NEW ENGLAND SECURITIES CORP /MA/

13F filer, CIK 910316, New York, NY

NEW ENGLAND SECURITIES CORP /MA/ reported $198,196,000 across 1,653 holdings for the quarter ended 2013-09-30, in a 13F-HR filed 2013-11-07. Its ten largest share positions make up 14.54% of the portfolio.

Filed 2013-11-07 (acceptance time not in the bulk data set), ingested 2026-10-07 20:02:22 UTC13F-HR 0000950123-13-008564

Period: 2013-09-30
Reported value: $198M
Holdings: 1,653
Top 10 weight: 14.54%
New: 308
Sold out: 92

Largest buys vs the previous quarter

Security	Shares change	Approx. value
VBadded	+14,487	$1.48M
VUGadded	+15,286	$1.29M
IBBadded	+5,542	$1.16M
VZadded	+24,137	$1.13M
SPROTT PHYSICAL GOLD SILVERadded	+65,905	$969K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
ADVISORSHARESreduced	-199,340	-$2.86M
SINCLAIR BROADCAST GROUP INCreduced	-29,780	-$998K
AMTreduced	-11,981	-$892K
IPATH S&P GSCI CRUDE OI…reduced	-32,264	-$778K
MYLAN INCreduced	-16,295	-$624K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2013

Share positions as resolved from 13F-HR 0000950123-13-008564, largest first. % of portfolio is the value over $198,196,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
HSYHERSHEY CO	100	$9K	<0.01%	0	Timeline
YELPYELP INC	130	$9K	<0.01%	new	Timeline
BNSBANK NOVA SCOTIA B C	150	$9K	<0.01%	+100	Timeline
GRMNGARMIN LTD	200	$9K	<0.01%	-1,105	Timeline
LKQLKQ CORP	280	$9K	<0.01%	0	Timeline
HRLHORMEL FOODS CORP	203	$9K	<0.01%	+35	Timeline
KOFCOCA-COLA FEMSA SAB DE CV	70	$9K	<0.01%	0	Timeline
MAINMAIN STR CAP CORP	300	$9K	<0.01%	0	Timeline
XEXGXEATON VANCE TAX-MANAGED GLOB	1,000	$9K	<0.01%	0	Timeline
HPFHANCOCK JOHN PFD INCOME FD I	450	$9K	<0.01%	0	Timeline
BFHBREAD FINANCIAL HOLDINGS INC	43	$9K	<0.01%	new	Timeline
LEGLEGGETT & PLATT INC	295	$9K	<0.01%	-63	Timeline
GMFSPDR INDEX SHS FDS	118	$9K	<0.01%	-17	Timeline
PBHPRESTIGE CONSMR HEALTHCARE I	289	$9K	<0.01%	0	Timeline
RSRELIANCE INC	124	$9K	<0.01%	+1	Timeline
WKCWORLD KINECT CORPORATION	239	$9K	<0.01%	-3,524	Timeline
CITRIX SYSTEMS INCCITRIX SYSTEMS INC	126	$9K	<0.01%	+60
MLCOMELCO RESORTS AND ENTMNT LTD	273	$9K	<0.01%	-87	Timeline
NEW YORK COMMUNITY BANCORPNEW YORK COMMUNITY BANCORP	583	$9K	<0.01%	+130
PIONEER NATURAL RESOURCES COPIONEER NATURAL RESOURCES CO	46	$9K	<0.01%	-55
STERICYCLE INCSTERICYCLE INC	82	$9K	<0.01%	-10
NMLNEUBERGER ENGY INFRSTR & INC	500	$9K	<0.01%	new	Timeline
IGLBISHARES TR	160	$9K	<0.01%	0	Timeline
ASGLIBERTY ALL-STAR GROWTH FD I	1,759	$9K	<0.01%	+29	Timeline
LNNLINDSAY CORP	109	$9K	<0.01%	0	Timeline
ABBNYABB LTD-SPON ADR	377	$9K	<0.01%	0	Timeline
SIGMA ALDRICH CORPSIGMA ALDRICH CORP	109	$9K	<0.01%	0
AQUA AMERICA INCAQUA AMERICA INC	375	$9K	<0.01%	+75
CAREFUSION CORPCAREFUSION CORP	235	$9K	<0.01%	+165
CAMERON INTERNATIONAL CORPCAMERON INTERNATIONAL CORP	146	$9K	<0.01%	-67
LINEAR TECHNOLOGY CORPLINEAR TECHNOLOGY CORP	226	$9K	<0.01%	0
ENCANA CORPENCANA CORP	545	$9K	<0.01%	0
CADENCE PHARMACEUTICALS INCCADENCE PHARMACEUTICALS INC	1,450	$9K	<0.01%	new
CATAMARAN CORPCATAMARAN CORP	197	$9K	<0.01%	+120
RESTORATION HARDWARE HLDGS IRESTORATION HARDWARE HLDGS I	140	$9K	<0.01%	new
DREAMWORKS ANIMATION SKG INCDREAMWORKS ANIMATION SKG INC	300	$9K	<0.01%	0
SYNGENTA AG ADRSYNGENTA AG ADR	108	$9K	<0.01%	0
BLACKROCK ECOSOLUTIONSBLACKROCK ECOSOLUTIONS	1,178	$9K	<0.01%	0
FISVFISERV INC	75	$8K	<0.01%	new	Timeline
XELXCEL ENERGY INC	300	$8K	<0.01%	0	Timeline
IWLISHARES TR	200	$8K	<0.01%	new	Timeline
MELIMERCADOLIBRE INC	58	$8K	<0.01%	new	Timeline
URIUNITED RENTALS INC	129	$8K	<0.01%	+74	Timeline
ENPHENPHASE ENERGY INC	960	$8K	<0.01%	0	Timeline
MGAMAGNA INTL INC	100	$8K	<0.01%	0	Timeline
CMCANADIAN IMPERIAL BANK OF CO	103	$8K	<0.01%	+53	Timeline
ICLRICON PUB LTD CO	200	$8K	<0.01%	0	Timeline
INCYINCYTE CORP	198	$8K	<0.01%	0	Timeline
SYNASYNAPTICS INC	189	$8K	<0.01%	0	Timeline
FBINFORTUNE BRANDS INNOVATIONS I	200	$8K	<0.01%	0	Timeline
UHSUNIVERSAL HLTH SVCS INC	110	$8K	<0.01%	0	Timeline
ULTAULTA BEAUTY INC	66	$8K	<0.01%	new	Timeline
BIIBBIOGEN INC	32	$8K	<0.01%	0	Timeline
DBEMDBX ETF TR	400	$8K	<0.01%	new	Timeline
BLVVANGUARD BD INDEX FDS	96	$8K	<0.01%	-504	Timeline
ALBALBEMARLE CORP	121	$8K	<0.01%	+25	Timeline
EWHISHARES INC	400	$8K	<0.01%	new	Timeline
EZMWISDOMTREE TR	100	$8K	<0.01%	0	Timeline
KEXKIRBY CORP	90	$8K	<0.01%	+30	Timeline
HLFHERBALIFE LTD	120	$8K	<0.01%	0	Timeline
BUNGE LTDBUNGE LTD	103	$8K	<0.01%	-31
HANESBRANDS INCHANESBRANDS INC	122	$8K	<0.01%	new
DISCOVERY INCDISCOVERY INC	99	$8K	<0.01%	+50
Mkt Vectors Semiconductor E…Mkt Vectors Semiconductor ETF	200	$8K	<0.01%	new
ISHARESISHARES	500	$8K	<0.01%	new
TECHNIPFMC PLCTECHNIPFMC PLC	145	$8K	<0.01%	+139
LEUCADIA NATL CORPLEUCADIA NATL CORP	291	$8K	<0.01%	-54
ALBERTSONS CO SHS CL A CLAS…ALBERTSONS CO SHS CL A CLASS CLAS…	2,000	$8K	<0.01%	0
INGRAM MICRO INCINGRAM MICRO INC	338	$8K	<0.01%	new
Powershs Db Multi SectorPowershs Db Multi Sector	215	$8K	<0.01%	new
ACNACCENTURE PLC IRELAND	100	$7K	<0.01%	0	Timeline
BWABORGWARNER INC	65	$7K	<0.01%	+42	Timeline
BCSBARCLAYS PLC	440	$7K	<0.01%	0	Timeline
DBDEUTSCHE BK AG	150	$7K	<0.01%	0	Timeline
MOSMOSAIC CO	158	$7K	<0.01%	+48	Timeline
EFGISHARES TR	101	$7K	<0.01%	0	Timeline
RHIROBERT HALF INC.	180	$7K	<0.01%	-130	Timeline
IBNICICI BK LTD	227	$7K	<0.01%	new	Timeline
SMTCSEMTECH CORP	244	$7K	<0.01%	0	Timeline
WYWEYERHAEUSER CO	234	$7K	<0.01%	+94	Timeline
ODFLOLD DOMINION FREIGHT LINE IN	150	$7K	<0.01%	0	Timeline
WUWESTERN UN CO	395	$7K	<0.01%	+122	Timeline
MYGNMYRIAD GENETICS INC	293	$7K	<0.01%	+69	Timeline
RLRALPH LAUREN CORP	43	$7K	<0.01%	new	Timeline
HPHELMERICH & PAYNE INC	97	$7K	<0.01%	0	Timeline
IYZISHARES TR	268	$7K	<0.01%	+68	Timeline
ETGEATON VANCE TX ADV GLBL DIV	470	$7K	<0.01%	0	Timeline
SPLUNK INCSPLUNK INC	118	$7K	<0.01%	new
FORWARD AIR CORPFORWARD AIR CORP	165	$7K	<0.01%	0
MARVELL TECHNOLOGY GROUP LTDMARVELL TECHNOLOGY GROUP LTD	603	$7K	<0.01%	-200
DIRECTVDIRECTV	109	$7K	<0.01%	+13
MXFMEXICO FD INC	238	$7K	<0.01%	0	Timeline
FRIFIRST TR EXCHANGE-TRADED FD	406	$7K	<0.01%	-2,504	Timeline
CLIFFS NATURAL RESOURCESCLIFFS NATURAL RESOURCES	350	$7K	<0.01%	0
COMMONWEALTH REITCOMMONWEALTH REIT	304	$7K	<0.01%	new
TYCO INTERNATIONAL LTDTYCO INTERNATIONAL LTD	213	$7K	<0.01%	-175
FRESH MKT INCFRESH MKT INC	150	$7K	<0.01%	-65
MEDASSETS INCMEDASSETS INC	270	$7K	<0.01%	new
ALERE INCALERE INC	241	$7K	<0.01%	new
CALGON CARBON CORPCALGON CARBON CORP	372	$7K	<0.01%	0
MONTPELIER RE HLDGS LTD SHMONTPELIER RE HLDGS LTD SH	277	$7K	<0.01%	0
ALPINE TOTAL DYNAMIC DIVID FALPINE TOTAL DYNAMIC DIVID F	1,650	$7K	<0.01%	+750
GSV CAPITAL CORPGSV CAPITAL CORP	475	$7K	<0.01%	new
NGP CAPITAL RESOURCES CONGP CAPITAL RESOURCES CO	1,000	$7K	<0.01%	0
BLACKROCK SR HIGH INCOME FDBLACKROCK SR HIGH INCOME FD	1,800	$7K	<0.01%	0
POWERSHARES ETF TRUST IIPOWERSHARES ETF TRUST II	250	$7K	<0.01%	+100
SPDR INDEX SHS FDSSPDR INDEX SHS FDS	112	$7K	<0.01%	0
BOULDER TOTAL RET FD INCBOULDER TOTAL RET FD INC	300	$7K	<0.01%	0
IGFISHARES TR	150	$6K	<0.01%	0	Timeline
SCHASCHWAB STRATEGIC TR	125	$6K	<0.01%	-25	Timeline
NXPINXP SEMICONDUCTORS N V	155	$6K	<0.01%	0	Timeline
VECOVEECO INSTRS INC DEL	159	$6K	<0.01%	+59	Timeline
BRBROADRIDGE FINL SOLUTIONS IN	176	$6K	<0.01%	0	Timeline
WHRWHIRLPOOL CORP	40	$6K	<0.01%	new	Timeline
BHEBENCHMARK ELECTRS INC	253	$6K	<0.01%	0	Timeline
HAEHAEMONETICS CORP MASS	150	$6K	<0.01%	0	Timeline
UTHRUNITED THERAPEUTICS CORP DEL	77	$6K	<0.01%	new	Timeline
EMNEASTMAN CHEM CO	75	$6K	<0.01%	new	Timeline
NTAPNETAPP INC	150	$6K	<0.01%	-12,507	Timeline
ELLAUDER ESTEE COS INC	84	$6K	<0.01%	+81	Timeline
STWDSTARWOOD PPTY TR INC	240	$6K	<0.01%	new	Timeline
CECELANESE CORP DEL	115	$6K	<0.01%	+75	Timeline
NUVNUVEEN MUN VALUE FD INC	650	$6K	<0.01%	0	Timeline
ILFISHARES TR	147	$6K	<0.01%	0	Timeline
EZUISHARES INC	163	$6K	<0.01%	0	Timeline
TRIPTRIPADVISOR INC	82	$6K	<0.01%	0	Timeline
XNEAXNUVEEN AMT FREE QLTY MUN INC	508	$6K	<0.01%	0	Timeline
OSGOCTAVE SPECIALTY GROUP INC	354	$6K	<0.01%	0	Timeline
CBSHCOMMERCE BANCSHARES INC	129	$6K	<0.01%	new	Timeline
NPOENPRO INC	100	$6K	<0.01%	-20	Timeline
MDYVSPDR SERIES TRUST	75	$6K	<0.01%	0	Timeline
ACWVISHARES INC	100	$6K	<0.01%	0	Timeline
BGXBLACKSTONE LONG SHORT CR INC	300	$6K	<0.01%	-712	Timeline
PIMCO CALIFORNIA MUNICIPAL …PIMCO CALIFORNIA MUNICIPAL INC	628	$6K	<0.01%	0
MAXIM INTEGRATED PRODS INCMAXIM INTEGRATED PRODS INC	200	$6K	<0.01%	0
NOBLE ENERGY INCNOBLE ENERGY INC	95	$6K	<0.01%	-78
FXNFIRST TR EXCHANGE-TRADED FD	260	$6K	<0.01%	new	Timeline
CABELAS INCCABELAS INC	100	$6K	<0.01%	0
TITNTITAN MACHY INC	400	$6K	<0.01%	0	Timeline
ERHALLSPRING UTILITIES AND HIGH	489	$6K	<0.01%	+5	Timeline
ENSCO PLCENSCO PLC	110	$6K	<0.01%	-96
TIME WARNER CABLE INCTIME WARNER CABLE INC	53	$6K	<0.01%	+33
VCA ANTECH INCVCA ANTECH INC	205	$6K	<0.01%	0
SUN HYDRAULICS CORPSUN HYDRAULICS CORP	161	$6K	<0.01%	0
BROADSOFT INCBROADSOFT INC	170	$6K	<0.01%	0
OPENTABLE INCOPENTABLE INC	90	$6K	<0.01%	-20
OUTERWALL INCOUTERWALL INC	113	$6K	<0.01%	new
BIO REFERENCE LABS INCBIO REFERENCE LABS INC	199	$6K	<0.01%	0
FIFTH STREET FIN CORP COMFIFTH STREET FIN CORP COM	600	$6K	<0.01%	new
POWERSHARES ETF TRUSTPOWERSHARES ETF TRUST	156	$6K	<0.01%	-27
ODYSSEY MARINE EXPLORATION IODYSSEY MARINE EXPLORATION I	2,000	$6K	<0.01%	0
NATURAL RESOURCE PARTNERS LNATURAL RESOURCE PARTNERS L	300	$6K	<0.01%	+100
GILEAD SCIENCES INCGILEAD SCIENCES INC	2,000	$6K	<0.01%	new
iShares S&P AMT-Free Munici…iShares S&P AMT-Free Municipal	239	$6K	<0.01%	new
SOXXISHARES TR	72	$5K	<0.01%	0	Timeline
NVDANVIDIA CORPORATION	300	$5K	<0.01%	new	Timeline
VTIPVANGUARD MALVERN FDS	94	$5K	<0.01%	new	Timeline
CTSHCOGNIZANT TECHNOLOGY SOLUTIO	59	$5K	<0.01%	0	Timeline
ANAUTONATION INC	100	$5K	<0.01%	new	Timeline
ITRIITRON INC	112	$5K	<0.01%	0	Timeline
FITBFIFTH THIRD BANCORP	277	$5K	<0.01%	+127	Timeline
ERICTELEFONAKTIEBOLAGET LM ERICS	340	$5K	<0.01%	0	Timeline
ROSTROSS STORES INC	70	$5K	<0.01%	-50	Timeline
JBHTHUNT J B TRANS SVCS INC	63	$5K	<0.01%	0	Timeline
MGMMGM RESORTS INTERNATIONAL	250	$5K	<0.01%	0	Timeline
XGDVXGABELLI DIVID & INCOME TR	250	$5K	<0.01%	new	Timeline
DHSWISDOMTREE TR	100	$5K	<0.01%	new	Timeline
KAIKADANT INC	140	$5K	<0.01%	new	Timeline
LKFNLAKELAND FINL CORP	142	$5K	<0.01%	0	Timeline
SHOOMADDEN STEVEN LTD	88	$5K	<0.01%	0	Timeline
XILINX INCXILINX INC	115	$5K	<0.01%	0
BHP BILLITON- ADRBHP BILLITON- ADR	80	$5K	<0.01%	new
WORLD WRESTLING ENTMT INCWORLD WRESTLING ENTMT INC	500	$5K	<0.01%	0
WEINGARTEN RLTY INVSWEINGARTEN RLTY INVS	184	$5K	<0.01%	+2
IGOVISHARES TR	50	$5K	<0.01%	0	Timeline
FGDFIRST TR EXCHANGE-TRADED FD	200	$5K	<0.01%	new	Timeline
WSRWHITESTONE REIT	350	$5K	<0.01%	0	Timeline
KVHIKVH INDS INC	362	$5K	<0.01%	0	Timeline
RWXSPDR INDEX SHS FDS	129	$5K	<0.01%	0	Timeline
SUNTRUST BANKS INCSUNTRUST BANKS INC	161	$5K	<0.01%	+86
EIRLISHARES TR	151	$5K	<0.01%	new	Timeline
STATE STREET SPDR PORTFOLIO…STATE STREET SPDR PORTFOLIO INTER…	200	$5K	<0.01%	new
XPGPXPIMCO GLOBAL STOCKPLUS INCOM	200	$5K	<0.01%	0	Timeline
Equinix, Inc.Equinix, Inc.	26	$5K	<0.01%	new
LLFLQLUMBER LIQUIDATORS HOLDINGS	50	$5K	<0.01%	new	Timeline
INGING	834	$5K	<0.01%	new
SOUTHWESTERN ENERGY COSOUTHWESTERN ENERGY CO	132	$5K	<0.01%	0
CIT GROUP INC COM NEWCIT GROUP INC COM NEW	93	$5K	<0.01%	0
INVESCO WATER RESOURCES ETFINVESCO WATER RESOURCES ETF	205	$5K	<0.01%	0
THE ADT CORPORATIONTHE ADT CORPORATION	116	$5K	<0.01%	+17
COMPUTER SCIENCES CORPCOMPUTER SCIENCES CORP	92	$5K	<0.01%	0
ASGN INCASGN INC	162	$5K	<0.01%	0
SUNEDISON INCSUNEDISON INC	579	$5K	<0.01%	0
TRIANGLE PETE CORPTRIANGLE PETE CORP	500	$5K	<0.01%	new
ENDURANCE SPECIALTY HLDGS LTENDURANCE SPECIALTY HLDGS LT	98	$5K	<0.01%	0
PANDORA MEDIA INCPANDORA MEDIA INC	200	$5K	<0.01%	new
LIBERTY MEDIA CORP DELAWARELIBERTY MEDIA CORP DELAWARE	31	$5K	<0.01%	0
PROTECTIVE LIFE CORPPROTECTIVE LIFE CORP	111	$5K	<0.01%	new
WALTER INVT MGMT CORPWALTER INVT MGMT CORP	120	$5K	<0.01%	0
ANWORTH MORTGAGE ASSET CPANWORTH MORTGAGE ASSET CP	1,000	$5K	<0.01%	0
ACCELRYS INCACCELRYS INC	546	$5K	<0.01%	new
HERTZ GLOBAL HOLDINGS INCHERTZ GLOBAL HOLDINGS INC	2,000	$5K	<0.01%	new
NORTHSTAR RLTY FIN CORPNORTHSTAR RLTY FIN CORP	500	$5K	<0.01%	-500
NAVIGATORS GROUP INCNAVIGATORS GROUP INC	95	$5K	<0.01%	0
POWERSHARES ETF TRUST DYN L…POWERSHARES ETF TRUST DYN LSR	146	$5K	<0.01%	0
LUXOTTICA GROUP SPA ADRLUXOTTICA GROUP SPA ADR	96	$5K	<0.01%	0
PRICELINE.COM INC 1.000PRICELINE.COM INC 1.000	4,000	$5K	<0.01%	new
XILINX INC 2.625XILINX INC 2.625	3,000	$5K	<0.01%	new
SUNPOWER CORPSUNPOWER CORP	4,000	$5K	<0.01%	new
POWERSHARES ETF TRUSTPOWERSHARES ETF TRUST	261	$5K	<0.01%	0
ORBITZ WORLDWIDE INCORBITZ WORLDWIDE INC	500	$5K	<0.01%	0
COHEN & STEERS DIV MJRS FDINCOHEN & STEERS DIV MJRS FDIN	388	$5K	<0.01%	0
POWERSHARES ETF TRUSTPOWERSHARES ETF TRUST	483	$5K	<0.01%	+4
MARKET VECTORS ETF TR MTGMARKET VECTORS ETF TR MTG	220	$5K	<0.01%	-115
POWERSHARES GLOBAL EXCHANGE…POWERSHARES GLOBAL EXCHANGE TRADE…	150	$5K	<0.01%	0
POWERSHARES GLOBALPOWERSHARES GLOBAL	446	$5K	<0.01%	0
SPDR INDEX SHS FDSSPDR INDEX SHS FDS	185	$5K	<0.01%	0
FQF TRFQF TR	183	$5K	<0.01%	0
IUSVISHARES TR	34	$4K	<0.01%	0	Timeline
CIKUBS ASSET MGMT INCOME FD INC	1,000	$4K	<0.01%	0	Timeline
ITGARTNER INC	67	$4K	<0.01%	new	Timeline
PAASPAN AMERN SILVER CORP	400	$4K	<0.01%	0	Timeline
TYLTYLER TECHNOLOGIES INC	50	$4K	<0.01%	-50	Timeline
PHPARKER-HANNIFIN CORP	34	$4K	<0.01%	+18	Timeline
MCOMOODYS CORP	59	$4K	<0.01%	new	Timeline
EXPDEXPEDITORS INTL WASH INC	100	$4K	<0.01%	0	Timeline
OMCOMNICOM GROUP INC	60	$4K	<0.01%	0	Timeline
RCLROYAL CARIBBEAN GROUP	100	$4K	<0.01%	new	Timeline
LEALEAR CORP	55	$4K	<0.01%	-45	Timeline
PAGPENSKE AUTOMOTIVE GRP INC	100	$4K	<0.01%	0	Timeline
FFIVF5 INC	42	$4K	<0.01%	new	Timeline
KMXCARMAX INC	89	$4K	<0.01%	new	Timeline
VTRVENTAS INC	71	$4K	<0.01%	-139	Timeline
ESSESSEX PPTY TR INC	25	$4K	<0.01%	0	Timeline
WALWESTERN ALLIANCE BANCORP	200	$4K	<0.01%	0	Timeline
HDBHDFC BANK LTD	131	$4K	<0.01%	new	Timeline
XAWFXALLIANCEBERNSTEIN GLOBAL HIG	250	$4K	<0.01%	0	Timeline
GBXGREENBRIER COS INC	150	$4K	<0.01%	-150	Timeline
DAKTDAKTRONICS INC	400	$4K	<0.01%	new	Timeline
ADXADAMS DIVERSIFIED EQUITY FD	286	$4K	<0.01%	new	Timeline
GLNGGOLAR LNG LTD	100	$4K	<0.01%	0	Timeline
MINABERDEEN INTER INCOME FD	685	$4K	<0.01%	+15	Timeline
XBGYXBLACKROCK ENHANCED INTL DIV	550	$4K	<0.01%	0	Timeline
UNILEVER N VUNILEVER N V	99	$4K	<0.01%	new
CTRIP COM INTL LTDCTRIP COM INTL LTD	70	$4K	<0.01%	0
VIMPELCOM LTDVIMPELCOM LTD	350	$4K	<0.01%	+100
TIFFANY & CO NEWTIFFANY & CO NEW	52	$4K	<0.01%	new
WELLPOINT INCWELLPOINT INC	50	$4K	<0.01%	0
PIONEER FLOATING RATE FUND IPIONEER FLOATING RATE FUND I	344	$4K	<0.01%	new
MFINMEDALLION FINANCIAL CORP	238	$4K	<0.01%	new	Timeline
EMIFISHARES TR	127	$4K	<0.01%	0	Timeline
AshlandAshland	45	$4K	<0.01%	0
CHICOS FAS INCCHICOS FAS INC	224	$4K	<0.01%	0
TRIUMPH GROUP INC NEWTRIUMPH GROUP INC NEW	61	$4K	<0.01%	0
VALIDUS HOLDINGS LTDVALIDUS HOLDINGS LTD	100	$4K	<0.01%	0
CYS INVTS INCCYS INVTS INC	500	$4K	<0.01%	0
TRANSMONTAIGNE PARTNERS L PTRANSMONTAIGNE PARTNERS L P	100	$4K	<0.01%	0
BALLY TECHNOLOGIESBALLY TECHNOLOGIES	50	$4K	<0.01%	0
DRYSHIPS INCDRYSHIPS INC	1,000	$4K	<0.01%	0
WISCONSIN ENERGY CORPWISCONSIN ENERGY CORP	103	$4K	<0.01%	+100
Gulfport EnergyGulfport Energy	55	$4K	<0.01%	new
BAKER HUGHES INCBAKER HUGHES INC	78	$4K	<0.01%	new
MEADWESTVACO CORPMEADWESTVACO CORP	96	$4K	<0.01%	new
PEPCO HOLDINGS INCPEPCO HOLDINGS INC	200	$4K	<0.01%	0
IMPMQIMPAC MTG HLDGS INC COM STK NE	400	$4K	<0.01%	0	Timeline
Walter Energy IncWalter Energy Inc	280	$4K	<0.01%	0
TALISMAN ENERGY INCTALISMAN ENERGY INC	339	$4K	<0.01%	+2
BLDRS INDEX FDS TRBLDRS INDEX FDS TR	99	$4K	<0.01%	new
ALTISOURCE PORTFOLIO SOLNS SALTISOURCE PORTFOLIO SOLNS S	29	$4K	<0.01%	0
OMNICARE INCOMNICARE INC	74	$4K	<0.01%	new
EQUITY ONEEQUITY ONE	200	$4K	<0.01%	0
VERIFONE SYS INCVERIFONE SYS INC	180	$4K	<0.01%	-222
MONMOUTH REAL ESTATE INVT COMONMOUTH REAL ESTATE INVT CO	400	$4K	<0.01%	0
APOLLO GROUP INCAPOLLO GROUP INC	170	$4K	<0.01%	+120
ADMINISTRADORA FONDOS PENSIOADMINISTRADORA FONDOS PENSIO	50	$4K	<0.01%	0
IXIAIXIA	224	$4K	<0.01%	0
POWERSHARESETF TRUST DYN SF…POWERSHARESETF TRUST DYN SFTWR	106	$4K	<0.01%	0
GENCORP INCGENCORP INC	275	$4K	<0.01%	0
WILLIS GROUP HOLDINGS PLCWILLIS GROUP HOLDINGS PLC	91	$4K	<0.01%	0
POWERSHARES ETF TRUST DYN M…POWERSHARES ETF TRUST DYN MEDI	186	$4K	<0.01%	0
GUGGENHEIM FRONTIER MARKETS…GUGGENHEIM FRONTIER MARKETS ETF	220	$4K	<0.01%	+74
INCYTE CORPINCYTE CORP	1,000	$4K	<0.01%	new
IPATH US TSY 10Y BEARIPATH US TSY 10Y BEAR	150	$4K	<0.01%	0
ALLIANCE DATA SYSTEMS CORP …ALLIANCE DATA SYSTEMS CORP CONV D…	1,000	$4K	<0.01%	new
BLACKROCK ENHANCED GOVT FD …BLACKROCK ENHANCED GOVT FD (EGF)	280	$4K	<0.01%	0
JANUS CAPITAL GROUP INCJANUS CAPITAL GROUP INC	4,000	$4K	<0.01%	0
CLAYMORE GUGGENHEIMCLAYMORE GUGGENHEIM	223	$4K	<0.01%	new
REVENUESHARES FINANCIALSREVENUESHARES FINANCIALS	100	$4K	<0.01%	0
SPDR INDEX SHS FDSSPDR INDEX SHS FDS	170	$4K	<0.01%	0
SPDR INDEX SHS FDSSPDR INDEX SHS FDS	131	$4K	<0.01%	0
Market Vectors Small Cap In…Market Vectors Small Cap India	161	$4K	<0.01%	new
ISRGINTUITIVE SURGICAL INC	7	$3K	<0.01%	+3	Timeline
TJXTJX COS INC NEW	52	$3K	<0.01%	0	Timeline
MGKVANGUARD WORLD FD	41	$3K	<0.01%	0	Timeline
PWRQUANTA SVCS INC	100	$3K	<0.01%	0	Timeline
WDCWESTERN DIGITAL CORP	50	$3K	<0.01%	0	Timeline
NNNNNN REIT INC	80	$3K	<0.01%	0	Timeline
JAZZJAZZ PHARMACEUTICALS PLC	31	$3K	<0.01%	0	Timeline
NRGNRG ENERGY INC	106	$3K	<0.01%	-17	Timeline
AESAES CORP	258	$3K	<0.01%	+128	Timeline
SMSM ENERGY COMPANY	39	$3K	<0.01%	new	Timeline
IMOIMPERIAL OIL LTD	77	$3K	<0.01%	0	Timeline
ZBHZIMMER BIOMET HOLDINGS INC	35	$3K	<0.01%	new	Timeline
SWKSTANLEY BLACK & DECKER INC	30	$3K	<0.01%	+11	Timeline
UALUNITED AIRLS HLDGS INC	110	$3K	<0.01%	new	Timeline
FSLRFIRST SOLAR INC	80	$3K	<0.01%	new	Timeline
AXSAXIS CAP HLDGS LTD	77	$3K	<0.01%	0	Timeline
GNTXGENTEX CORP	102	$3K	<0.01%	0	Timeline
UGIUGI CORP NEW	76	$3K	<0.01%	new	Timeline
MGVVANGUARD WORLD FD	53	$3K	<0.01%	0	Timeline
LNCLINCOLN NATL CORP IND	67	$3K	<0.01%	new	Timeline
NWSANEWS CORP NEW	187	$3K	<0.01%	new	Timeline
MURMURPHY OIL CORP	58	$3K	<0.01%	0	Timeline
ATIATI INC	100	$3K	<0.01%	0	Timeline
WCCWESCO INTL INC	40	$3K	<0.01%	0	Timeline
CLHCLEAN HARBORS INC	50	$3K	<0.01%	0	Timeline
BENFRANKLIN TEMPLETON INC	63	$3K	<0.01%	+42	Timeline
CTRACOTERRA ENERGY INC	90	$3K	<0.01%	new	Timeline
QQXTFIRST TR EXCHANGE-TRADED FD	100	$3K	<0.01%	0	Timeline
IXPISHARES TR	40	$3K	<0.01%	new	Timeline
BANFBANCFIRST CORP	59	$3K	<0.01%	0	Timeline
SAIASAIA INC	112	$3K	<0.01%	0	Timeline
CGNXCOGNEX CORP	106	$3K	<0.01%	+53	Timeline
BBDBANCO BRADESCO S A	220	$3K	<0.01%	0	Timeline
MHDBLACKROCK MUNIHOLDINGS FD IN	200	$3K	<0.01%	-9,504	Timeline
MYIBLACKROCK MUNIYIELD QUALITY	200	$3K	<0.01%	0	Timeline
SMFGSUMITOMO MITSUI FIN GRP INC	286	$3K	<0.01%	0	Timeline
PBRPETROLEO BRASILEIRO S A	180	$3K	<0.01%	-25	Timeline
UGPULTRAPAR PARTICIPACOES SA	103	$3K	<0.01%	0	Timeline
GDOTGREEN DOT CORP	115	$3K	<0.01%	0	Timeline
XBKNXBLACKROCK INVEST QLTY MUNI	200	$3K	<0.01%	-16,795	Timeline
XMVTXBLACKROCK MUNIVEST FUND II	202	$3K	<0.01%	-10,524	Timeline
PATTERSON COS INCPATTERSON COS INC	79	$3K	<0.01%	new
XNROXNEUBERGER R/EST SECS INC FD	600	$3K	<0.01%	0	Timeline
Concho Resources Inc.Concho Resources Inc.	30	$3K	<0.01%	-20
WESTPAC BANKING CORPWESTPAC BANKING CORP	90	$3K	<0.01%	+72
CST BRANDS INCCST BRANDS INC	110	$3K	<0.01%	+22
VRAVERA BRADLEY INC	170	$3K	<0.01%	0	Timeline
BKDBROOKDALE SR LIVING INC	130	$3K	<0.01%	-50	Timeline
JOUTJOHNSON OUTDOORS INC	100	$3K	<0.01%	0	Timeline
NABORS INDUSTRIES LTDNABORS INDUSTRIES LTD	162	$3K	<0.01%	0
EEAEUROPEAN EQUITY FD INC	318	$3K	<0.01%	0	Timeline
WOODISHARES TR	70	$3K	<0.01%	-10	Timeline
IEUSISHARES TR	63	$3K	<0.01%	0	Timeline
RBLDFIRST TR EXCHANGE-TRADED FD	67	$3K	<0.01%	-248	Timeline
VOCVOC ENERGY TR	200	$3K	<0.01%	0	Timeline
NRTNORTH EUROPEAN OIL RTY TR	130	$3K	<0.01%	new	Timeline
NAVIOS MARITIME PART LPNAVIOS MARITIME PART LP	227	$3K	<0.01%	0
Lincoln National CorporatLincoln National Corporat	100	$3K	<0.01%	0
ACORN ENERGY INCACORN ENERGY INC	500	$3K	<0.01%	0
LUMINEX CORPLUMINEX CORP	147	$3K	<0.01%	0
EXPAND ENERGY CORPEXPAND ENERGY CORP	3,000	$3K	<0.01%	new
MYLAN INCMYLAN INC	1,000	$3K	<0.01%	new
CHORD ENERGY CORPORATIONCHORD ENERGY CORPORATION	53	$3K	<0.01%	new
ATHENAHEALTH INCATHENAHEALTH INC	25	$3K	<0.01%	-20
SILVER BAY REALTY TRUST CORPSILVER BAY REALTY TRUST CORP	166	$3K	<0.01%	-265
ROCKET COMPANIES CLA A CLAS…ROCKET COMPANIES CLA A CLASS A	25	$3K	<0.01%	new
FOX CORP CLASS BFOX CORP CLASS B	100	$3K	<0.01%	new
ARCELORMITTAL FUNSPONSORED …ARCELORMITTAL FUNSPONSORED ADR 1 …	200	$3K	<0.01%	0
IBERIABANK CORPIBERIABANK CORP	63	$3K	<0.01%	0
CONNECTICUT WTR SVC INCCONNECTICUT WTR SVC INC	100	$3K	<0.01%	0
ALTISOURCE ASSET MGMT CORPALTISOURCE ASSET MGMT CORP	5	$3K	<0.01%	new
ELAN PLCELAN PLC	200	$3K	<0.01%	0
GREEN MTN COFFEE ROASTERS INGREEN MTN COFFEE ROASTERS IN	40	$3K	<0.01%	-381
OCWEN FINL CORPOCWEN FINL CORP	46	$3K	<0.01%	0
PAIN THERAPEUTICS INCPAIN THERAPEUTICS INC	1,200	$3K	<0.01%	-600
EXONE COEXONE CO	80	$3K	<0.01%	new
LIBERTY INTERACTIVE CORPLIBERTY INTERACTIVE CORP	120	$3K	<0.01%	0
QUALITY SYS INCQUALITY SYS INC	160	$3K	<0.01%	0
MADISON SQUARE GARDEN COMADISON SQUARE GARDEN CO	60	$3K	<0.01%	new
SHFL ENTMT INCSHFL ENTMT INC	150	$3K	<0.01%	0
WHITING PETE CORP NEWWHITING PETE CORP NEW	46	$3K	<0.01%	new
JDS UNIPHASE CORPJDS UNIPHASE CORP	200	$3K	<0.01%	new
SAIC INCSAIC INC	200	$3K	<0.01%	new
ALLIED WRLD ASSUR COM HLDG AALLIED WRLD ASSUR COM HLDG A	30	$3K	<0.01%	0
INVENSENSE INCINVENSENSE INC	160	$3K	<0.01%	new
THORATEC CORPTHORATEC CORP	77	$3K	<0.01%	0
SPDR SERIES TRUST OILGAS EQ…SPDR SERIES TRUST OILGAS EQUIP	71	$3K	<0.01%	0
INTL GAME TECH 3.250INTL GAME TECH 3.250	3,000	$3K	<0.01%	new
POWERSHARES ETF TRUST DYN N…POWERSHARES ETF TRUST DYN NETW	100	$3K	<0.01%	0
BARCLAYS BK PLC IPATH S&P M…BARCLAYS BK PLC IPATH S&P MT E	174	$3K	<0.01%	-10
FRONTLINE LTDFRONTLINE LTD	1,060	$3K	<0.01%	0
ProShares UltraShort Russel…ProShares UltraShort Russell 2000…	200	$3K	<0.01%	0
FURIEX PHARMACEUTICALSFURIEX PHARMACEUTICALS	75	$3K	<0.01%	+50
ZWEIG FUND INC.ZWEIG FUND INC.	222	$3K	<0.01%	new
MARKET VECTORS ETF TR RARE …MARKET VECTORS ETF TR RARE EARTH …	74	$3K	<0.01%	new
MARKET VECTORS PRE-REFUND M…MARKET VECTORS PRE-REFUND MUNI ET…	125	$3K	<0.01%	0
POWERSHARES FDMNL PUR MD VALPOWERSHARES FDMNL PUR MD VAL	125	$3K	<0.01%	0
PROSHARES ULTRASHORTPROSHARES ULTRASHORT	200	$3K	<0.01%	0
SPDR S&PSPDR S&P	50	$3K	<0.01%	0
BLDRS INDEX FDS TRBLDRS INDEX FDS TR	100	$3K	<0.01%	0
ADVISORSHARES TRADVISORSHARES TR	100	$3K	<0.01%	0
ADBEADOBE INC	40	$2K	<0.01%	0	Timeline
SCHWCHARLES SCHWAB CORP (THE)	73	$2K	<0.01%	-225	Timeline
SPEMSPDR INDEX SHS FDS	30	$2K	<0.01%	0	Timeline
VTVANGUARD INTL EQUITY INDEX F	45	$2K	<0.01%	0	Timeline
CNPCENTERPOINT ENERGY INC	100	$2K	<0.01%	new	Timeline
TSMTAIWAN SEMICONDUCTOR MANUFAC	100	$2K	<0.01%	0	Timeline
VALEVALE S A	105	$2K	<0.01%	-487	Timeline
IWCISHARES TR	25	$2K	<0.01%	0	Timeline
GRCGORMAN RUPP CO	40	$2K	<0.01%	new	Timeline
UBSIUNITED BANKSHARES INC WEST V	52	$2K	<0.01%	new	Timeline
PHGKONINKLIJKE PHILIPS N V	48	$2K	<0.01%	0	Timeline
NTRSNORTHERN TR CORP	37	$2K	<0.01%	0	Timeline
IBKRINTERACTIVE BROKERS GROUP IN	100	$2K	<0.01%	-50	Timeline
NFGNATIONAL FUEL GAS CO	26	$2K	<0.01%	0	Timeline
PTCPTC INC	60	$2K	<0.01%	new	Timeline
ZTSZOETIS INC	58	$2K	<0.01%	+35	Timeline
RLIRLI CORP	19	$2K	<0.01%	new	Timeline
CSLCARLISLE COS INC	22	$2K	<0.01%	new	Timeline
MANMANPOWERGROUP INC WIS	21	$2K	<0.01%	new	Timeline
EGEVEREST GROUP LTD	11	$2K	<0.01%	new	Timeline
FMSFRESENIUS MEDICAL CARE AG	60	$2K	<0.01%	0	Timeline
TXNMTXNM ENERGY INC	67	$2K	<0.01%	new	Timeline
FULFULLER H B CO	37	$2K	<0.01%	new	Timeline
KEYKEYCORP	140	$2K	<0.01%	0	Timeline
AOSSMITH A O CORP	50	$2K	<0.01%	0	Timeline
AGOASSURED GUARANTY LTD	100	$2K	<0.01%	0	Timeline
WRBBERKLEY W R CORP	47	$2K	<0.01%	new	Timeline
VRTSVIRTUS INVT PARTNERS INC	13	$2K	<0.01%	0	Timeline
SAPSAP SE	33	$2K	<0.01%	0	Timeline
CBRECBRE GROUP INC	100	$2K	<0.01%	0	Timeline
CNKCINEMARK HLDGS INC	76	$2K	<0.01%	-140	Timeline
FHIFEDERATED HERMES INC	66	$2K	<0.01%	new	Timeline
SBSCOMPANHIA DE SANEAMENTO BASI	168	$2K	<0.01%	0	Timeline
TDYTELEDYNE TECHNOLOGIES INC	28	$2K	<0.01%	0	Timeline
CTASCINTAS CORP	36	$2K	<0.01%	0	Timeline
CINFCINCINNATI FINL CORP	39	$2K	<0.01%	0	Timeline
MPTMEDICAL PROPERTIES TRUST INC	125	$2K	<0.01%	new	Timeline
WMBWILLIAMS COS INC	57	$2K	<0.01%	-100	Timeline
CHKPCHECK POINT SOFTWARE TECH LT	32	$2K	<0.01%	+31	Timeline
THCTENET HEALTHCARE CORP	50	$2K	<0.01%	0	Timeline
ABALLIANCEBERNSTEIN HLDG L P	116	$2K	<0.01%	+3	Timeline
HPSHANCOCK JOHN PFD INCOME FD I	100	$2K	<0.01%	0	Timeline
EWPISHARES INC	71	$2K	<0.01%	new	Timeline
TFXTELEFLEX INCORPORATED	27	$2K	<0.01%	new	Timeline
DLSWISDOMTREE TR	25	$2K	<0.01%	0	Timeline
ARWARROW ELECTRS INC	36	$2K	<0.01%	new	Timeline
OISOIL STS INTL INC	16	$2K	<0.01%	new	Timeline
ACHACCENDRA HEALTH INC	70	$2K	<0.01%	new	Timeline
ASBASSOCIATED BANC-CORP	114	$2K	<0.01%	new	Timeline
CVECENOVUS ENERGY INC	75	$2K	<0.01%	0	Timeline
CDPCOPT DEFENSE PROPERTIES	69	$2K	<0.01%	new	Timeline
SCLSTEPAN CO	26	$2K	<0.01%	new	Timeline
HEHAWAIIAN ELEC INDS INC MTN B	60	$2K	<0.01%	new	Timeline
CANADIAN PACIFIC RAILWAYSCANADIAN PACIFIC RAILWAYS	16	$2K	<0.01%	-21
M.D.C. HOLDINGS INCM.D.C. HOLDINGS INC	71	$2K	<0.01%	-58
QUIDEL CORPQUIDEL CORP	61	$2K	<0.01%	0
AMERICAN CAMPUS COMMUNITIESAMERICAN CAMPUS COMMUNITIES	55	$2K	<0.01%	new
BOTTOMLINE TECH INC DELBOTTOMLINE TECH INC DEL	66	$2K	<0.01%	0
Mallinckrodt PlcMallinckrodt Plc	43	$2K	<0.01%	new
THL CREDIT INCTHL CREDIT INC	130	$2K	<0.01%	new
EATON VANCE CORPEATON VANCE CORP	55	$2K	<0.01%	0
DISCOVERY INCDISCOVERY INC	24	$2K	<0.01%	0
WYNDHAM DESTINATIONS INCWYNDHAM DESTINATIONS INC	27	$2K	<0.01%	new
SINA CORPSINA CORP	26	$2K	<0.01%	new
MVC CAPITAL INCMVC CAPITAL INC	168	$2K	<0.01%	0
MCGRAW HILL FINL INCMCGRAW HILL FINL INC	29	$2K	<0.01%	0
MEAD JOHNSON NUTRITION COMEAD JOHNSON NUTRITION CO	25	$2K	<0.01%	new
KBRKBR INC	52	$2K	<0.01%	new	Timeline
TNCTENNANT CO	32	$2K	<0.01%	0	Timeline
EPIWISDOMTREE TR	155	$2K	<0.01%	0	Timeline
PIMFRANKLIN MASTER INTER INCOME	500	$2K	<0.01%	0	Timeline
DMLPDORCHESTER MINERALS L P	100	$2K	<0.01%	-200	Timeline
HOSPITALITY PROPERTIES TRUSTHOSPITALITY PROPERTIES TRUST	88	$2K	<0.01%	0
TBTPROSHARES TR	25	$2K	<0.01%	0	Timeline
CORNTEUCRIUM COMMODITY TR	62	$2K	<0.01%	0	Timeline
CHIQGLOBAL X FDS	131	$2K	<0.01%	new	Timeline
LIBERTY GLOBAL PLCLIBERTY GLOBAL PLC	24	$2K	<0.01%	0
BILL BARRETT CORPBILL BARRETT CORP	66	$2K	<0.01%	new
SPX CORPSPX CORP	21	$2K	<0.01%	new
STATE STREETSTATE STREET	90	$2K	<0.01%	0
THOMPSON CREEK METALS CO INCTHOMPSON CREEK METALS CO INC	478	$2K	<0.01%	0
WESTAR ENERGY INCWESTAR ENERGY INC	65	$2K	<0.01%	new
VERISIGN INCVERISIGN INC	1,000	$2K	<0.01%	new
ARLINGTON ASSET INVST CORPARLINGTON ASSET INVST CORP	100	$2K	<0.01%	0
O-I GLASS, INC.O-I GLASS, INC.	69	$2K	<0.01%	new
XEROX CORPXEROX CORP	180	$2K	<0.01%	0
HERTZ GLOBAL HLDGS INC NHERTZ GLOBAL HLDGS INC N	100	$2K	<0.01%	new
CORE LABORATORIES N VCORE LABORATORIES N V	14	$2K	<0.01%	0
BEMIS INCBEMIS INC	41	$2K	<0.01%	0
BARD C R INCBARD C R INC	14	$2K	<0.01%	new
HOSPIRA INCHOSPIRA INC	51	$2K	<0.01%	0
FIRST NIAGARA FINANCIAL GRO…FIRST NIAGARA FINANCIAL GROUP	201	$2K	<0.01%	new
BABCOCK & WILCOX CO NEWBABCOCK & WILCOX CO NEW	47	$2K	<0.01%	0
TCF FINL CORPTCF FINL CORP	107	$2K	<0.01%	new
EARTHLINK INCEARTHLINK INC	500	$2K	<0.01%	0
OMNICARE INCOMNICARE INC	1,000	$2K	<0.01%	new
KNIGHT TRANSN INCKNIGHT TRANSN INC	133	$2K	<0.01%	0
TIBCO SOFTWARE INCTIBCO SOFTWARE INC	70	$2K	<0.01%	new
GENERAL CABLE CORP DEL NEWGENERAL CABLE CORP DEL NEW	68	$2K	<0.01%	0
BRIGGS & STRATTON CORPBRIGGS & STRATTON CORP	87	$2K	<0.01%	0
MICRON TECHNOLOGY INCMICRON TECHNOLOGY INC	1,000	$2K	<0.01%	new
COBALT INTL ENERGY INCCOBALT INTL ENERGY INC	2,000	$2K	<0.01%	new
FOREST CITY ENTERPRISES INCFOREST CITY ENTERPRISES INC	131	$2K	<0.01%	new
DUPONT FABROS TECHNOLOGY INCDUPONT FABROS TECHNOLOGY INC	87	$2K	<0.01%	new
SOLARCITY CORPSOLARCITY CORP	50	$2K	<0.01%	-2,530
HILLSHIRE BRANDS COHILLSHIRE BRANDS CO	80	$2K	<0.01%	0
CON-WAY INCCON-WAY INC	45	$2K	<0.01%	new
CONTINENTAL AIRLS INCCONTINENTAL AIRLS INC	1,000	$2K	<0.01%	new

Sold out in Q3 2013

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
WINDSTREAM CORPWINDSTREAM CORP	48,675	$375K	shares
SPDR SERIES TRUSTSPDR SERIES TRUST	4,421	$245K	shares
UBIQUITI NETWORKS INCUBIQUITI NETWORKS INC	10,450	$183K	shares
MARKET VECTORS ETF TRMARKET VECTORS ETF TR	19,722	$181K	shares
STANDARD PAC CORP NEWSTANDARD PAC CORP NEW	18,200	$152K	shares
CLAYMORE GUGGENHEIMCLAYMORE GUGGENHEIM	5,169	$115K	shares
NASDAQ OMX GROUP INC 2.500NASDAQ OMX GROUP INC 2.500	63,000	$63K	shares
BMC SOFTWARE INCBMC SOFTWARE INC	1,112	$50K	shares
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR	2,200	$45K	shares
PIMCO BUILDPIMCO BUILD	875	$44K	shares
SOHU.COM INCSOHU.COM INC	562	$35K	shares
AK STEEL HOLDING CORPAK STEEL HOLDING CORP	11,000	$33K	shares
SCBT FINANCIAL CORPSCBT FINANCIAL CORP	577	$29K	shares
NEWS CORP INCNEWS CORP INC	750	$24K	shares
BALLBALL CORP	500	$21K	shares
OSKOSHKOSH CORP	500	$19K	shares
APOLLO SENIOR FLOATING RATE…APOLLO SENIOR FLOATING RATE FU	750	$15K	shares
KBHKB HOME	700	$14K	shares
DEAN FOODS CO NEWDEAN FOODS CO NEW	1,343	$13K	shares
AVON PRODS INCAVON PRODS INC	505	$11K	shares
FXUFIRST TR EXCHANGE-TRADED FD	525	$10K	shares
COINSTAR INCCOINSTAR INC	163	$10K	shares
BARCLAYS BK PLCBARCLAYS BK PLC	180	$10K	shares
BARCLAYS BANKBARCLAYS BANK	235	$10K	shares
Rentech Nitrogen Partners, …Rentech Nitrogen Partners, LP	275	$8K	shares
WESTPORT FUEL SYSTEMS INCWESTPORT FUEL SYSTEMS INC	200	$7K	shares
WHITEWAVE FOODS COWHITEWAVE FOODS CO	484	$7K	shares
CCLCARNIVAL CORP	180	$6K	shares
BBNBLACKROCK TAX MUNICPAL BD TR	300	$6K	shares
SCANA CORP NEWSCANA CORP NEW	120	$6K	shares
Cynosure, Inc.Cynosure, Inc.	250	$6K	shares
GATXGATX CORP	100	$5K	shares
TEXTEREX CORP NEW	200	$5K	shares
HOVNANIAN ENTPR INCHOVNANIAN ENTPR INC	900	$5K	shares
SPABSPDR SERIES TRUST	75	$4K	shares
BLACKROCK MUNICIPAL INCOME …BLACKROCK MUNICIPAL INCOME FUN	300	$4K	shares
PLUSEPLUS INC	70	$4K	shares
PLANTRONICS INC NEWPLANTRONICS INC NEW	88	$4K	shares
ONYX PHARMACEUTICALS INCONYX PHARMACEUTICALS INC	48	$4K	shares
RACKSPACE HOSTING INCRACKSPACE HOSTING INC	100	$4K	shares
LATIN AMERN DISCOVERY FD INCLATIN AMERN DISCOVERY FD INC	324	$4K	shares
DLRDIGITAL RLTY TR INC	54	$3K	shares
IDCCINTERDIGITAL INC	72	$3K	shares
TLKTELEKOMUNIKASI IND	61	$3K	shares
EVNEATON VANCE MUN INCOME TR	225	$3K	shares
KAMAN CORP-CLASS AKAMAN CORP-CLASS A	100	$3K	shares
SEATTLE GENETICS INCSEATTLE GENETICS INC	100	$3K	shares
NBBNUVEEN TAXABLE MUNICPAL INM	134	$3K	shares
CVRCHICAGO RIVET & MACH CO	100	$3K	shares
HEALTHCARE TRUST OF AMERICAHEALTHCARE TRUST OF AMERICA	281	$3K	shares
SPRINT NEXTEL CORPSPRINT NEXTEL CORP	469	$3K	shares
NEWS CORPNEWS CORP	100	$3K	shares
ISHARES 2013ISHARES 2013	59	$3K	shares
UVVUNIVERSAL CORP VA MTNS BK EN	26	$2K	shares
SPGSIMON PPTY GROUP INC NEW	10	$2K	shares
MKCMCCORMICK & CO INC	24	$2K	shares
GTYGETTY RLTY CORP NEW	116	$2K	shares
BXPBXP INC	15	$2K	shares
BKHBLACK HILLS CORP	36	$2K	shares
ELMEELME COMMUNITIES	56	$2K	shares
FAFFIRST AMERN FINL CORP	100	$2K	shares
MZTIMARZETTI COMPANY	20	$2K	shares
FLEETCOR TECHNOLOGIES INCFLEETCOR TECHNOLOGIES INC	25	$2K	shares
SQMSOCIEDAD QUIMICA Y MINERA DE	40	$2K	shares
NCNACCO INDS INC	27	$2K	shares
GRUPO FINANCIERO SANTANDERGRUPO FINANCIERO SANTANDER	144	$2K	shares
GREENHILL & CO INC COMGREENHILL & CO INC COM	50	$2K	shares
MOLSON COORS BREWING COMOLSON COORS BREWING CO	2,000	$2K	shares
ANADIGICS INCANADIGICS INC	1,000	$2K	shares
DENDREON CORPDENDREON CORP	370	$2K	shares
LIBBEY INCLIBBEY INC	100	$2K	shares
NUVEEN BUILD AMER BD OPPTNYNUVEEN BUILD AMER BD OPPTNY	104	$2K	shares
ISHARESISHARES	30	$2K	shares
AITAPPLIED INDL TECHNOLOGIES IN	25	$1K	shares
ITUBITAU UNIBANCO HLDG S A	82	$1K	shares
DCIDONALDSON INC	39	$1K	shares
GLOCLOUGH GLOBAL OPPORTUNITIES	100	$1K	shares
FEDERAL REALTY INVESTMENT T…FEDERAL REALTY INVESTMENT TRUS	13	$1K	shares
UGAUNITED STS GASOLINE FD LP	25	$1K	shares
GRAN TIERRA ENERGY INCGRAN TIERRA ENERGY INC	248	$1K	shares
RESEARCH IN MOTION LTDRESEARCH IN MOTION LTD	80	$1K	shares
ARM HLDGS PLCARM HLDGS PLC	40	$1K	shares
DOUBLE EAGLE PETE CODOUBLE EAGLE PETE CO	250	$1K	shares
TEEKAY TANKERS LTDTEEKAY TANKERS LTD	400	$1K	shares
NEVADA GOLD & CASINOSNEVADA GOLD & CASINOS	1,000	$1K	shares
APOLLO RESIDENTIAL MORTGAGEAPOLLO RESIDENTIAL MORTGAGE	75	$1K	shares
COUNTRY STYLE COOKING REST …COUNTRY STYLE COOKING REST ADR	187	$1K	shares
ARKANSAS BEST CORPARKANSAS BEST CORP	1	$0	shares
USEC INCUSEC INC	1,000	$0	shares
FNB UNITED CORPFNB UNITED CORP	22	$0	shares
EAGLE BULK SHIPPING INCEAGLE BULK SHIPPING INC	95	$0	shares
INSTITUTIONAL FINL MKTS INCINSTITUTIONAL FINL MKTS INC	50	$0	shares

How Q3 2013 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0000950123-13-008564	base		2013-11-07	acceptance time not in the bulk data set	2026-10-07 20:02:22 UTC