PSLV SPROTT ASSET MANAGEMENT LP More: the full row for SPROTT ASSET MANAGEMENT LP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 49,689 shares; 2016Q3: 45,753 shares; 2016Q4: 45,601 shares 45,601 $303K 0.02% -152 Timeline AGQ PROSHARES TR II More: the full row for PROSHARES TR II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 8,712 shares; 2016Q3: 8,287 shares; 2016Q4: 7,887 shares 7,887 $303K 0.02% -400 Timeline DHR DANAHER CORP DEL More: the full row for DANAHER CORP DEL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 7,466 shares; 2016Q3: 3,887 shares; 2016Q4: 3,594 shares 3,594 $301K 0.02% -293 Timeline MWA MUELLER WTR PRODS INC More: the full row for MUELLER WTR PRODS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 19,802 shares; 2016Q3: 19,982 shares; 2016Q4: 21,944 shares 21,944 $297K 0.02% +1,962 Timeline UAL UNITED AIRLS HLDGS INC More: the full row for UNITED AIRLS HLDGS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 4,103 shares; 2016Q4: 4,103 shares 4,103 $296K 0.02% 0 Timeline SHYG ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 6,139 shares 6,139 $292K 0.02% new Timeline IEMG ISHARES INC More: the full row for ISHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 21,351 shares; 2016Q3: 22,822 shares; 2016Q4: 6,380 shares 6,380 $290K 0.02% -16,442 Timeline RITEAID CORP RITEAID CORP More: the full row for RITEAID CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 49,718 shares; 2016Q3: 60,268 shares; 2016Q4: 55,168 shares 55,168 $290K 0.02% -5,100 DTE DTE ENERGY CO More: the full row for DTE ENERGY CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 3,072 shares; 2016Q3: 2,869 shares; 2016Q4: 2,928 shares 2,928 $290K 0.02% +59 Timeline VFH VANGUARD WORLD FD More: the full row for VANGUARD WORLD FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 4,882 shares 4,882 $289K 0.02% new Timeline ALLERGAN PLC ALLERGAN PLC More: the full row for ALLERGAN PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 1,229 shares; 2016Q3: 1,390 shares; 2016Q4: 1,257 shares 1,257 $289K 0.02% -133 QTEC FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 5,070 shares 5,070 $288K 0.02% new Timeline IGM ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 2,180 shares; 2016Q4: 2,190 shares 2,190 $286K 0.02% +10 Timeline BDX BECTON DICKINSON & CO More: the full row for BECTON DICKINSON & CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 1,819 shares; 2016Q3: 1,819 shares; 2016Q4: 1,592 shares 1,592 $283K 0.02% -227 Timeline OKE ONEOK INC NEW More: the full row for ONEOK INC NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 5,091 shares 5,091 $283K 0.02% new Timeline FXL FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 7,130 shares 7,130 $283K 0.02% new Timeline GS GOLDMAN SACHS GROUP INC More: the full row for GOLDMAN SACHS GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 3,053 shares; 2016Q3: 1,262 shares; 2016Q4: 1,223 shares 1,223 $282K 0.02% -39 Timeline EOS EATON VANCE ENHANCED EQUITY More: the full row for EATON VANCE ENHANCED EQUITY Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 13,057 shares; 2016Q3: 15,592 shares; 2016Q4: 21,040 shares 21,040 $282K 0.02% +5,448 Timeline BBN BLACKROCK TAX MUNICPAL BD TR More: the full row for BLACKROCK TAX MUNICPAL BD TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 9,305 shares; 2016Q3: 13,313 shares; 2016Q4: 12,607 shares 12,607 $280K 0.02% -706 Timeline CLAYMORE GUGGENHEIM CLAYMORE GUGGENHEIM More: the full row for CLAYMORE GUGGENHEIM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 14,819 shares; 2016Q3: 16,627 shares; 2016Q4: 16,141 shares 16,141 $280K 0.02% -486 CII BLACKROCK ENHANCED LARGE CAP More: the full row for BLACKROCK ENHANCED LARGE CAP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 17,329 shares; 2016Q3: 20,006 shares; 2016Q4: 20,048 shares 20,048 $278K 0.02% +42 Timeline DIME CMNTY BANCSHARES INC C… DIME CMNTY BANCSHARES INC COM More: the full row for DIME CMNTY BANCSHARES INC COM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 13,387 shares 13,387 $277K 0.02% new TRN TRINITY INDS INC More: the full row for TRINITY INDS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 9,990 shares 9,990 $276K 0.02% new Timeline ORLY OREILLY AUTOMOTIVE INC More: the full row for OREILLY AUTOMOTIVE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 3,026 shares; 2016Q3: 1,749 shares; 2016Q4: 1,077 shares 1,077 $276K 0.02% -672 Timeline DISCOVER FINL SVCS DISCOVER FINL SVCS More: the full row for DISCOVER FINL SVCS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 5,656 shares; 2016Q3: 4,734 shares; 2016Q4: 4,042 shares 4,042 $275K 0.02% -692 IAI ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 5,400 shares 5,400 $275K 0.02% new Timeline PCG PG&E CORP More: the full row for PG&E CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 3,626 shares; 2016Q3: 4,435 shares; 2016Q4: 4,409 shares 4,409 $273K 0.02% -26 Timeline FANG DIAMONDBACK ENERGY INC More: the full row for DIAMONDBACK ENERGY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 2,800 shares; 2016Q3: 2,800 shares; 2016Q4: 2,600 shares 2,600 $272K 0.02% -200 Timeline HP HELMERICH & PAYNE INC More: the full row for HELMERICH & PAYNE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 3,985 shares; 2016Q3: 3,885 shares; 2016Q4: 3,885 shares 3,885 $272K 0.02% 0 Timeline AFDM FIRST TR EXCH TRADED FD III More: the full row for FIRST TR EXCH TRADED FD III Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 5,016 shares; 2016Q4: 5,016 shares 5,016 $272K 0.02% 0 Timeline QABA FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 5,334 shares 5,334 $271K 0.02% new Timeline FEMB FIRST TR EXCH TRADED FD III More: the full row for FIRST TR EXCH TRADED FD III Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 6,554 shares 6,554 $269K 0.02% new Timeline UNILEVER PLC UNILEVER PLC More: the full row for UNILEVER PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 5,661 shares; 2016Q3: 6,919 shares; 2016Q4: 6,515 shares 6,515 $268K 0.02% -404 VOYA PRIME RATE TRUST VOYA PRIME RATE TRUST More: the full row for VOYA PRIME RATE TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 50,724 shares; 2016Q3: 47,724 shares; 2016Q4: 47,815 shares 47,815 $268K 0.02% +91 IAK ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 4,523 shares 4,523 $268K 0.02% new Timeline CENTURYLINK INC CENTURYLINK INC More: the full row for CENTURYLINK INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 10,526 shares 10,526 $266K 0.02% new WIP SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 4,957 shares 4,957 $265K 0.02% new Timeline DLR DIGITAL RLTY TR INC More: the full row for DIGITAL RLTY TR INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 2,641 shares; 2016Q3: 2,628 shares; 2016Q4: 2,469 shares 2,469 $264K 0.02% -159 Timeline SPH SUBURBAN PROPANE PARTNERS L More: the full row for SUBURBAN PROPANE PARTNERS L Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 11,288 shares; 2016Q3: 11,048 shares; 2016Q4: 8,681 shares 8,681 $264K 0.02% -2,367 Timeline GOF GUGGENHEIM STRATEGIC OPPORTU More: the full row for GUGGENHEIM STRATEGIC OPPORTU Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 16,524 shares; 2016Q3: 17,125 shares; 2016Q4: 13,032 shares 13,032 $262K 0.02% -4,093 Timeline MDU MDU RES GROUP INC More: the full row for MDU RES GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 9,885 shares; 2016Q3: 9,939 shares; 2016Q4: 9,901 shares 9,901 $262K 0.02% -38 Timeline BHK BLACKROCK CORE BD TR More: the full row for BLACKROCK CORE BD TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 19,954 shares; 2016Q3: 20,386 shares; 2016Q4: 19,954 shares 19,954 $261K 0.02% -432 Timeline XBOEX BLACKROCK ENHANCED GLOBAL More: the full row for BLACKROCK ENHANCED GLOBAL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 34,715 shares; 2016Q3: 27,147 shares; 2016Q4: 21,397 shares 21,397 $261K 0.02% -5,750 Timeline JSMD JANUS DETROIT STR TR More: the full row for JANUS DETROIT STR TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 8,265 shares 8,265 $260K 0.02% new Timeline ES EVERSOURCE ENERGY More: the full row for EVERSOURCE ENERGY Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 4,960 shares; 2016Q3: 4,974 shares; 2016Q4: 4,659 shares 4,659 $258K 0.02% -315 Timeline PII POLARIS INC More: the full row for POLARIS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 2,946 shares; 2016Q3: 3,139 shares; 2016Q4: 3,036 shares 3,036 $256K 0.02% -103 Timeline ILCG ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 2,065 shares; 2016Q3: 2,113 shares; 2016Q4: 2,038 shares 2,038 $256K 0.02% -75 Timeline ACRE ARES COML REAL ESTATE CORP More: the full row for ARES COML REAL ESTATE CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 19,425 shares; 2016Q3: 19,925 shares; 2016Q4: 19,125 shares 19,125 $256K 0.02% -800 Timeline EXEL EXELIXIS INC More: the full row for EXELIXIS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 13,670 shares 13,670 $255K 0.02% new Timeline TRANSENTERIX INC TRANSENTERIX INC More: the full row for TRANSENTERIX INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 181,950 shares; 2016Q3: 179,450 shares; 2016Q4: 179,250 shares 179,250 $255K 0.02% -200 EWJ ISHARES INC More: the full row for ISHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 4,982 shares 4,982 $253K 0.02% new Timeline PRU PRUDENTIAL FINL INC More: the full row for PRUDENTIAL FINL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 2,399 shares 2,399 $250K 0.02% new Timeline LNT ALLIANT ENERGY CORP More: the full row for ALLIANT ENERGY CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 7,485 shares; 2016Q3: 7,492 shares; 2016Q4: 6,606 shares 6,606 $248K 0.02% -886 Timeline CQP CHENIERE ENERGY PARTNERS L P More: the full row for CHENIERE ENERGY PARTNERS L P Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 8,174 shares; 2016Q3: 8,174 shares; 2016Q4: 8,174 shares 8,174 $248K 0.02% 0 Timeline CAPSTEAD MTG CORP CAPSTEAD MTG CORP More: the full row for CAPSTEAD MTG CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 28,275 shares; 2016Q3: 26,175 shares; 2016Q4: 23,275 shares 23,275 $247K 0.02% -2,900 SYK STRYKER CORPORATION More: the full row for STRYKER CORPORATION Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 1,982 shares; 2016Q4: 1,982 shares 1,982 $245K 0.02% 0 Timeline NEW YORK COMMUNITY BANCORP NEW YORK COMMUNITY BANCORP More: the full row for NEW YORK COMMUNITY BANCORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 18,177 shares; 2016Q3: 14,677 shares; 2016Q4: 16,427 shares 16,427 $245K 0.02% +1,750 CHEMICAL FINANCIAL CORP CHEMICAL FINANCIAL CORP More: the full row for CHEMICAL FINANCIAL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 5,069 shares 5,069 $245K 0.02% new VICTORY PORTFOLIOS II VICTORY PORTFOLIOS II More: the full row for VICTORY PORTFOLIOS II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 11,117 shares; 2016Q3: 7,269 shares; 2016Q4: 6,154 shares 6,154 $245K 0.02% -1,115 BIIB BIOGEN INC More: the full row for BIOGEN INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 1,145 shares; 2016Q3: 820 shares; 2016Q4: 914 shares 914 $242K 0.02% +94 Timeline ASB ASSOCIATED BANC-CORP More: the full row for ASSOCIATED BANC-CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 11,377 shares; 2016Q3: 10,204 shares; 2016Q4: 9,804 shares 9,804 $242K 0.02% -400 Timeline LIONS GATE ENTMNT CORP LIONS GATE ENTMNT CORP More: the full row for LIONS GATE ENTMNT CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 8,521 shares 8,521 $241K 0.02% new DES WISDOMTREE TR More: the full row for WISDOMTREE TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 2,968 shares; 2016Q3: 2,968 shares; 2016Q4: 2,973 shares 2,973 $240K 0.02% +5 Timeline ARCONIC INC ARCONIC INC More: the full row for ARCONIC INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 9,493 shares 9,493 $239K 0.02% new XCHYX CALAMOS CONV & HIGH INCOME F More: the full row for CALAMOS CONV & HIGH INCOME F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 18,676 shares; 2016Q3: 23,482 shares; 2016Q4: 21,309 shares 21,309 $238K 0.02% -2,173 Timeline AB ALLIANCEBERNSTEIN HLDG L P More: the full row for ALLIANCEBERNSTEIN HLDG L P Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 10,013 shares; 2016Q3: 12,411 shares; 2016Q4: 9,945 shares 9,945 $235K 0.02% -2,466 Timeline TERRA NITROGEN CO L P TERRA NITROGEN CO L P More: the full row for TERRA NITROGEN CO L P Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 2,555 shares; 2016Q3: 2,535 shares; 2016Q4: 2,080 shares 2,080 $235K 0.02% -455 BUCKEYE PARTNERS LP (BPL) BUCKEYE PARTNERS LP (BPL) More: the full row for BUCKEYE PARTNERS LP (BPL) Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 4,891 shares; 2016Q3: 3,122 shares; 2016Q4: 3,323 shares 3,323 $234K 0.02% +201 EFAD PROSHARES TR More: the full row for PROSHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 6,718 shares; 2016Q3: not reported; 2016Q4: 7,188 shares 7,188 $234K 0.02% new Timeline CB CHUBB LIMITED More: the full row for CHUBB LIMITED Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 3,200 shares; 2016Q3: 3,010 shares; 2016Q4: 1,781 shares 1,781 $233K 0.02% -1,229 Timeline WMB WILLIAMS COS INC More: the full row for WILLIAMS COS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 7,692 shares; 2016Q4: 8,084 shares 8,084 $232K 0.02% +392 Timeline FXU FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 10,587 shares; 2016Q3: 9,510 shares; 2016Q4: 8,612 shares 8,612 $232K 0.02% -898 Timeline IYM ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 36,364 shares; 2016Q3: not reported; 2016Q4: 2,649 shares 2,649 $231K 0.02% new Timeline UNION BANKSHARES CORP UNION BANKSHARES CORP More: the full row for UNION BANKSHARES CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 6,390 shares 6,390 $231K 0.02% new BLACKROCK MUNIYIELD ARIZ FD BLACKROCK MUNIYIELD ARIZ FD More: the full row for BLACKROCK MUNIYIELD ARIZ FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 16,600 shares; 2016Q3: 16,600 shares; 2016Q4: 15,400 shares 15,400 $231K 0.02% -1,200 PGR PROGRESSIVE CORP More: the full row for PROGRESSIVE CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 6,210 shares 6,210 $230K 0.02% new Timeline PIONEER NATURAL RESOURCES CO PIONEER NATURAL RESOURCES CO More: the full row for PIONEER NATURAL RESOURCES CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 1,199 shares; 2016Q4: 1,254 shares 1,254 $230K 0.02% +55 RCS PIMCO STRATEGIC INCOME FD More: the full row for PIMCO STRATEGIC INCOME FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 31,680 shares; 2016Q3: 41,738 shares; 2016Q4: 24,847 shares 24,847 $229K 0.02% -16,891 Timeline AETNA INC NEW AETNA INC NEW More: the full row for AETNA INC NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 1,905 shares 1,905 $229K 0.02% new BCRX BIOCRYST PHARMACEUTICALS INC More: the full row for BIOCRYST PHARMACEUTICALS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 41,000 shares; 2016Q3: 40,850 shares; 2016Q4: 38,850 shares 38,850 $228K 0.02% -2,000 Timeline ISCV ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 1,587 shares 1,587 $228K 0.02% new Timeline DOV DOVER CORP More: the full row for DOVER CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 2,918 shares; 2016Q3: not reported; 2016Q4: 2,920 shares 2,920 $227K 0.02% new Timeline DISH NETWORK CORPORATION DISH NETWORK CORPORATION More: the full row for DISH NETWORK CORPORATION Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 3,700 shares 3,700 $227K 0.02% new NATIONAL GRID PLC NATIONAL GRID PLC More: the full row for NATIONAL GRID PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 3,418 shares; 2016Q3: 3,345 shares; 2016Q4: 3,906 shares 3,906 $227K 0.02% +561 MPC MARATHON PETE CORP More: the full row for MARATHON PETE CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 4,684 shares; 2016Q4: 4,687 shares 4,687 $225K 0.02% +3 Timeline CTAS CINTAS CORP More: the full row for CINTAS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 4,363 shares; 2016Q3: 3,990 shares; 2016Q4: 1,955 shares 1,955 $225K 0.02% -2,035 Timeline LIONS GATE ENTMNT CORP LIONS GATE ENTMNT CORP More: the full row for LIONS GATE ENTMNT CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 8,449 shares 8,449 $225K 0.02% new HEDJ WISDOMTREE TR More: the full row for WISDOMTREE TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 15,596 shares; 2016Q3: 7,146 shares; 2016Q4: 3,873 shares 3,873 $224K 0.02% -3,273 Timeline BLACKROCK MUNIHOLDINGS QUALI BLACKROCK MUNIHOLDINGS QUALI More: the full row for BLACKROCK MUNIHOLDINGS QUALI Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 306,041 shares; 2016Q3: 286,532 shares; 2016Q4: 16,316 shares 16,316 $224K 0.02% -270,216 PACIFIC PREMIER BANCORP INC PACIFIC PREMIER BANCORP INC More: the full row for PACIFIC PREMIER BANCORP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 5,777 shares 5,777 $223K 0.02% new TIME WARNER INC TIME WARNER INC More: the full row for TIME WARNER INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 2,337 shares 2,337 $223K 0.02% new HUBB HUBBELL INC More: the full row for HUBBELL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 1,807 shares 1,807 $221K 0.02% new Timeline EBAY EBAY INC. More: the full row for EBAY INC. Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 6,869 shares; 2016Q3: not reported; 2016Q4: 6,871 shares 6,871 $220K 0.02% new Timeline QUAL ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 10,237 shares; 2016Q3: 10,945 shares; 2016Q4: 3,146 shares 3,146 $220K 0.02% -7,799 Timeline BAX BAXTER INTL INC More: the full row for BAXTER INTL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 4,711 shares; 2016Q3: 4,272 shares; 2016Q4: 4,576 shares 4,576 $220K 0.02% +304 Timeline ROK ROCKWELL AUTOMATION INC More: the full row for ROCKWELL AUTOMATION INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 1,482 shares 1,482 $219K 0.02% new Timeline PEG PUBLIC SVC ENTERPRISE GROUP More: the full row for PUBLIC SVC ENTERPRISE GROUP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 5,181 shares; 2016Q3: 6,275 shares; 2016Q4: 5,029 shares 5,029 $219K 0.02% -1,246 Timeline MXI ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 7,943 shares; 2016Q3: not reported; 2016Q4: 3,674 shares 3,674 $219K 0.02% new Timeline IXJ ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 3,108 shares; 2016Q3: 2,202 shares; 2016Q4: 2,235 shares 2,235 $218K 0.02% +33 Timeline RIO RIO TINTO PLC More: the full row for RIO TINTO PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 4,890 shares 4,890 $218K 0.02% new Timeline WISDOMTREE TR WISDOMTREE TR More: the full row for WISDOMTREE TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 2,975 shares; 2016Q3: 2,965 shares; 2016Q4: 2,965 shares 2,965 $218K 0.02% 0 SPAB SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 3,796 shares; 2016Q3: 3,796 shares; 2016Q4: 3,796 shares 3,796 $216K 0.02% 0 Timeline QQQX NUVEEN NASDAQ 100 DYNAMIC OV More: the full row for NUVEEN NASDAQ 100 DYNAMIC OV Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 10,814 shares; 2016Q3: 10,834 shares; 2016Q4: 10,854 shares 10,854 $215K 0.02% +20 Timeline PACWEST BANCORP DEL PACWEST BANCORP DEL More: the full row for PACWEST BANCORP DEL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 3,970 shares 3,970 $215K 0.02% new TIER REIT COM TIER REIT COM More: the full row for TIER REIT COM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 25,885 shares; 2016Q3: 22,455 shares; 2016Q4: 11,716 shares 11,716 $215K 0.02% -10,739 BTO HANCOCK JOHN FINL OPPTYS More: the full row for HANCOCK JOHN FINL OPPTYS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 5,987 shares 5,987 $215K 0.02% new Timeline UTG REAVES UTIL INCOME FD More: the full row for REAVES UTIL INCOME FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 6,510 shares 6,510 $214K 0.02% new Timeline ALPS ETF TR ALPS ETF TR More: the full row for ALPS ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 9,315 shares; 2016Q3: 9,696 shares; 2016Q4: 9,696 shares 9,696 $214K 0.02% 0 NEU NEWMARKET CORP More: the full row for NEWMARKET CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 500 shares; 2016Q3: not reported; 2016Q4: 500 shares 500 $213K 0.02% new Timeline HBAN HUNTINGTON BANCSHARES INC More: the full row for HUNTINGTON BANCSHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 11,055 shares; 2016Q4: 16,045 shares 16,045 $212K 0.02% +4,990 Timeline BLACKROCK MUNIYIELD CALIFOR… BLACKROCK MUNIYIELD CALIFORNIA More: the full row for BLACKROCK MUNIYIELD CALIFORNIA Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 14,369 shares 14,369 $212K 0.02% new ROCKWELL COLLINS INC ROCKWELL COLLINS INC More: the full row for ROCKWELL COLLINS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 2,337 shares 2,337 $212K 0.02% new ENERPLUS CORP ENERPLUS CORP More: the full row for ENERPLUS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 22,965 shares; 2016Q3: 22,965 shares; 2016Q4: 22,665 shares 22,665 $212K 0.02% -300 AOM ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 13,323 shares; 2016Q3: 12,801 shares; 2016Q4: 5,914 shares 5,914 $210K 0.02% -6,887 Timeline GME GAMESTOP CORP More: the full row for GAMESTOP CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 8,580 shares 8,580 $209K 0.02% new Timeline SWKS SKYWORKS SOLUTIONS INC More: the full row for SKYWORKS SOLUTIONS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 2,285 shares 2,285 $208K 0.02% new Timeline AEE AMEREN CORP More: the full row for AMEREN CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 4,342 shares; 2016Q3: 3,997 shares; 2016Q4: 3,957 shares 3,957 $208K 0.02% -40 Timeline RXI ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 2,435 shares; 2016Q3: 2,435 shares; 2016Q4: 2,245 shares 2,245 $208K 0.02% -190 Timeline CAG CONAGRA BRANDS INC More: the full row for CONAGRA BRANDS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 5,178 shares; 2016Q3: 5,176 shares; 2016Q4: 5,248 shares 5,248 $206K 0.02% +72 Timeline FXN FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 14,628 shares; 2016Q3: 13,485 shares; 2016Q4: 12,806 shares 12,806 $206K 0.02% -679 Timeline DXJ WISDOMTREE TR More: the full row for WISDOMTREE TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 4,064 shares 4,064 $204K 0.02% new Timeline MACQUARIE INFRASTRUCTURE HO… MACQUARIE INFRASTRUCTURE HOLDI More: the full row for MACQUARIE INFRASTRUCTURE HOLDI Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 2,700 shares 2,700 $204K 0.02% new ZIOPHARM ONCOLOGY INC ZIOPHARM ONCOLOGY INC More: the full row for ZIOPHARM ONCOLOGY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 27,024 shares; 2016Q3: 29,524 shares; 2016Q4: 32,093 shares 32,093 $204K 0.02% +2,569 HOG HARLEY DAVIDSON INC More: the full row for HARLEY DAVIDSON INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 3,855 shares; 2016Q4: 3,587 shares 3,587 $202K 0.02% -268 Timeline REZ ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 5,812 shares; 2016Q3: not reported; 2016Q4: 3,296 shares 3,296 $202K 0.02% new Timeline POWERSHS DB US DOLLAR INDEX… POWERSHS DB US DOLLAR INDEX DO More: the full row for POWERSHS DB US DOLLAR INDEX DO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 7,848 shares 7,848 $202K 0.02% new FAST FASTENAL CO More: the full row for FASTENAL CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 4,098 shares 4,098 $201K 0.02% new Timeline IGE ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 5,597 shares 5,597 $200K 0.02% new Timeline ALLIANZGI EQUITY & CONV INCO ALLIANZGI EQUITY & CONV INCO More: the full row for ALLIANZGI EQUITY & CONV INCO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 11,086 shares; 2016Q3: not reported; 2016Q4: 10,350 shares 10,350 $198K 0.02% new POWERSHARES POWERSHARES More: the full row for POWERSHARES Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 15,461 shares; 2016Q3: 16,488 shares; 2016Q4: 12,426 shares 12,426 $198K 0.02% -4,062 TEMPLETON GLOBAL INCOME FD TEMPLETON GLOBAL INCOME FD More: the full row for TEMPLETON GLOBAL INCOME FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 29,447 shares; 2016Q3: 29,447 shares; 2016Q4: 29,503 shares 29,503 $196K 0.02% +56 CHI CALAMOS CONV OPPORTUNITIES & More: the full row for CALAMOS CONV OPPORTUNITIES & Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 16,500 shares; 2016Q3: 40,070 shares; 2016Q4: 17,892 shares 17,892 $194K 0.02% -22,178 Timeline CATCHMARK TIMBER TR INC CL A CATCHMARK TIMBER TR INC CL A More: the full row for CATCHMARK TIMBER TR INC CL A Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 22,049 shares; 2016Q3: 19,954 shares; 2016Q4: 18,907 shares 18,907 $194K 0.02% -1,047 PEOPLE'S UNITED FINANCIAL I… PEOPLE'S UNITED FINANCIAL INC More: the full row for PEOPLE'S UNITED FINANCIAL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 10,515 shares; 2016Q3: 10,115 shares; 2016Q4: 10,235 shares 10,235 $190K 0.01% +120 XCMUX MFS HIGH YIELD MUN TR More: the full row for MFS HIGH YIELD MUN TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 41,865 shares; 2016Q3: 41,865 shares; 2016Q4: 40,865 shares 40,865 $188K 0.01% -1,000 Timeline Invesco Global Listed Priva… Invesco Global Listed Private Equ… More: the full row for Invesco Global Listed Private Equity ETF Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 16,055 shares; 2016Q3: 16,055 shares; 2016Q4: 16,055 shares 16,055 $186K 0.01% 0 PIONEER MUNICIPAL HIGH INCO… PIONEER MUNICIPAL HIGH INCOME More: the full row for PIONEER MUNICIPAL HIGH INCOME Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 15,600 shares; 2016Q3: 15,600 shares; 2016Q4: 15,600 shares 15,600 $185K 0.01% 0 CELLDEX THERAPEUTICS INC NEW CELLDEX THERAPEUTICS INC NEW More: the full row for CELLDEX THERAPEUTICS INC NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 55,246 shares; 2016Q3: 55,246 shares; 2016Q4: 54,930 shares 54,930 $185K 0.01% -316 ALLIANZGI CONV INCOME FD ALLIANZGI CONV INCOME FD More: the full row for ALLIANZGI CONV INCOME FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 19,106 shares; 2016Q3: 26,949 shares; 2016Q4: 26,954 shares 26,954 $181K 0.01% +5 PFN PIMCO INCOME STRATEGY FD II More: the full row for PIMCO INCOME STRATEGY FD II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 240,396 shares; 2016Q3: 236,459 shares; 2016Q4: 18,049 shares 18,049 $178K 0.01% -218,410 Timeline ETW EATON VANCE TAX-MANAGED GLOB More: the full row for EATON VANCE TAX-MANAGED GLOB Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 16,592 shares; 2016Q3: 16,494 shares; 2016Q4: 16,503 shares 16,503 $177K 0.01% +9 Timeline XNCMX NUVEEN CALIF AMT FREE MUNI I More: the full row for NUVEEN CALIF AMT FREE MUNI I Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 11,800 shares 11,800 $173K 0.01% new Timeline MFM ABERDEEN MUN INCOME FD More: the full row for ABERDEEN MUN INCOME FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 24,000 shares; 2016Q3: 24,000 shares; 2016Q4: 24,039 shares 24,039 $166K 0.01% +39 Timeline DREYFUS DREYFUS More: the full row for DREYFUS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 47,326 shares; 2016Q3: 47,676 shares; 2016Q4: 48,225 shares 48,225 $165K 0.01% +549 TREVENA INC TREVENA INC More: the full row for TREVENA INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 19,452 shares; 2016Q3: 19,952 shares; 2016Q4: 21,512 shares 21,512 $162K 0.01% +1,560 VLY VALLEY NATL BANCORP More: the full row for VALLEY NATL BANCORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 13,654 shares; 2016Q3: 13,654 shares; 2016Q4: 13,654 shares 13,654 $161K 0.01% 0 Timeline IGA VOYA GLBL ADV & PREM OPP FD More: the full row for VOYA GLBL ADV & PREM OPP FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 15,917 shares; 2016Q4: 15,974 shares 15,974 $161K 0.01% +57 Timeline MYI BLACKROCK MUNIYIELD QUALITY More: the full row for BLACKROCK MUNIYIELD QUALITY Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 11,467 shares; 2016Q3: 11,467 shares; 2016Q4: 11,467 shares 11,467 $159K 0.01% 0 Timeline DNP DNP SELECT INCOME FD INC More: the full row for DNP SELECT INCOME FD INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 13,143 shares; 2016Q3: 16,762 shares; 2016Q4: 14,893 shares 14,893 $158K 0.01% -1,869 Timeline TAHOE RES INC TAHOE RES INC More: the full row for TAHOE RES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 16,551 shares; 2016Q3: 17,524 shares; 2016Q4: 17,524 shares 17,524 $158K 0.01% 0 ERII ENERGY RECOVERY INC More: the full row for ENERGY RECOVERY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 16,446 shares; 2016Q3: 16,446 shares; 2016Q4: 15,446 shares 15,446 $157K 0.01% -1,000 Timeline HL HECLA MINING COMPANY More: the full row for HECLA MINING COMPANY Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 32,006 shares; 2016Q3: 28,606 shares; 2016Q4: 23,606 shares 23,606 $153K 0.01% -5,000 Timeline THL CREDIT INC THL CREDIT INC More: the full row for THL CREDIT INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 15,750 shares; 2016Q3: 14,450 shares; 2016Q4: 14,450 shares 14,450 $150K 0.01% 0 LRAD CORP LRAD CORP More: the full row for LRAD CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 97,216 shares; 2016Q3: 97,216 shares; 2016Q4: 95,845 shares 95,845 $150K 0.01% -1,371 INVESCO DYNAMIC CR OPPORTUNI INVESCO DYNAMIC CR OPPORTUNI More: the full row for INVESCO DYNAMIC CR OPPORTUNI Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 154,838 shares; 2016Q3: 162,671 shares; 2016Q4: 11,724 shares 11,724 $146K 0.01% -150,947 SPIRIT RLTY CAP INC NEW SPIRIT RLTY CAP INC NEW More: the full row for SPIRIT RLTY CAP INC NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 11,386 shares; 2016Q3: 13,902 shares; 2016Q4: 13,921 shares 13,921 $146K 0.01% +19 TEI TEMPLETON EMERGING MKTS INCO More: the full row for TEMPLETON EMERGING MKTS INCO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 13,905 shares; 2016Q3: 13,998 shares; 2016Q4: 12,429 shares 12,429 $141K 0.01% -1,569 Timeline OPK OPKO HEALTH INC More: the full row for OPKO HEALTH INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 14,050 shares; 2016Q3: 16,040 shares; 2016Q4: 16,240 shares 16,240 $138K 0.01% +200 Timeline NORTHSTAR REALTY EUROPE CORP NORTHSTAR REALTY EUROPE CORP More: the full row for NORTHSTAR REALTY EUROPE CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 10,154 shares; 2016Q3: 10,554 shares; 2016Q4: 10,840 shares 10,840 $131K 0.01% +286 OXFORD LANE CAP CORP OXFORD LANE CAP CORP More: the full row for OXFORD LANE CAP CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 11,100 shares; 2016Q3: 11,100 shares; 2016Q4: 11,100 shares 11,100 $123K 0.01% 0 SAN BANCO SANTANDER SA More: the full row for BANCO SANTANDER SA Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 23,755 shares; 2016Q3: 21,775 shares; 2016Q4: 21,218 shares 21,218 $121K 0.01% -557 Timeline NEW AMERICA HIGH INCOME FUN… NEW AMERICA HIGH INCOME FUND I More: the full row for NEW AMERICA HIGH INCOME FUND I Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 16,297 shares; 2016Q3: 15,023 shares; 2016Q4: 12,571 shares 12,571 $120K 0.01% -2,452 XETYX EATON VANCE TAX-MANAGED DIVE More: the full row for EATON VANCE TAX-MANAGED DIVE Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 11,153 shares; 2016Q4: 11,045 shares 11,045 $118K 0.01% -108 Timeline PIONEER HIGH INCOME FUND INC PIONEER HIGH INCOME FUND INC More: the full row for PIONEER HIGH INCOME FUND INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 197,854 shares; 2016Q3: 197,132 shares; 2016Q4: 11,860 shares 11,860 $118K 0.01% -185,272 PIMCO CALIFORNIA MUNICIPAL … PIMCO CALIFORNIA MUNICIPAL INC More: the full row for PIMCO CALIFORNIA MUNICIPAL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 11,700 shares 11,700 $115K 0.01% new HANCOCK JOHN INVT TR HANCOCK JOHN INVT TR More: the full row for HANCOCK JOHN INVT TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 11,800 shares 11,800 $115K 0.01% new ANTARES PHARMA INC ANTARES PHARMA INC More: the full row for ANTARES PHARMA INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 64,333 shares; 2016Q3: 57,233 shares; 2016Q4: 52,233 shares 52,233 $115K 0.01% -5,000 CHESEPEAKE ENERGY CORP CHESEPEAKE ENERGY CORP More: the full row for CHESEPEAKE ENERGY CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 15,082 shares; 2016Q3: 14,982 shares; 2016Q4: 17,051 shares 17,051 $110K 0.01% +2,069 NUV NUVEEN MUN VALUE FD INC More: the full row for NUVEEN MUN VALUE FD INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 13,126 shares; 2016Q4: 11,126 shares 11,126 $108K 0.01% -2,000 Timeline LIONBRIDGE TECHNOLOGIES INC LIONBRIDGE TECHNOLOGIES INC More: the full row for LIONBRIDGE TECHNOLOGIES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 18,700 shares; 2016Q3: 18,700 shares; 2016Q4: 18,700 shares 18,700 $107K 0.01% 0 ETJ EATON VANCE RISK-MANAGED DIV More: the full row for EATON VANCE RISK-MANAGED DIV Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 10,700 shares; 2016Q4: 10,700 shares 10,700 $102K 0.01% 0 Timeline HIX WESTERN ASSET HIGH INCOM FD More: the full row for WESTERN ASSET HIGH INCOM FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 16,736 shares; 2016Q3: 16,736 shares; 2016Q4: 13,915 shares 13,915 $101K 0.01% -2,821 Timeline SPPP SPROTT ASSET MANAGEMENT LP More: the full row for SPROTT ASSET MANAGEMENT LP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 14,083 shares; 2016Q3: 12,593 shares; 2016Q4: 12,593 shares 12,593 $97K 0.01% 0 Timeline NOBLE CORP PLC NOBLE CORP PLC More: the full row for NOBLE CORP PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 17,053 shares; 2016Q3: 13,708 shares; 2016Q4: 13,408 shares 13,408 $93K 0.01% -300 TRIANGLE PETE CORP TRIANGLE PETE CORP More: the full row for TRIANGLE PETE CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 274,375 shares; 2016Q3: 304,875 shares; 2016Q4: 329,725 shares 329,725 $91K 0.01% +24,850 EOD ALLSPRING GLOBAL DIVIDEND OP More: the full row for ALLSPRING GLOBAL DIVIDEND OP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 18,038 shares; 2016Q3: 17,038 shares; 2016Q4: 15,970 shares 15,970 $90K 0.01% -1,068 Timeline RDNT RADNET INC More: the full row for RADNET INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 15,296 shares; 2016Q3: 15,296 shares; 2016Q4: 15,296 shares 15,296 $89K 0.01% 0 Timeline XEXGX EATON VANCE TAX-MANAGED GLOB More: the full row for EATON VANCE TAX-MANAGED GLOB Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 10,628 shares; 2016Q3: not reported; 2016Q4: 10,173 shares 10,173 $87K 0.01% new Timeline INVESTORS REAL ESTATE TRUST INVESTORS REAL ESTATE TRUST More: the full row for INVESTORS REAL ESTATE TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 16,210 shares; 2016Q3: 16,084 shares; 2016Q4: 12,863 shares 12,863 $83K 0.01% -3,221 TSI TCW STRATEGIC INCOME FD INC More: the full row for TCW STRATEGIC INCOME FD INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 14,692 shares; 2016Q3: 14,692 shares; 2016Q4: 14,692 shares 14,692 $79K 0.01% 0 Timeline ABERDEEN ASIA-PACIFIC INCOM… ABERDEEN ASIA-PACIFIC INCOME F More: the full row for ABERDEEN ASIA-PACIFIC INCOME F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 12,704 shares 12,704 $62K <0.01% new GLU MOBILE INC GLU MOBILE INC More: the full row for GLU MOBILE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 16,269 shares; 2016Q3: 16,039 shares; 2016Q4: 16,039 shares 16,039 $40K <0.01% 0 AGENUS INC AGENUS INC More: the full row for AGENUS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 10,000 shares; 2016Q3: 10,000 shares; 2016Q4: 10,000 shares 10,000 $39K <0.01% 0 EXCO RESOURCES INC EXCO RESOURCES INC More: the full row for EXCO RESOURCES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 500,500 shares; 2016Q3: 76,000 shares; 2016Q4: 55,500 shares 55,500 $36K <0.01% -20,500 NYMXF NYMOX PHARMACEUTICAL CORP COM More: the full row for NYMOX PHARMACEUTICAL CORP COM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 11,000 shares; 2016Q3: 11,000 shares; 2016Q4: 11,000 shares 11,000 $36K <0.01% 0 Timeline ABRAXAS PETROLEUM CORP ABRAXAS PETROLEUM CORP More: the full row for ABRAXAS PETROLEUM CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 12,505 shares; 2016Q3: 11,505 shares; 2016Q4: 13,005 shares 13,005 $32K <0.01% +1,500 ECLIPSE RES CORP ECLIPSE RES CORP More: the full row for ECLIPSE RES CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 11,000 shares 11,000 $27K <0.01% new ARENA PHARMECEUTICALS INC ARENA PHARMECEUTICALS INC More: the full row for ARENA PHARMECEUTICALS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 21,000 shares; 2016Q3: 17,450 shares; 2016Q4: 15,450 shares 15,450 $25K <0.01% -2,000 PZG PARAMOUNT GOLD NEV CORP More: the full row for PARAMOUNT GOLD NEV CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 10,800 shares 10,800 $19K <0.01% new Timeline NOVAVAX INC NOVAVAX INC More: the full row for NOVAVAX INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 12,335 shares; 2016Q4: 12,335 shares 12,335 $16K <0.01% 0 MANNKIND CORP MANNKIND CORP More: the full row for MANNKIND CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 24,636 shares; 2016Q3: 23,736 shares; 2016Q4: 23,736 shares 23,736 $14K <0.01% 0 ATHERSYS INC ATHERSYS INC More: the full row for ATHERSYS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 10,000 shares; 2016Q3: 10,000 shares; 2016Q4: 10,000 shares 10,000 $11K <0.01% 0 GOLDEN STAR RES LTD CDA GOLDEN STAR RES LTD CDA More: the full row for GOLDEN STAR RES LTD CDA Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 15,000 shares; 2016Q3: 15,000 shares; 2016Q4: 11,000 shares 11,000 $9K <0.01% -4,000 PARETEUM CORP COM PARETEUM CORP COM More: the full row for PARETEUM CORP COM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 28,599 shares 28,599 $4K <0.01% new