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Disclosery

NEW ENGLAND SECURITIES CORP /MA/

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13F filer, CIK 910316, New York, NY

NEW ENGLAND SECURITIES CORP /MA/ reported $198,196,000 across 1,653 holdings for the quarter ended 2013-09-30, in a 13F-HR filed 2013-11-07. Its ten largest share positions make up 14.54% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0000950123-13-008564

Period
2013-09-30
Reported value
$198M
Holdings
1,653
Top 10 weight
14.54%
New
308
Sold out
92

Largest buys vs the previous quarter

SecurityShares changeApprox. value
VBadded+14,487$1.48M
VUGadded+15,286$1.29M
IBBadded+5,542$1.16M
VZadded+24,137$1.13M
SPROTT PHYSICAL GOLD SILVERadded+65,905$969K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
ADVISORSHARESreduced-199,340-$2.86M
SINCLAIR BROADCAST GROUP LLCreduced-29,780-$998K
AMTreduced-11,981-$892K
IPATH S&P GSCI CRUDE OI…reduced-32,264-$778K
MYLAN INCreduced-16,295-$624K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2013

Share positions as resolved from 13F-HR 0000950123-13-008564, largest first. % of portfolio is the value over $198,196,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
NOVELLUS SYS INCNOVELLUS SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 1,000 shares 1,000$2K<0.01%new
Viacom Inc Cl AViacom Inc Cl AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 28 shares; 2013Q3: 28 shares 28$2K<0.01%0
HOLOGIC INC 2.000HOLOGIC INC 2.000Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 2,000 shares 2,000$2K<0.01%new
STAR SCIENTIFIC INC COMSTAR SCIENTIFIC INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 1,000 shares; 2013Q3: 1,000 shares 1,000$2K<0.01%0
LAKES GAMING INC COMLAKES GAMING INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 500 shares; 2013Q3: 500 shares 500$2K<0.01%0
ALLEGHENY TECHNOLOGIES INCALLEGHENY TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 2,000 shares 2,000$2K<0.01%new
CUBIST PHARMACEUTICALS INCCUBIST PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 1,000 shares 1,000$2K<0.01%new
BARCLAYS BANK PLCBARCLAYS BANK PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 50 shares; 2013Q3: 50 shares 50$2K<0.01%0
MOLYCORP INC DELMOLYCORP INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 300 shares; 2013Q3: 300 shares 300$2K<0.01%0
NUVEEN EQTY PRM OPPORTUNITYFNUVEEN EQTY PRM OPPORTUNITYFQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 137 shares; 2013Q3: 137 shares 137$2K<0.01%0
NAM TAI ELECTRS INCNAM TAI ELECTRS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 250 shares; 2013Q3: 250 shares 250$2K<0.01%0
CIENA CORPCIENA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 2,000 shares 2,000$2K<0.01%new
CHART INDUSTRIES INCCHART INDUSTRIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 1,000 shares 1,000$2K<0.01%new
Guggenheim ETF Trust 2 Timb…Guggenheim ETF Trust 2 TimberQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 100 shares; 2013Q3: 100 shares 100$2K<0.01%0
SALIX PHARMACEUTICALS INC S…SALIX PHARMACEUTICALS INC SR NT C…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 1,000 shares 1,000$2K<0.01%new
ETFS PRECIOUS METALSBASKET …ETFS PRECIOUS METALSBASKET TR ETF…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 28 shares 28$2K<0.01%new
MARKET VECTORS VIETNAM ETFMARKET VECTORS VIETNAM ETFQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 117 shares 117$2K<0.01%new
GLOBAL XGLOBAL XQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 150 shares; 2013Q3: 150 shares 150$2K<0.01%0
GLOBAL XGLOBAL XQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 100 shares; 2013Q3: 100 shares 100$2K<0.01%0
ZIONZIONS BANCORPORATION NATL ASQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 48 shares 48$1K<0.01%newTimeline
NOKNOKIA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 100 shares; 2013Q3: 100 shares 100$1K<0.01%0Timeline
KGCKINROSS GOLD CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 100 shares 100$1K<0.01%newTimeline
AFGAMERICAN FINANCIAL GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 27 shares 27$1K<0.01%newTimeline
NWLNEWELL BRANDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 47 shares 47$1K<0.01%newTimeline
AEOAMERICAN EAGLE OUTFITTERS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 80 shares 80$1K<0.01%newTimeline
MUSAMURPHY USA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 14 shares 14$1K<0.01%newTimeline
FLOFLOWERS FOODS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 63 shares 63$1K<0.01%newTimeline
NMRNOMURA HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 191 shares; 2013Q3: 191 shares 191$1K<0.01%0Timeline
KMPRKEMPER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 44 shares 44$1K<0.01%newTimeline
LYBLYONDELLBASELL INDUSTRIES NVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 15 shares 15$1K<0.01%newTimeline
AJGGALLAGHER ARTHUR J & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 32 shares 32$1K<0.01%newTimeline
ONON SEMICONDUCTOR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 168 shares 168$1K<0.01%newTimeline
LENLENNAR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 36 shares 36$1K<0.01%newTimeline
ACCOACCO BRANDS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 198 shares 198$1K<0.01%newTimeline
NDAQNASDAQ INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 41 shares 41$1K<0.01%newTimeline
EENI SPAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 12 shares; 2013Q3: 12 shares 12$1K<0.01%0Timeline
AVBAVALONBAY CMNTYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 10 shares; 2013Q3: 10 shares 10$1K<0.01%0Timeline
STTSTATE STR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 17 shares 17$1K<0.01%newTimeline
TSNTYSON FOODS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 50 shares 50$1K<0.01%newTimeline
JLLJONES LANG LASALLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 9 shares 9$1K<0.01%newTimeline
CCKCROWN HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 30 shares; 2013Q3: 30 shares 30$1K<0.01%0Timeline
ORIOLD REP INTL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 97 shares 97$1K<0.01%newTimeline
ANFABERCROMBIE & FITCH COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 22 shares 22$1K<0.01%newTimeline
TUTELUS CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 40 shares; 2013Q3: 40 shares 40$1K<0.01%0Timeline
EOSEATON VANCE ENHANCED EQUITYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 50 shares; 2013Q3: 50 shares 50$1K<0.01%0Timeline
CRSCARPENTER TECHNOLOGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 18 shares 18$1K<0.01%newTimeline
PTENPATTERSON-UTI ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 65 shares 65$1K<0.01%newTimeline
NCANUVEEN CALIFORNIA MUNI VLU FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 131 shares 131$1K<0.01%newTimeline
POSTPOST HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 15 shares; 2013Q3: 15 shares 15$1K<0.01%0Timeline
HWCHANCOCK WHITNEY CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 125 shares; 2013Q3: 41 shares 41$1K<0.01%-84Timeline
WBSWEBSTER FINL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 56 shares 56$1K<0.01%newTimeline
USRTISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 36 shares; 2013Q3: 36 shares 36$1K<0.01%0Timeline
MDUMDU RES GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 43 shares 43$1K<0.01%newTimeline
XEADXALLSPRING INCOME OPPORTUNITQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 151 shares; 2013Q3: 151 shares 151$1K<0.01%0Timeline
ZYNGA INC.ZYNGA INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 400 shares; 2013Q3: 400 shares 400$1K<0.01%0
INTERPUBLIC GROUP COSINTERPUBLIC GROUP COSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 66 shares 66$1K<0.01%new
VGMINVESCO TR INVT GRADE MUNSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 87 shares; 2013Q3: 87 shares 87$1K<0.01%0Timeline
STARZSTARZQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 31 shares; 2013Q3: 31 shares 31$1K<0.01%0
SIDCOMPANHIA SIDERURGICA NACIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 224 shares; 2013Q3: 226 shares 226$1K<0.01%+2Timeline
CYPRESS SEMICONDUCTOR CORPCYPRESS SEMICONDUCTOR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 100 shares; 2013Q3: 100 shares 100$1K<0.01%0
FULTFULTON FINL CORP PAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 109 shares 109$1K<0.01%newTimeline
CLNECLEAN ENERGY FUELS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 75 shares; 2013Q3: 75 shares 75$1K<0.01%0Timeline
BBBLACKBERRY LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 80 shares 80$1K<0.01%newTimeline
INTREPID POTASH INCINTREPID POTASH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 75 shares; 2013Q3: 75 shares 75$1K<0.01%0
BIOMED REALTY TRUST COMBIOMED REALTY TRUST COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 72 shares 72$1K<0.01%new
DIMWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 20 shares; 2013Q3: 20 shares 20$1K<0.01%0Timeline
DIEBOLD NXDF INCDIEBOLD NXDF INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 41 shares 41$1K<0.01%new
NEWFIELD EXPL CONEWFIELD EXPL COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 50 shares; 2013Q3: 50 shares 50$1K<0.01%0
GOLDCORP INC NEWGOLDCORP INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 150 shares; 2013Q3: 50 shares 50$1K<0.01%-100
SPRINT CORPSPRINT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 177 shares 177$1K<0.01%new
AEROPOSTALE INCAEROPOSTALE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 33 shares; 2013Q3: 123 shares 123$1K<0.01%+90
DENDREON CORPDENDREON CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 2,000 shares 2,000$1K<0.01%new
MGIC INVESTMENT CORPMGIC INVESTMENT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 1,000 shares 1,000$1K<0.01%new
JEFFERIES GROUP INCJEFFERIES GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 1,000 shares 1,000$1K<0.01%new
SANOFISANOFIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 667 shares; 2013Q3: 667 shares 667$1K<0.01%0
ARES CAPITAL CORPARES CAPITAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 1,000 shares 1,000$1K<0.01%new
PEP BOYS-MANNY MOE &amp; JA…PEP BOYS-MANNY MOE &amp; JACKQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 110 shares; 2013Q3: 110 shares 110$1K<0.01%0
AMERICAN INTL GROUP INCAMERICAN INTL GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 36 shares; 2013Q3: 36 shares 36$1K<0.01%0
PALATIN TECHNOLOGIES INCPALATIN TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 1,000 shares; 2013Q3: 1,000 shares 1,000$1K<0.01%0
XL GROUP PLCXL GROUP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 43 shares 43$1K<0.01%new
ALCOA INCALCOA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 2,486 shares; 2013Q3: 177 shares 177$1K<0.01%-2,309
CONSOL ENERGY INCCONSOL ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 31 shares 31$1K<0.01%new
LSI CORPORATIONLSI CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 155 shares; 2013Q3: 165 shares 165$1K<0.01%+10
ALEXCO RESOURCE CORPALEXCO RESOURCE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 1,000 shares; 2013Q3: 1,000 shares 1,000$1K<0.01%0
RTI INTL METALS INCRTI INTL METALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 1,000 shares 1,000$1K<0.01%new
GENERAL MTRS COGENERAL MTRS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 43 shares; 2013Q3: 43 shares 43$1K<0.01%0
NUANCE COMMUNICATIONS INCNUANCE COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 1,000 shares 1,000$1K<0.01%new
PENNEY J C INCPENNEY J C INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 401 shares; 2013Q3: 120 shares 120$1K<0.01%-281
AXIALL CORPAXIALL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 23 shares 23$1K<0.01%new
INFORMATICA CORPINFORMATICA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 33 shares 33$1K<0.01%new
TRINITY INDS INCTRINITY INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 1,000 shares 1,000$1K<0.01%new
TRW AUTOMOTIVE HLDGS CORPTRW AUTOMOTIVE HLDGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 14 shares 14$1K<0.01%new
OFFICEMAX INC DELOFFICEMAX INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 107 shares 107$1K<0.01%new
ON SEMICONDUCTOR CORPON SEMICONDUCTOR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 1,000 shares 1,000$1K<0.01%new
U S AIRWAYS GROUP INCU S AIRWAYS GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 60 shares 60$1K<0.01%new
LIBERTY INTERACTIVE CORPLIBERTY INTERACTIVE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 8 shares; 2013Q3: 8 shares 8$1K<0.01%0
GENERAL MTRS COGENERAL MTRS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 43 shares; 2013Q3: 43 shares 43$1K<0.01%0
FIDELITY NATIONAL FINANCIALFIDELITY NATIONAL FINANCIALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 46 shares 46$1K<0.01%new
FIRSTMERIT CORPFIRSTMERIT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 69 shares 69$1K<0.01%new
RF MICRODEVICES INCRF MICRODEVICES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 227 shares 227$1K<0.01%new
ROCKWOOD HLDGS INCROCKWOOD HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 21 shares 21$1K<0.01%new
HCC INS HLDGS INCHCC INS HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 28 shares 28$1K<0.01%new
MCDERMOTT INTL INCMCDERMOTT INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 102 shares 102$1K<0.01%new
EPIQ SYSTEMS INCEPIQ SYSTEMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 111 shares; 2013Q3: 111 shares 111$1K<0.01%0
AOL INCAOL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 3 shares; 2013Q3: 33 shares 33$1K<0.01%+30
ARMOUR RESIDENTIAL REIT INARMOUR RESIDENTIAL REIT INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 300 shares; 2013Q3: 300 shares 300$1K<0.01%0
KB HOME 1.375KB HOME 1.375Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 1,000 shares 1,000$1K<0.01%new
MEDIVATION INCMEDIVATION INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 1,000 shares 1,000$1K<0.01%new
Delcath Systems IncDelcath Systems IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 3,000 shares; 2013Q3: 3,000 shares 3,000$1K<0.01%0
CHELSEA THERAPEUTICS INTL LTCHELSEA THERAPEUTICS INTL LTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 200 shares; 2013Q3: 200 shares 200$1K<0.01%0
AASTROM BIOSCIENCES INCAASTROM BIOSCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 3,000 shares; 2013Q3: 3,000 shares 3,000$1K<0.01%0
HEALTH CARE REIT INCHEALTH CARE REIT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 1,000 shares 1,000$1K<0.01%new
FIRST BUSEY CORPFIRST BUSEY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 151 shares; 2013Q3: 151 shares 151$1K<0.01%0
WHITING USA TRUST IWHITING USA TRUST IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 120 shares; 2013Q3: 120 shares 120$1K<0.01%0
DDR CORPDDR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 1,000 shares 1,000$1K<0.01%new
COSI INCCOSI INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 250 shares; 2013Q3: 250 shares 250$1K<0.01%0
ALPHATEC HOLDINGS INCALPHATEC HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 500 shares; 2013Q3: 500 shares 500$1K<0.01%0
MOLYCORP INC DELMOLYCORP INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 1,000 shares 1,000$1K<0.01%new
NEWMONT MINING CORPNEWMONT MINING CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 1,000 shares 1,000$1K<0.01%new
MARKET VECTORS ETF TRMARKET VECTORS ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 34 shares 34$1K<0.01%new
CORSICANTO LTD SR CONV NT C…CORSICANTO LTD SR CONV NT CONV DT…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 1,000 shares 1,000$1K<0.01%new
BKSCBANK OF SOUTH CAROLINA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 100 shares 100$1K<0.01%newTimeline
HOVNANIAN ENTERPRISES INCHOVNANIAN ENTERPRISES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 21 shares 21$1K<0.01%new
MRSHMARSH & MCLENNAN COS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 3 shares; 2013Q3: 3 shares 3$00%0Value filed as zero, left out of ratios.Timeline
CRMSALESFORCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 4 shares; 2013Q3: 4 shares 4$00%0Value filed as zero, left out of ratios.Timeline
EWEDWARDS LIFESCIENCES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 3 shares; 2013Q3: 3 shares 3$00%0Value filed as zero, left out of ratios.Timeline
FISFIDELITY NATL INFORMATION SVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 2 shares; 2013Q3: 2 shares 2$00%0Value filed as zero, left out of ratios.Timeline
AMPAMERIPRISE FINL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 1 shares; 2013Q3: 1 shares 1$00%0Value filed as zero, left out of ratios.Timeline
TYTRI CONTL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 10 shares 10$00%newValue filed as zero, left out of ratios.Timeline
NWSNEWS CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 25 shares 25$00%newValue filed as zero, left out of ratios.Timeline
IGIBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 2 shares; 2013Q3: 2 shares 2$00%0Value filed as zero, left out of ratios.Timeline
TD AMERITRADE HLDG CORPTD AMERITRADE HLDG CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 3 shares; 2013Q3: 3 shares 3$00%0Value filed as zero, left out of ratios.
UMPQUA HOLDINGSUMPQUA HOLDINGSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 30 shares; 2013Q3: 30 shares 30$00%0Value filed as zero, left out of ratios.
STRSSTRATUS PPTYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 10 shares; 2013Q3: 10 shares 10$00%0Value filed as zero, left out of ratios.Timeline
ROCKWELL COLLINS INCROCKWELL COLLINS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 1 shares; 2013Q3: 1 shares 1$00%0Value filed as zero, left out of ratios.
GLOBAL XGLOBAL XQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 25 shares; 2013Q3: 25 shares 25$00%0Value filed as zero, left out of ratios.
AVIAT NETWORKS INCAVIAT NETWORKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 62 shares 62$00%newValue filed as zero, left out of ratios.
AGENUS INCAGENUS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 1 shares; 2013Q3: 1 shares 1$00%0Value filed as zero, left out of ratios.
LIFEPOINT HEALTH INCLIFEPOINT HEALTH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 3 shares 3$00%newValue filed as zero, left out of ratios.
INTERNATIONAL GAME TECHNOLOGINTERNATIONAL GAME TECHNOLOGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 4 shares; 2013Q3: 4 shares 4$00%0Value filed as zero, left out of ratios.
ATMEL CORPATMEL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 30 shares; 2013Q3: 30 shares 30$00%0Value filed as zero, left out of ratios.
GOLDEN STAR RES LTD CDAGOLDEN STAR RES LTD CDAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 500 shares; 2013Q3: 500 shares 500$00%0Value filed as zero, left out of ratios.
FUELCELL ENERGY INC COMFUELCELL ENERGY INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 150 shares; 2013Q3: 150 shares 150$00%0Value filed as zero, left out of ratios.
ASCENT CAPITAL GROUP INC-AASCENT CAPITAL GROUP INC-AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 2 shares; 2013Q3: 2 shares 2$00%0Value filed as zero, left out of ratios.
ZAZA ENERGY CORPZAZA ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 100 shares; 2013Q3: 100 shares 100$00%0Value filed as zero, left out of ratios.
MODUSLINK GLOBAL SOLUTIONS IMODUSLINK GLOBAL SOLUTIONS IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 6 shares; 2013Q3: 6 shares 6$00%0Value filed as zero, left out of ratios.
USEC INCUSEC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 40 shares 40$00%newValue filed as zero, left out of ratios.
ECOTALITY INCECOTALITY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 582 shares; 2013Q3: 300 shares 300$00%-282Value filed as zero, left out of ratios.
ELEPHANT TALK COMM CORPELEPHANT TALK COMM CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 2 shares; 2013Q3: 2 shares 2$00%0Value filed as zero, left out of ratios.
ORIGIN AGRITECH LIMITEDORIGIN AGRITECH LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 100 shares; 2013Q3: 100 shares 100$00%0Value filed as zero, left out of ratios.
ZBB ENERGY CORPZBB ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 1,500 shares; 2013Q3: 1,500 shares 1,500$00%0Value filed as zero, left out of ratios.
DAEGIS INCDAEGIS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 17 shares; 2013Q3: 17 shares 17$00%0Value filed as zero, left out of ratios.
COMMUNITYONE BANCORPCOMMUNITYONE BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 22 shares 22$00%newValue filed as zero, left out of ratios.

Sold out in Q3 2013

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
WINDSTREAM CORPWINDSTREAM CORP48,675$375Kshares
SPDR SERIES TRUSTSPDR SERIES TRUST4,421$245Kshares
UBIQUITI NETWORKS INCUBIQUITI NETWORKS INC10,450$183Kshares
MARKET VECTORS ETF TRMARKET VECTORS ETF TR19,722$181Kshares
STANDARD PAC CORP NEWSTANDARD PAC CORP NEW18,200$152Kshares
CLAYMORE GUGGENHEIMCLAYMORE GUGGENHEIM5,169$115Kshares
NASDAQ OMX GROUP INC 2.500NASDAQ OMX GROUP INC 2.50063,000$63Kshares
BMC SOFTWARE INCBMC SOFTWARE INC1,112$50Kshares
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR2,200$45Kshares
PIMCO BUILDPIMCO BUILD875$44Kshares
SOHU.COM INCSOHU.COM INC562$35Kshares
AK STEEL HOLDING CORPAK STEEL HOLDING CORP11,000$33Kshares
SCBT FINANCIAL CORPSCBT FINANCIAL CORP577$29Kshares
NEWS CORP INCNEWS CORP INC750$24Kshares
BALLBALL CORP500$21Kshares
OSKOSHKOSH CORP500$19Kshares
APOLLO SENIOR FLOATING RATE…APOLLO SENIOR FLOATING RATE FU750$15Kshares
KBHKB HOME700$14Kshares
DEAN FOODS CO NEWDEAN FOODS CO NEW1,343$13Kshares
AVON PRODS INCAVON PRODS INC505$11Kshares
FXUFIRST TR EXCHANGE-TRADED FD525$10Kshares
COINSTAR INCCOINSTAR INC163$10Kshares
BARCLAYS BK PLCBARCLAYS BK PLC180$10Kshares
BARCLAYS BANKBARCLAYS BANK235$10Kshares
Rentech Nitrogen Partners, …Rentech Nitrogen Partners, LP275$8Kshares
WESTPORT FUEL SYSTEMS INCWESTPORT FUEL SYSTEMS INC200$7Kshares
WHITEWAVE FOODS COWHITEWAVE FOODS CO484$7Kshares
CCLCARNIVAL CORP180$6Kshares
BBNBLACKROCK TAX MUNICPAL BD TR300$6Kshares
SCANA CORP NEWSCANA CORP NEW120$6Kshares
Cynosure, Inc.Cynosure, Inc.250$6Kshares
GATXGATX CORP100$5Kshares
TEXTEREX CORP NEW200$5Kshares
HOVNANIAN ENTPR INCHOVNANIAN ENTPR INC900$5Kshares
SPABSPDR SERIES TRUST75$4Kshares
BLACKROCK MUNICIPAL INCOME …BLACKROCK MUNICIPAL INCOME FUN300$4Kshares
PLUSEPLUS INC70$4Kshares
PLANTRONICS INC NEWPLANTRONICS INC NEW88$4Kshares
ONYX PHARMACEUTICALS INCONYX PHARMACEUTICALS INC48$4Kshares
RACKSPACE HOSTING INCRACKSPACE HOSTING INC100$4Kshares
LATIN AMERN DISCOVERY FD INCLATIN AMERN DISCOVERY FD INC324$4Kshares
DLRDIGITAL RLTY TR INC54$3Kshares
IDCCINTERDIGITAL INC72$3Kshares
TLKTELEKOMUNIKASI IND61$3Kshares
EVNEATON VANCE MUN INCOME TR225$3Kshares
KAMAN CORP-CLASS AKAMAN CORP-CLASS A100$3Kshares
SEATTLE GENETICS INCSEATTLE GENETICS INC100$3Kshares
NBBNUVEEN TAXABLE MUNICPAL INM134$3Kshares
CVRCHICAGO RIVET & MACH CO100$3Kshares
HEALTHCARE TRUST OF AMERICAHEALTHCARE TRUST OF AMERICA281$3Kshares
SPRINT NEXTEL CORPSPRINT NEXTEL CORP469$3Kshares
NEWS CORPNEWS CORP100$3Kshares
ISHARES 2013ISHARES 201359$3Kshares
UVVUNIVERSAL CORP VA MTNS BK EN26$2Kshares
SPGSIMON PPTY GROUP INC NEW10$2Kshares
MKCMCCORMICK & CO INC24$2Kshares
GTYGETTY RLTY CORP NEW116$2Kshares
BXPBXP INC15$2Kshares
BKHBLACK HILLS CORP36$2Kshares
ELMEELME COMMUNITIES56$2Kshares
FAFFIRST AMERN FINL CORP100$2Kshares
MZTIMARZETTI COMPANY20$2Kshares
FLEETCOR TECHNOLOGIES INCFLEETCOR TECHNOLOGIES INC25$2Kshares
SQMSOCIEDAD QUIMICA Y MINERA DE40$2Kshares
NCNACCO INDS INC27$2Kshares
GRUPO FINANCIERO SANTANDERGRUPO FINANCIERO SANTANDER144$2Kshares
GREENHILL & CO INC COMGREENHILL & CO INC COM50$2Kshares
MOLSON COORS BREWING COMOLSON COORS BREWING CO2,000$2Kshares
ANADIGICS INCANADIGICS INC1,000$2Kshares
DENDREON CORPDENDREON CORP370$2Kshares
LIBBEY INCLIBBEY INC100$2Kshares
NUVEEN BUILD AMER BD OPPTNYNUVEEN BUILD AMER BD OPPTNY104$2Kshares
ISHARESISHARES30$2Kshares
AITAPPLIED INDL TECHNOLOGIES IN25$1Kshares
ITUBITAU UNIBANCO HLDG S A82$1Kshares
DCIDONALDSON INC39$1Kshares
GLOCLOUGH GLOBAL OPPORTUNITIES100$1Kshares
FEDERAL REALTY INVESTMENT T…FEDERAL REALTY INVESTMENT TRUS13$1Kshares
UGAUNITED STS GASOLINE FD LP25$1Kshares
GRAN TIERRA ENERGY INCGRAN TIERRA ENERGY INC248$1Kshares
RESEARCH IN MOTION LTDRESEARCH IN MOTION LTD80$1Kshares
ARM HLDGS PLCARM HLDGS PLC40$1Kshares
DOUBLE EAGLE PETE CODOUBLE EAGLE PETE CO250$1Kshares
TEEKAY TANKERS LTDTEEKAY TANKERS LTD400$1Kshares
NEVADA GOLD & CASINOSNEVADA GOLD & CASINOS1,000$1Kshares
APOLLO RESIDENTIAL MORTGAGEAPOLLO RESIDENTIAL MORTGAGE75$1Kshares
COUNTRY STYLE COOKING REST …COUNTRY STYLE COOKING REST ADR187$1Kshares
ARKANSAS BEST CORPARKANSAS BEST CORP1$0shares
USEC INCUSEC INC1,000$0shares
FNB UNITED CORPFNB UNITED CORP22$0shares
EAGLE BULK SHIPPING INCEAGLE BULK SHIPPING INC95$0shares
INSTITUTIONAL FINL MKTS INCINSTITUTIONAL FINL MKTS INC50$0shares

How Q3 2013 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0000950123-13-008564 base2013-11-07acceptance time not in the bulk data set