National Planning Corp
Follow13F filer, CIK 1492262, EL SEGUNDO, CA
National Planning Corp reported $726,353 across 46 holdings for the quarter ended 2017-12-31, in a 13F-HR filed 2018-02-14. Its ten largest share positions make up 52.63% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001085146-18-000810
- Period
- 2017-12-31
- Reported value
- $726K
- Holdings
- 46
- Top 10 weight
- 52.63%
- New
- 5
- Sold out
- 664
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| EMHYnew | +584 | $29.2K |
| CBOEnew | +100 | $12.5K |
| IJSnew | +69 | $10.6K |
| IEInew | +47 | $5.76K |
| NEARnew | +30 | $1.51K |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| SPYreduced | -180,027 | -$48M |
| VTIexited | -258,018 | -$33.4M |
| IVVreduced | -96,001 | -$25.9M |
| PowerShares QQQ Trust Unit …exited | -174,041 | -$25.3M |
| EFAreduced | -345,547 | -$24.3M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Back to all 46 share positions
Sold out in Q4 2017
Positions in the previous quarter's report that this quarter's report no longer lists.
| Security | Shares before | Value before | Type |
|---|---|---|---|
| NMZNUVEEN MUN HIGH INCOME OPPOR | 20,708 | $282K | shares |
| FTQIFIRST TR EXCHANGE TRADED FD | 12,608 | $282K | shares |
| SYKSTRYKER CORPORATION | 1,946 | $276K | shares |
| CDCVICTORY PORTFOLIOS II | 6,221 | $276K | shares |
| ISCVISHARES TR | 1,883 | $276K | shares |
| BRK-ABERKSHIRE HATHAWAY INC DEL | 1 | $275K | shares |
| MCHPMICROCHIP TECHNOLOGY INC. | 3,049 | $274K | shares |
| PFNPIMCO INCOME STRATEGY FD II | 25,471 | $273K | shares |
| ACREARES COML REAL ESTATE CORP | 20,425 | $272K | shares |
| XARSPDR SERIES TRUST | 3,373 | $269K | shares |
| ULTAULTA BEAUTY INC | 1,192 | $269K | shares |
| AFDMFIRST TR EXCH TRADED FD III | 4,266 | $269K | shares |
| DOVDOVER CORP | 2,931 | $268K | shares |
| FXHFIRST TR EXCHANGE-TRADED FD | 3,880 | $262K | shares |
| JSMDJANUS DETROIT STR TR | 7,295 | $261K | shares |
| ALEXION PHARMACEUTICALS INCALEXION PHARMACEUTICALS INC | 1,853 | $260K | shares |
| DREYFUS STRATEGIC MUN BD FDDREYFUS STRATEGIC MUN BD FD | 30,749 | $260K | shares |
| PSKSPDR SERIES TRUST | 5,803 | $259K | shares |
| PDMPIEDMONT REALTY TRUST INC | 12,811 | $258K | shares |
| MSMLISHARES TR | 1,550 | $258K | shares |
| EBAYEBAY INC. | 6,631 | $255K | shares |
| XLBSELECT SECTOR SPDR TR | 4,483 | $255K | shares |
| EXPRESS SCRIPTS HLDG COEXPRESS SCRIPTS HLDG CO | 3,992 | $253K | shares |
| INVESCO AEROSPACE & DEFENSE…INVESCO AEROSPACE & DEFENSE ETF | 4,937 | $253K | shares |
| LNCLINCOLN NATL CORP IND | 3,435 | $252K | shares |
| FEMSFIRST TR EXCH TRD ALPHDX FD | 6,085 | $252K | shares |
| XHBSPDR SERIES TRUST | 6,297 | $251K | shares |
| ETJEATON VANCE RISK-MANAGED DIV | 26,500 | $250K | shares |
| EWJISHARES INC | 4,454 | $248K | shares |
| WCNWASTE CONNECTIONS INC | 3,551 | $248K | shares |
| ABALLIANCEBERNSTEIN HLDG L P | 10,207 | $248K | shares |
| IYTISHARES TR | 1,382 | $247K | shares |
| SJMSMUCKER J M CO | 2,344 | $246K | shares |
| INTREXON CORPINTREXON CORP | 12,958 | $246K | shares |
| POWERSHARESPOWERSHARES | 8,268 | $246K | shares |
| ICVTISHARES TR | 4,449 | $244K | shares |
| XEFRXEATON VANCE SR FLTNG RTE TR | 16,234 | $243K | shares |
| SHYGISHARES TR | 5,060 | $242K | shares |
| REGNREGENERON PHARMACEUTICALS | 542 | $242K | shares |
| VFCV F CORP | 3,795 | $241K | shares |
| OXYOCCIDENTAL PETE CORP | 3,705 | $238K | shares |
| SKYYFIRST TR EXCHANGE-TRADED FD | 5,648 | $237K | shares |
| RITEAID CORPRITEAID CORP | 120,225 | $236K | shares |
| FEFIRSTENERGY CORP | 7,662 | $236K | shares |
| FASTFASTENAL CO | 5,165 | $235K | shares |
| SWKSSKYWORKS SOLUTIONS INC | 2,304 | $235K | shares |
| SPEMSPDR INDEX SHS FDS | 3,225 | $234K | shares |
| CENTURYLINK INCCENTURYLINK INC | 12,307 | $233K | shares |
| RIORIO TINTO PLC | 4,890 | $231K | shares |
| FVCFIRST TR EXCHANGE TRADED FD | 9,384 | $229K | shares |
| SRPTSAREPTA THERAPEUTICS INC | 5,023 | $228K | shares |
| ALLALLSTATE CORP | 2,476 | $228K | shares |
| TRANSENTERIX INCTRANSENTERIX INC | 159,250 | $228K | shares |
| STKCOLUMBIA SELIGM PREM TECH GR | 10,148 | $227K | shares |
| IVOOVANGUARD ADMIRAL FDS INC | 1,859 | $225K | shares |
| AMEAMETEK INC | 3,410 | $225K | shares |
| PCGPG&E CORP | 3,311 | $225K | shares |
| RXIISHARES TR | 2,205 | $225K | shares |
| SPABSPDR SERIES TRUST | 3,900 | $225K | shares |
| MXIISHARES TR | 3,435 | $225K | shares |
| SPHSUBURBAN PROPANE PARTNERS L | 8,538 | $223K | shares |
| FXGFIRST TR EXCHANGE-TRADED FD | 4,889 | $223K | shares |
| QUALISHARES TR | 2,880 | $222K | shares |
| BLACKROCK MUNIYIELD CALIFOR…BLACKROCK MUNIYIELD CALIFORNIA | 14,369 | $222K | shares |
| LNTALLIANT ENERGY CORP | 5,305 | $221K | shares |
| WMBWILLIAMS COS INC | 7,340 | $220K | shares |
| ALLERGAN PLCALLERGAN PLC | 1,073 | $220K | shares |
| HYEMVANECK ETF TRUST | 8,791 | $218K | shares |
| NEW YORK COMMUNITY BANCORPNEW YORK COMMUNITY BANCORP | 16,753 | $216K | shares |
| SDOGALPS ETF TR | 4,895 | $216K | shares |
| ESEVERSOURCE ENERGY | 3,557 | $215K | shares |
| IAIISHARES TR | 3,767 | $215K | shares |
| AALAMERICAN AIRLINES GROUP INC | 4,478 | $213K | shares |
| UAUNDER ARMOUR INC | 14,182 | $213K | shares |
| EFADPROSHARES TR | 5,674 | $213K | shares |
| HEDJWISDOMTREE TR | 3,278 | $212K | shares |
| AWKAMERICAN WTR WKS CO INC NEW | 2,602 | $211K | shares |
| HUBBHUBBELL INC | 1,807 | $210K | shares |
| MONSANTO CO NEWMONSANTO CO NEW | 1,756 | $210K | shares |
| DISCOVER FINL SVCSDISCOVER FINL SVCS | 3,245 | $209K | shares |
| IYGISHARES TR | 1,734 | $208K | shares |
| ITBISHARES TR | 5,706 | $208K | shares |
| CBCHUBB LIMITED | 1,449 | $207K | shares |
| ZIOPHARM ONCOLOGY INCZIOPHARM ONCOLOGY INC | 33,755 | $207K | shares |
| AMATAPPLIED MATLS INC | 3,952 | $206K | shares |
| ECLECOLAB INC | 1,595 | $205K | shares |
| IGLBISHARES TR | 3,296 | $205K | shares |
| FXLFIRST TR EXCHANGE-TRADED FD | 4,257 | $204K | shares |
| LRAD CORPLRAD CORP | 95,795 | $204K | shares |
| CATCHMARK TIMBER TR INC CL ACATCHMARK TIMBER TR INC CL A | 16,043 | $202K | shares |
| MDUMDU RES GROUP INC | 7,733 | $201K | shares |
| PACWEST BANCORP DELPACWEST BANCORP DEL | 3,970 | $201K | shares |
| HLHECLA MINING COMPANY | 39,334 | $197K | shares |
| ETWEATON VANCE TAX-MANAGED GLOB | 16,466 | $195K | shares |
| IGAVOYA GLBL ADV & PREM OPP FD | 16,855 | $194K | shares |
| MARATHON OIL CORPMARATHON OIL CORP | 13,952 | $189K | shares |
| XNCMXNUVEEN CALIF AMT FREE MUNI I | 11,800 | $186K | shares |
| RCSPIMCO STRATEGIC INCOME FD | 18,976 | $185K | shares |
| DNPDNP SELECT INCOME FD INC | 15,361 | $176K | shares |
| ZTRVIRTUS TOTAL RETURN FD INC | 13,203 | $174K | shares |
| PSECPROSPECT CAP CORP | 25,275 | $170K | shares |
| BCRXBIOCRYST PHARMACEUTICALS INC | 32,000 | $168K | shares |
| VOYA PRIME RATE TRUSTVOYA PRIME RATE TRUST | 31,974 | $167K | shares |
| CELLDEX THERAPEUTICS INC NEWCELLDEX THERAPEUTICS INC NEW | 58,500 | $167K | shares |
| AMDADVANCED MICRO DEVICES INC | 12,890 | $164K | shares |
| JCENUVEEN CORE EQUITY ALPHA FD | 10,585 | $164K | shares |
| VLYVALLEY NATL BANCORP | 13,508 | $163K | shares |
| INVESCO DYNAMIC CR OPPORTUNIINVESCO DYNAMIC CR OPPORTUNI | 13,639 | $163K | shares |
| XCMUXMFS HIGH YIELD MUN TR | 34,065 | $162K | shares |
| RDNTRADNET INC | 13,796 | $159K | shares |
| FDDFIRST TR EXCHANGE-TRADED FD | 11,113 | $152K | shares |
| ERIIENERGY RECOVERY INC | 18,743 | $148K | shares |
| VALEANT PHARMACEUTICALS INTLVALEANT PHARMACEUTICALS INTL | 10,223 | $146K | shares |
| HANCOCK JOHN INVT TRHANCOCK JOHN INVT TR | 15,095 | $139K | shares |
| RETAIL PPTYS AMER INCRETAIL PPTYS AMER INC | 10,410 | $137K | shares |
| TEMPLETON GLOBAL INCOME FDTEMPLETON GLOBAL INCOME FD | 20,108 | $136K | shares |
| PIMCO CALIFORNIA MUNICIPAL …PIMCO CALIFORNIA MUNICIPAL INC | 12,100 | $122K | shares |
| NEW AMERICA HIGH INCOME FUN…NEW AMERICA HIGH INCOME FUND I | 12,185 | $121K | shares |
| OXFORD LANE CAP CORPOXFORD LANE CAP CORP | 11,100 | $113K | shares |
| ABERDEEN ASIA-PACIFIC INCOM…ABERDEEN ASIA-PACIFIC INCOME F | 21,565 | $111K | shares |
| SPPPSPROTT ASSET MANAGEMENT LP | 12,593 | $107K | shares |
| PUTMAN HIGH INCOME SEC FUNDPUTMAN HIGH INCOME SEC FUND | 11,760 | $105K | shares |
| HIXWESTERN ASSET HIGH INCOM FD | 13,515 | $97K | shares |
| BCXBLACKROCK RES & COMMODITIES | 10,551 | $94K | shares |
| TAHOE RES INCTAHOE RES INC | 17,192 | $91K | shares |
| DREYFUSDREYFUS | 24,000 | $85K | shares |
| CHESEPEAKE ENERGY CORPCHESEPEAKE ENERGY CORP | 18,296 | $79K | shares |
| TSITCW STRATEGIC INCOME FD INC | 12,346 | $72K | shares |
| INVESTORS REAL ESTATE TRUSTINVESTORS REAL ESTATE TRUST | 11,440 | $70K | shares |
| PROSPECT CAPITAL CORPORATIO…PROSPECT CAPITAL CORPORATION 5.75… | 62,000 | $63K | principal |
| GLU MOBILE INCGLU MOBILE INC | 15,539 | $58K | shares |
| TREVENA INCTREVENA INC | 21,362 | $54K | shares |
| AGENUS INCAGENUS INC | 10,000 | $44K | shares |
| NYMXFNYMOX PHARMACEUTICAL CORP COM | 11,000 | $42K | shares |
| ANTARES PHARMA INCANTARES PHARMA INC | 12,900 | $42K | shares |
| SGYPQSYNERGY PHARMACEUTICALS DEL | 10,000 | $29K | shares |
| PROSPECT CAPITAL CORPORATIONPROSPECT CAPITAL CORPORATION | 25,000 | $25K | principal |
| ATHERSYS INCATHERSYS INC | 10,000 | $21K | shares |
| NOVAVAX INCNOVAVAX INC | 12,335 | $14K | shares |
| EGALET CORPEGALET CORP | 10,000 | $13K | shares |
| GOLDEN STAR RES LTD CDAGOLDEN STAR RES LTD CDA | 11,000 | $8K | shares |
| AAPLAPPLE INC | 600 | $5K | put |
| QCOMQUALCOMM INC | 900 | $3K | put |
| DEDEERE & CO | 200 | $2K | put |
| GILDGILEAD SCIENCES INC | 800 | $2K | put |
| SWKSSKYWORKS SOLUTIONS INC | 300 | $2K | put |
| CENTURYLINK INCCENTURYLINK INC | 500 | $2K | put |
| AXPAMERICAN EXPRESS CO | 500 | $1K | put |
| TAT&T INC | 1,100 | $1K | put |
| BMYBRISTOL-MYERS SQUIBB CO | 1,100 | $1K | put |
| KOCOCA COLA CO | 600 | $1K | put |
| IBMINTERNATIONAL BUSINESS MACHS | 200 | $1K | put |
| JNJJOHNSON & JOHNSON | 200 | $1K | put |
| GENERAL ELEC COGENERAL ELEC CO | 1,300 | $1K | put |
| CTSHCOGNIZANT TECHNOLOGY SOLUTIO | 500 | $1K | put |
| EXELEXELIXIS INC | 200 | $1K | put |
| SNYSANOFI SA | 1,200 | $1K | put |
| FDNFIRST TR EXCHANGE-TRADED FD | 300 | $1K | put |
| BLACKROCK INCBLACKROCK INC | 100 | $1K | put |
| RAYTHEON CORAYTHEON CO | 200 | $1K | put |
| CVSCVS HEALTH CORP | 100 | $0 | put |
| WMWASTE MGMT INC DEL | 200 | $0 | put |
| TROWPRICE T ROWE GROUP INC | 500 | $0 | put |
| CWBSPDR SERIES TRUST | 500 | $0 | put |
How Q4 2017 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001085146-18-000810 | base | 2018-02-14 | acceptance time not in the bulk data set |