AG FIRST MAJESTIC SILVER CORP More: the full row for FIRST MAJESTIC SILVER CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 35,158 shares; 2016Q3: 35,979 shares; 2016Q4: 37,139 shares; 2017Q1: 44,505 shares; 2017Q2: 46,914 shares 46,914 $360K 0.03% +2,409 Timeline AGNC AGNC INVT CORP More: the full row for AGNC INVT CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 19,148 shares; 2017Q1: 20,880 shares; 2017Q2: 16,480 shares 16,480 $357K 0.03% -4,400 Timeline NMZ NUVEEN MUN HIGH INCOME OPPOR More: the full row for NUVEEN MUN HIGH INCOME OPPOR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 31,308 shares; 2016Q3: 38,648 shares; 2016Q4: 23,308 shares; 2017Q1: 22,808 shares; 2017Q2: 26,508 shares 26,508 $357K 0.03% +3,700 Timeline PHYS SPROTT ASSET MANAGEMENT LP More: the full row for SPROTT ASSET MANAGEMENT LP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 42,502 shares; 2016Q3: 39,161 shares; 2016Q4: 39,161 shares; 2017Q1: 38,579 shares; 2017Q2: 35,792 shares 35,792 $357K 0.03% -2,787 Timeline BXMX NUVEEN S&P 500 BUY-WRITE INCOM More: the full row for NUVEEN S&P 500 BUY-WRITE INCOM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 25,126 shares 25,126 $354K 0.03% new Timeline FXO FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 10,625 shares; 2016Q3: 67,039 shares; 2016Q4: 74,645 shares; 2017Q1: 41,123 shares; 2017Q2: 12,111 shares 12,111 $350K 0.03% -29,012 Timeline DHR DANAHER CORP DEL More: the full row for DANAHER CORP DEL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 7,466 shares; 2016Q3: 3,887 shares; 2016Q4: 3,594 shares; 2017Q1: 3,707 shares; 2017Q2: 4,137 shares 4,137 $349K 0.03% +430 Timeline VPV INVESCO PA VALUE MUN INC TR More: the full row for INVESCO PA VALUE MUN INC TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 28,000 shares; 2016Q3: 28,000 shares; 2016Q4: 28,000 shares; 2017Q1: 28,000 shares; 2017Q2: 28,000 shares 28,000 $347K 0.03% 0 Timeline CVBF CVB FINL CORP More: the full row for CVB FINL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 15,164 shares; 2016Q3: 15,164 shares; 2016Q4: 15,164 shares; 2017Q1: 15,164 shares; 2017Q2: 15,164 shares 15,164 $346K 0.03% 0 Timeline OCLARO INC OCLARO INC More: the full row for OCLARO INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 15,944 shares; 2017Q2: 37,244 shares 37,244 $346K 0.03% +21,300 XHR XENIA HOTELS & RESORTS INC More: the full row for XENIA HOTELS & RESORTS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 21,382 shares; 2016Q3: 17,429 shares; 2016Q4: 17,167 shares; 2017Q1: 18,411 shares; 2017Q2: 17,509 shares 17,509 $345K 0.03% -902 Timeline BDX BECTON DICKINSON & CO More: the full row for BECTON DICKINSON & CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 1,819 shares; 2016Q3: 1,819 shares; 2016Q4: 1,592 shares; 2017Q1: 1,857 shares; 2017Q2: 1,762 shares 1,762 $343K 0.03% -95 Timeline OTTR OTTER TAIL CORP More: the full row for OTTER TAIL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 8,613 shares; 2016Q3: 8,613 shares; 2016Q4: 8,613 shares; 2017Q1: 8,613 shares; 2017Q2: 8,613 shares 8,613 $342K 0.03% 0 Timeline UAL UNITED AIRLS HLDGS INC More: the full row for UNITED AIRLS HLDGS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 4,103 shares; 2016Q4: 4,103 shares; 2017Q1: 4,103 shares; 2017Q2: 4,542 shares 4,542 $341K 0.03% +439 Timeline LMBS FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 23,415 shares; 2017Q1: not reported; 2017Q2: 6,546 shares 6,546 $341K 0.03% new Timeline MHD BLACKROCK MUNIHOLDINGS FD IN More: the full row for BLACKROCK MUNIHOLDINGS FD IN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 12,056 shares; 2017Q2: 18,977 shares 18,977 $335K 0.03% +6,921 Timeline RITEAID CORP RITEAID CORP More: the full row for RITEAID CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 49,718 shares; 2016Q3: 60,268 shares; 2016Q4: 55,168 shares; 2017Q1: 104,068 shares; 2017Q2: 123,725 shares 123,725 $333K 0.03% +19,657 POWERSHARES ETF TR II POWERSHARES ETF TR II More: the full row for POWERSHARES ETF TR II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 14,029 shares; 2017Q1: 14,029 shares; 2017Q2: 11,636 shares 11,636 $333K 0.03% -2,393 ITW ILLINOIS TOOL WKS INC More: the full row for ILLINOIS TOOL WKS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 3,400 shares; 2016Q3: 3,295 shares; 2016Q4: 2,971 shares; 2017Q1: 2,743 shares; 2017Q2: 2,302 shares 2,302 $332K 0.03% -441 Timeline BIIB BIOGEN INC More: the full row for BIOGEN INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 1,145 shares; 2016Q3: 820 shares; 2016Q4: 914 shares; 2017Q1: 906 shares; 2017Q2: 1,219 shares 1,219 $332K 0.03% +313 Timeline JPUS J P MORGAN EXCHANGE TRADED F More: the full row for J P MORGAN EXCHANGE TRADED F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 4,872 shares; 2017Q2: 5,087 shares 5,087 $332K 0.03% +215 Timeline AFDM FIRST TR EXCH TRADED FD III More: the full row for FIRST TR EXCH TRADED FD III Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 5,016 shares; 2016Q4: 5,016 shares; 2017Q1: 5,016 shares; 2017Q2: 5,516 shares 5,516 $332K 0.03% +500 Timeline CFA VICTORY PORTFOLIOS II More: the full row for VICTORY PORTFOLIOS II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 209,031 shares; 2016Q3: 341,225 shares; 2016Q4: 339,161 shares; 2017Q1: 334,447 shares; 2017Q2: 7,486 shares 7,486 $331K 0.03% -326,961 Timeline NJR NEW JERSEY RES CORP More: the full row for NEW JERSEY RES CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 8,571 shares; 2016Q3: 8,792 shares; 2016Q4: 8,799 shares; 2017Q1: 8,205 shares; 2017Q2: 8,256 shares 8,256 $330K 0.03% +51 Timeline CFO VICTORY PORTFOLIOS II More: the full row for VICTORY PORTFOLIOS II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 15,367 shares; 2016Q3: 14,473 shares; 2016Q4: 14,187 shares; 2017Q1: 14,305 shares; 2017Q2: 7,439 shares 7,439 $328K 0.02% -6,866 Timeline BTI BRITISH AMERN TOB PLC More: the full row for BRITISH AMERN TOB PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 2,609 shares; 2016Q3: 2,609 shares; 2016Q4: 2,609 shares; 2017Q1: 5,057 shares; 2017Q2: 4,807 shares 4,807 $327K 0.02% -250 Timeline REG REGENCY CTRS CORP More: the full row for REGENCY CTRS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 5,189 shares; 2016Q3: 5,189 shares; 2016Q4: 5,189 shares; 2017Q1: 5,212 shares; 2017Q2: 5,092 shares 5,092 $325K 0.02% -120 Timeline DISH NETWORK CORPORATION DISH NETWORK CORPORATION More: the full row for DISH NETWORK CORPORATION Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 3,700 shares; 2017Q1: 3,900 shares; 2017Q2: 5,150 shares 5,150 $324K 0.02% +1,250 SENIOR HSG PPTYS TR SENIOR HSG PPTYS TR More: the full row for SENIOR HSG PPTYS TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 35,350 shares; 2016Q3: 35,250 shares; 2016Q4: 31,455 shares; 2017Q1: 31,830 shares; 2017Q2: 15,612 shares 15,612 $323K 0.02% -16,218 Rydex S&P 500 Pure Value Etf Rydex S&P 500 Pure Value Etf More: the full row for Rydex S&P 500 Pure Value Etf Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 5,299 shares; 2016Q3: 5,480 shares; 2016Q4: 5,368 shares; 2017Q1: 5,295 shares; 2017Q2: 5,364 shares 5,364 $323K 0.02% +69 XHB SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 8,670 shares; 2017Q2: 8,370 shares 8,370 $322K 0.02% -300 Timeline OKE ONEOK INC NEW More: the full row for ONEOK INC NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 5,091 shares; 2017Q1: 5,091 shares; 2017Q2: 6,179 shares 6,179 $321K 0.02% +1,088 Timeline FPX FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 8,357 shares; 2017Q2: 5,399 shares 5,399 $321K 0.02% -2,958 Timeline ROK ROCKWELL AUTOMATION INC More: the full row for ROCKWELL AUTOMATION INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 1,482 shares; 2017Q1: 1,756 shares; 2017Q2: 1,965 shares 1,965 $320K 0.02% +209 Timeline PMT PENNYMAC MTG INVT TR More: the full row for PENNYMAC MTG INVT TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 17,345 shares 17,345 $318K 0.02% new Timeline ACN ACCENTURE PLC IRELAND More: the full row for ACCENTURE PLC IRELAND Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 5,122 shares; 2016Q3: 5,223 shares; 2016Q4: 3,273 shares; 2017Q1: 3,084 shares; 2017Q2: 2,554 shares 2,554 $317K 0.02% -530 Timeline MCY MERCURY GENL CORP NEW More: the full row for MERCURY GENL CORP NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 5,914 shares; 2016Q3: 5,864 shares; 2016Q4: 5,809 shares; 2017Q1: 5,809 shares; 2017Q2: 5,779 shares 5,779 $317K 0.02% -30 Timeline FUTY FIDELITY COVINGTON TRUST More: the full row for FIDELITY COVINGTON TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 9,446 shares 9,446 $317K 0.02% new Timeline BNY BANK OF NY MELLON CORP More: the full row for BANK OF NY MELLON CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 6,627 shares; 2016Q3: 7,612 shares; 2016Q4: 7,382 shares; 2017Q1: 7,549 shares; 2017Q2: 6,087 shares 6,087 $316K 0.02% -1,462 Timeline CII BLACKROCK ENHANCED LARGE CAP More: the full row for BLACKROCK ENHANCED LARGE CAP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 17,329 shares; 2016Q3: 20,006 shares; 2016Q4: 20,048 shares; 2017Q1: 20,970 shares; 2017Q2: 21,023 shares 21,023 $316K 0.02% +53 Timeline ACWV ISHARES INC More: the full row for ISHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 6,370 shares; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 4,000 shares 4,000 $316K 0.02% new Timeline INTREXON CORP INTREXON CORP More: the full row for INTREXON CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 11,430 shares; 2017Q2: 12,958 shares 12,958 $316K 0.02% +1,528 ES EVERSOURCE ENERGY More: the full row for EVERSOURCE ENERGY Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 4,960 shares; 2016Q3: 4,974 shares; 2016Q4: 4,659 shares; 2017Q1: 5,743 shares; 2017Q2: 5,208 shares 5,208 $315K 0.02% -535 Timeline UNION BANKSHARES CORP UNION BANKSHARES CORP More: the full row for UNION BANKSHARES CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 6,390 shares; 2017Q1: 7,402 shares; 2017Q2: 9,038 shares 9,038 $315K 0.02% +1,636 IGM ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 2,180 shares; 2016Q4: 2,190 shares; 2017Q1: 2,190 shares; 2017Q2: 2,190 shares 2,190 $314K 0.02% 0 Timeline EOS EATON VANCE ENHANCED EQUITY More: the full row for EATON VANCE ENHANCED EQUITY Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 13,057 shares; 2016Q3: 15,592 shares; 2016Q4: 21,040 shares; 2017Q1: 21,642 shares; 2017Q2: 21,596 shares 21,596 $314K 0.02% -46 Timeline RYDEX ETF TRUST RYDEX ETF TRUST More: the full row for RYDEX ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 16,404 shares; 2016Q3: 17,140 shares; 2016Q4: 17,701 shares; 2017Q1: 17,487 shares; 2017Q2: 2,521 shares 2,521 $314K 0.02% -14,966 SPDR INDEX SHS FDS SPDR INDEX SHS FDS More: the full row for SPDR INDEX SHS FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 9,066 shares 9,066 $313K 0.02% new ALLIANZGI CONV INCOME FD ALLIANZGI CONV INCOME FD More: the full row for ALLIANZGI CONV INCOME FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 19,106 shares; 2016Q3: 26,949 shares; 2016Q4: 26,954 shares; 2017Q1: 29,399 shares; 2017Q2: 44,414 shares 44,414 $312K 0.02% +15,015 PDM PIEDMONT REALTY TRUST INC More: the full row for PIEDMONT REALTY TRUST INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 18,619 shares; 2016Q3: 14,906 shares; 2016Q4: 15,910 shares; 2017Q1: 14,374 shares; 2017Q2: 14,574 shares 14,574 $312K 0.02% +200 Timeline MB FINANCIAL INC MB FINANCIAL INC More: the full row for MB FINANCIAL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 6,952 shares 6,952 $312K 0.02% new SPDR INDEX SHS FDS SPDR INDEX SHS FDS More: the full row for SPDR INDEX SHS FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 7,809 shares 7,809 $310K 0.02% new EXEL EXELIXIS INC More: the full row for EXELIXIS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 13,670 shares; 2017Q1: 13,670 shares; 2017Q2: 12,500 shares 12,500 $309K 0.02% -1,170 Timeline IAK ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 4,523 shares; 2017Q1: 4,523 shares; 2017Q2: 4,803 shares 4,803 $306K 0.02% +280 Timeline CARA THERAPEUTICS INC CARA THERAPEUTICS INC More: the full row for CARA THERAPEUTICS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 57,450 shares; 2016Q3: 61,400 shares; 2016Q4: 64,100 shares; 2017Q1: 49,750 shares; 2017Q2: 18,600 shares 18,600 $306K 0.02% -31,150 PSX PHILLIPS 66 More: the full row for PHILLIPS 66 Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 4,999 shares; 2016Q3: 5,702 shares; 2016Q4: 5,685 shares; 2017Q1: 5,653 shares; 2017Q2: 3,648 shares 3,648 $304K 0.02% -2,005 Timeline CHD CHURCH & DWIGHT CO INC More: the full row for CHURCH & DWIGHT CO INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 5,388 shares; 2016Q3: 10,614 shares; 2016Q4: 8,545 shares; 2017Q1: 5,909 shares; 2017Q2: 5,799 shares 5,799 $302K 0.02% -110 Timeline MET METLIFE INC More: the full row for METLIFE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 5,740 shares; 2017Q2: 5,353 shares 5,353 $301K 0.02% -387 Timeline DEM WISDOMTREE TR More: the full row for WISDOMTREE TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 5,714 shares; 2016Q3: 10,081 shares; 2016Q4: 9,632 shares; 2017Q1: 8,742 shares; 2017Q2: 7,281 shares 7,281 $300K 0.02% -1,461 Timeline SJM SMUCKER J M CO More: the full row for SMUCKER J M CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 2,794 shares; 2016Q3: 2,794 shares; 2016Q4: 2,846 shares; 2017Q1: 2,560 shares; 2017Q2: 2,538 shares 2,538 $300K 0.02% -22 Timeline MWA MUELLER WTR PRODS INC More: the full row for MUELLER WTR PRODS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 19,802 shares; 2016Q3: 19,982 shares; 2016Q4: 21,944 shares; 2017Q1: 20,344 shares; 2017Q2: 25,212 shares 25,212 $298K 0.02% +4,868 Timeline CHI CALAMOS CONV OPPORTUNITIES & More: the full row for CALAMOS CONV OPPORTUNITIES & Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 16,500 shares; 2016Q3: 40,070 shares; 2016Q4: 17,892 shares; 2017Q1: 16,492 shares; 2017Q2: 26,256 shares 26,256 $297K 0.02% +9,764 Timeline UNH UNITEDHEALTH GROUP INC More: the full row for UNITEDHEALTH GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 3,173 shares; 2016Q3: 2,492 shares; 2016Q4: 2,951 shares; 2017Q1: 1,846 shares; 2017Q2: 1,587 shares 1,587 $296K 0.02% -259 Timeline INDB INDEPENDENT BK CORP MASS More: the full row for INDEPENDENT BK CORP MASS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 3,460 shares; 2017Q2: 4,317 shares 4,317 $296K 0.02% +857 Timeline HBAN HUNTINGTON BANCSHARES INC More: the full row for HUNTINGTON BANCSHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 11,055 shares; 2016Q4: 16,045 shares; 2017Q1: 17,413 shares; 2017Q2: 21,304 shares 21,304 $293K 0.02% +3,891 Timeline BBN BLACKROCK TAX MUNICPAL BD TR More: the full row for BLACKROCK TAX MUNICPAL BD TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 9,305 shares; 2016Q3: 13,313 shares; 2016Q4: 12,607 shares; 2017Q1: 12,607 shares; 2017Q2: 12,607 shares 12,607 $291K 0.02% 0 Timeline DIME CMNTY BANCSHARES INC C… DIME CMNTY BANCSHARES INC COM More: the full row for DIME CMNTY BANCSHARES INC COM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 13,387 shares; 2017Q1: 13,387 shares; 2017Q2: 14,433 shares 14,433 $290K 0.02% +1,046 JCI JOHNSON CONTROLS INTERNATION More: the full row for JOHNSON CONTROLS INTERNATION Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 8,825 shares; 2017Q1: 7,965 shares; 2017Q2: 6,636 shares 6,636 $287K 0.02% -1,329 Timeline CDC VICTORY PORTFOLIOS II More: the full row for VICTORY PORTFOLIOS II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 10,479 shares; 2016Q3: 12,868 shares; 2016Q4: 12,393 shares; 2017Q1: 12,393 shares; 2017Q2: 6,588 shares 6,588 $286K 0.02% -5,805 Timeline ALLERGAN PLC ALLERGAN PLC More: the full row for ALLERGAN PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 1,229 shares; 2016Q3: 1,390 shares; 2016Q4: 1,257 shares; 2017Q1: 883 shares; 2017Q2: 1,174 shares 1,174 $286K 0.02% +291 XBOEX BLACKROCK ENHANCED GLOBAL More: the full row for BLACKROCK ENHANCED GLOBAL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 34,715 shares; 2016Q3: 27,147 shares; 2016Q4: 21,397 shares; 2017Q1: 21,397 shares; 2017Q2: 21,397 shares 21,397 $285K 0.02% 0 Timeline SRE SEMPRA More: the full row for SEMPRA Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 3,389 shares; 2016Q3: 3,279 shares; 2016Q4: 2,975 shares; 2017Q1: 2,924 shares; 2017Q2: 2,527 shares 2,527 $284K 0.02% -397 Timeline BMO BANK OF MONTREAL More: the full row for BANK OF MONTREAL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 4,080 shares; 2016Q3: 5,162 shares; 2016Q4: 5,003 shares; 2017Q1: 4,658 shares; 2017Q2: 3,835 shares 3,835 $283K 0.02% -823 Timeline SYK STRYKER CORPORATION More: the full row for STRYKER CORPORATION Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 1,982 shares; 2016Q4: 1,982 shares; 2017Q1: 2,043 shares; 2017Q2: 2,043 shares 2,043 $282K 0.02% 0 Timeline ROST ROSS STORES INC More: the full row for ROSS STORES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 5,012 shares; 2016Q3: 4,962 shares; 2016Q4: 4,962 shares; 2017Q1: 4,887 shares; 2017Q2: 4,851 shares 4,851 $282K 0.02% -36 Timeline HPS HANCOCK JOHN PFD INCOME FD I More: the full row for HANCOCK JOHN PFD INCOME FD I Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 24,978 shares; 2017Q1: 20,893 shares; 2017Q2: 14,591 shares 14,591 $280K 0.02% -6,302 Timeline IJS ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 26,725 shares; 2016Q3: 18,247 shares; 2016Q4: 21,817 shares; 2017Q1: 4,440 shares; 2017Q2: 1,976 shares 1,976 $279K 0.02% -2,464 Timeline UA UNDER ARMOUR INC More: the full row for UNDER ARMOUR INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 13,166 shares; 2017Q2: 13,589 shares 13,589 $279K 0.02% +423 Timeline RIG TRANSOCEAN LTD More: the full row for TRANSOCEAN LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 17,693 shares; 2017Q2: 31,990 shares 31,990 $277K 0.02% +14,297 Timeline DLR DIGITAL RLTY TR INC More: the full row for DIGITAL RLTY TR INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 2,641 shares; 2016Q3: 2,628 shares; 2016Q4: 2,469 shares; 2017Q1: 2,417 shares; 2017Q2: 2,429 shares 2,429 $275K 0.02% +12 Timeline FNX FIRST TR EXCHANGE-TRADED ALP More: the full row for FIRST TR EXCHANGE-TRADED ALP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 4,607 shares 4,607 $274K 0.02% new Timeline VYMI VANGUARD WHITEHALL FDS More: the full row for VANGUARD WHITEHALL FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 231,746 shares; 2016Q4: 230,953 shares; 2017Q1: 228,474 shares; 2017Q2: 4,356 shares 4,356 $273K 0.02% -224,118 Timeline CENTURYLINK INC CENTURYLINK INC More: the full row for CENTURYLINK INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 10,526 shares; 2017Q1: 10,878 shares; 2017Q2: 11,331 shares 11,331 $272K 0.02% +453 AMT AMERICAN TOWER CORP More: the full row for AMERICAN TOWER CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 2,136 shares; 2016Q3: 2,212 shares; 2016Q4: 3,587 shares; 2017Q1: 3,787 shares; 2017Q2: 2,062 shares 2,062 $271K 0.02% -1,725 Timeline PII POLARIS INC More: the full row for POLARIS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 2,946 shares; 2016Q3: 3,139 shares; 2016Q4: 3,036 shares; 2017Q1: 3,076 shares; 2017Q2: 2,895 shares 2,895 $271K 0.02% -181 Timeline AETNA INC NEW AETNA INC NEW More: the full row for AETNA INC NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 1,905 shares; 2017Q1: 1,980 shares; 2017Q2: 1,781 shares 1,781 $271K 0.02% -199 PFN PIMCO INCOME STRATEGY FD II More: the full row for PIMCO INCOME STRATEGY FD II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 240,396 shares; 2016Q3: 236,459 shares; 2016Q4: 18,049 shares; 2017Q1: 15,629 shares; 2017Q2: 25,447 shares 25,447 $268K 0.02% +9,818 Timeline ACRE ARES COML REAL ESTATE CORP More: the full row for ARES COML REAL ESTATE CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 19,425 shares; 2016Q3: 19,925 shares; 2016Q4: 19,125 shares; 2017Q1: 20,125 shares; 2017Q2: 20,125 shares 20,125 $268K 0.02% 0 Timeline ISCV ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 1,587 shares; 2017Q1: 1,709 shares; 2017Q2: 1,879 shares 1,879 $268K 0.02% +170 Timeline CRM SALESFORCE INC More: the full row for SALESFORCE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 3,099 shares 3,099 $267K 0.02% new Timeline CTSH COGNIZANT TECHNOLOGY SOLUTIO More: the full row for COGNIZANT TECHNOLOGY SOLUTIO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 4,000 shares 4,000 $267K 0.02% new Timeline BIG 5 SPORTING GOODS CORP BIG 5 SPORTING GOODS CORP More: the full row for BIG 5 SPORTING GOODS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 20,025 shares 20,025 $267K 0.02% new TIME WARNER INC TIME WARNER INC More: the full row for TIME WARNER INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 2,337 shares; 2017Q1: 2,524 shares; 2017Q2: 2,621 shares 2,621 $266K 0.02% +97 BOTZ GLOBAL X FDS More: the full row for GLOBAL X FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 14,266 shares 14,266 $265K 0.02% new Timeline QTEC FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 5,070 shares; 2017Q1: 4,853 shares; 2017Q2: 4,210 shares 4,210 $260K 0.02% -643 Timeline PSK SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 5,108 shares; 2017Q2: 5,756 shares 5,756 $260K 0.02% +648 Timeline MRSH MARSH & MCLENNAN COS INC More: the full row for MARSH & MCLENNAN COS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 3,315 shares 3,315 $259K 0.02% new Timeline FEMB FIRST TR EXCH TRADED FD III More: the full row for FIRST TR EXCH TRADED FD III Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 6,554 shares; 2017Q1: 6,089 shares; 2017Q2: 6,054 shares 6,054 $259K 0.02% -35 Timeline AB ALLIANCEBERNSTEIN HLDG L P More: the full row for ALLIANCEBERNSTEIN HLDG L P Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 10,013 shares; 2016Q3: 12,411 shares; 2016Q4: 9,945 shares; 2017Q1: 9,341 shares; 2017Q2: 10,841 shares 10,841 $258K 0.02% +1,500 Timeline MDU MDU RES GROUP INC More: the full row for MDU RES GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 9,885 shares; 2016Q3: 9,939 shares; 2016Q4: 9,901 shares; 2017Q1: 9,953 shares; 2017Q2: 9,833 shares 9,833 $258K 0.02% -120 Timeline PCG PG&E CORP More: the full row for PG&E CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 3,626 shares; 2016Q3: 4,435 shares; 2016Q4: 4,409 shares; 2017Q1: 4,235 shares; 2017Q2: 3,910 shares 3,910 $257K 0.02% -325 Timeline CQP CHENIERE ENERGY PARTNERS L P More: the full row for CHENIERE ENERGY PARTNERS L P Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 8,174 shares; 2016Q3: 8,174 shares; 2016Q4: 8,174 shares; 2017Q1: 8,174 shares; 2017Q2: 7,974 shares 7,974 $256K 0.02% -200 Timeline ROCKWELL COLLINS INC ROCKWELL COLLINS INC More: the full row for ROCKWELL COLLINS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 2,337 shares; 2017Q1: 2,693 shares; 2017Q2: 2,401 shares 2,401 $254K 0.02% -292 BHK BLACKROCK CORE BD TR More: the full row for BLACKROCK CORE BD TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 19,954 shares; 2016Q3: 20,386 shares; 2016Q4: 19,954 shares; 2017Q1: 18,204 shares; 2017Q2: 18,204 shares 18,204 $253K 0.02% 0 Timeline MSML ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 2,464 shares; 2016Q3: 2,679 shares; 2016Q4: 2,813 shares; 2017Q1: 2,640 shares; 2017Q2: 1,550 shares 1,550 $252K 0.02% -1,090 Timeline DISCOVER FINL SVCS DISCOVER FINL SVCS More: the full row for DISCOVER FINL SVCS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 5,656 shares; 2016Q3: 4,734 shares; 2016Q4: 4,042 shares; 2017Q1: 3,698 shares; 2017Q2: 4,023 shares 4,023 $251K 0.02% +325 JSMD JANUS DETROIT STR TR More: the full row for JANUS DETROIT STR TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 8,265 shares; 2017Q1: 9,065 shares; 2017Q2: 7,295 shares 7,295 $251K 0.02% -1,770 Timeline MXI ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 7,943 shares; 2016Q3: not reported; 2016Q4: 3,674 shares; 2017Q1: 3,974 shares; 2017Q2: 4,139 shares 4,139 $250K 0.02% +165 Timeline ETJ EATON VANCE RISK-MANAGED DIV More: the full row for EATON VANCE RISK-MANAGED DIV Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 10,700 shares; 2016Q4: 10,700 shares; 2017Q1: 10,700 shares; 2017Q2: 26,500 shares 26,500 $249K 0.02% +15,800 Timeline AIA ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 4,305 shares 4,305 $246K 0.02% new Timeline POWERSHARES GLOBAL ETF TRUS… POWERSHARES GLOBAL ETF TRUSTHI More: the full row for POWERSHARES GLOBAL ETF TRUSTHI Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 12,866 shares 12,866 $245K 0.02% new DSI ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 4,382 shares; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 2,311 shares; 2017Q2: 2,732 shares 2,732 $244K 0.02% +421 Timeline FE FIRSTENERGY CORP More: the full row for FIRSTENERGY CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 9,626 shares; 2016Q3: 9,712 shares; 2016Q4: 10,215 shares; 2017Q1: 10,215 shares; 2017Q2: 8,390 shares 8,390 $244K 0.02% -1,825 Timeline EWJ ISHARES INC More: the full row for ISHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 4,982 shares; 2017Q1: 4,765 shares; 2017Q2: 4,554 shares 4,554 $243K 0.02% -211 Timeline RCS PIMCO STRATEGIC INCOME FD More: the full row for PIMCO STRATEGIC INCOME FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 31,680 shares; 2016Q3: 41,738 shares; 2016Q4: 24,847 shares; 2017Q1: 22,040 shares; 2017Q2: 23,646 shares 23,646 $242K 0.02% +1,606 Timeline WOOD ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 3,914 shares 3,914 $241K 0.02% new Timeline TXN TEXAS INSTRS INC More: the full row for TEXAS INSTRS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 3,140 shares 3,140 $240K 0.02% new Timeline DOV DOVER CORP More: the full row for DOVER CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 2,918 shares; 2016Q3: not reported; 2016Q4: 2,920 shares; 2017Q1: 3,070 shares; 2017Q2: 2,910 shares 2,910 $239K 0.02% -160 Timeline EBAY EBAY INC. More: the full row for EBAY INC. Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 6,869 shares; 2016Q3: not reported; 2016Q4: 6,871 shares; 2017Q1: 6,925 shares; 2017Q2: 6,807 shares 6,807 $236K 0.02% -118 Timeline QUAL ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 10,237 shares; 2016Q3: 10,945 shares; 2016Q4: 3,146 shares; 2017Q1: 3,005 shares; 2017Q2: 3,129 shares 3,129 $234K 0.02% +124 Timeline CAPSTEAD MTG CORP CAPSTEAD MTG CORP More: the full row for CAPSTEAD MTG CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 28,275 shares; 2016Q3: 26,175 shares; 2016Q4: 23,275 shares; 2017Q1: 23,275 shares; 2017Q2: 22,275 shares 22,275 $234K 0.02% -1,000 WCN WASTE CONNECTIONS INC More: the full row for WASTE CONNECTIONS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 3,596 shares 3,596 $232K 0.02% new Timeline DTE DTE ENERGY CO More: the full row for DTE ENERGY CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 3,072 shares; 2016Q3: 2,869 shares; 2016Q4: 2,928 shares; 2017Q1: 2,379 shares; 2017Q2: 2,198 shares 2,198 $232K 0.02% -181 Timeline RXI ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 2,435 shares; 2016Q3: 2,435 shares; 2016Q4: 2,245 shares; 2017Q1: 2,345 shares; 2017Q2: 2,345 shares 2,345 $232K 0.02% 0 Timeline BLACKROCK MUNIYIELD ARIZ FD BLACKROCK MUNIYIELD ARIZ FD More: the full row for BLACKROCK MUNIYIELD ARIZ FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 16,600 shares; 2016Q3: 16,600 shares; 2016Q4: 15,400 shares; 2017Q1: 15,400 shares; 2017Q2: 15,400 shares 15,400 $232K 0.02% 0 RIO RIO TINTO PLC More: the full row for RIO TINTO PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 4,890 shares; 2017Q1: 5,290 shares; 2017Q2: 5,290 shares 5,290 $231K 0.02% 0 Timeline NEU NEWMARKET CORP More: the full row for NEWMARKET CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 500 shares; 2016Q3: not reported; 2016Q4: 500 shares; 2017Q1: 500 shares; 2017Q2: 500 shares 500 $229K 0.02% 0 Timeline FXH FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 5,845 shares; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 3,425 shares 3,425 $229K 0.02% new Timeline TRN TRINITY INDS INC More: the full row for TRINITY INDS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 9,990 shares; 2017Q1: 8,580 shares; 2017Q2: 8,030 shares 8,030 $228K 0.02% -550 Timeline OXY OCCIDENTAL PETE CORP More: the full row for OCCIDENTAL PETE CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 6,225 shares; 2016Q3: 5,794 shares; 2016Q4: 5,778 shares; 2017Q1: 5,882 shares; 2017Q2: 3,716 shares 3,716 $228K 0.02% -2,166 Timeline FAST FASTENAL CO More: the full row for FASTENAL CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 4,098 shares; 2017Q1: not reported; 2017Q2: 5,165 shares 5,165 $228K 0.02% new Timeline HP HELMERICH & PAYNE INC More: the full row for HELMERICH & PAYNE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 3,985 shares; 2016Q3: 3,885 shares; 2016Q4: 3,885 shares; 2017Q1: 3,885 shares; 2017Q2: 4,085 shares 4,085 $228K 0.02% +200 Timeline ILCV ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 34,863 shares; 2016Q3: 35,348 shares; 2016Q4: 36,121 shares; 2017Q1: 17,207 shares; 2017Q2: 2,355 shares 2,355 $227K 0.02% -14,852 Timeline GREAT PLAINS ENERGY INC GREAT PLAINS ENERGY INC More: the full row for GREAT PLAINS ENERGY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 7,738 shares 7,738 $226K 0.02% new AAL AMERICAN AIRLINES GROUP INC More: the full row for AMERICAN AIRLINES GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 6,179 shares; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 4,459 shares 4,459 $225K 0.02% new Timeline WISDOMTREE TR WISDOMTREE TR More: the full row for WISDOMTREE TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 2,975 shares; 2016Q3: 2,965 shares; 2016Q4: 2,965 shares; 2017Q1: 2,865 shares; 2017Q2: 2,960 shares 2,960 $224K 0.02% +95 AGQ PROSHARES TR II More: the full row for PROSHARES TR II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 8,712 shares; 2016Q3: 8,287 shares; 2016Q4: 7,887 shares; 2017Q1: 7,727 shares; 2017Q2: 6,965 shares 6,965 $223K 0.02% -762 Timeline GUGGENHEIM GUGGENHEIM More: the full row for GUGGENHEIM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 6,852 shares 6,852 $223K 0.02% new HEDJ WISDOMTREE TR More: the full row for WISDOMTREE TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 15,596 shares; 2016Q3: 7,146 shares; 2016Q4: 3,873 shares; 2017Q1: 3,792 shares; 2017Q2: 3,520 shares 3,520 $221K 0.02% -272 Timeline FTC FIRST TR EXCHANGE-TRADED ALP More: the full row for FIRST TR EXCHANGE-TRADED ALP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 4,028 shares 4,028 $221K 0.02% new Timeline SPH SUBURBAN PROPANE PARTNERS L More: the full row for SUBURBAN PROPANE PARTNERS L Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 11,288 shares; 2016Q3: 11,048 shares; 2016Q4: 8,681 shares; 2017Q1: 9,538 shares; 2017Q2: 8,884 shares 8,884 $221K 0.02% -654 Timeline CATCHMARK TIMBER TR INC CL A CATCHMARK TIMBER TR INC CL A More: the full row for CATCHMARK TIMBER TR INC CL A Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 22,049 shares; 2016Q3: 19,954 shares; 2016Q4: 18,907 shares; 2017Q1: 19,394 shares; 2017Q2: 19,186 shares 19,186 $221K 0.02% -208 WMB WILLIAMS COS INC More: the full row for WILLIAMS COS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 7,692 shares; 2016Q4: 8,084 shares; 2017Q1: 8,101 shares; 2017Q2: 7,124 shares 7,124 $220K 0.02% -977 Timeline NBTB NBT BANCORP INC More: the full row for NBT BANCORP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 5,800 shares 5,800 $219K 0.02% new Timeline CHORD ENERGY CORPORATION CHORD ENERGY CORPORATION More: the full row for CHORD ENERGY CORPORATION Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 45,626 shares; 2016Q3: 44,625 shares; 2016Q4: 43,125 shares; 2017Q1: 31,625 shares; 2017Q2: 25,750 shares 25,750 $219K 0.02% -5,875 STK COLUMBIA SELIGM PREM TECH GR More: the full row for COLUMBIA SELIGM PREM TECH GR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 10,105 shares 10,105 $218K 0.02% new Timeline BLACKROCK MUNIYIELD CALIFOR… BLACKROCK MUNIYIELD CALIFORNIA More: the full row for BLACKROCK MUNIYIELD CALIFORNIA Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 14,369 shares; 2017Q1: 14,369 shares; 2017Q2: 14,369 shares 14,369 $217K 0.02% 0 XEFRX EATON VANCE SR FLTNG RTE TR More: the full row for EATON VANCE SR FLTNG RTE TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 23,459 shares; 2016Q3: 27,963 shares; 2016Q4: 20,249 shares; 2017Q1: 11,236 shares; 2017Q2: 14,472 shares 14,472 $217K 0.02% +3,236 Timeline PACIFIC PREMIER BANCORP INC PACIFIC PREMIER BANCORP INC More: the full row for PACIFIC PREMIER BANCORP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 5,777 shares; 2017Q1: 5,777 shares; 2017Q2: 5,777 shares 5,777 $217K 0.02% 0 FVC FIRST TR EXCHANGE TRADED FD More: the full row for FIRST TR EXCHANGE TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 60,731 shares; 2016Q3: 52,640 shares; 2016Q4: 51,594 shares; 2017Q1: not reported; 2017Q2: 9,370 shares 9,370 $217K 0.02% new Timeline SWKS SKYWORKS SOLUTIONS INC More: the full row for SKYWORKS SOLUTIONS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 2,285 shares; 2017Q1: not reported; 2017Q2: 2,269 shares 2,269 $216K 0.02% new Timeline REGN REGENERON PHARMACEUTICALS More: the full row for REGENERON PHARMACEUTICALS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 440 shares 440 $215K 0.02% new Timeline VOYA PRIME RATE TRUST VOYA PRIME RATE TRUST More: the full row for VOYA PRIME RATE TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 50,724 shares; 2016Q3: 47,724 shares; 2016Q4: 47,815 shares; 2017Q1: 43,990 shares; 2017Q2: 40,040 shares 40,040 $215K 0.02% -3,950 DREYFUS STRATEGIC MUN BD FD DREYFUS STRATEGIC MUN BD FD More: the full row for DREYFUS STRATEGIC MUN BD FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 25,160 shares 25,160 $215K 0.02% new VFC V F CORP More: the full row for V F CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 3,743 shares; 2017Q2: 3,696 shares 3,696 $213K 0.02% -47 Timeline ECL ECOLAB INC More: the full row for ECOLAB INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 1,823 shares; 2016Q3: 1,799 shares; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 1,595 shares 1,595 $212K 0.02% new Timeline AWK AMERICAN WTR WKS CO INC NEW More: the full row for AMERICAN WTR WKS CO INC NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 3,188 shares; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 2,698 shares 2,698 $211K 0.02% new Timeline XBI SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 2,710 shares 2,710 $211K 0.02% new Timeline DLS WISDOMTREE TR More: the full row for WISDOMTREE TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 3,049 shares 3,049 $211K 0.02% new Timeline SPAB SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 3,796 shares; 2016Q3: 3,796 shares; 2016Q4: 3,796 shares; 2017Q1: 3,641 shares; 2017Q2: 3,683 shares 3,683 $211K 0.02% +42 Timeline BCRX BIOCRYST PHARMACEUTICALS INC More: the full row for BIOCRYST PHARMACEUTICALS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 41,000 shares; 2016Q3: 40,850 shares; 2016Q4: 38,850 shares; 2017Q1: 38,700 shares; 2017Q2: 36,000 shares 36,000 $210K 0.02% -2,700 Timeline SDOG ALPS ETF TR More: the full row for ALPS ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 24,460 shares; 2016Q3: 26,285 shares; 2016Q4: 28,360 shares; 2017Q1: 26,298 shares; 2017Q2: 4,881 shares 4,881 $210K 0.02% -21,417 Timeline MONSANTO CO NEW MONSANTO CO NEW More: the full row for MONSANTO CO NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 1,984 shares; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 1,948 shares; 2017Q2: 1,775 shares 1,775 $210K 0.02% -173 TEX TEREX CORP NEW More: the full row for TEREX CORP NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 5,609 shares 5,609 $209K 0.02% new Timeline TROW PRICE T ROWE GROUP INC More: the full row for PRICE T ROWE GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 2,778 shares 2,778 $209K 0.02% new Timeline INDEXIQ ETF TR INDEXIQ ETF TR More: the full row for INDEXIQ ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 7,595 shares 7,595 $209K 0.02% new AME AMETEK INC More: the full row for AMETEK INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 3,400 shares 3,400 $208K 0.02% new Timeline UHS UNIVERSAL HLTH SVCS INC More: the full row for UNIVERSAL HLTH SVCS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 1,725 shares; 2016Q3: 1,725 shares; 2016Q4: not reported; 2017Q1: 1,707 shares; 2017Q2: 1,712 shares 1,712 $208K 0.02% +5 Timeline DIM WISDOMTREE TR More: the full row for WISDOMTREE TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 3,279 shares 3,279 $208K 0.02% new Timeline ZIOPHARM ONCOLOGY INC ZIOPHARM ONCOLOGY INC More: the full row for ZIOPHARM ONCOLOGY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 27,024 shares; 2016Q3: 29,524 shares; 2016Q4: 32,093 shares; 2017Q1: 31,755 shares; 2017Q2: 33,755 shares 33,755 $208K 0.02% +2,000 IYE ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 6,521 shares; 2016Q3: 18,306 shares; 2016Q4: 19,155 shares; 2017Q1: not reported; 2017Q2: 5,725 shares 5,725 $207K 0.02% new Timeline YUM YUM BRANDS INC More: the full row for YUM BRANDS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 2,813 shares 2,813 $206K 0.02% new Timeline DES WISDOMTREE TR More: the full row for WISDOMTREE TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 2,968 shares; 2016Q3: 2,968 shares; 2016Q4: 2,973 shares; 2017Q1: 2,884 shares; 2017Q2: 2,538 shares 2,538 $206K 0.02% -346 Timeline HUBB HUBBELL INC More: the full row for HUBBELL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 1,807 shares; 2017Q1: 1,831 shares; 2017Q2: 1,807 shares 1,807 $205K 0.02% -24 Timeline AIVL WISDOMTREE TR More: the full row for WISDOMTREE TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 2,678 shares; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 2,486 shares 2,486 $205K 0.02% new Timeline BTO HANCOCK JOHN FINL OPPTYS More: the full row for HANCOCK JOHN FINL OPPTYS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 5,987 shares; 2017Q1: 8,445 shares; 2017Q2: 5,477 shares 5,477 $205K 0.02% -2,968 Timeline LNT ALLIANT ENERGY CORP More: the full row for ALLIANT ENERGY CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 7,485 shares; 2016Q3: 7,492 shares; 2016Q4: 6,606 shares; 2017Q1: 6,532 shares; 2017Q2: 5,113 shares 5,113 $204K 0.02% -1,419 Timeline GME GAMESTOP CORP More: the full row for GAMESTOP CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 8,580 shares; 2017Q1: not reported; 2017Q2: 9,430 shares 9,430 $204K 0.02% new Timeline CGNX COGNEX CORP More: the full row for COGNEX CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 2,405 shares 2,405 $204K 0.02% new Timeline SMOG VANECK ETF TRUST More: the full row for VANECK ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 3,399 shares 3,399 $204K 0.02% new Timeline SRPT SAREPTA THERAPEUTICS INC More: the full row for SAREPTA THERAPEUTICS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 16,053 shares; 2016Q3: 15,773 shares; 2016Q4: 14,273 shares; 2017Q1: 8,673 shares; 2017Q2: 5,823 shares 5,823 $203K 0.02% -2,850 Timeline MACQUARIE INFRASTRUCTURE HO… MACQUARIE INFRASTRUCTURE HOLDI More: the full row for MACQUARIE INFRASTRUCTURE HOLDI Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 2,700 shares; 2017Q1: 2,990 shares; 2017Q2: 2,553 shares 2,553 $202K 0.02% -437 BUCKEYE PARTNERS LP (BPL) BUCKEYE PARTNERS LP (BPL) More: the full row for BUCKEYE PARTNERS LP (BPL) Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 4,891 shares; 2016Q3: 3,122 shares; 2016Q4: 3,323 shares; 2017Q1: 3,302 shares; 2017Q2: 3,090 shares 3,090 $202K 0.02% -212 XLB SELECT SECTOR SPDR TR More: the full row for SELECT SECTOR SPDR TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 7,506 shares; 2017Q1: 7,942 shares; 2017Q2: 3,703 shares 3,703 $201K 0.02% -4,239 Timeline GDXJ VANECK ETF TRUST More: the full row for VANECK ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 6,209 shares 6,209 $200K 0.02% new Timeline IAI ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 5,400 shares; 2017Q1: 5,400 shares; 2017Q2: 3,700 shares 3,700 $200K 0.02% -1,700 Timeline PIONEER MUNICIPAL HIGH INCO… PIONEER MUNICIPAL HIGH INCOME More: the full row for PIONEER MUNICIPAL HIGH INCOME Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 15,600 shares; 2016Q3: 15,600 shares; 2016Q4: 15,600 shares; 2017Q1: 15,600 shares; 2017Q2: 15,600 shares 15,600 $189K 0.01% 0 ETW EATON VANCE TAX-MANAGED GLOB More: the full row for EATON VANCE TAX-MANAGED GLOB Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 16,592 shares; 2016Q3: 16,494 shares; 2016Q4: 16,503 shares; 2017Q1: 16,272 shares; 2017Q2: 16,369 shares 16,369 $188K 0.01% +97 Timeline ANTARES PHARMA INC ANTARES PHARMA INC More: the full row for ANTARES PHARMA INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 64,333 shares; 2016Q3: 57,233 shares; 2016Q4: 52,233 shares; 2017Q1: 52,233 shares; 2017Q2: 58,233 shares 58,233 $186K 0.01% +6,000 XNCMX NUVEEN CALIF AMT FREE MUNI I More: the full row for NUVEEN CALIF AMT FREE MUNI I Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 11,800 shares; 2017Q1: 11,800 shares; 2017Q2: 11,800 shares 11,800 $184K 0.01% 0 Timeline ENERPLUS CORP ENERPLUS CORP More: the full row for ENERPLUS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 22,965 shares; 2016Q3: 22,965 shares; 2016Q4: 22,665 shares; 2017Q1: 22,665 shares; 2017Q2: 21,715 shares 21,715 $182K 0.01% -950 IGA VOYA GLBL ADV & PREM OPP FD More: the full row for VOYA GLBL ADV & PREM OPP FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 15,917 shares; 2016Q4: 15,974 shares; 2017Q1: 16,826 shares; 2017Q2: 16,674 shares 16,674 $178K 0.01% -152 Timeline NEW YORK COMMUNITY BANCORP NEW YORK COMMUNITY BANCORP More: the full row for NEW YORK COMMUNITY BANCORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 18,177 shares; 2016Q3: 14,677 shares; 2016Q4: 16,427 shares; 2017Q1: 15,502 shares; 2017Q2: 12,987 shares 12,987 $174K 0.01% -2,515 HL HECLA MINING COMPANY More: the full row for HECLA MINING COMPANY Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 32,006 shares; 2016Q3: 28,606 shares; 2016Q4: 23,606 shares; 2017Q1: 19,643 shares; 2017Q2: 35,334 shares 35,334 $173K 0.01% +15,691 Timeline MFM ABERDEEN MUN INCOME FD More: the full row for ABERDEEN MUN INCOME FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 24,000 shares; 2016Q3: 24,000 shares; 2016Q4: 24,039 shares; 2017Q1: 24,039 shares; 2017Q2: 24,039 shares 24,039 $173K 0.01% 0 Timeline DNP DNP SELECT INCOME FD INC More: the full row for DNP SELECT INCOME FD INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 13,143 shares; 2016Q3: 16,762 shares; 2016Q4: 14,893 shares; 2017Q1: 15,386 shares; 2017Q2: 15,460 shares 15,460 $171K 0.01% +74 Timeline MARATHON OIL CORP MARATHON OIL CORP More: the full row for MARATHON OIL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 20,452 shares; 2016Q3: 20,643 shares; 2016Q4: 20,490 shares; 2017Q1: 19,469 shares; 2017Q2: 14,007 shares 14,007 $170K 0.01% -5,462 INVESCO DYNAMIC CR OPPORTUNI INVESCO DYNAMIC CR OPPORTUNI More: the full row for INVESCO DYNAMIC CR OPPORTUNI Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 154,838 shares; 2016Q3: 162,671 shares; 2016Q4: 11,724 shares; 2017Q1: 12,516 shares; 2017Q2: 13,717 shares 13,717 $165K 0.01% +1,201 VLY VALLEY NATL BANCORP More: the full row for VALLEY NATL BANCORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 13,654 shares; 2016Q3: 13,654 shares; 2016Q4: 13,654 shares; 2017Q1: 13,654 shares; 2017Q2: 13,523 shares 13,523 $164K 0.01% -131 Timeline XCMUX MFS HIGH YIELD MUN TR More: the full row for MFS HIGH YIELD MUN TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 41,865 shares; 2016Q3: 41,865 shares; 2016Q4: 40,865 shares; 2017Q1: 40,865 shares; 2017Q2: 34,465 shares 34,465 $163K 0.01% -6,400 Timeline LRAD CORP LRAD CORP More: the full row for LRAD CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 97,216 shares; 2016Q3: 97,216 shares; 2016Q4: 95,845 shares; 2017Q1: 95,845 shares; 2017Q2: 96,795 shares 96,795 $163K 0.01% +950 ZTR VIRTUS TOTAL RETURN FD INC More: the full row for VIRTUS TOTAL RETURN FD INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 12,757 shares 12,757 $162K 0.01% new Timeline Invesco Global Listed Priva… Invesco Global Listed Private Equ… More: the full row for Invesco Global Listed Private Equity ETF Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 16,055 shares; 2016Q3: 16,055 shares; 2016Q4: 16,055 shares; 2017Q1: 16,055 shares; 2017Q2: 12,835 shares 12,835 $160K 0.01% -3,220 JCE NUVEEN CORE EQUITY ALPHA FD More: the full row for NUVEEN CORE EQUITY ALPHA FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 10,666 shares 10,666 $158K 0.01% new Timeline CELLDEX THERAPEUTICS INC NEW CELLDEX THERAPEUTICS INC NEW More: the full row for CELLDEX THERAPEUTICS INC NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 55,246 shares; 2016Q3: 55,246 shares; 2016Q4: 54,930 shares; 2017Q1: 64,930 shares; 2017Q2: 61,550 shares 61,550 $158K 0.01% -3,380 AMD ADVANCED MICRO DEVICES INC More: the full row for ADVANCED MICRO DEVICES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 12,290 shares; 2017Q2: 12,890 shares 12,890 $157K 0.01% +600 Timeline ERII ENERGY RECOVERY INC More: the full row for ENERGY RECOVERY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 16,446 shares; 2016Q3: 16,446 shares; 2016Q4: 15,446 shares; 2017Q1: 15,446 shares; 2017Q2: 18,743 shares 18,743 $157K 0.01% +3,297 Timeline XMYDX BLACKROCK MUNIYIELD FUND More: the full row for BLACKROCK MUNIYIELD FUND Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 258,938 shares; 2016Q3: 255,454 shares; 2016Q4: 22,193 shares; 2017Q1: 15,386 shares; 2017Q2: 10,281 shares 10,281 $155K 0.01% -5,105 Timeline RETAIL PPTYS AMER INC RETAIL PPTYS AMER INC More: the full row for RETAIL PPTYS AMER INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 18,560 shares; 2016Q3: 23,414 shares; 2016Q4: 23,414 shares; 2017Q1: 17,886 shares; 2017Q2: 11,802 shares 11,802 $149K 0.01% -6,084 TAHOE RES INC TAHOE RES INC More: the full row for TAHOE RES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 16,551 shares; 2016Q3: 17,524 shares; 2016Q4: 17,524 shares; 2017Q1: 17,524 shares; 2017Q2: 17,405 shares 17,405 $144K 0.01% -119 TEMPLETON GLOBAL INCOME FD TEMPLETON GLOBAL INCOME FD More: the full row for TEMPLETON GLOBAL INCOME FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 29,447 shares; 2016Q3: 29,447 shares; 2016Q4: 29,503 shares; 2017Q1: 21,613 shares; 2017Q2: 21,408 shares 21,408 $143K 0.01% -205 SAN BANCO SANTANDER SA More: the full row for BANCO SANTANDER SA Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 23,755 shares; 2016Q3: 21,775 shares; 2016Q4: 21,218 shares; 2017Q1: 21,849 shares; 2017Q2: 19,590 shares 19,590 $133K 0.01% -2,259 Timeline RDNT RADNET INC More: the full row for RADNET INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 15,296 shares; 2016Q3: 15,296 shares; 2016Q4: 15,296 shares; 2017Q1: 15,296 shares; 2017Q2: 16,796 shares 16,796 $132K 0.01% +1,500 Timeline THL CREDIT INC THL CREDIT INC More: the full row for THL CREDIT INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 15,750 shares; 2016Q3: 14,450 shares; 2016Q4: 14,450 shares; 2017Q1: 13,450 shares; 2017Q2: 12,450 shares 12,450 $125K 0.01% -1,000 NEW AMERICA HIGH INCOME FUN… NEW AMERICA HIGH INCOME FUND I More: the full row for NEW AMERICA HIGH INCOME FUND I Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 16,297 shares; 2016Q3: 15,023 shares; 2016Q4: 12,571 shares; 2017Q1: 12,619 shares; 2017Q2: 12,643 shares 12,643 $120K 0.01% +24 PIMCO CALIFORNIA MUNICIPAL … PIMCO CALIFORNIA MUNICIPAL INC More: the full row for PIMCO CALIFORNIA MUNICIPAL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 11,700 shares; 2017Q1: 11,700 shares; 2017Q2: 11,800 shares 11,800 $120K 0.01% +100 TRANSENTERIX INC TRANSENTERIX INC More: the full row for TRANSENTERIX INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 181,950 shares; 2016Q3: 179,450 shares; 2016Q4: 179,250 shares; 2017Q1: 179,250 shares; 2017Q2: 171,250 shares 171,250 $118K 0.01% -8,000 OXFORD LANE CAP CORP OXFORD LANE CAP CORP More: the full row for OXFORD LANE CAP CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 11,100 shares; 2016Q3: 11,100 shares; 2016Q4: 11,100 shares; 2017Q1: 11,100 shares; 2017Q2: 11,100 shares 11,100 $115K 0.01% 0 HANCOCK JOHN INVT TR HANCOCK JOHN INVT TR More: the full row for HANCOCK JOHN INVT TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 11,800 shares; 2017Q1: 11,800 shares; 2017Q2: 10,800 shares 10,800 $103K 0.01% -1,000 XEXGX EATON VANCE TAX-MANAGED GLOB More: the full row for EATON VANCE TAX-MANAGED GLOB Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 10,628 shares; 2016Q3: not reported; 2016Q4: 10,173 shares; 2017Q1: 10,173 shares; 2017Q2: 11,005 shares 11,005 $101K 0.01% +832 Timeline SPPP SPROTT ASSET MANAGEMENT LP More: the full row for SPROTT ASSET MANAGEMENT LP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 14,083 shares; 2016Q3: 12,593 shares; 2016Q4: 12,593 shares; 2017Q1: 12,593 shares; 2017Q2: 12,593 shares 12,593 $100K 0.01% 0 Timeline ABERDEEN ASIA-PACIFIC INCOM… ABERDEEN ASIA-PACIFIC INCOME F More: the full row for ABERDEEN ASIA-PACIFIC INCOME F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 12,704 shares; 2017Q1: 15,886 shares; 2017Q2: 19,639 shares 19,639 $99K 0.01% +3,753 HIX WESTERN ASSET HIGH INCOM FD More: the full row for WESTERN ASSET HIGH INCOM FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 16,736 shares; 2016Q3: 16,736 shares; 2016Q4: 13,915 shares; 2017Q1: 13,715 shares; 2017Q2: 13,515 shares 13,515 $98K 0.01% -200 Timeline CHESEPEAKE ENERGY CORP CHESEPEAKE ENERGY CORP More: the full row for CHESEPEAKE ENERGY CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 15,082 shares; 2016Q3: 14,982 shares; 2016Q4: 17,051 shares; 2017Q1: 17,051 shares; 2017Q2: 17,306 shares 17,306 $89K 0.01% +255 DREYFUS DREYFUS More: the full row for DREYFUS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 47,326 shares; 2016Q3: 47,676 shares; 2016Q4: 48,225 shares; 2017Q1: 24,500 shares; 2017Q2: 24,000 shares 24,000 $85K 0.01% -500 INVESTORS REAL ESTATE TRUST INVESTORS REAL ESTATE TRUST More: the full row for INVESTORS REAL ESTATE TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 16,210 shares; 2016Q3: 16,084 shares; 2016Q4: 12,863 shares; 2017Q1: 12,863 shares; 2017Q2: 12,128 shares 12,128 $82K 0.01% -735 EOD ALLSPRING GLOBAL DIVIDEND OP More: the full row for ALLSPRING GLOBAL DIVIDEND OP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 18,038 shares; 2016Q3: 17,038 shares; 2016Q4: 15,970 shares; 2017Q1: 12,000 shares; 2017Q2: 12,000 shares 12,000 $74K 0.01% 0 Timeline TSI TCW STRATEGIC INCOME FD INC More: the full row for TCW STRATEGIC INCOME FD INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 14,692 shares; 2016Q3: 14,692 shares; 2016Q4: 14,692 shares; 2017Q1: 12,692 shares; 2017Q2: 12,346 shares 12,346 $69K 0.01% -346 Timeline TREVENA INC TREVENA INC More: the full row for TREVENA INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 19,452 shares; 2016Q3: 19,952 shares; 2016Q4: 21,512 shares; 2017Q1: 21,512 shares; 2017Q2: 21,512 shares 21,512 $49K <0.01% 0 NYMXF NYMOX PHARMACEUTICAL CORP COM More: the full row for NYMOX PHARMACEUTICAL CORP COM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 11,000 shares; 2016Q3: 11,000 shares; 2016Q4: 11,000 shares; 2017Q1: 11,000 shares; 2017Q2: 11,000 shares 11,000 $46K <0.01% 0 Timeline AGENUS INC AGENUS INC More: the full row for AGENUS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 10,000 shares; 2016Q3: 10,000 shares; 2016Q4: 10,000 shares; 2017Q1: 10,000 shares; 2017Q2: 10,000 shares 10,000 $40K <0.01% 0 GLU MOBILE INC GLU MOBILE INC More: the full row for GLU MOBILE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 16,269 shares; 2016Q3: 16,039 shares; 2016Q4: 16,039 shares; 2017Q1: 16,039 shares; 2017Q2: 15,539 shares 15,539 $39K <0.01% -500 ABRAXAS PETROLEUM CORP ABRAXAS PETROLEUM CORP More: the full row for ABRAXAS PETROLEUM CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 12,505 shares; 2016Q3: 11,505 shares; 2016Q4: 13,005 shares; 2017Q1: 13,005 shares; 2017Q2: 13,005 shares 13,005 $22K <0.01% 0 PZG PARAMOUNT GOLD NEV CORP More: the full row for PARAMOUNT GOLD NEV CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 10,800 shares; 2017Q1: not reported; 2017Q2: 14,650 shares 14,650 $22K <0.01% new Timeline ATHERSYS INC ATHERSYS INC More: the full row for ATHERSYS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 10,000 shares; 2016Q3: 10,000 shares; 2016Q4: 10,000 shares; 2017Q1: 10,000 shares; 2017Q2: 10,000 shares 10,000 $16K <0.01% 0 NOVAVAX INC NOVAVAX INC More: the full row for NOVAVAX INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 12,335 shares; 2016Q4: 12,335 shares; 2017Q1: 12,335 shares; 2017Q2: 12,335 shares 12,335 $14K <0.01% 0 GOLDEN STAR RES LTD CDA GOLDEN STAR RES LTD CDA More: the full row for GOLDEN STAR RES LTD CDA Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 15,000 shares; 2016Q3: 15,000 shares; 2016Q4: 11,000 shares; 2017Q1: 11,000 shares; 2017Q2: 11,000 shares 11,000 $7K <0.01% 0