAL GRO	2,254	$15K	0.01%	0	Timeline
FASTFASTENAL CO	309	$15K	0.01%	-63	Timeline
NATNORDIC AMERICAN TANKERS LIMI	1,526	$15K	0.01%	+142	Timeline
EUFNISHARES TR	610	$15K	0.01%	0	Timeline
FTFRANKLIN UNVL TR	2,127	$15K	0.01%	0	Timeline
HYTBLACKROCK CORPOR HI YLD FD I	1,222	$15K	0.01%	new	Timeline
PERSPECTIVE THERAPEUTICS INCPERSPECTIVE THERAPEUTICS INC	30,000	$15K	0.01%	new
CIMAREX ENERGY CO COMCIMAREX ENERGY CO COM	141	$15K	0.01%	0
CITY NATL CORPCITY NATL CORP	188	$15K	0.01%	0
HARRIS TEETER SUPERMARKETS IHARRIS TEETER SUPERMARKETS I	300	$15K	0.01%	0
GENCORP INCGENCORP INC	807	$15K	0.01%	+532
CIKUBS ASSET MGMT INCOME FD INC	4,000	$14K	0.01%	+3,000	Timeline
DVADAVITA INC	222	$14K	0.01%	-40	Timeline
ADMARCHER DANIELS MIDLAND CO	319	$14K	0.01%	-700	Timeline
IMKTAINGLES MKTS INC	515	$14K	0.01%	+50	Timeline
EATBRINKER INTL INC	300	$14K	0.01%	0	Timeline
DTEDTE ENERGY CO	211	$14K	0.01%	0	Timeline
EGPEASTGROUP PPTYS INC	250	$14K	0.01%	new	Timeline
PHKPIMCO HIGH INCOME FD	1,208	$14K	0.01%	0	Timeline
OLNOLIN CORP	500	$14K	0.01%	0	Timeline
RGLDROYAL GOLD INC	300	$14K	0.01%	0	Timeline
PBRPETROLEO BRASILEIRO S A	1,000	$14K	0.01%	+820	Timeline
UCBUNITED CMNTY BKS BLAIRSVLE G	787	$14K	0.01%	0	Timeline
XBFZXBLACKROCK CA MUNI INC TR	989	$14K	0.01%	0	Timeline
SPIPSPDR SERIES TRUST	253	$14K	0.01%	0	Timeline
TORTOISE ENERGY INFRA CORPTORTOISE ENERGY INFRA CORP	300	$14K	0.01%	-155
TBTPROSHARES TR	176	$14K	0.01%	+151	Timeline
NTT DOCOMO INCNTT DOCOMO INC	861	$14K	0.01%	-398
AKORN INCAKORN INC	550	$14K	0.01%	-100
ALCOA INCALCOA INC	1,305	$14K	0.01%	+1,128
ULTRA PETROLEUM CORPULTRA PETROLEUM CORP	650	$14K	0.01%	-150
PENN WEST PETE LTD NEWPENN WEST PETE LTD NEW	1,700	$14K	0.01%	+700
NUVEEN INS MUNICIPAL OPP FDNUVEEN INS MUNICIPAL OPP FD	1,076	$14K	0.01%	-92
KRISPY KREME DOUGHNUTS INCKRISPY KREME DOUGHNUTS INC	746	$14K	0.01%	+100
NUVEEN PREM INCOME MUN FDNUVEEN PREM INCOME MUN FD	1,173	$14K	0.01%	0
TERRA NITROGEN CO L PTERRA NITROGEN CO L P	96	$14K	0.01%	0
TORTOISE NORTH AMRN ENRGY COTORTOISE NORTH AMRN ENRGY CO	515	$14K	0.01%	-230
GREAT NORTHERN IRON OR PPTYGREAT NORTHERN IRON OR PPTY	210	$14K	0.01%	0
SPDR INDEX SHS FDSSPDR INDEX SHS FDS	440	$14K	0.01%	0
AMERICAN INCOME FD INCAMERICAN INCOME FD INC	1,957	$14K	0.01%	-4,138
CHIPOTLE MEXICAN GRILL INCCHIPOTLE MEXICAN GRILL INC	280	$14K	0.01%	-318
Crestwood Equity PartnersCrestwood Equity Partners	1,000	$14K	0.01%	new
BDXBECTON DICKINSON & CO	114	$13K	0.01%	+14	Timeline
CMGCHIPOTLE MEXICAN GRILL INC	24	$13K	0.01%	-8	Timeline
GWWWW GRAINGER INC	52	$13K	0.01%	-21	Timeline
FITBFIFTH THIRD BANCORP	605	$13K	0.01%	+328	Timeline
PMMFRANKLIN MANAGED MUN INCOME	1,960	$13K	0.01%	0	Timeline
NBISNEBIUS GROUP N.V.	311	$13K	0.01%	+16	Timeline
NVGNUVEEN AMT FREE MUN CR INC F	1,005	$13K	0.01%	0	Timeline
NADNUVEEN QUALITY MUNCP INCOME	1,000	$13K	0.01%	new	Timeline
PBTPERMIAN BASIN RTY TR	1,038	$13K	0.01%	0	Timeline
HLFHERBALIFE LTD	170	$13K	0.01%	+50	Timeline
BLWBLACKROCK LTD DURATION INCOM	750	$13K	0.01%	0	Timeline
TORTOISE PWR & ENERGY INFRA…TORTOISE PWR & ENERGY INFRASTR	515	$13K	0.01%	-270
GNC HLDGS INCGNC HLDGS INC	224	$13K	0.01%	0
RAYTHEON CORAYTHEON CO	145	$13K	0.01%	+13
PIONEER FLOATING RATE FUND IPIONEER FLOATING RATE FUND I	999	$13K	0.01%	+655
GNMAISHARES TR	261	$13K	0.01%	0	Timeline
CREE INCCREE INC	200	$13K	0.01%	0
DRESSER-RAND GROUP INCDRESSER-RAND GROUP INC	216	$13K	0.01%	new
CAMPUS CREST COMMUNITIES ICAMPUS CREST COMMUNITIES I	1,400	$13K	0.01%	0
TORTOISE ENERGY CAP CORPTORTOISE ENERGY CAP CORP	410	$13K	0.01%	-210
AMERIANA BANCORPAMERIANA BANCORP	1,000	$13K	0.01%	0
IPATH US TSY 10Y BEARIPATH US TSY 10Y BEAR	400	$13K	0.01%	+250
IGMISHARES TR	138	$12K	<0.01%	0	Timeline
IXNISHARES TR	150	$12K	<0.01%	0	Timeline
NUENUCOR CORP	221	$12K	<0.01%	0	Timeline
PVHPVH CORPORATION	91	$12K	<0.01%	0	Timeline
MGAMAGNA INTL INC	144	$12K	<0.01%	+44	Timeline
RGAREINSURANCE GROUP AMER INC	156	$12K	<0.01%	0	Timeline
ADSKAUTODESK INC	229	$12K	<0.01%	-35	Timeline
FXOFIRST TR EXCHANGE-TRADED FD	555	$12K	<0.01%	0	Timeline
FXRFIRST TR EXCHANGE-TRADED FD	410	$12K	<0.01%	0	Timeline
DRHDIAMONDROCK HOSPITALITY CO	1,030	$12K	<0.01%	0	Timeline
CREDIT SUISSE GROUP-ADRCREDIT SUISSE GROUP-ADR	375	$12K	<0.01%	0
CORPPIMCO ETF TR	126	$12K	<0.01%	new	Timeline
BLACKROCK CAP INVT CORPBLACKROCK CAP INVT CORP	1,300	$12K	<0.01%	0
EDDMORGAN STANLEY EMERGING MKTS	900	$12K	<0.01%	new	Timeline
TOTAL SYS SVCS INCTOTAL SYS SVCS INC	366	$12K	<0.01%	new
EMLEASTERN CO	750	$12K	<0.01%	0	Timeline
NJDCYNIDEC CP (NIHON KABUSHIKI KAIS	501	$12K	<0.01%	0	Timeline
INFORMATICA CORPINFORMATICA CORP	290	$12K	<0.01%	+257
RESOURCE CAP CORP REITRESOURCE CAP CORP REIT	1,980	$12K	<0.01%	0
NUVEEN MUN MKT OPPORTUNITYNUVEEN MUN MKT OPPORTUNITY	1,000	$12K	<0.01%	new
CORNERSTONE TOTAL RTRN FD INCORNERSTONE TOTAL RTRN FD IN	1,963	$12K	<0.01%	0
EWWISHARES INC	166	$11K	<0.01%	new	Timeline
VPUVANGUARD WORLD FD	137	$11K	<0.01%	-760	Timeline
BWABORGWARNER INC	204	$11K	<0.01%	+139	Timeline

Sold out in Q4 2013

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 170. All 170

Security	Shares before	Value before	Type
DNLWISDOMTREE TR	17,323	$852K	shares
TSLATESLA INC	4,128	$798K	shares
DGZDEUTSCHE BK AG LONDON BRH	33,856	$485K	shares
H&E EQUIPMENT SERVICES INCH&E EQUIPMENT SERVICES INC	16,567	$440K	shares
VANGUARD INDEX FDSVANGUARD INDEX FDS	3,492	$269K	shares
ACTAVIS INCACTAVIS INC	1,458	$210K	shares
EINSTEIN NOAH REST GROUP INCEINSTEIN NOAH REST GROUP INC	11,267	$195K	shares
UNLUNITED STS 12 MONTH NAT GAS	8,752	$148K	shares
MARKET VECTORS ETF TRMARKET VECTORS ETF TR	6,272	$113K	shares
IAC INTERACTIVECORPIAC INTERACTIVECORP	2,000	$109K	shares
CLAYMORE EXCHANGE-TRD FD TRCLAYMORE EXCHANGE-TRD FD TR	3,771	$98K	shares
BARCLAYS BK PLCBARCLAYS BK PLC	6,414	$94K	shares
MUCBLACKROCK MUNIHLDNGS CALI	6,799	$93K	shares
SIRIUS XM RADIO INCSIRIUS XM RADIO INC	22,836	$88K	shares
BARCLAYS BK PLCBARCLAYS BK PLC	1,880	$73K	shares
NASH FINCH CONASH FINCH CO	2,000	$53K	shares
GOFGUGGENHEIM STRATEGIC OPPORTU	2,225	$49K	shares
NYSE EURONEXTNYSE EURONEXT	1,145	$48K	shares
ARLPALLIANCE RESOURCE PARTNERS L	602	$45K	shares
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR	2,200	$45K	shares
POWERSHARES INDIA ETF TRPOWERSHARES INDIA ETF TR	2,711	$43K	shares
NUVEEN CA SELECT QUALITY MUNNUVEEN CA SELECT QUALITY MUN	2,947	$41K	shares
BWZSPDR SERIES TRUST	1,090	$39K	shares
JOEST JOE CO	1,765	$35K	shares
COMPANHIA DE BEBIDAS DAS AMECOMPANHIA DE BEBIDAS DAS AME	902	$35K	shares
FIRST TR HIGH INCOME L/S FDFIRST TR HIGH INCOME L/S FD	1,761	$31K	shares
NOBLE CORPNOBLE CORP	800	$30K	shares
NUVEEN CALIF QUALITY INCM MUNUVEEN CALIF QUALITY INCM MU	2,065	$30K	shares
MFS INTERMARKET INCOME TRUSTMFS INTERMARKET INCOME TRUST	3,343	$27K	shares
KINDER MORGAN MANAGEMENT LLCKINDER MORGAN MANAGEMENT LLC	344	$26K	shares
XMESPDR SERIES TRUST	670	$25K	shares
BZHBEAZER HOMES USA INC	1,400	$25K	shares
GENERAL MTRS COGENERAL MTRS CO	500	$25K	shares
SJNKSPDR SERIES TRUST	775	$24K	shares
POWERSHARES ETF TR II S&P S…POWERSHARES ETF TR II S&P SMCP	475	$23K	shares
BLACKROCK CORPOR HI YLD IIIBLACKROCK CORPOR HI YLD III	3,000	$22K	shares
TRGPTARGA RES CORP	275	$20K	shares
ATWOOD OCEANICS INCATWOOD OCEANICS INC	356	$20K	shares
WDFCWD 40 CO	300	$19K	shares
E M C CORP MASSE M C CORP MASS	12,000	$19K	shares
PACIFIC MERCANTILE BANCORPPACIFIC MERCANTILE BANCORP	2,861	$18K	shares
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR	800	$17K	shares
TLHISHARES TR	125	$16K	shares
VKQINVESCO MUNICIPAL TRUST	1,382	$16K	shares
MARKET VECTORS ETF TRMARKET VECTORS ETF TR	700	$16K	shares
POWERSHARES ETF TR IIPOWERSHARES ETF TR II	260	$15K	shares
Inergy, LPInergy, LP	1,000	$14K	shares
NV ENERGY INCNV ENERGY INC	608	$14K	shares
CNOOC LIMITEDCNOOC LIMITED	63	$13K	shares
EWZSISHARES TR	580	$13K	shares
DELL INCDELL INC	900	$12K	shares
RYDEX ETF TRUST TOP 50 ETFRYDEX ETF TRUST TOP 50 ETF	100	$12K	shares
FXLFIRST TR EXCHANGE-TRADED FD	420	$11K	shares
TTCTORO CO	204	$11K	shares
PORTFOLIO RECOVERY ASSOCS INPORTFOLIO RECOVERY ASSOCS IN	189	$11K	shares
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR	400	$11K	shares
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR	400	$11K	shares
ABERDEEN LATIN AMER EQTY FDABERDEEN LATIN AMER EQTY FD	333	$11K	shares
FIRST TRUST MLP AND ENERGY …FIRST TRUST MLP AND ENERGY INC	500	$10K	shares
SPDR SERIES TRUSTSPDR SERIES TRUST	150	$10K	shares
NORTHERN LTS ETF TRNORTHERN LTS ETF TR	390	$10K	shares
BLACKROCK DEFINED OPPRTY CRBLACKROCK DEFINED OPPRTY CR	742	$10K	shares
PBHPRESTIGE CONSMR HEALTHCARE I	289	$9K	shares
WKCWORLD KINECT CORPORATION	239	$9K	shares
IGLBISHARES TR	160	$9K	shares
LNNLINDSAY CORP	109	$9K	shares
CADENCE PHARMACEUTICALS INCCADENCE PHARMACEUTICALS INC	1,450	$9K	shares
XELXCEL ENERGY INC	300	$8K	shares
SYNASYNAPTICS INC	189	$8K	shares
EZMWISDOMTREE TR	100	$8K	shares
BUNGE LTDBUNGE LTD	103	$8K	shares
Mkt Vectors Semiconductor E…Mkt Vectors Semiconductor ETF	200	$8K	shares
ISHARESISHARES	500	$8K	shares
SMTCSEMTECH CORP	244	$7K	shares
WUWESTERN UN CO	395	$7K	shares
FORWARD AIR CORPFORWARD AIR CORP	165	$7K	shares
CALGON CARBON CORPCALGON CARBON CORP	372	$7K	shares
MONTPELIER RE HLDGS LTD SHMONTPELIER RE HLDGS LTD SH	277	$7K	shares
BLACKROCK SR HIGH INCOME FDBLACKROCK SR HIGH INCOME FD	1,800	$7K	shares
IGFISHARES TR	150	$6K	shares
SCHASCHWAB STRATEGIC TR	125	$6K	shares
BHEBENCHMARK ELECTRS INC	253	$6K	shares
NTAPNETAPP INC	150	$6K	shares
ACWVISHARES INC	100	$6K	shares
VCA ANTECH INCVCA ANTECH INC	205	$6K	shares
SUN HYDRAULICS CORPSUN HYDRAULICS CORP	161	$6K	shares
OUTERWALL INCOUTERWALL INC	113	$6K	shares
BIO REFERENCE LABS INCBIO REFERENCE LABS INC	199	$6K	shares
LKFNLAKELAND FINL CORP	142	$5K	shares
SHOOMADDEN STEVEN LTD	88	$5K	shares
RWXSPDR INDEX SHS FDS	129	$5K	shares
SOUTHWESTERN ENERGY COSOUTHWESTERN ENERGY CO	132	$5K	shares
COMPUTER SCIENCES CORPCOMPUTER SCIENCES CORP	92	$5K	shares
ENDURANCE SPECIALTY HLDGS LTENDURANCE SPECIALTY HLDGS LT	98	$5K	shares
NORTHSTAR RLTY FIN CORPNORTHSTAR RLTY FIN CORP	500	$5K	shares
NAVIGATORS GROUP INCNAVIGATORS GROUP INC	95	$5K	shares
PAASPAN AMERN SILVER CORP	400	$4K	shares
DAKTDAKTRONICS INC	400	$4K	shares
BAKER HUGHES INCBAKER HUGHES INC	78	$4K	shares
TALISMAN ENERGY INCTALISMAN ENERGY INC	339	$4K	shares

How Q4 2013 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0000950123-14-000885	base		2014-01-31	acceptance time not in the bulk data set	2026-10-07 19:53:46 UTC