MBB ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 9,097 shares; 2016Q3: 8,008 shares; 2016Q4: 2,957 shares; 2017Q1: 2,998 shares 2,998 $319K 0.02% +41 Timeline XHB SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 8,670 shares 8,670 $319K 0.02% new Timeline FXN FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 14,628 shares; 2016Q3: 13,485 shares; 2016Q4: 12,806 shares; 2017Q1: 20,938 shares 20,938 $317K 0.02% +8,132 Timeline DHR DANAHER CORP DEL More: the full row for DANAHER CORP DEL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 7,466 shares; 2016Q3: 3,887 shares; 2016Q4: 3,594 shares; 2017Q1: 3,707 shares 3,707 $316K 0.02% +113 Timeline MARATHON OIL CORP MARATHON OIL CORP More: the full row for MARATHON OIL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 20,452 shares; 2016Q3: 20,643 shares; 2016Q4: 20,490 shares; 2017Q1: 19,469 shares 19,469 $314K 0.02% -1,021 ROST ROSS STORES INC More: the full row for ROSS STORES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 5,012 shares; 2016Q3: 4,962 shares; 2016Q4: 4,962 shares; 2017Q1: 4,887 shares 4,887 $311K 0.02% -75 Timeline Rydex S&P 500 Pure Value Etf Rydex S&P 500 Pure Value Etf More: the full row for Rydex S&P 500 Pure Value Etf Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 5,299 shares; 2016Q3: 5,480 shares; 2016Q4: 5,368 shares; 2017Q1: 5,295 shares 5,295 $310K 0.02% -73 XHR XENIA HOTELS & RESORTS INC More: the full row for XENIA HOTELS & RESORTS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 21,382 shares; 2016Q3: 17,429 shares; 2016Q4: 17,167 shares; 2017Q1: 18,411 shares 18,411 $309K 0.02% +1,244 Timeline PDM PIEDMONT REALTY TRUST INC More: the full row for PIEDMONT REALTY TRUST INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 18,619 shares; 2016Q3: 14,906 shares; 2016Q4: 15,910 shares; 2017Q1: 14,374 shares 14,374 $308K 0.02% -1,536 Timeline OPPENHEIMER ETF TR OPPENHEIMER ETF TR More: the full row for OPPENHEIMER ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 4,751 shares 4,751 $307K 0.02% new JPUS J P MORGAN EXCHANGE TRADED F More: the full row for J P MORGAN EXCHANGE TRADED F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 4,872 shares 4,872 $306K 0.02% new Timeline UNH UNITEDHEALTH GROUP INC More: the full row for UNITEDHEALTH GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 3,173 shares; 2016Q3: 2,492 shares; 2016Q4: 2,951 shares; 2017Q1: 1,846 shares 1,846 $305K 0.02% -1,105 Timeline IGM ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 2,180 shares; 2016Q4: 2,190 shares; 2017Q1: 2,190 shares 2,190 $302K 0.02% 0 Timeline MET METLIFE INC More: the full row for METLIFE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 5,740 shares 5,740 $300K 0.02% new Timeline ILCG ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 2,065 shares; 2016Q3: 2,113 shares; 2016Q4: 2,038 shares; 2017Q1: 2,286 shares 2,286 $300K 0.02% +248 Timeline NMZ NUVEEN MUN HIGH INCOME OPPOR More: the full row for NUVEEN MUN HIGH INCOME OPPOR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 31,308 shares; 2016Q3: 38,648 shares; 2016Q4: 23,308 shares; 2017Q1: 22,808 shares 22,808 $300K 0.02% -500 Timeline CII BLACKROCK ENHANCED LARGE CAP More: the full row for BLACKROCK ENHANCED LARGE CAP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 17,329 shares; 2016Q3: 20,006 shares; 2016Q4: 20,048 shares; 2017Q1: 20,970 shares 20,970 $299K 0.02% +922 Timeline CHEMICAL FINANCIAL CORP CHEMICAL FINANCIAL CORP More: the full row for CHEMICAL FINANCIAL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 5,069 shares; 2017Q1: 5,972 shares 5,972 $298K 0.02% +903 FXL FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 7,130 shares; 2017Q1: 7,130 shares 7,130 $297K 0.02% 0 Timeline CLAYMORE GUGGENHEIM CLAYMORE GUGGENHEIM More: the full row for CLAYMORE GUGGENHEIM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 14,819 shares; 2016Q3: 16,627 shares; 2016Q4: 16,141 shares; 2017Q1: 17,084 shares 17,084 $297K 0.02% +943 CHD CHURCH & DWIGHT CO INC More: the full row for CHURCH & DWIGHT CO INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 5,388 shares; 2016Q3: 10,614 shares; 2016Q4: 8,545 shares; 2017Q1: 5,909 shares 5,909 $294K 0.02% -2,636 Timeline EOS EATON VANCE ENHANCED EQUITY More: the full row for EATON VANCE ENHANCED EQUITY Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 13,057 shares; 2016Q3: 15,592 shares; 2016Q4: 21,040 shares; 2017Q1: 21,642 shares 21,642 $293K 0.02% +602 Timeline WIP SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 4,957 shares; 2017Q1: 5,327 shares 5,327 $292K 0.02% +370 Timeline JSMD JANUS DETROIT STR TR More: the full row for JANUS DETROIT STR TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 8,265 shares; 2017Q1: 9,065 shares 9,065 $292K 0.02% +800 Timeline ITOT ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 14,053 shares; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 5,394 shares 5,394 $291K 0.02% new Timeline EXEL EXELIXIS INC More: the full row for EXELIXIS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 13,670 shares; 2017Q1: 13,670 shares 13,670 $290K 0.02% 0 Timeline QTEC FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 5,070 shares; 2017Q1: 4,853 shares 4,853 $290K 0.02% -217 Timeline VFH VANGUARD WORLD FD More: the full row for VANGUARD WORLD FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 4,882 shares; 2017Q1: 4,783 shares 4,783 $288K 0.02% -99 Timeline BTO HANCOCK JOHN FINL OPPTYS More: the full row for HANCOCK JOHN FINL OPPTYS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 5,987 shares; 2017Q1: 8,445 shares 8,445 $287K 0.02% +2,458 Timeline UAL UNITED AIRLS HLDGS INC More: the full row for UNITED AIRLS HLDGS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 4,103 shares; 2016Q4: 4,103 shares; 2017Q1: 4,103 shares 4,103 $286K 0.02% 0 Timeline OKE ONEOK INC NEW More: the full row for ONEOK INC NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 5,091 shares; 2017Q1: 5,091 shares 5,091 $285K 0.02% 0 Timeline C CITIGROUP INC More: the full row for CITIGROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 5,194 shares; 2016Q3: 5,942 shares; 2016Q4: 5,844 shares; 2017Q1: 4,744 shares 4,744 $283K 0.02% -1,100 Timeline PCG PG&E CORP More: the full row for PG&E CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 3,626 shares; 2016Q3: 4,435 shares; 2016Q4: 4,409 shares; 2017Q1: 4,235 shares 4,235 $283K 0.02% -174 Timeline BBN BLACKROCK TAX MUNICPAL BD TR More: the full row for BLACKROCK TAX MUNICPAL BD TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 9,305 shares; 2016Q3: 13,313 shares; 2016Q4: 12,607 shares; 2017Q1: 12,607 shares 12,607 $283K 0.02% 0 Timeline AFDM FIRST TR EXCH TRADED FD III More: the full row for FIRST TR EXCH TRADED FD III Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 5,016 shares; 2016Q4: 5,016 shares; 2017Q1: 5,016 shares 5,016 $282K 0.02% 0 Timeline PGR PROGRESSIVE CORP More: the full row for PROGRESSIVE CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 6,210 shares; 2017Q1: 7,130 shares 7,130 $280K 0.02% +920 Timeline MDU MDU RES GROUP INC More: the full row for MDU RES GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 9,885 shares; 2016Q3: 9,939 shares; 2016Q4: 9,901 shares; 2017Q1: 9,953 shares 9,953 $275K 0.02% +52 Timeline GS GOLDMAN SACHS GROUP INC More: the full row for GOLDMAN SACHS GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 3,053 shares; 2016Q3: 1,262 shares; 2016Q4: 1,223 shares; 2017Q1: 1,195 shares 1,195 $274K 0.02% -28 Timeline ROK ROCKWELL AUTOMATION INC More: the full row for ROCKWELL AUTOMATION INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 1,482 shares; 2017Q1: 1,756 shares 1,756 $274K 0.02% +274 Timeline GVI ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 7,531 shares; 2016Q3: 7,231 shares; 2016Q4: 6,303 shares; 2017Q1: 2,472 shares 2,472 $273K 0.02% -3,831 Timeline IAI ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 5,400 shares; 2017Q1: 5,400 shares 5,400 $273K 0.02% 0 Timeline IAK ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 4,523 shares; 2017Q1: 4,523 shares 4,523 $273K 0.02% 0 Timeline BLACKROCK MUNI 2018 TERM TR BLACKROCK MUNI 2018 TERM TR More: the full row for BLACKROCK MUNI 2018 TERM TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 21,682 shares; 2016Q3: 21,702 shares; 2016Q4: 20,308 shares; 2017Q1: 18,113 shares 18,113 $273K 0.02% -2,195 PRU PRUDENTIAL FINL INC More: the full row for PRUDENTIAL FINL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 2,399 shares; 2017Q1: 2,551 shares 2,551 $271K 0.02% +152 Timeline DIME CMNTY BANCSHARES INC C… DIME CMNTY BANCSHARES INC COM More: the full row for DIME CMNTY BANCSHARES INC COM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 13,387 shares; 2017Q1: 13,387 shares 13,387 $270K 0.02% 0 SYK STRYKER CORPORATION More: the full row for STRYKER CORPORATION Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 1,982 shares; 2016Q4: 1,982 shares; 2017Q1: 2,043 shares 2,043 $269K 0.02% +61 Timeline ACRE ARES COML REAL ESTATE CORP More: the full row for ARES COML REAL ESTATE CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 19,425 shares; 2016Q3: 19,925 shares; 2016Q4: 19,125 shares; 2017Q1: 20,125 shares 20,125 $268K 0.02% +1,000 Timeline XBOEX BLACKROCK ENHANCED GLOBAL More: the full row for BLACKROCK ENHANCED GLOBAL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 34,715 shares; 2016Q3: 27,147 shares; 2016Q4: 21,397 shares; 2017Q1: 21,397 shares 21,397 $265K 0.02% 0 Timeline ROCKWELL COLLINS INC ROCKWELL COLLINS INC More: the full row for ROCKWELL COLLINS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 2,337 shares; 2017Q1: 2,693 shares 2,693 $265K 0.02% +356 FANG DIAMONDBACK ENERGY INC More: the full row for DIAMONDBACK ENERGY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 2,800 shares; 2016Q3: 2,800 shares; 2016Q4: 2,600 shares; 2017Q1: 2,460 shares 2,460 $263K 0.02% -140 Timeline CQP CHENIERE ENERGY PARTNERS L P More: the full row for CHENIERE ENERGY PARTNERS L P Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 8,174 shares; 2016Q3: 8,174 shares; 2016Q4: 8,174 shares; 2017Q1: 8,174 shares 8,174 $263K 0.02% 0 Timeline CENTURYLINK INC CENTURYLINK INC More: the full row for CENTURYLINK INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 10,526 shares; 2017Q1: 10,878 shares 10,878 $261K 0.02% +352 LNT ALLIANT ENERGY CORP More: the full row for ALLIANT ENERGY CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 7,485 shares; 2016Q3: 7,492 shares; 2016Q4: 6,606 shares; 2017Q1: 6,532 shares 6,532 $260K 0.02% -74 Timeline HP HELMERICH & PAYNE INC More: the full row for HELMERICH & PAYNE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 3,985 shares; 2016Q3: 3,885 shares; 2016Q4: 3,885 shares; 2017Q1: 3,885 shares 3,885 $260K 0.02% 0 Timeline UNION BANKSHARES CORP UNION BANKSHARES CORP More: the full row for UNION BANKSHARES CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 6,390 shares; 2017Q1: 7,402 shares 7,402 $259K 0.02% +1,012 RETAIL PPTYS AMER INC RETAIL PPTYS AMER INC More: the full row for RETAIL PPTYS AMER INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 18,560 shares; 2016Q3: 23,414 shares; 2016Q4: 23,414 shares; 2017Q1: 17,886 shares 17,886 $257K 0.02% -5,528 DLR DIGITAL RLTY TR INC More: the full row for DIGITAL RLTY TR INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 2,641 shares; 2016Q3: 2,628 shares; 2016Q4: 2,469 shares; 2017Q1: 2,417 shares 2,417 $256K 0.02% -52 Timeline MTUM ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 7,432 shares; 2016Q3: 7,732 shares; 2016Q4: not reported; 2017Q1: 3,085 shares 3,085 $255K 0.02% new Timeline FEMB FIRST TR EXCH TRADED FD III More: the full row for FIRST TR EXCH TRADED FD III Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 6,554 shares; 2017Q1: 6,089 shares 6,089 $255K 0.02% -465 Timeline FEX FIRST TR EXCHANGE-TRADED ALP More: the full row for FIRST TR EXCHANGE-TRADED ALP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 4,962 shares 4,962 $255K 0.02% new Timeline SPH SUBURBAN PROPANE PARTNERS L More: the full row for SUBURBAN PROPANE PARTNERS L Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 11,288 shares; 2016Q3: 11,048 shares; 2016Q4: 8,681 shares; 2017Q1: 9,538 shares 9,538 $254K 0.02% +857 Timeline GOF GUGGENHEIM STRATEGIC OPPORTU More: the full row for GUGGENHEIM STRATEGIC OPPORTU Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 16,524 shares; 2016Q3: 17,125 shares; 2016Q4: 13,032 shares; 2017Q1: 12,342 shares 12,342 $253K 0.02% -690 Timeline AETNA INC NEW AETNA INC NEW More: the full row for AETNA INC NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 1,905 shares; 2017Q1: 1,980 shares 1,980 $253K 0.02% +75 PII POLARIS INC More: the full row for POLARIS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 2,946 shares; 2016Q3: 3,139 shares; 2016Q4: 3,036 shares; 2017Q1: 3,076 shares 3,076 $252K 0.02% +40 Timeline SRPT SAREPTA THERAPEUTICS INC More: the full row for SAREPTA THERAPEUTICS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 16,053 shares; 2016Q3: 15,773 shares; 2016Q4: 14,273 shares; 2017Q1: 8,673 shares 8,673 $250K 0.02% -5,600 Timeline DOV DOVER CORP More: the full row for DOVER CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 2,918 shares; 2016Q3: not reported; 2016Q4: 2,920 shares; 2017Q1: 3,070 shares 3,070 $249K 0.02% +150 Timeline BIIB BIOGEN INC More: the full row for BIOGEN INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 1,145 shares; 2016Q3: 820 shares; 2016Q4: 914 shares; 2017Q1: 906 shares 906 $248K 0.02% -8 Timeline DISCOVER FINL SVCS DISCOVER FINL SVCS More: the full row for DISCOVER FINL SVCS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 5,656 shares; 2016Q3: 4,734 shares; 2016Q4: 4,042 shares; 2017Q1: 3,698 shares 3,698 $248K 0.02% -344 PIONEER NATURAL RESOURCES CO PIONEER NATURAL RESOURCES CO More: the full row for PIONEER NATURAL RESOURCES CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 1,199 shares; 2016Q4: 1,254 shares; 2017Q1: 1,318 shares 1,318 $248K 0.02% +64 DISH NETWORK CORPORATION DISH NETWORK CORPORATION More: the full row for DISH NETWORK CORPORATION Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 3,700 shares; 2017Q1: 3,900 shares 3,900 $248K 0.02% +200 TIME WARNER INC TIME WARNER INC More: the full row for TIME WARNER INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 2,337 shares; 2017Q1: 2,524 shares 2,524 $248K 0.02% +187 PRAXAIR INC PRAXAIR INC More: the full row for PRAXAIR INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 2,068 shares 2,068 $247K 0.02% new EWJ ISHARES INC More: the full row for ISHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 4,982 shares; 2017Q1: 4,765 shares 4,765 $246K 0.02% -217 Timeline CAPSTEAD MTG CORP CAPSTEAD MTG CORP More: the full row for CAPSTEAD MTG CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 28,275 shares; 2016Q3: 26,175 shares; 2016Q4: 23,275 shares; 2017Q1: 23,275 shares 23,275 $246K 0.02% 0 VICTORY PORTFOLIOS II VICTORY PORTFOLIOS II More: the full row for VICTORY PORTFOLIOS II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 11,117 shares; 2016Q3: 7,269 shares; 2016Q4: 6,154 shares; 2017Q1: 6,154 shares 6,154 $246K 0.02% 0 ISCV ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 1,587 shares; 2017Q1: 1,709 shares 1,709 $244K 0.02% +122 Timeline DTE DTE ENERGY CO More: the full row for DTE ENERGY CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 3,072 shares; 2016Q3: 2,869 shares; 2016Q4: 2,928 shares; 2017Q1: 2,379 shares 2,379 $243K 0.02% -549 Timeline BHK BLACKROCK CORE BD TR More: the full row for BLACKROCK CORE BD TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 19,954 shares; 2016Q3: 20,386 shares; 2016Q4: 19,954 shares; 2017Q1: 18,204 shares 18,204 $243K 0.02% -1,750 Timeline WMB WILLIAMS COS INC More: the full row for WILLIAMS COS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 7,692 shares; 2016Q4: 8,084 shares; 2017Q1: 8,101 shares 8,101 $242K 0.02% +17 Timeline MACQUARIE INFRASTRUCTURE HO… MACQUARIE INFRASTRUCTURE HOLDI More: the full row for MACQUARIE INFRASTRUCTURE HOLDI Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 2,700 shares; 2017Q1: 2,990 shares 2,990 $240K 0.02% +290 HEDJ WISDOMTREE TR More: the full row for WISDOMTREE TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 15,596 shares; 2016Q3: 7,146 shares; 2016Q4: 3,873 shares; 2017Q1: 3,792 shares 3,792 $238K 0.02% -81 Timeline ASB ASSOCIATED BANC-CORP More: the full row for ASSOCIATED BANC-CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 11,377 shares; 2016Q3: 10,204 shares; 2016Q4: 9,804 shares; 2017Q1: 9,804 shares 9,804 $238K 0.02% 0 Timeline VOYA PRIME RATE TRUST VOYA PRIME RATE TRUST More: the full row for VOYA PRIME RATE TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 50,724 shares; 2016Q3: 47,724 shares; 2016Q4: 47,815 shares; 2017Q1: 43,990 shares 43,990 $238K 0.02% -3,825 REZ ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 5,812 shares; 2016Q3: not reported; 2016Q4: 3,296 shares; 2017Q1: 3,738 shares 3,738 $237K 0.02% +442 Timeline UA UNDER ARMOUR INC More: the full row for UNDER ARMOUR INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 13,166 shares 13,166 $237K 0.02% new Timeline ARCONIC INC ARCONIC INC More: the full row for ARCONIC INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 9,493 shares; 2017Q1: 8,988 shares 8,988 $237K 0.02% -505 MPC MARATHON PETE CORP More: the full row for MARATHON PETE CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 4,684 shares; 2016Q4: 4,687 shares; 2017Q1: 4,690 shares 4,690 $236K 0.02% +3 Timeline EBAY EBAY INC. More: the full row for EBAY INC. Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 6,869 shares; 2016Q3: not reported; 2016Q4: 6,871 shares; 2017Q1: 6,925 shares 6,925 $236K 0.02% +54 Timeline MXI ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 7,943 shares; 2016Q3: not reported; 2016Q4: 3,674 shares; 2017Q1: 3,974 shares 3,974 $236K 0.02% +300 Timeline MWA MUELLER WTR PRODS INC More: the full row for MUELLER WTR PRODS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 19,802 shares; 2016Q3: 19,982 shares; 2016Q4: 21,944 shares; 2017Q1: 20,344 shares 20,344 $235K 0.02% -1,600 Timeline GUGGENHEIM RUSSELL MCAP GUGGENHEIM RUSSELL MCAP More: the full row for GUGGENHEIM RUSSELL MCAP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 3,986 shares 3,986 $233K 0.02% new HBAN HUNTINGTON BANCSHARES INC More: the full row for HUNTINGTON BANCSHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 11,055 shares; 2016Q4: 16,045 shares; 2017Q1: 17,413 shares 17,413 $232K 0.02% +1,368 Timeline FXU FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 10,587 shares; 2016Q3: 9,510 shares; 2016Q4: 8,612 shares; 2017Q1: 8,450 shares 8,450 $232K 0.02% -162 Timeline ALLIANZGI EQUITY & CONV INCO ALLIANZGI EQUITY & CONV INCO More: the full row for ALLIANZGI EQUITY & CONV INCO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 11,086 shares; 2016Q3: not reported; 2016Q4: 10,350 shares; 2017Q1: 12,100 shares 12,100 $232K 0.02% +1,750 DES WISDOMTREE TR More: the full row for WISDOMTREE TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 2,968 shares; 2016Q3: 2,968 shares; 2016Q4: 2,973 shares; 2017Q1: 2,884 shares 2,884 $230K 0.02% -89 Timeline BUCKEYE PARTNERS LP (BPL) BUCKEYE PARTNERS LP (BPL) More: the full row for BUCKEYE PARTNERS LP (BPL) Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 4,891 shares; 2016Q3: 3,122 shares; 2016Q4: 3,323 shares; 2017Q1: 3,302 shares 3,302 $228K 0.02% -21 TRN TRINITY INDS INC More: the full row for TRINITY INDS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 9,990 shares; 2017Q1: 8,580 shares 8,580 $227K 0.02% -1,410 Timeline PSK SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 5,108 shares 5,108 $227K 0.02% new Timeline BLACKROCK MUNIYIELD ARIZ FD BLACKROCK MUNIYIELD ARIZ FD More: the full row for BLACKROCK MUNIYIELD ARIZ FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 16,600 shares; 2016Q3: 16,600 shares; 2016Q4: 15,400 shares; 2017Q1: 15,400 shares 15,400 $226K 0.02% 0 RXI ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 2,435 shares; 2016Q3: 2,435 shares; 2016Q4: 2,245 shares; 2017Q1: 2,345 shares 2,345 $225K 0.02% +100 Timeline LIONS GATE ENTMNT CORP LIONS GATE ENTMNT CORP More: the full row for LIONS GATE ENTMNT CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 8,521 shares; 2017Q1: 8,521 shares 8,521 $224K 0.02% 0 MONSANTO CO NEW MONSANTO CO NEW More: the full row for MONSANTO CO NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 1,984 shares; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 1,948 shares 1,948 $224K 0.02% new NEU NEWMARKET CORP More: the full row for NEWMARKET CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 500 shares; 2016Q3: not reported; 2016Q4: 500 shares; 2017Q1: 500 shares 500 $223K 0.02% 0 Timeline PEG PUBLIC SVC ENTERPRISE GROUP More: the full row for PUBLIC SVC ENTERPRISE GROUP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 5,181 shares; 2016Q3: 6,275 shares; 2016Q4: 5,029 shares; 2017Q1: 5,030 shares 5,030 $223K 0.02% +1 Timeline XMYDX BLACKROCK MUNIYIELD FUND More: the full row for BLACKROCK MUNIYIELD FUND Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 258,938 shares; 2016Q3: 255,454 shares; 2016Q4: 22,193 shares; 2017Q1: 15,386 shares 15,386 $223K 0.02% -6,807 Timeline RIG TRANSOCEAN LTD More: the full row for TRANSOCEAN LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 17,693 shares 17,693 $222K 0.02% new Timeline ADBE ADOBE INC More: the full row for ADOBE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 1,693 shares 1,693 $220K 0.02% new Timeline INDB INDEPENDENT BK CORP MASS More: the full row for INDEPENDENT BK CORP MASS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 3,460 shares 3,460 $220K 0.02% new Timeline INTREXON CORP INTREXON CORP More: the full row for INTREXON CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 11,430 shares 11,430 $220K 0.02% new CATCHMARK TIMBER TR INC CL A CATCHMARK TIMBER TR INC CL A More: the full row for CATCHMARK TIMBER TR INC CL A Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 22,049 shares; 2016Q3: 19,954 shares; 2016Q4: 18,907 shares; 2017Q1: 19,394 shares 19,394 $220K 0.02% +487 CAG CONAGRA BRANDS INC More: the full row for CONAGRA BRANDS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 5,178 shares; 2016Q3: 5,176 shares; 2016Q4: 5,248 shares; 2017Q1: 5,448 shares 5,448 $219K 0.02% +200 Timeline HOG HARLEY DAVIDSON INC More: the full row for HARLEY DAVIDSON INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 3,855 shares; 2016Q4: 3,587 shares; 2017Q1: 3,589 shares 3,589 $219K 0.02% +2 Timeline QUAL ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 10,237 shares; 2016Q3: 10,945 shares; 2016Q4: 3,146 shares; 2017Q1: 3,005 shares 3,005 $218K 0.02% -141 Timeline QQQX NUVEEN NASDAQ 100 DYNAMIC OV More: the full row for NUVEEN NASDAQ 100 DYNAMIC OV Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 10,814 shares; 2016Q3: 10,834 shares; 2016Q4: 10,854 shares; 2017Q1: 10,572 shares 10,572 $218K 0.02% -282 Timeline CELLDEX THERAPEUTICS INC NEW CELLDEX THERAPEUTICS INC NEW More: the full row for CELLDEX THERAPEUTICS INC NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 55,246 shares; 2016Q3: 55,246 shares; 2016Q4: 54,930 shares; 2017Q1: 64,930 shares 64,930 $218K 0.02% +10,000 HUBB HUBBELL INC More: the full row for HUBBELL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 1,807 shares; 2017Q1: 1,831 shares 1,831 $217K 0.02% +24 Timeline AEE AMEREN CORP More: the full row for AMEREN CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 4,342 shares; 2016Q3: 3,997 shares; 2016Q4: 3,957 shares; 2017Q1: 3,966 shares 3,966 $217K 0.02% +9 Timeline RIO RIO TINTO PLC More: the full row for RIO TINTO PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 4,890 shares; 2017Q1: 5,290 shares 5,290 $217K 0.02% +400 Timeline PACIFIC PREMIER BANCORP INC PACIFIC PREMIER BANCORP INC More: the full row for PACIFIC PREMIER BANCORP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 5,777 shares; 2017Q1: 5,777 shares 5,777 $214K 0.02% 0 NEW YORK COMMUNITY BANCORP NEW YORK COMMUNITY BANCORP More: the full row for NEW YORK COMMUNITY BANCORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 18,177 shares; 2016Q3: 14,677 shares; 2016Q4: 16,427 shares; 2017Q1: 15,502 shares 15,502 $213K 0.02% -925 RCS PIMCO STRATEGIC INCOME FD More: the full row for PIMCO STRATEGIC INCOME FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 31,680 shares; 2016Q3: 41,738 shares; 2016Q4: 24,847 shares; 2017Q1: 22,040 shares 22,040 $212K 0.02% -2,807 Timeline NATIONAL GRID PLC NATIONAL GRID PLC More: the full row for NATIONAL GRID PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 3,418 shares; 2016Q3: 3,345 shares; 2016Q4: 3,906 shares; 2017Q1: 3,363 shares 3,363 $212K 0.02% -543 WISDOMTREE TR WISDOMTREE TR More: the full row for WISDOMTREE TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 2,975 shares; 2016Q3: 2,965 shares; 2016Q4: 2,965 shares; 2017Q1: 2,865 shares 2,865 $212K 0.02% -100 AB ALLIANCEBERNSTEIN HLDG L P More: the full row for ALLIANCEBERNSTEIN HLDG L P Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 10,013 shares; 2016Q3: 12,411 shares; 2016Q4: 9,945 shares; 2017Q1: 9,341 shares 9,341 $211K 0.02% -604 Timeline BLACKROCK MUNIYIELD CALIFOR… BLACKROCK MUNIYIELD CALIFORNIA More: the full row for BLACKROCK MUNIYIELD CALIFORNIA Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 14,369 shares; 2017Q1: 14,369 shares 14,369 $211K 0.02% 0 ALLERGAN PLC ALLERGAN PLC More: the full row for ALLERGAN PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 1,229 shares; 2016Q3: 1,390 shares; 2016Q4: 1,257 shares; 2017Q1: 883 shares 883 $211K 0.02% -374 FIRST TR NASDAQ SMART PHONE FIRST TR NASDAQ SMART PHONE More: the full row for FIRST TR NASDAQ SMART PHONE Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 4,551 shares 4,551 $211K 0.02% new UHS UNIVERSAL HLTH SVCS INC More: the full row for UNIVERSAL HLTH SVCS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 1,725 shares; 2016Q3: 1,725 shares; 2016Q4: not reported; 2017Q1: 1,707 shares 1,707 $210K 0.02% new Timeline PACWEST BANCORP DEL PACWEST BANCORP DEL More: the full row for PACWEST BANCORP DEL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 3,970 shares; 2017Q1: 3,970 shares 3,970 $210K 0.02% 0 EWZ ISHARES INC More: the full row for ISHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 6,728 shares; 2016Q3: 6,910 shares; 2016Q4: not reported; 2017Q1: 5,440 shares 5,440 $208K 0.02% new Timeline SPAB SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 3,796 shares; 2016Q3: 3,796 shares; 2016Q4: 3,796 shares; 2017Q1: 3,641 shares 3,641 $208K 0.02% -155 Timeline IYY ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 11,038 shares; 2017Q1: 1,764 shares 1,764 $208K 0.02% -9,274 Timeline PANW PALO ALTO NETWORKS INC More: the full row for PALO ALTO NETWORKS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 1,890 shares; 2016Q4: not reported; 2017Q1: 1,880 shares 1,880 $206K 0.02% new Timeline LIONS GATE ENTMNT CORP LIONS GATE ENTMNT CORP More: the full row for LIONS GATE ENTMNT CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 8,449 shares; 2017Q1: 8,449 shares 8,449 $205K 0.02% 0 POWERSHS DB US DOLLAR INDEX… POWERSHS DB US DOLLAR INDEX DO More: the full row for POWERSHS DB US DOLLAR INDEX DO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 7,848 shares; 2017Q1: 7,848 shares 7,848 $204K 0.02% 0 TIER REIT COM TIER REIT COM More: the full row for TIER REIT COM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 25,885 shares; 2016Q3: 22,455 shares; 2016Q4: 11,716 shares; 2017Q1: 11,716 shares 11,716 $203K 0.02% 0 TRANSENTERIX INC TRANSENTERIX INC More: the full row for TRANSENTERIX INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 181,950 shares; 2016Q3: 179,450 shares; 2016Q4: 179,250 shares; 2017Q1: 179,250 shares 179,250 $203K 0.02% 0 WY WEYERHAEUSER CO More: the full row for WEYERHAEUSER CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 7,336 shares; 2016Q3: 7,070 shares; 2016Q4: not reported; 2017Q1: 5,962 shares 5,962 $202K 0.02% new Timeline VFC V F CORP More: the full row for V F CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 3,743 shares 3,743 $202K 0.02% new Timeline DGS WISDOMTREE TR More: the full row for WISDOMTREE TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 4,483 shares 4,483 $202K 0.02% new Timeline TERRA NITROGEN CO L P TERRA NITROGEN CO L P More: the full row for TERRA NITROGEN CO L P Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 2,555 shares; 2016Q3: 2,535 shares; 2016Q4: 2,080 shares; 2017Q1: 2,080 shares 2,080 $202K 0.02% 0 ZIOPHARM ONCOLOGY INC ZIOPHARM ONCOLOGY INC More: the full row for ZIOPHARM ONCOLOGY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 27,024 shares; 2016Q3: 29,524 shares; 2016Q4: 32,093 shares; 2017Q1: 31,755 shares 31,755 $201K 0.02% -338 ALPS ETF TR ALPS ETF TR More: the full row for ALPS ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 9,315 shares; 2016Q3: 9,696 shares; 2016Q4: 9,696 shares; 2017Q1: 9,696 shares 9,696 $201K 0.02% 0 DSI ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 4,382 shares; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 2,311 shares 2,311 $200K 0.02% new Timeline MHD BLACKROCK MUNIHOLDINGS FD IN More: the full row for BLACKROCK MUNIHOLDINGS FD IN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 12,056 shares 12,056 $200K 0.02% new Timeline ALLIANZGI CONV INCOME FD ALLIANZGI CONV INCOME FD More: the full row for ALLIANZGI CONV INCOME FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 19,106 shares; 2016Q3: 26,949 shares; 2016Q4: 26,954 shares; 2017Q1: 29,399 shares 29,399 $200K 0.02% +2,445 GUGGENHEIM S&P HIGH INCOME … GUGGENHEIM S&P HIGH INCOME INFRAS… More: the full row for GUGGENHEIM S&P HIGH INCOME INFRASTRUCTURE ETF Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 7,253 shares 7,253 $200K 0.02% new XCMUX MFS HIGH YIELD MUN TR More: the full row for MFS HIGH YIELD MUN TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 41,865 shares; 2016Q3: 41,865 shares; 2016Q4: 40,865 shares; 2017Q1: 40,865 shares 40,865 $189K 0.01% 0 Timeline Invesco Global Listed Priva… Invesco Global Listed Private Equ… More: the full row for Invesco Global Listed Private Equity ETF Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 16,055 shares; 2016Q3: 16,055 shares; 2016Q4: 16,055 shares; 2017Q1: 16,055 shares 16,055 $188K 0.01% 0 XCHYX CALAMOS CONV & HIGH INCOME F More: the full row for CALAMOS CONV & HIGH INCOME F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 18,676 shares; 2016Q3: 23,482 shares; 2016Q4: 21,309 shares; 2017Q1: 16,339 shares 16,339 $186K 0.01% -4,970 Timeline CHI CALAMOS CONV OPPORTUNITIES & More: the full row for CALAMOS CONV OPPORTUNITIES & Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 16,500 shares; 2016Q3: 40,070 shares; 2016Q4: 17,892 shares; 2017Q1: 16,492 shares 16,492 $183K 0.01% -1,400 Timeline PIONEER MUNICIPAL HIGH INCO… PIONEER MUNICIPAL HIGH INCOME More: the full row for PIONEER MUNICIPAL HIGH INCOME Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 15,600 shares; 2016Q3: 15,600 shares; 2016Q4: 15,600 shares; 2017Q1: 15,600 shares 15,600 $182K 0.01% 0 ENERPLUS CORP ENERPLUS CORP More: the full row for ENERPLUS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 22,965 shares; 2016Q3: 22,965 shares; 2016Q4: 22,665 shares; 2017Q1: 22,665 shares 22,665 $182K 0.01% 0 ETW EATON VANCE TAX-MANAGED GLOB More: the full row for EATON VANCE TAX-MANAGED GLOB Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 16,592 shares; 2016Q3: 16,494 shares; 2016Q4: 16,503 shares; 2017Q1: 16,272 shares 16,272 $177K 0.01% -231 Timeline AMD ADVANCED MICRO DEVICES INC More: the full row for ADVANCED MICRO DEVICES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 12,290 shares 12,290 $174K 0.01% new Timeline IGA VOYA GLBL ADV & PREM OPP FD More: the full row for VOYA GLBL ADV & PREM OPP FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 15,917 shares; 2016Q4: 15,974 shares; 2017Q1: 16,826 shares 16,826 $173K 0.01% +852 Timeline XNCMX NUVEEN CALIF AMT FREE MUNI I More: the full row for NUVEEN CALIF AMT FREE MUNI I Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 11,800 shares; 2017Q1: 11,800 shares 11,800 $172K 0.01% 0 Timeline XEFRX EATON VANCE SR FLTNG RTE TR More: the full row for EATON VANCE SR FLTNG RTE TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 23,459 shares; 2016Q3: 27,963 shares; 2016Q4: 20,249 shares; 2017Q1: 11,236 shares 11,236 $170K 0.01% -9,013 Timeline MFM ABERDEEN MUN INCOME FD More: the full row for ABERDEEN MUN INCOME FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 24,000 shares; 2016Q3: 24,000 shares; 2016Q4: 24,039 shares; 2017Q1: 24,039 shares 24,039 $169K 0.01% 0 Timeline DNP DNP SELECT INCOME FD INC More: the full row for DNP SELECT INCOME FD INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 13,143 shares; 2016Q3: 16,762 shares; 2016Q4: 14,893 shares; 2017Q1: 15,386 shares 15,386 $166K 0.01% +493 Timeline VLY VALLEY NATL BANCORP More: the full row for VALLEY NATL BANCORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 13,654 shares; 2016Q3: 13,654 shares; 2016Q4: 13,654 shares; 2017Q1: 13,654 shares 13,654 $160K 0.01% 0 Timeline PFN PIMCO INCOME STRATEGY FD II More: the full row for PIMCO INCOME STRATEGY FD II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 240,396 shares; 2016Q3: 236,459 shares; 2016Q4: 18,049 shares; 2017Q1: 15,629 shares 15,629 $159K 0.01% -2,420 Timeline MYI BLACKROCK MUNIYIELD QUALITY More: the full row for BLACKROCK MUNIYIELD QUALITY Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 11,467 shares; 2016Q3: 11,467 shares; 2016Q4: 11,467 shares; 2017Q1: 11,467 shares 11,467 $159K 0.01% 0 Timeline INVESCO DYNAMIC CR OPPORTUNI INVESCO DYNAMIC CR OPPORTUNI More: the full row for INVESCO DYNAMIC CR OPPORTUNI Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 154,838 shares; 2016Q3: 162,671 shares; 2016Q4: 11,724 shares; 2017Q1: 12,516 shares 12,516 $153K 0.01% +792 ANTARES PHARMA INC ANTARES PHARMA INC More: the full row for ANTARES PHARMA INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 64,333 shares; 2016Q3: 57,233 shares; 2016Q4: 52,233 shares; 2017Q1: 52,233 shares 52,233 $153K 0.01% 0 OCLARO INC OCLARO INC More: the full row for OCLARO INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 15,944 shares 15,944 $146K 0.01% new TAHOE RES INC TAHOE RES INC More: the full row for TAHOE RES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 16,551 shares; 2016Q3: 17,524 shares; 2016Q4: 17,524 shares; 2017Q1: 17,524 shares 17,524 $144K 0.01% 0 TEMPLETON GLOBAL INCOME FD TEMPLETON GLOBAL INCOME FD More: the full row for TEMPLETON GLOBAL INCOME FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 29,447 shares; 2016Q3: 29,447 shares; 2016Q4: 29,503 shares; 2017Q1: 21,613 shares 21,613 $143K 0.01% -7,890 LRAD CORP LRAD CORP More: the full row for LRAD CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 97,216 shares; 2016Q3: 97,216 shares; 2016Q4: 95,845 shares; 2017Q1: 95,845 shares 95,845 $135K 0.01% 0 THL CREDIT INC THL CREDIT INC More: the full row for THL CREDIT INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 15,750 shares; 2016Q3: 14,450 shares; 2016Q4: 14,450 shares; 2017Q1: 13,450 shares 13,450 $132K 0.01% -1,000 SAN BANCO SANTANDER SA More: the full row for BANCO SANTANDER SA Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 23,755 shares; 2016Q3: 21,775 shares; 2016Q4: 21,218 shares; 2017Q1: 21,849 shares 21,849 $131K 0.01% +631 Timeline ERII ENERGY RECOVERY INC More: the full row for ENERGY RECOVERY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 16,446 shares; 2016Q3: 16,446 shares; 2016Q4: 15,446 shares; 2017Q1: 15,446 shares 15,446 $128K 0.01% 0 Timeline OPK OPKO HEALTH INC More: the full row for OPKO HEALTH INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 14,050 shares; 2016Q3: 16,040 shares; 2016Q4: 16,240 shares; 2017Q1: 16,250 shares 16,250 $126K 0.01% +10 Timeline TEI TEMPLETON EMERGING MKTS INCO More: the full row for TEMPLETON EMERGING MKTS INCO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 13,905 shares; 2016Q3: 13,998 shares; 2016Q4: 12,429 shares; 2017Q1: 11,178 shares 11,178 $125K 0.01% -1,251 Timeline OXFORD LANE CAP CORP OXFORD LANE CAP CORP More: the full row for OXFORD LANE CAP CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 11,100 shares; 2016Q3: 11,100 shares; 2016Q4: 11,100 shares; 2017Q1: 11,100 shares 11,100 $123K 0.01% 0 NORTHSTAR REALTY EUROPE CORP NORTHSTAR REALTY EUROPE CORP More: the full row for NORTHSTAR REALTY EUROPE CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 10,154 shares; 2016Q3: 10,554 shares; 2016Q4: 10,840 shares; 2017Q1: 10,349 shares 10,349 $119K 0.01% -491 XETYX EATON VANCE TAX-MANAGED DIVE More: the full row for EATON VANCE TAX-MANAGED DIVE Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 11,153 shares; 2016Q4: 11,045 shares; 2017Q1: 10,645 shares 10,645 $118K 0.01% -400 Timeline NEW AMERICA HIGH INCOME FUN… NEW AMERICA HIGH INCOME FUND I More: the full row for NEW AMERICA HIGH INCOME FUND I Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 16,297 shares; 2016Q3: 15,023 shares; 2016Q4: 12,571 shares; 2017Q1: 12,619 shares 12,619 $118K 0.01% +48 PIMCO CALIFORNIA MUNICIPAL … PIMCO CALIFORNIA MUNICIPAL INC More: the full row for PIMCO CALIFORNIA MUNICIPAL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 11,700 shares; 2017Q1: 11,700 shares 11,700 $115K 0.01% 0 NUV NUVEEN MUN VALUE FD INC More: the full row for NUVEEN MUN VALUE FD INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 13,126 shares; 2016Q4: 11,126 shares; 2017Q1: 11,126 shares 11,126 $110K 0.01% 0 Timeline CHESEPEAKE ENERGY CORP CHESEPEAKE ENERGY CORP More: the full row for CHESEPEAKE ENERGY CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 15,082 shares; 2016Q3: 14,982 shares; 2016Q4: 17,051 shares; 2017Q1: 17,051 shares 17,051 $108K 0.01% 0 HL HECLA MINING COMPANY More: the full row for HECLA MINING COMPANY Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 32,006 shares; 2016Q3: 28,606 shares; 2016Q4: 23,606 shares; 2017Q1: 19,643 shares 19,643 $106K 0.01% -3,963 Timeline HANCOCK JOHN INVT TR HANCOCK JOHN INVT TR More: the full row for HANCOCK JOHN INVT TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 11,800 shares; 2017Q1: 11,800 shares 11,800 $106K 0.01% 0 SPIRIT RLTY CAP INC NEW SPIRIT RLTY CAP INC NEW More: the full row for SPIRIT RLTY CAP INC NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 11,386 shares; 2016Q3: 13,902 shares; 2016Q4: 13,921 shares; 2017Q1: 10,100 shares 10,100 $105K 0.01% -3,821 HIX WESTERN ASSET HIGH INCOM FD More: the full row for WESTERN ASSET HIGH INCOM FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 16,736 shares; 2016Q3: 16,736 shares; 2016Q4: 13,915 shares; 2017Q1: 13,715 shares 13,715 $100K 0.01% -200 Timeline SPPP SPROTT ASSET MANAGEMENT LP More: the full row for SPROTT ASSET MANAGEMENT LP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 14,083 shares; 2016Q3: 12,593 shares; 2016Q4: 12,593 shares; 2017Q1: 12,593 shares 12,593 $99K 0.01% 0 Timeline ETJ EATON VANCE RISK-MANAGED DIV More: the full row for EATON VANCE RISK-MANAGED DIV Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 10,700 shares; 2016Q4: 10,700 shares; 2017Q1: 10,700 shares 10,700 $97K 0.01% 0 Timeline XEXGX EATON VANCE TAX-MANAGED GLOB More: the full row for EATON VANCE TAX-MANAGED GLOB Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 10,628 shares; 2016Q3: not reported; 2016Q4: 10,173 shares; 2017Q1: 10,173 shares 10,173 $87K 0.01% 0 Timeline RDNT RADNET INC More: the full row for RADNET INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 15,296 shares; 2016Q3: 15,296 shares; 2016Q4: 15,296 shares; 2017Q1: 15,296 shares 15,296 $84K 0.01% 0 Timeline DREYFUS DREYFUS More: the full row for DREYFUS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 47,326 shares; 2016Q3: 47,676 shares; 2016Q4: 48,225 shares; 2017Q1: 24,500 shares 24,500 $84K 0.01% -23,725 ABERDEEN ASIA-PACIFIC INCOM… ABERDEEN ASIA-PACIFIC INCOME F More: the full row for ABERDEEN ASIA-PACIFIC INCOME F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 12,704 shares; 2017Q1: 15,886 shares 15,886 $78K 0.01% +3,182 NOBLE CORP PLC NOBLE CORP PLC More: the full row for NOBLE CORP PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 17,053 shares; 2016Q3: 13,708 shares; 2016Q4: 13,408 shares; 2017Q1: 12,643 shares 12,643 $78K 0.01% -765 INVESTORS REAL ESTATE TRUST INVESTORS REAL ESTATE TRUST More: the full row for INVESTORS REAL ESTATE TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 16,210 shares; 2016Q3: 16,084 shares; 2016Q4: 12,863 shares; 2017Q1: 12,863 shares 12,863 $77K 0.01% 0 TREVENA INC TREVENA INC More: the full row for TREVENA INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 19,452 shares; 2016Q3: 19,952 shares; 2016Q4: 21,512 shares; 2017Q1: 21,512 shares 21,512 $74K 0.01% 0 EOD ALLSPRING GLOBAL DIVIDEND OP More: the full row for ALLSPRING GLOBAL DIVIDEND OP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 18,038 shares; 2016Q3: 17,038 shares; 2016Q4: 15,970 shares; 2017Q1: 12,000 shares 12,000 $70K 0.01% -3,970 Timeline TSI TCW STRATEGIC INCOME FD INC More: the full row for TCW STRATEGIC INCOME FD INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 14,692 shares; 2016Q3: 14,692 shares; 2016Q4: 14,692 shares; 2017Q1: 12,692 shares 12,692 $68K 0.01% -2,000 Timeline ECLIPSE RES CORP ECLIPSE RES CORP More: the full row for ECLIPSE RES CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 11,000 shares; 2017Q1: 24,000 shares 24,000 $60K <0.01% +13,000 NYMXF NYMOX PHARMACEUTICAL CORP COM More: the full row for NYMOX PHARMACEUTICAL CORP COM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 11,000 shares; 2016Q3: 11,000 shares; 2016Q4: 11,000 shares; 2017Q1: 11,000 shares 11,000 $41K <0.01% 0 Timeline GLU MOBILE INC GLU MOBILE INC More: the full row for GLU MOBILE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 16,269 shares; 2016Q3: 16,039 shares; 2016Q4: 16,039 shares; 2017Q1: 16,039 shares 16,039 $37K <0.01% 0 AGENUS INC AGENUS INC More: the full row for AGENUS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 10,000 shares; 2016Q3: 10,000 shares; 2016Q4: 10,000 shares; 2017Q1: 10,000 shares 10,000 $36K <0.01% 0 EXCO RESOURCES INC EXCO RESOURCES INC More: the full row for EXCO RESOURCES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 500,500 shares; 2016Q3: 76,000 shares; 2016Q4: 55,500 shares; 2017Q1: 57,500 shares 57,500 $33K <0.01% +2,000 ABRAXAS PETROLEUM CORP ABRAXAS PETROLEUM CORP More: the full row for ABRAXAS PETROLEUM CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 12,505 shares; 2016Q3: 11,505 shares; 2016Q4: 13,005 shares; 2017Q1: 13,005 shares 13,005 $28K <0.01% 0 ARENA PHARMECEUTICALS INC ARENA PHARMECEUTICALS INC More: the full row for ARENA PHARMECEUTICALS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 21,000 shares; 2016Q3: 17,450 shares; 2016Q4: 15,450 shares; 2017Q1: 15,450 shares 15,450 $22K <0.01% 0 ATHERSYS INC ATHERSYS INC More: the full row for ATHERSYS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 10,000 shares; 2016Q3: 10,000 shares; 2016Q4: 10,000 shares; 2017Q1: 10,000 shares 10,000 $17K <0.01% 0 NOVAVAX INC NOVAVAX INC More: the full row for NOVAVAX INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 12,335 shares; 2016Q4: 12,335 shares; 2017Q1: 12,335 shares 12,335 $14K <0.01% 0 GOLDEN STAR RES LTD CDA GOLDEN STAR RES LTD CDA More: the full row for GOLDEN STAR RES LTD CDA Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 15,000 shares; 2016Q3: 15,000 shares; 2016Q4: 11,000 shares; 2017Q1: 11,000 shares 11,000 $10K <0.01% 0