National Planning Corp

13F filer, CIK 1492262, EL SEGUNDO, CA

National Planning Corp reported $1,259,309,000 across 658 holdings for the quarter ended 2016-09-30, in a 13F-HR filed 2016-11-10. Its ten largest share positions make up 22.52% of the portfolio.

Filed 2016-11-10 (acceptance time not in the bulk data set), ingested 2026-10-07 19:11:14 UTC13F-HR 0001085146-16-004729

Period: 2016-09-30
Reported value: $1.26B
Holdings: 658
Top 10 weight: 22.52%
New: 51
Sold out: 59

Largest buys vs the previous quarter

Security	Shares change	Approx. value
IWMadded	+201,132	$23.8M
PowerShares QQQ Trust Unit …added	+148,607	$17.3M
EEMadded	+427,570	$15.9M
VYMInew	+231,746	$12.9M
VTIadded	+99,265	$10.8M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
SPYreduced	-111,297	-$23.7M
MDYreduced	-79,546	-$21.9M
IYRreduced	-233,848	-$17.6M
POWERSHARES ETF TR II S&P50…reduced	-254,112	-$10.3M
AGGreduced	-59,356	-$6.6M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2016

Share positions as resolved from 13F-HR 0001085146-16-004729, largest first. % of portfolio is the value over $1,259,303,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
IWMISHARES TR	383,674	$45.5M	3.61%	+201,132	Timeline
VEAVANGUARD TAX-MANAGED FDS	959,361	$34.8M	2.77%	+171,529	Timeline
AGGISHARES TR	279,378	$31M	2.47%	-59,356	Timeline
VTIVANGUARD INDEX FDS	282,252	$30.8M	2.45%	+99,265	Timeline
BIVVANGUARD BD INDEX FDS	301,267	$26.1M	2.07%	-68,286	Timeline
PowerShares QQQ Trust Unit …PowerShares QQQ Trust Unit Ser	218,184	$25.4M	2.02%	+148,607
VTVVANGUARD INDEX FDS	286,715	$24.8M	1.97%	-13,629	Timeline
BNDXVANGUARD CHARLOTTE FDS	424,000	$23.4M	1.86%	+4,673	Timeline
AAPLAPPLE INC	200,970	$22.2M	1.76%	-9,009	Timeline
CVXCHEVRON CORPORATION	183,288	$19.6M	1.56%	+7,649	Timeline
EEMISHARES TR	520,071	$19.4M	1.54%	+427,570	Timeline
MDYSTATE STR SPDR S&P MIDCAP 40	70,245	$19.3M	1.53%	-79,546	Timeline
SPYSTATE STR SPDR S&P 500 ETF T	89,814	$19.1M	1.52%	-111,297	Timeline
BSVVANGUARD BD INDEX FDS	223,705	$18M	1.43%	-490	Timeline
VUGVANGUARD INDEX FDS	161,475	$17.7M	1.4%	-7,086	Timeline
FS KKR CAPITAL CORPFS KKR CAPITAL CORP	1,536,317	$14.4M	1.15%	+1,798
PGPROCTER & GAMBLE CO	155,110	$13.4M	1.07%	-22,045	Timeline
CDLVICTORY PORTFOLIOS II	342,558	$13M	1.03%	+135,539	Timeline
CFAVICTORY PORTFOLIOS II	341,225	$13M	1.03%	+132,194	Timeline
VYMIVANGUARD WHITEHALL FDS	231,746	$12.9M	1.02%	new	Timeline
SDYSPDR SERIES TRUST	151,711	$12.4M	0.99%	+15,058	Timeline
BRK-BBERKSHIRE HATHAWAY INC DEL	79,207	$11.6M	0.92%	-2,137	Timeline
IVVISHARES TR	49,883	$10.7M	0.85%	+1,223	Timeline
GLDSPDR GOLD TR	87,485	$10.7M	0.85%	+1,383	Timeline
VBVANGUARD INDEX FDS	86,176	$10.1M	0.8%	-1,228	Timeline
XOMEXXON MOBIL CORP	106,338	$9.09M	0.72%	-7,875	Timeline
CSBVICTORY PORTFOLIOS II	250,514	$9.05M	0.72%	+95,311	Timeline
VICTORY PORTFOLIOS IIVICTORY PORTFOLIOS II	243,127	$8.66M	0.69%	+92,137
PEPPEPSICO INC	80,909	$8.65M	0.69%	+631	Timeline
POWERSHARES ETF TR IIPOWERSHARES ETF TR II	207,346	$7.77M	0.62%	+14,004
SCHHSCHWAB STRATEGIC TR	194,495	$7.68M	0.61%	new	Timeline
NBBNUVEEN TAXABLE MUNICPAL INM	358,828	$7.67M	0.61%	+4,296	Timeline
VOOGVANGUARD ADMIRAL FDS INC	71,588	$7.65M	0.61%	+4,327	Timeline
VNQVANGUARD INDEX FDS	93,526	$7.5M	0.6%	+8,886	Timeline
USMVISHARES TR	159,410	$7.05M	0.56%	+1,527	Timeline
SEATTLE GENETICS INCSEATTLE GENETICS INC	116,335	$6.95M	0.55%	-510
MUBISHARES TR	62,151	$6.92M	0.55%	-1,834	Timeline
TAT&T INC	187,500	$6.9M	0.55%	-20,492	Timeline
MOALTRIA GROUP INC	104,772	$6.84M	0.54%	-3,751	Timeline
BNDVANGUARD BD INDEX FDS	80,380	$6.68M	0.53%	+1,817	Timeline
JNJJOHNSON & JOHNSON	56,691	$6.61M	0.53%	-1,690	Timeline
IBMINTERNATIONAL BUSINESS MACHS	41,698	$6.49M	0.52%	-1,042	Timeline
DVYISHARES TR	77,738	$6.48M	0.51%	+1,816	Timeline
VCRVANGUARD WORLD FD	48,958	$6.02M	0.48%	-4,737	Timeline
VWOVANGUARD INTL EQUITY INDEX F	158,239	$5.98M	0.47%	-9,941	Timeline
IJHISHARES TR	38,632	$5.82M	0.46%	+240	Timeline
VYMVANGUARD WHITEHALL FDS	79,348	$5.67M	0.45%	+8,231	Timeline
MMM3M CO	32,714	$5.55M	0.44%	-1,695	Timeline
GENERAL ELEC COGENERAL ELEC CO	187,961	$5.51M	0.44%	-3,203
HYGISHARES TR	62,777	$5.41M	0.43%	+4,816	Timeline
IVEISHARES TR	57,036	$5.37M	0.43%	+1,770	Timeline
INTERCEPT PHARMACEUTICALS ININTERCEPT PHARMACEUTICALS IN	52,510	$5.29M	0.42%	+1,675
Mallinckrodt PlcMallinckrodt Plc	91,743	$5.22M	0.41%	-885
EFAISHARES TR	88,292	$5.06M	0.4%	-2,747	Timeline
DIASTATE STR SPDR DOW JONES IND	27,411	$5M	0.4%	-327	Timeline
VMBSVANGUARD SCOTTSDALE FDS	92,340	$4.96M	0.39%	-3,783	Timeline
BLVVANGUARD BD INDEX FDS	52,205	$4.95M	0.39%	-1,858	Timeline
VHTVANGUARD WORLD FD	38,607	$4.81M	0.38%	+2,728	Timeline
IJRISHARES TR	39,908	$4.75M	0.38%	-16,434	Timeline
VDCVANGUARD WORLD FD	34,389	$4.64M	0.37%	+6,247	Timeline
XFFCXFLAHERTY & CRUMRIN PFD & INM	234,659	$4.62M	0.37%	-2,251	Timeline
HEALTHCAREHEALTHCARE	155,262	$4.56M	0.36%	-599
MSFTMICROSOFT CORP	73,880	$4.46M	0.35%	-6,532	Timeline
VZVERIZON COMMUNICATIONS INC	92,079	$4.37M	0.35%	-5,190	Timeline
FVFIRST TR EXCHANGE TRADED FD	196,060	$4.34M	0.34%	-12,383	Timeline
XMVTXBLACKROCK MUNIVEST FUND II	254,269	$4.14M	0.33%	-10,424	Timeline
GOOGLALPHABET INC	4,925	$3.95M	0.31%	+4	Timeline
BLACKROCK MUNIHOLDINGS QUALIBLACKROCK MUNIHOLDINGS QUALI	286,532	$3.92M	0.31%	-19,509
VIGVANGUARD SPECIALIZED FUNDS	46,727	$3.87M	0.31%	+11,354	Timeline
DISDISNEY WALT CO	40,391	$3.81M	0.3%	-4,546	Timeline
TLTISHARES TR	29,131	$3.81M	0.3%	-27,184	Timeline
XLESELECT SECTOR SPDR TR	54,651	$3.78M	0.3%	+20,727	Timeline
XMYDXBLACKROCK MUNIYIELD FUND	255,454	$3.77M	0.3%	-3,484	Timeline
SHWSHERWIN WILLIAMS CO	15,081	$3.74M	0.3%	-647	Timeline
BABOEING CO	25,425	$3.64M	0.29%	-1,960	Timeline
SCHASCHWAB STRATEGIC TR	66,046	$3.64M	0.29%	+1,168	Timeline
AMZNAMAZON COM INC	4,630	$3.63M	0.29%	+137	Timeline
LQDISHARES TR	29,911	$3.61M	0.29%	-11,499	Timeline
XLKSELECT SECTOR SPDR TR	75,673	$3.57M	0.28%	-14,288	Timeline
MOATVANECK ETF TRUST	105,891	$3.55M	0.28%	+7,801	Timeline
METAMETA PLATFORMS INC	27,223	$3.33M	0.26%	-265	Timeline
SBUXSTARBUCKS CORP	60,694	$3.31M	0.26%	+1,171	Timeline
BPBP PLC	93,772	$3.19M	0.25%	+9,863	Timeline
INTCINTEL CORP	91,146	$3.16M	0.25%	-8,086	Timeline
DUKDUKE ENERGY CORP NEW	39,929	$3.16M	0.25%	-343	Timeline
ILCVISHARES TR	35,348	$3.08M	0.24%	+485	Timeline
IWFISHARES TR	30,026	$3.06M	0.24%	+587	Timeline
NUVEEN PREFERRED & INCO…NUVEEN PREFERRED & INCOME	126,685	$3.03M	0.24%	+26,347
PTYPIMCO CORPORATE & INCOME OPP	208,851	$3.02M	0.24%	+21,128	Timeline
KMBKIMBERLY-CLARK CORP	26,371	$3.01M	0.24%	+167	Timeline
Invesco S&P 500 Pure GrowthInvesco S&P 500 Pure Growth	36,082	$2.97M	0.24%	+360
IVWISHARES TR	24,666	$2.94M	0.23%	+1,388	Timeline
VCSHVANGUARD SCOTTSDALE FDS	35,843	$2.88M	0.23%	+25,550	Timeline
IBBISHARES TR	10,927	$2.85M	0.23%	+4,446	Timeline
PCNPIMCO CORPORATE & INCM STRG	189,405	$2.83M	0.22%	+23,604	Timeline
GDXVANECK ETF TRUST	117,262	$2.82M	0.22%	+5,138	Timeline
FDLFIRST TR EXCHANGE-TRADED FD	106,414	$2.82M	0.22%	+9,624	Timeline
PFFISHARES TR	72,746	$2.78M	0.22%	-280	Timeline
BLACKSTONE GROUP LP/THEBLACKSTONE GROUP LP/THE	115,696	$2.76M	0.22%	-13,734
ABBVABBVIE INC	46,658	$2.75M	0.22%	-2,273	Timeline
CWBSPDR SERIES TRUST	60,572	$2.72M	0.22%	+44,900	Timeline
POWERSHARES ETF TRUST DWA T…POWERSHARES ETF TRUST DWA TECH	64,477	$2.65M	0.21%	-1,322
IWDISHARES TR	25,209	$2.63M	0.21%	-298	Timeline
TIPISHARES TR	22,669	$2.63M	0.21%	+5,893	Timeline
PFEPFIZER INC	85,729	$2.6M	0.21%	-3,304	Timeline
XLUSELECT SECTOR SPDR TR	53,015	$2.59M	0.21%	+6,698	Timeline
Pimco Income Oppty FundPimco Income Oppty Fund	115,547	$2.54M	0.2%	+3,302
LMTLOCKHEED MARTIN CORP	10,529	$2.52M	0.2%	+239	Timeline
POWERSHARESPOWERSHARES	83,391	$2.49M	0.2%	+60,706
MCDMCDONALDS CORP	21,306	$2.4M	0.19%	-2,928	Timeline
IMCBISHARES TR	16,076	$2.4M	0.19%	+945	Timeline
POWERSHARES ETF TR II S&P50…POWERSHARES ETF TR II S&P500 L	59,466	$2.4M	0.19%	-254,112
DLNWISDOMTREE TR	31,576	$2.38M	0.19%	-827	Timeline
TOTLSSGA ACTIVE ETF TR	47,718	$2.38M	0.19%	+1,272	Timeline
NADNUVEEN QUALITY MUNCP INCOME	165,317	$2.37M	0.19%	+111,358	Timeline
Guggenheim S&P 500 Equal We…Guggenheim S&P 500 Equal Weighted…	28,688	$2.35M	0.19%	-2,910
VGTVANGUARD WORLD FD	19,326	$2.31M	0.18%	+454	Timeline
IDUISHARES TR	18,741	$2.28M	0.18%	+3,979	Timeline
XLVSELECT SECTOR SPDR TR	33,260	$2.27M	0.18%	-14,711	Timeline
JPMJPMORGAN CHASE & CO	32,048	$2.24M	0.18%	-7,953	Timeline
IEFAISHARES TR	41,428	$2.22M	0.18%	+15,508	Timeline
IJSISHARES TR	18,247	$2.2M	0.17%	-8,478	Timeline
PFNPIMCO INCOME STRATEGY FD II	236,459	$2.19M	0.17%	-3,937	Timeline
EDCONSOLIDATED EDISON INC	29,129	$2.17M	0.17%	-674	Timeline
VGKVANGUARD INTL EQUITY INDEX F	46,285	$2.16M	0.17%	-1,316	Timeline
IPACISHARES TR	42,648	$2.14M	0.17%	-1,656	Timeline
HYLSFIRST TR EXCHANGE-TRADED FD	44,389	$2.14M	0.17%	+1,306	Timeline
TRVTRAVELERS COMPANIES INC	20,115	$2.12M	0.17%	+103	Timeline
GOOGALPHABET INC	2,704	$2.12M	0.17%	-121	Timeline
REYNOLDS AMERICAN INCREYNOLDS AMERICAN INC	38,292	$2.11M	0.17%	+2,267
IJTISHARES TR	16,006	$2.08M	0.17%	+7,613	Timeline
RYDEX ETF TRUSTRYDEX ETF TRUST	17,140	$2.06M	0.16%	+736
KOCOCA COLA CO	48,618	$2.06M	0.16%	+4,961	Timeline
RWXSPDR INDEX SHS FDS	52,251	$2.04M	0.16%	+14,310	Timeline
MRKMERCK & CO INC	33,937	$2.04M	0.16%	-4,978	Timeline
VOVANGUARD INDEX FDS	16,020	$2.01M	0.16%	-1,392	Timeline
PFLPIMCO INCOME STRATEGY FD	192,212	$2M	0.16%	-2,850	Timeline
SOSOUTHERN CO	38,973	$1.97M	0.16%	-1,965	Timeline
SCHXSCHWAB STRATEGIC TR	38,816	$1.97M	0.16%	+1,507	Timeline
PCMPCM FD INC	195,042	$1.94M	0.15%	-4,057	Timeline
BWXSPDR SERIES TRUST	69,780	$1.94M	0.15%	+37,604	Timeline
PIONEER HIGH INCOME FUND INCPIONEER HIGH INCOME FUND INC	197,132	$1.93M	0.15%	-722
ANNALY CAPITAL MANAGEMENTANNALY CAPITAL MANAGEMENT	185,687	$1.91M	0.15%	+11,626
POWERSHARES DWA TACTICAL SE…POWERSHARES DWA TACTICAL SECTOR R…	77,850	$1.89M	0.15%	-1,200
VEREIT INCVEREIT INC	206,079	$1.88M	0.15%	-3,832
IXUSISHARES TR	36,928	$1.88M	0.15%	new	Timeline
VXFVANGUARD INDEX FDS	21,195	$1.86M	0.15%	-1,691	Timeline
INVESCO DYNAMIC CR OPPORTUNIINVESCO DYNAMIC CR OPPORTUNI	162,671	$1.86M	0.15%	+7,833
EFAVISHARES TR	28,830	$1.85M	0.15%	+5,696	Timeline
COSTCOSTCO WHOLESALE CORPORATION	12,872	$1.85M	0.15%	+737	Timeline
HDVISHARES TR	22,987	$1.82M	0.14%	+751	Timeline
XNEAXNUVEEN AMT FREE QLTY MUN INC	132,414	$1.82M	0.14%	new	Timeline
AXSAXIS CAP HLDGS LTD	30,711	$1.8M	0.14%	+33	Timeline
LAMRLAMAR ADVERTISING CO	29,391	$1.8M	0.14%	+283	Timeline
HDHOME DEPOT INC	14,485	$1.79M	0.14%	-340	Timeline
VBRVANGUARD INDEX FDS	16,498	$1.77M	0.14%	+615	Timeline
COPCONOCOPHILLIPS	40,309	$1.77M	0.14%	-1,750	Timeline
PMPHILIP MORRIS INTL INC	17,982	$1.75M	0.14%	-802	Timeline
PIMCO DYNAMIC CR INCOME FDPIMCO DYNAMIC CR INCOME FD	86,392	$1.74M	0.14%	+14,242
PS BUSINESS PKS INC CALIFPS BUSINESS PKS INC CALIF	16,250	$1.74M	0.14%	+177
WALGREENS BOOTS ALLIANCE INCWALGREENS BOOTS ALLIANCE INC	21,302	$1.74M	0.14%	-724
ALPS ETF TRALPS ETF TR	144,987	$1.73M	0.14%	+5,671
VEUVANGUARD INTL EQUITY INDEX F	38,758	$1.72M	0.14%	+2,361	Timeline
SLVISHARES SILVER TR	97,086	$1.68M	0.13%	+7,945	Timeline
SIGISELECTIVE INS GROUP INC	46,395	$1.67M	0.13%	-20	Timeline
IWRISHARES TR	9,894	$1.67M	0.13%	+23	Timeline
FFORD MTR CO	144,337	$1.67M	0.13%	+3,633	Timeline
GSLCGOLDMAN SACHS ETF TR	38,739	$1.65M	0.13%	-2,351	Timeline
GISGENERAL MILLS INC	26,686	$1.65M	0.13%	+1,979	Timeline
NOBLPROSHARES TR	31,291	$1.64M	0.13%	+3,445	Timeline
DSLDOUBLELINE INCOME SOLUTIONS	88,386	$1.63M	0.13%	-1,750	Timeline
VXUSVANGUARD STAR FDS	35,298	$1.63M	0.13%	+4,467	Timeline
XLPSELECT SECTOR SPDR TR	30,882	$1.62M	0.13%	-10,310	Timeline
FXOFIRST TR EXCHANGE-TRADED FD	67,039	$1.62M	0.13%	+56,414	Timeline
CVSCVS HEALTH CORP	19,291	$1.61M	0.13%	-1,673	Timeline
XLFSELECT SECTOR SPDR TR	79,797	$1.59M	0.13%	+4,054	Timeline
BACBANK OF AMER CORP	91,927	$1.56M	0.12%	+9,568	Timeline
VTVANGUARD INTL EQUITY INDEX F	25,713	$1.53M	0.12%	+18,650	Timeline
IXNISHARES TR	13,961	$1.53M	0.12%	+578	Timeline
XLISELECT SECTOR SPDR TR	26,061	$1.51M	0.12%	new	Timeline
CSCOCISCO SYS INC	48,209	$1.49M	0.12%	-3,666	Timeline
IEFISHARES TR	13,461	$1.48M	0.12%	-14,861	Timeline
IGSBISHARES TR	14,019	$1.48M	0.12%	-1,210	Timeline
Guggenheim Exch Trd FdGuggenheim Exch Trd Fd	76,475	$1.47M	0.12%	+5,718
EPDENTERPRISE PRODS PARTNERS L	59,335	$1.47M	0.12%	-27,602	Timeline
BABAALIBABA GROUP HLDG LTD	14,736	$1.46M	0.12%	-316	Timeline
GILDGILEAD SCIENCES INC	19,634	$1.45M	0.12%	-2,145	Timeline
IYWISHARES TR	12,249	$1.45M	0.11%	-1,131	Timeline
WMWASTE MGMT INC DEL	21,953	$1.42M	0.11%	+1,415	Timeline
SKTTANGER INC	41,079	$1.4M	0.11%	new	Timeline
SILICONWARE PRECISION INDS LSILICONWARE PRECISION INDS L	187,483	$1.4M	0.11%	+4,342
UNITED TECHNOLOGIES CORPUNITED TECHNOLOGIES CORP	13,520	$1.39M	0.11%	-890
LYBLYONDELLBASELL INDUSTRIES NV	17,226	$1.36M	0.11%	+320	Timeline
OHIOMEGA HEALTHCARE INVS INC	44,490	$1.35M	0.11%	-21,449	Timeline
WFCWELLS FARGO & CO	29,427	$1.34M	0.11%	-16,952	Timeline
POWERSHARES S&P SMALLCA…POWERSHARES S&P SMALLCAP LOW	35,105	$1.32M	0.1%	+12,739
TSMTAIWAN SEMICONDUCTOR MANUFAC	41,782	$1.31M	0.1%	new	Timeline
EMBISHARES TR	11,377	$1.31M	0.1%	+1,299	Timeline
IYRISHARES TR	17,387	$1.31M	0.1%	-233,848	Timeline
IWBISHARES TR	10,961	$1.3M	0.1%	-1,047	Timeline
FRIFIRST TR EXCHANGE-TRADED FD	57,428	$1.28M	0.1%	+3,377	Timeline
IJKISHARES TR	7,475	$1.26M	0.1%	+151	Timeline
DVYEISHARES INC	34,393	$1.25M	0.1%	new	Timeline
HONHONEYWELL INTL INC	11,137	$1.24M	0.1%	+1,076	Timeline
BMYBRISTOL-MYERS SQUIBB CO	23,405	$1.23M	0.1%	-6,379	Timeline
EGEVEREST GROUP LTD	5,918	$1.23M	0.1%	new	Timeline
VVISA INC	14,847	$1.23M	0.1%	-1,140	Timeline
EXKENDEAVOUR SILVER CORP	260,606	$1.22M	0.1%	+6,277	Timeline
CELGENE CORPCELGENE CORP	11,351	$1.22M	0.1%	-560
RWRSPDR SERIES TRUST	13,500	$1.22M	0.1%	+1,326	Timeline
ORCLORACLE CORP	31,078	$1.22M	0.1%	-2,653	Timeline
WMTWALMART INC	17,418	$1.22M	0.1%	-3,146	Timeline
FVDFIRST TR EXCHANGE-TRADED FD	45,319	$1.21M	0.1%	+16,177	Timeline
SYYSYSCO CORP	22,704	$1.2M	0.1%	-2,674	Timeline
IWXISHARES TR	27,281	$1.2M	0.09%	-41	Timeline
BONDPIMCO ETF TR	11,067	$1.18M	0.09%	-2,301	Timeline
IWOISHARES TR	8,027	$1.12M	0.09%	+141	Timeline
DBLDOUBLELINE OPPORTUNISTIC CR	46,383	$1.11M	0.09%	+3,042	Timeline
HYDHYD	34,624	$1.09M	0.09%	+4,329
FVCFIRST TR EXCHANGE TRADED FD	52,640	$1.08M	0.09%	-8,091	Timeline
AFLAFLAC INC	15,524	$1.08M	0.09%	+1,178	Timeline
AMGNAMGEN INC	7,749	$1.08M	0.09%	-490	Timeline
RWOSPDR INDEX SHS FDS	23,264	$1.08M	0.09%	-6,082	Timeline
PPLPPL CORP	31,078	$1.07M	0.09%	+2,386	Timeline
VTRVENTAS INC	16,668	$1.07M	0.09%	-347	Timeline
IGIBISHARES TR	9,606	$1.06M	0.08%	-1,973	Timeline
AGGMISHARES TR	9,166	$1.06M	0.08%	-415	Timeline
HALHALLIBURTON CO	22,203	$1.05M	0.08%	-261	Timeline
SDOGALPS ETF TR	26,285	$1.05M	0.08%	+1,825	Timeline
NVGNUVEEN AMT FREE MUN CR INC F	69,861	$1.05M	0.08%	-6,360	Timeline
CHIMERA INVESTMENT CORPCHIMERA INVESTMENT CORP	63,416	$1.04M	0.08%	-2,231
IEMGISHARES INC	22,822	$1.03M	0.08%	+1,471	Timeline
IWPISHARES TR	11,007	$1.03M	0.08%	-91	Timeline
NVSNOVARTIS AG	14,383	$1.02M	0.08%	-2,605	Timeline
VECTOR GROUP LTDVECTOR GROUP LTD	47,976	$1.01M	0.08%	+4,651
KMIKINDER MORGAN INC DEL	48,828	$985K	0.08%	-2,432	Timeline
VBKVANGUARD INDEX FDS	7,881	$981K	0.08%	+389	Timeline
IYFISHARES TR	10,736	$972K	0.08%	new	Timeline
CLXCLOROX CO DEL	8,459	$967K	0.08%	-344	Timeline
VOTVANGUARD INDEX FDS	9,351	$958K	0.08%	-139	Timeline
SPROTT PHYSICAL GOLD SILVERSPROTT PHYSICAL GOLD SILVER	69,486	$945K	0.08%	-139
EFGISHARES TR	14,276	$926K	0.07%	+1,326	Timeline
NZFNUVEEN MUN CR INCOME FD	62,174	$920K	0.07%	-2,124	Timeline
VOOVANGUARD INDEX FDS	4,673	$914K	0.07%	+112	Timeline
Invesco S&P 500 Revenue ETFInvesco S&P 500 Revenue ETF	22,201	$909K	0.07%	+10,383
FEZSPDR INDEX SHS FDS	28,017	$906K	0.07%	0	Timeline
MDIVFIRST TR EXCHANGE TRADED FD	50,016	$902K	0.07%	-138	Timeline
ADVISORSHARESADVISORSHARES	90,353	$899K	0.07%	-3,710
DELAWARE INV MN MUN INC FD IDELAWARE INV MN MUN INC FD I	63,380	$897K	0.07%	+4,882
LTCLTC PPTYS INC	19,022	$886K	0.07%	+209	Timeline
DWS Mun Income TrDWS Mun Income Tr	65,307	$886K	0.07%	0
MBBISHARES TR	8,008	$877K	0.07%	-1,089	Timeline
OPPENHEIMER ETF TROPPENHEIMER ETF TR	27,965	$874K	0.07%	+20,100
USBUS BANCORP	19,395	$871K	0.07%	-1,429	Timeline
UNITED STATES OIL FUND LPUNITED STATES OIL FUND LP	85,695	$871K	0.07%	-10,370
NOCNORTHROP GRUMMAN CORP	3,707	$853K	0.07%	+97	Timeline
NFLXNETFLIX INC.	6,824	$850K	0.07%	-1,045	Timeline
VGMINVESCO TR INVT GRADE MUNS	63,500	$846K	0.07%	0	Timeline
VOEVANGUARD INDEX FDS	9,167	$838K	0.07%	+35	Timeline
DU PONT E I DE NEMOURS & CODU PONT E I DE NEMOURS & CO	12,016	$835K	0.07%	-2,577
IUSVISHARES TR	18,364	$834K	0.07%	+994	Timeline
UPSUNITED PARCEL SVCS INC	7,461	$819K	0.07%	-18	Timeline
CPBTHE CAMPBELLS COMPANY	15,126	$815K	0.06%	+1,296	Timeline
GVIISHARES TR	7,231	$811K	0.06%	-300	Timeline
SSGA ACTIVE ETF TRSSGA ACTIVE ETF TR	14,983	$809K	0.06%	+3,433
MAMASTERCARD INCORPORATED	7,516	$796K	0.06%	-1,045	Timeline
ABTABBOTT LABORATORIES	19,925	$794K	0.06%	-9,346	Timeline
DDOMINION ENERGY INC	10,627	$794K	0.06%	+1,126	Timeline
MAGELLAN MIDSTREAM PARTNERS…MAGELLAN MIDSTREAM PARTNERS, L	12,036	$792K	0.06%	-4,164
ADPAUTOMATIC DATA PROCESSING IN	8,722	$790K	0.06%	+230	Timeline
POWERSHARES ETF TRUST INTL …POWERSHARES ETF TRUST INTL DIV	55,512	$779K	0.06%	-64,165
TGTTARGET CORP	11,498	$776K	0.06%	+1,491	Timeline
IUSGISHARES TR	18,549	$770K	0.06%	+1,497	Timeline
TSLATESLA INC	3,953	$764K	0.06%	-137	Timeline
LLYELI LILLY & CO	10,331	$763K	0.06%	-1,937	Timeline
FDXFEDEX CORP	4,236	$763K	0.06%	+143	Timeline
PHKPIMCO HIGH INCOME FD	85,278	$757K	0.06%	-1,286	Timeline
VCVINVESCO CALIF VALUE MUN INCO	56,417	$741K	0.06%	0	Timeline
NGNOVAGOLD RESOURCES INC	147,953	$738K	0.06%	-3,044	Timeline
NRKNUVEEN NY AMT FREE	54,000	$731K	0.06%	0	Timeline
QUALISHARES TR	10,945	$727K	0.06%	+708	Timeline
ITAISHARES TR	5,556	$723K	0.06%	+671	Timeline
IWSISHARES TR	9,633	$721K	0.06%	+1,498	Timeline
ETXEATON VANCE MUN INCOME TERM	36,500	$719K	0.06%	0	Timeline
INCYINCYTE CORP	7,712	$711K	0.06%	-100	Timeline
DEODIAGEO PLC	6,762	$707K	0.06%	-285	Timeline
ACADACADIA PHARMACEUTICALS INC	30,680	$705K	0.06%	+1,500	Timeline
CLCOLGATE PALMOLIVE CO	9,965	$703K	0.06%	-647	Timeline
ETNEATON CORP PLC	11,160	$697K	0.06%	-3,104	Timeline
SSGA ACTIVE ETF TR MFS SYS …SSGA ACTIVE ETF TR MFS SYS GWT EQ	11,491	$697K	0.06%	+2,662
IYEISHARES TR	18,306	$696K	0.06%	+11,785	Timeline
SUFFOLK BANCORPSUFFOLK BANCORP	18,651	$692K	0.05%	0
NEENEXTERA ENERGY INC	5,540	$691K	0.05%	-257	Timeline
SLBSLB LIMITED	8,661	$691K	0.05%	-323	Timeline
RAYTHEON CORAYTHEON CO	5,075	$690K	0.05%	+46
CMCSACOMCAST CORP NEW	11,200	$689K	0.05%	-885	Timeline
AEPAMERICAN ELEC PWR CO INC	10,813	$684K	0.05%	-706	Timeline
LUVSOUTHWEST AIRLS CO	16,260	$676K	0.05%	+2,722	Timeline
HYMBSPDR SERIES TRUST	11,553	$675K	0.05%	+846	Timeline
IJJISHARES TR	5,169	$674K	0.05%	-70	Timeline
IDVISHARES TR	23,242	$674K	0.05%	+5,279	Timeline
SENIOR HSG PPTYS TRSENIOR HSG PPTYS TR	35,250	$674K	0.05%	-100
POWERSHARESPOWERSHARES	45,426	$673K	0.05%	-13,318
BTTBLACKROCK MUN TARGET TERM TR	29,000	$670K	0.05%	0	Timeline
LOWLOWES COS INC	9,875	$664K	0.05%	+1,617	Timeline
MINTPIMCO ETF TR	6,550	$664K	0.05%	+2,921	Timeline
OREALTY INCOME CORP	11,278	$659K	0.05%	-4,075	Timeline
WPCWP CAREY INC	11,161	$656K	0.05%	-7,838	Timeline
ENERGY TRANSFER PRTNRS L PENERGY TRANSFER PRTNRS L P	19,414	$650K	0.05%	-12,783
FTSE RAFI US 1500 Small CapFTSE RAFI US 1500 Small Cap	6,253	$636K	0.05%	+171
XELXCEL ENERGY INC	15,417	$634K	0.05%	+49	Timeline
SONSONOCO PRODS CO	12,531	$633K	0.05%	+37	Timeline
ACNACCENTURE PLC IRELAND	5,223	$627K	0.05%	+101	Timeline
XLYSELECT SECTOR SPDR TR	7,969	$626K	0.05%	-5,813	Timeline
SPDWSPDR INDEX SHS FDS	24,199	$622K	0.05%	-318	Timeline
MDTMEDTRONIC PLC	7,351	$617K	0.05%	-2,471	Timeline
SCZISHARES TR	12,120	$616K	0.05%	+1,187	Timeline
SILVER WHEATON CORPSILVER WHEATON CORP	26,392	$616K	0.05%	+490
IYJISHARES TR	5,446	$614K	0.05%	+3,125	Timeline
SRPTSAREPTA THERAPEUTICS INC	15,773	$613K	0.05%	-280	Timeline
XBKNXBLACKROCK INVEST QLTY MUNI	39,000	$613K	0.05%	-290	Timeline
PSECPROSPECT CAP CORP	81,205	$611K	0.05%	+17,600	Timeline
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADR	11,255	$610K	0.05%	-5,778
FPFFIRST TR INTER DURATN PFD &	27,548	$608K	0.05%	+755	Timeline
MGVVANGUARD WORLD FD	9,741	$607K	0.05%	-675	Timeline
ICFISHARES TR	6,211	$603K	0.05%	-10,311	Timeline
WISDOMTREEWISDOMTREE	30,930	$603K	0.05%	new
PSYCHEMEDICS CORPPSYCHEMEDICS CORP	25,728	$597K	0.05%	-74
PSAPUBLIC STORAGE	2,800	$593K	0.05%	-697	Timeline
COLUMBIA PROPERTY TRUST INCCOLUMBIA PROPERTY TRUST INC	28,062	$591K	0.05%	-3,672
NORTHSTAR REIT.NORTHSTAR REIT.	39,271	$588K	0.05%	-4,175
MTUMISHARES TR	7,732	$585K	0.05%	+300	Timeline
MPTMEDICAL PROPERTIES TRUST INC	46,009	$576K	0.05%	+2,890	Timeline
HRLHORMEL FOODS CORP	15,473	$574K	0.05%	-6,359	Timeline
IYHISHARES TR	4,017	$570K	0.05%	-6,302	Timeline
AXPAMERICAN EXPRESS CO	8,498	$569K	0.05%	+433	Timeline
CORCENCORA INC	7,898	$568K	0.05%	+210	Timeline
VDEVANGUARD WORLD FD	5,971	$567K	0.05%	-129	Timeline
DONWISDOMTREE TR	6,357	$561K	0.04%	+3	Timeline
NUVEENNUVEEN	60,581	$561K	0.04%	+105
SNYSANOFI SA	14,061	$557K	0.04%	-4,085	Timeline
EEMVISHARES INC	10,498	$556K	0.04%	+258	Timeline
KHCKRAFT HEINZ CO	6,395	$550K	0.04%	-551	Timeline
CFOVICTORY PORTFOLIOS II	14,473	$550K	0.04%	-894	Timeline
MDLZMONDELEZ INTL INC	12,418	$549K	0.04%	+251	Timeline
FXGFIRST TR EXCHANGE-TRADED FD	12,000	$546K	0.04%	-790	Timeline
CMICUMMINS INC	4,132	$539K	0.04%	-108	Timeline
HCP INCHCP INC	17,727	$536K	0.04%	-1,785
EIXEDISON INTL	7,470	$535K	0.04%	-5,822	Timeline
CATCATERPILLAR INC	6,342	$531K	0.04%	-2,565	Timeline
UHTUNIVERSAL HEALTH RLTY INCOME	9,347	$526K	0.04%	0	Timeline
UNPUNION PAC CORP	5,751	$522K	0.04%	+8	Timeline
IYCISHARES TR	3,623	$522K	0.04%	+761	Timeline
NMZNUVEEN MUN HIGH INCOME OPPOR	38,648	$520K	0.04%	+7,340	Timeline
EMREMERSON ELEC CO	10,281	$518K	0.04%	+460	Timeline
GSGISHARES S&P GSCI COMMODITY-	36,351	$517K	0.04%	+4,507	Timeline
VAWVANGUARD WORLD FD	4,902	$516K	0.04%	0	Timeline
CARA THERAPEUTICS INCCARA THERAPEUTICS INC	61,400	$515K	0.04%	+3,950
GLWCORNING INC	22,286	$512K	0.04%	+38	Timeline
VLUEISHARES TR	7,873	$510K	0.04%	0	Timeline
CDCVICTORY PORTFOLIOS II	12,868	$502K	0.04%	+2,389	Timeline
PYPLPAYPAL HLDGS INC	12,093	$499K	0.04%	+115	Timeline
ISCGISHARES TR	3,673	$496K	0.04%	0	Timeline
ISHARES GOLD TRUSTISHARES GOLD TRUST	40,059	$494K	0.04%	-9,812
APDAIR PRODUCTS AND CHEMICALS I	3,595	$493K	0.04%	+4	Timeline
PMMFRANKLIN MANAGED MUN INCOME	64,853	$488K	0.04%	-286	Timeline
VLOVALERO ENERGY CORP	8,325	$487K	0.04%	+1,751	Timeline
SPDR SERIES TRUST BLOOMBERG…SPDR SERIES TRUST BLOOMBERG BR	13,339	$484K	0.04%	-412
PBAPEMBINA PIPELINE CORP	16,287	$483K	0.04%	-324	Timeline
CHORD ENERGY CORPORATIONCHORD ENERGY CORPORATION	44,625	$482K	0.04%	-1,001
GMGENERAL MTRS CO	15,024	$481K	0.04%	+1,699	Timeline
IHIISHARES TR	3,484	$477K	0.04%	new	Timeline
DHSWISDOMTREE TR	7,380	$473K	0.04%	-318	Timeline
CHDCHURCH & DWIGHT CO INC	10,614	$472K	0.04%	+5,226	Timeline
AZNASTRAZENECA PLC-SPONS ADR	16,908	$472K	0.04%	-834	Timeline
AIGAMERICAN INTL GROUP INC	7,927	$470K	0.04%	0	Timeline
FLOTISHARES TR	9,236	$468K	0.04%	-129	Timeline
POWERSHARES ETF TRUSTPOWERSHARES ETF TRUST	8,347	$467K	0.04%	+456
WELLWELLTOWER INC	7,018	$465K	0.04%	-39	Timeline
SPECTRA ENERGY CORPSPECTRA ENERGY CORP	11,102	$461K	0.04%	+406
PPGPPG INDS INC	4,868	$459K	0.04%	-52	Timeline
MONOGRAM RESIDENTIAL TR INCMONOGRAM RESIDENTIAL TR INC	43,671	$457K	0.04%	-7,122
PSXPHILLIPS 66	5,702	$456K	0.04%	+703	Timeline
ORLYOREILLY AUTOMOTIVE INC	1,749	$454K	0.04%	-1,277	Timeline
AOMISHARES TR	12,801	$453K	0.04%	-522	Timeline
TLHISHARES TR	3,200	$452K	0.04%	-3,208	Timeline
DCIDONALDSON INC	12,125	$450K	0.04%	-1,000	Timeline
HOSPITALITY PROPERTIES TRUSTHOSPITALITY PROPERTIES TRUST	16,382	$448K	0.04%	+300
PIONEER FLOATING RATE FUND IPIONEER FLOATING RATE FUND I	38,550	$444K	0.04%	-200
XAWFXALLIANCEBERNSTEIN GLOBAL HIG	36,481	$442K	0.04%	-459	Timeline
POWERSHARESPOWERSHARES	14,115	$442K	0.04%	-1,684
QCOMQUALCOMM INC	6,326	$433K	0.03%	-1,896	Timeline
STWDSTARWOOD PPTY TR INC	19,475	$432K	0.03%	+2,169	Timeline
IVOOVANGUARD ADMIRAL FDS INC	4,230	$430K	0.03%	+1,155	Timeline
POWERSHS DB MULTI SECT COMM…POWERSHS DB MULTI SECT COMM DB	29,514	$429K	0.03%	new
SHYISHARES TR	4,972	$422K	0.03%	-797	Timeline
TJXTJX COS INC NEW	5,704	$418K	0.03%	-56	Timeline
CTASCINTAS CORP	3,990	$418K	0.03%	-373	Timeline
THGHANOVER INS GROUP INC	5,314	$418K	0.03%	-12,675	Timeline
GLAXOSMITHKLINE PLC-ADRGLAXOSMITHKLINE PLC-ADR	10,755	$418K	0.03%	+412
PHYSSPROTT ASSET MANAGEMENT LP	39,161	$416K	0.03%	-3,341	Timeline
DEDEERE & CO	4,665	$415K	0.03%	-338	Timeline
CVGWCALAVO GROWERS INC	6,764	$415K	0.03%	0	Timeline
IWNISHARES TR	4,062	$413K	0.03%	+279	Timeline
BIDUBAIDU INC	2,402	$412K	0.03%	+121	Timeline
SKYYFIRST TR EXCHANGE-TRADED FD	11,910	$410K	0.03%	new	Timeline
ALON USA ENERGY INCALON USA ENERGY INC	56,944	$407K	0.03%	new
NSCNORFOLK SOUTHN CORP	4,271	$406K	0.03%	-59	Timeline
Dow Chemical CompanyDow Chemical Company	7,376	$396K	0.03%	+1,896
GDGENERAL DYNAMICS CORP	2,594	$395K	0.03%	+261	Timeline
XEFRXEATON VANCE SR FLTNG RTE TR	27,963	$393K	0.03%	+4,504	Timeline
RITEAID CORPRITEAID CORP	60,268	$392K	0.03%	+10,550
ALEXION PHARMACEUTICALS INCALEXION PHARMACEUTICALS INC	3,263	$392K	0.03%	-13
OXYOCCIDENTAL PETE CORP	5,794	$390K	0.03%	-431	Timeline
CHICALAMOS CONV OPPORTUNITIES &	40,070	$390K	0.03%	+23,570	Timeline
ITWILLINOIS TOOL WKS INC	3,295	$386K	0.03%	-105	Timeline
VRTXVERTEX PHARMACEUTICALS INC	4,613	$384K	0.03%	+126	Timeline
KKR & CO LPKKR & CO LP	27,502	$384K	0.03%	-3,985
CSXCSX CORP	11,925	$382K	0.03%	-149	Timeline
HEDJWISDOMTREE TR	7,146	$382K	0.03%	-8,450	Timeline
FTSLFIRST TR EXCHANGE-TRADED FD	7,922	$382K	0.03%	+11	Timeline
DEMWISDOMTREE TR	10,081	$382K	0.03%	+4,367	Timeline
LIONS GATE ENTMNT CORPLIONS GATE ENTMNT CORP	17,067	$382K	0.03%	+300
RCSPIMCO STRATEGIC INCOME FD	41,738	$381K	0.03%	+10,058	Timeline
BCEBCE INC	8,506	$380K	0.03%	-22	Timeline
SELECT INCOME REITSELECT INCOME REIT	15,583	$379K	0.03%	-3,331
EXCEXELON CORP	11,268	$377K	0.03%	-1,693	Timeline
CBCHUBB LIMITED	3,010	$375K	0.03%	-190	Timeline
LVSLAS VEGAS SANDS CORP	6,370	$375K	0.03%	+884	Timeline
VCITVANGUARD SCOTTSDALE FDS	4,233	$374K	0.03%	+565	Timeline
MSMLISHARES TR	2,679	$374K	0.03%	+215	Timeline
SJMSMUCKER J M CO	2,794	$367K	0.03%	0	Timeline
IGVISHARES TR	3,241	$365K	0.03%	new	Timeline
SOXXISHARES TR	3,267	$365K	0.03%	new	Timeline
PFGPRINCIPAL FINANCIAL GROUP IN	6,710	$364K	0.03%	new	Timeline
REGREGENCY CTRS CORP	5,189	$363K	0.03%	0	Timeline
VPVINVESCO PA VALUE MUN INC TR	28,000	$361K	0.03%	0	Timeline
AMERIGAS PARTNERS MLPAMERIGAS PARTNERS MLP	7,692	$360K	0.03%	+860
POWERSHS DB MULTI SECT COMMPOWERSHS DB MULTI SECT COMM	30,101	$358K	0.03%	new
WECWEC ENERGY GROUP INC	6,086	$357K	0.03%	-777	Timeline
AGQPROSHARES TR II	8,287	$356K	0.03%	-425	Timeline
EXPRESS SCRIPTS HLDG COEXPRESS SCRIPTS HLDG CO	5,044	$355K	0.03%	+221
UNHUNITEDHEALTH GROUP INC	2,492	$354K	0.03%	-681	Timeline
VNQIVANGUARD INTL EQUITY INDEX F	6,656	$354K	0.03%	+512	Timeline
ORIOLD REP INTL CORP	20,804	$352K	0.03%	-72,534	Timeline
DALDELTA AIR LINES INC	7,944	$351K	0.03%	+565	Timeline
RETAIL PPTYS AMER INCRETAIL PPTYS AMER INC	23,414	$351K	0.03%	+4,854
RYDEX ETF TRUSTRYDEX ETF TRUST	2,936	$351K	0.03%	+836
XBMEXBLACKROCK HEALTH SCIENCES TR	10,882	$346K	0.03%	-1,250	Timeline
EMLPFIRST TR EXCHANGE-TRADED FD	14,268	$345K	0.03%	+715	Timeline
NKENIKE INC	6,740	$343K	0.03%	+2,026	Timeline
SRESEMPRA	3,279	$341K	0.03%	-110	Timeline
ANDEANDERSONS INC	8,719	$339K	0.03%	0	Timeline
VPUVANGUARD WORLD FD	3,172	$338K	0.03%	+85	Timeline
IHFISHARES TR	2,842	$336K	0.03%	-3,651	Timeline
BNYBANK OF NY MELLON CORP	7,612	$335K	0.03%	+985	Timeline
FEFIRSTENERGY CORP	9,712	$334K	0.03%	+86	Timeline
EKSO BIONICS HLDGS INCEKSO BIONICS HLDGS INC	82,300	$333K	0.03%	new
GOFGUGGENHEIM STRATEGIC OPPORTU	17,125	$329K	0.03%	+601	Timeline
TIER REIT COMTIER REIT COM	22,455	$329K	0.03%	-3,430
BMOBANK OF MONTREAL	5,162	$328K	0.03%	+1,082	Timeline
VODVODAFONE GROUP PLC	12,038	$327K	0.03%	+216	Timeline
BLACKROCK MUNI 2018 TERM TRBLACKROCK MUNI 2018 TERM TR	21,702	$327K	0.03%	+20
PRICELINE GRP INCPRICELINE GRP INC	220	$326K	0.03%	+16
BDXBECTON DICKINSON & CO	1,819	$324K	0.03%	0	Timeline
SPHSUBURBAN PROPANE PARTNERS L	11,048	$324K	0.03%	-240	Timeline
PSLVSPROTT ASSET MANAGEMENT LP	45,753	$322K	0.03%	-3,936	Timeline
PNCPNC FINL SVCS GROUP INC	3,331	$321K	0.03%	0	Timeline
MCYMERCURY GENL CORP NEW	5,864	$320K	0.03%	-50	Timeline
SMITH & WESSON BRANDS, INC.SMITH & WESSON BRANDS, INC.	11,303	$315K	0.03%	+300
XBOEXBLACKROCK ENHANCED GLOBAL	27,147	$314K	0.02%	-7,568	Timeline
FDNFIRST TR EXCHANGE-TRADED FD	3,915	$313K	0.02%	-232	Timeline
ROSTROSS STORES INC	4,962	$311K	0.02%	-50	Timeline
SIRIUS XM HOLDINGS INCSIRIUS XM HOLDINGS INC	73,432	$310K	0.02%	-6,700
CLAYMORE GUGGENHEIMCLAYMORE GUGGENHEIM	16,627	$310K	0.02%	+1,808
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR	5,895	$306K	0.02%	new
OTTROTTER TAIL CORP	8,613	$305K	0.02%	0	Timeline
LA JOLLA PHARMACEUTICAL COLA JOLLA PHARMACEUTICAL CO	17,525	$305K	0.02%	0
DHRDANAHER CORP DEL	3,887	$304K	0.02%	-3,579	Timeline
ALLALLSTATE CORP	4,530	$303K	0.02%	-268	Timeline
IYGISHARES TR	3,321	$303K	0.02%	+248	Timeline
BBNBLACKROCK TAX MUNICPAL BD TR	13,313	$301K	0.02%	+4,008	Timeline
CMACOMERICA INC	5,705	$297K	0.02%	+28	Timeline
CCITIGROUP INC	5,942	$296K	0.02%	+748	Timeline
BTIBRITISH AMERN TOB PLC	2,609	$296K	0.02%	0	Timeline
CINFCINCINNATI FINL CORP	4,241	$293K	0.02%	-459	Timeline
NJRNEW JERSEY RES CORP	8,792	$293K	0.02%	+221	Timeline
ARIAD PHARMACEUTICALS INCARIAD PHARMACEUTICALS INC	30,500	$293K	0.02%	-1,000
MARATHON OIL CORPMARATHON OIL CORP	20,643	$292K	0.02%	+191
AGFIRST MAJESTIC SILVER CORP	35,979	$290K	0.02%	+821	Timeline
FXDFIRST TR EXCHANGE-TRADED FD	8,491	$290K	0.02%	-380	Timeline
XLRESELECT SECTOR SPDR TR	9,470	$289K	0.02%	new	Timeline
UNILEVER PLCUNILEVER PLC	6,919	$289K	0.02%	+1,258
PANWPALO ALTO NETWORKS INC	1,890	$288K	0.02%	new	Timeline
PDMPIEDMONT REALTY TRUST INC	14,906	$288K	0.02%	-3,713	Timeline
Rydex S&P 500 Pure Value EtfRydex S&P 500 Pure Value Etf	5,480	$287K	0.02%	+181
CWCURTISS WRIGHT CORP	3,238	$285K	0.02%	new	Timeline
LNTALLIANT ENERGY CORP	7,492	$284K	0.02%	+7	Timeline
MLRGISHARES TR	2,201	$280K	0.02%	new	Timeline
XHRXENIA HOTELS & RESORTS INC	17,429	$279K	0.02%	-3,953	Timeline

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

Security	Type	Amount	Value	Change
AAPLAPPLE INC COM	call	400	$5K	0
TWITTER INCTWITTER INC COM	call	5,800	$1K	new

Sold out in Q3 2016

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
VICTORY PORTFOLIOS IIVICTORY PORTFOLIOS II	151,374	$5.04M	shares
VICTORY PORTFOLIOS IIVICTORY PORTFOLIOS II	157,649	$5.04M	shares
IYMISHARES TR	36,364	$2.89M	shares
MACMACERICH CO	20,415	$1.79M	shares
NAVISTAR INTERNATIONALNAVISTAR INTERNATIONAL	103,975	$1.24M	shares
FXZFIRST TR EXCHANGE-TRADED FD	29,631	$1M	shares
NUVEEN PREM INCOME MUN FDNUVEEN PREM INCOME MUN FD	62,140	$954K	shares
NUVEEN PREM INCOME MUN FDNUVEEN PREM INCOME MUN FD	60,488	$934K	shares
NUVEEN SELECT QUALITY MUN FDNUVEEN SELECT QUALITY MUN FD	59,431	$929K	shares
NUVEEN MUN MKT OPPORTUNITYNUVEEN MUN MKT OPPORTUNITY	55,796	$840K	shares
NVONOVO-NORDISK A S	13,311	$745K	shares
ENBRIDGE ENERGY PARTNERS L PENBRIDGE ENERGY PARTNERS L P	30,872	$696K	shares
ITOTISHARES TR	14,053	$690K	shares
RYDEX ETF TRUSTRYDEX ETF TRUST	7,478	$650K	shares
IEPICAHN ENTERPRISES LP	10,554	$616K	shares
INVESCO FINANCIAL PREFERRED…INVESCO FINANCIAL PREFERRED ETF	29,439	$569K	shares
ISHARES TRISHARES TR	52,375	$553K	shares
ACWVISHARES INC	6,370	$495K	shares
BBHVANECK ETF TRUST	3,864	$454K	shares
CURRENCYSHS JAPANESE YEN TRCURRENCYSHS JAPANESE YEN TR	4,616	$442K	shares
E M C CORP MASSE M C CORP MASS	15,665	$441K	shares
AMERICAN CAPITAL AGENCY CORPAMERICAN CAPITAL AGENCY CORP	21,748	$424K	shares
MXIISHARES TR	7,943	$410K	shares
REZISHARES TR	5,812	$394K	shares
IWVISHARES TR	2,916	$371K	shares
ALCOA INCALCOA INC	35,457	$366K	shares
FXHFIRST TR EXCHANGE-TRADED FD	5,845	$359K	shares
DSIISHARES TR	4,382	$350K	shares
HANESBRANDS INCHANESBRANDS INC	12,674	$325K	shares
UNILEVER N VUNILEVER N V	6,764	$312K	shares
KRGKITE REALTY GROUP TRUST	9,735	$287K	shares
ATOATMOS ENERGY CORP	3,469	$275K	shares
EMNEASTMAN CHEM CO	4,217	$270K	shares
XPCQXPIMCO CALIF MUN INCOME FD	15,450	$268K	shares
AWKAMERICAN WTR WKS CO INC NEW	3,188	$262K	shares
FISVFISERV INC	2,389	$261K	shares
PGPPIMCO GLOBAL STOCKPLUS INCOM	12,410	$253K	shares
NNNNNN REIT INC	4,735	$248K	shares
BLUEBIRD BIO INCBLUEBIRD BIO INC	4,440	$246K	shares
MZTIMARZETTI COMPANY	1,905	$244K	shares
EFADPROSHARES TR	6,718	$243K	shares
UAAUNDER ARMOUR INC	6,229	$237K	shares
ISHARESISHARES	19,537	$233K	shares
NXPINXP SEMICONDUCTORS N V	2,698	$221K	shares
NEUNEWMARKET CORP	500	$212K	shares
ALLIANZGI EQUITY & CONV INCOALLIANZGI EQUITY & CONV INCO	11,086	$212K	shares
ST JUDE MED INCST JUDE MED INC	2,543	$212K	shares
EBAYEBAY INC.	6,869	$211K	shares
MONSANTO CO NEWMONSANTO CO NEW	1,984	$210K	shares
MATMATTEL INC	6,412	$209K	shares
AALAMERICAN AIRLINES GROUP INC	6,179	$207K	shares
BUDANHEUSER BUSCH INBEV SA NV	1,641	$205K	shares
DOVDOVER CORP	2,918	$203K	shares
STATE STREETSTATE STREET	1,865	$202K	shares
ELECTRO RENT CORPELECTRO RENT CORP	10,480	$162K	shares
HYTBLACKROCK CORPOR HI YLD FD I	10,110	$107K	shares
POWERSHARES DB MULTISECT CPOWERSHARES DB MULTISECT C	13,143	$102K	shares
XEXGXEATON VANCE TAX-MANAGED GLOB	10,628	$92K	shares
ELEPHANT TALK COMM CORPELEPHANT TALK COMM CORP	31,591	$5K	shares

How Q3 2016 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001085146-16-004729	base		2016-11-10	acceptance time not in the bulk data set	2026-10-07 19:11:14 UTC