National Planning Corp

13F filer, CIK 1492262, EL SEGUNDO, CA

National Planning Corp reported $1,293,833,000 across 666 holdings for the quarter ended 2016-06-30, in a 13F-HR filed 2016-08-09. Its ten largest share positions make up 23.09% of the portfolio.

Filed 2016-08-09 (acceptance time not in the bulk data set), ingested 2026-10-07 19:12:22 UTC13F-HR 0001085146-16-004207

Period: 2016-06-30
Reported value: $1.29B
Holdings: 666
Top 10 weight: 23.09%
New: 53
Sold out: 32

Largest buys vs the previous quarter

Security	Shares change	Approx. value
MDYadded	+135,237	$37.8M
IWMadded	+149,976	$17.9M
IYRadded	+140,468	$11.9M
BLACKROCK MUNIHOLDINGS QUALInew	+306,041	$4.62M
XMVTXadded	+251,743	$4.53M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
IVWreduced	-58,547	-$7.11M
PowerShares QQQ Trust Unit …reduced	-54,797	-$6.3M
ITAreduced	-33,286	-$4.3M
VTIreduced	-24,370	-$2.69M
IVVreduced	-12,294	-$2.67M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q2 2016

Share positions as resolved from 13F-HR 0001085146-16-004207, largest first. % of portfolio is the value over $1,293,830,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Latest event	Timeline
Dow Chemical CompanyDow Chemical Company	5,480	$291K	0.02%	+298
FCXFREEPORT MCMORAN INC	23,369	$290K	0.02%	+5,646		Timeline
ESEVERSOURCE ENERGY	4,960	$290K	0.02%	new		Timeline
KRGKITE REALTY GROUP TRUST	9,735	$287K	0.02%	+172		Timeline
TRANSENTERIX INCTRANSENTERIX INC	181,950	$287K	0.02%	-5,000
FXUFIRST TR EXCHANGE-TRADED FD	10,587	$286K	0.02%	-2,471		Timeline
BHKBLACKROCK CORE BD TR	19,954	$284K	0.02%	0		Timeline
CAPSTEAD MTG CORPCAPSTEAD MTG CORP	28,275	$284K	0.02%	+2,500
DLRDIGITAL RLTY TR INC	2,641	$276K	0.02%	+13		Timeline
Rydex S&P 500 Pure Value EtfRydex S&P 500 Pure Value Etf	5,299	$276K	0.02%	+10
TERRA NITROGEN CO L PTERRA NITROGEN CO L P	2,555	$276K	0.02%	+500
ATOATMOS ENERGY CORP	3,469	$275K	0.02%	new		Timeline
ALPS ETF TRALPS ETF TR	9,315	$275K	0.02%	new
PRICELINE GRP INCPRICELINE GRP INC	204	$274K	0.02%	new
LVSLAS VEGAS SANDS CORP	5,486	$273K	0.02%	+1,037		Timeline
PIIPOLARIS INC	2,946	$272K	0.02%	new		Timeline
PNCPNC FINL SVCS GROUP INC	3,331	$272K	0.02%	0		Timeline
EMNEASTMAN CHEM CO	4,217	$270K	0.02%	-2,000		Timeline
DALDELTA AIR LINES INC	7,379	$269K	0.02%	+936		Timeline
XPCQXPIMCO CALIF MUN INCOME FD	15,450	$268K	0.02%	0		Timeline
NUENUCOR CORP	5,046	$267K	0.02%	0		Timeline
UNILEVER PLCUNILEVER PLC	5,661	$266K	0.02%	-339
CATCHMARK TIMBER TR INC CL ACATCHMARK TIMBER TR INC CL A	22,049	$265K	0.02%	+5,238
MARATHON OIL CORPMARATHON OIL CORP	20,452	$264K	0.02%	-1,884
VOYA PRIME RATE TRUSTVOYA PRIME RATE TRUST	50,724	$264K	0.02%	+5,270
RYDEX ETF TRUSTRYDEX ETF TRUST	2,100	$264K	0.02%	new
AWKAMERICAN WTR WKS CO INC NEW	3,188	$262K	0.02%	-9,377		Timeline
FISVFISERV INC	2,389	$261K	0.02%	+297		Timeline
IYJISHARES TR	2,321	$261K	0.02%	-15,644		Timeline
NEW YORK COMMUNITY BANCORPNEW YORK COMMUNITY BANCORP	18,177	$261K	0.02%	+1,274
NKENIKE INC	4,714	$259K	0.02%	-611		Timeline
TAHOE RES INCTAHOE RES INC	16,551	$259K	0.02%	+3,302
IYGISHARES TR	3,073	$258K	0.02%	+164		Timeline
BNYBANK OF NY MELLON CORP	6,627	$257K	0.02%	-877		Timeline
BMOBANK OF MONTREAL	4,080	$257K	0.02%	+83		Timeline
ILCGISHARES TR	2,065	$254K	0.02%	0		Timeline
FXOFIRST TR EXCHANGE-TRADED FD	10,625	$253K	0.02%	+146		Timeline
XPGPXPIMCO GLOBAL STOCKPLUS INCOM	12,410	$253K	0.02%	0		Timeline
OPPENHEIMER ETF TROPPENHEIMER ETF TR	7,865	$253K	0.02%	new
CELLDEX THERAPEUTICS INC NEWCELLDEX THERAPEUTICS INC NEW	55,246	$251K	0.02%	+1,650
CMACOMERICA INC	5,677	$250K	0.02%	+32		Timeline
AMTAMERICAN TOWER CORP	2,136	$249K	0.02%	new		Timeline
AOKISHARES TR	7,523	$249K	0.02%	+1,100		Timeline
NATIONAL GRID PLCNATIONAL GRID PLC	3,418	$249K	0.02%	-107
NNNNNN REIT INC	4,735	$248K	0.02%	+300		Timeline
ACREARES COML REAL ESTATE CORP	19,425	$246K	0.02%	-70		Timeline
HPHELMERICH & PAYNE INC	3,985	$246K	0.02%	0		Timeline
BLUEBIRD BIO INCBLUEBIRD BIO INC	4,440	$246K	0.02%	new
CVBFCVB FINL CORP	15,164	$245K	0.02%	0		Timeline
MZTIMARZETTI COMPANY	1,905	$244K	0.02%	new		Timeline
EFADPROSHARES TR	6,718	$243K	0.02%	new		Timeline
CAGCONAGRA BRANDS INC	5,178	$242K	0.02%	new		Timeline
FANGDIAMONDBACK ENERGY INC	2,800	$240K	0.02%	-300		Timeline
CIIBLACKROCK ENHANCED LARGE CAP	17,329	$239K	0.02%	-747		Timeline
WYWEYERHAEUSER CO	7,336	$238K	0.02%	-100		Timeline
IYEISHARES TR	6,521	$238K	0.02%	-4,328		Timeline
UAAUNDER ARMOUR INC	6,229	$237K	0.02%	new		Timeline
ONEOK PARTNERS LP LTD PARTNONEOK PARTNERS LP LTD PARTN	5,915	$237K	0.02%	-120
FPEFIRST TR EXCH TRADED FD III	12,046	$235K	0.02%	-1,285		Timeline
PEGPUBLIC SVC ENTERPRISE GROUP	5,181	$234K	0.02%	+1		Timeline
PCGPG&E CORP	3,626	$233K	0.02%	+98		Timeline
MDUMDU RES GROUP INC	9,885	$233K	0.02%	+58		Timeline
ISHARESISHARES	19,537	$233K	0.02%	-5,611
MUMICRON TECHNOLOGY INC	17,294	$232K	0.02%	+3,800		Timeline
PNRPENTAIR PLC	3,797	$232K	0.02%	+12		Timeline
SPGIS&P GLOBAL INC	1,906	$229K	0.02%	new		Timeline
BLACKROCK INCBLACKROCK INC	624	$229K	0.02%	new
BAXBAXTER INTL INC	4,711	$228K	0.02%	+72		Timeline
AEEAMEREN CORP	4,342	$227K	0.02%	new		Timeline
ABALLIANCEBERNSTEIN HLDG L P	10,013	$225K	0.02%	-1,400		Timeline
BBNBLACKROCK TAX MUNICPAL BD TR	9,305	$225K	0.02%	new		Timeline
SPABSPDR SERIES TRUST	3,796	$225K	0.02%	0		Timeline
MWAMUELLER WTR PRODS INC	19,802	$224K	0.02%	+500		Timeline
ECLECOLAB INC	1,823	$224K	0.02%	new		Timeline
WISDOMTREE TRWISDOMTREE TR	2,975	$224K	0.02%	-25
CCITIGROUP INC	5,194	$223K	0.02%	-655		Timeline
PIONEER MUNICIPAL HIGH INCO…PIONEER MUNICIPAL HIGH INCOME	15,600	$223K	0.02%	0
NXPINXP SEMICONDUCTORS N V	2,698	$221K	0.02%	new		Timeline
TRIPTRIPADVISOR INC	3,181	$221K	0.02%	new		Timeline
DESWISDOMTREE TR	2,968	$219K	0.02%	new		Timeline
EWZISHARES INC	6,728	$217K	0.02%	new		Timeline
CQPCHENIERE ENERGY PARTNERS L P	8,174	$217K	0.02%	+100		Timeline
POWERSHARESPOWERSHARES	15,461	$217K	0.02%	new
UHSUNIVERSAL HLTH SVCS INC	1,725	$216K	0.02%	+8		Timeline
RXIISHARES TR	2,435	$215K	0.02%	-95		Timeline
DEMWISDOMTREE TR	5,714	$213K	0.02%	-236		Timeline
NEUNEWMARKET CORP	500	$212K	0.02%	0		Timeline
HPEHEWLETT PACKARD ENTERPRISE C	10,192	$212K	0.02%	-208		Timeline
ALLIANZGI EQUITY & CONV INCOALLIANZGI EQUITY & CONV INCO	11,086	$212K	0.02%	new
ST JUDE MED INCST JUDE MED INC	2,543	$212K	0.02%	new
EBAYEBAY INC.	6,869	$211K	0.02%	new		Timeline
HLHECLA MINING COMPANY	32,006	$210K	0.02%	+2,200		Timeline
MONSANTO CO NEWMONSANTO CO NEW	1,984	$210K	0.02%	new
MATMATTEL INC	6,412	$209K	0.02%	-300		Timeline
XCHYXCALAMOS CONV & HIGH INCOME F	18,676	$208K	0.02%	-9,004		Timeline
ASBASSOCIATED BANC-CORP	11,377	$208K	0.02%	0		Timeline
AALAMERICAN AIRLINES GROUP INC	6,179	$207K	0.02%	-2,507		Timeline
XCMUXMFS HIGH YIELD MUN TR	41,865	$207K	0.02%	0		Timeline
FXNFIRST TR EXCHANGE-TRADED FD	14,628	$206K	0.02%	-4,173		Timeline
BUDANHEUSER BUSCH INBEV SA NV	1,641	$205K	0.02%	new		Timeline
DOVDOVER CORP	2,918	$203K	0.02%	new		Timeline
STATE STREETSTATE STREET	1,865	$202K	0.02%	new
IYKISHARES TR	1,733	$201K	0.02%	-4,110		Timeline
MGAMAGNA INTL INC	5,348	$200K	0.02%	-653		Timeline
QQQXNUVEEN NASDAQ 100 DYNAMIC OV	10,814	$200K	0.02%	-1,680		Timeline
LRAD CORPLRAD CORP	97,216	$196K	0.02%	-1,000
TEMPLETON GLOBAL INCOME FDTEMPLETON GLOBAL INCOME FD	29,447	$188K	0.01%	-5,153
THL CREDIT INCTHL CREDIT INC	15,750	$184K	0.01%	-250
NMSNUVEEN MINN QUALITY MUN INM	10,746	$184K	0.01%	new		Timeline
MYIBLACKROCK MUNIYIELD QUALITY	11,467	$178K	0.01%	-772		Timeline
MFMABERDEEN MUN INCOME FD	24,000	$178K	0.01%	-1,000		Timeline
ETWEATON VANCE TAX-MANAGED GLOB	16,592	$176K	0.01%	-898		Timeline
ERIIENERGY RECOVERY INC	16,446	$173K	0.01%	0		Timeline
EOSEATON VANCE ENHANCED EQUITY	13,057	$172K	0.01%	+1,769		Timeline
CHICALAMOS CONV OPPORTUNITIES &	16,500	$170K	0.01%	-9,474		Timeline
Invesco Global Listed Priva…Invesco Global Listed Private Equ…	16,055	$169K	0.01%	0
ELECTRO RENT CORPELECTRO RENT CORP	10,480	$162K	0.01%	0
DREYFUSDREYFUS	47,326	$161K	0.01%	-28,842
GRAMERCY PPTY TR COMGRAMERCY PPTY TR COM	16,017	$159K	0.01%	-10,000
PEOPLE'S UNITED FINANCIAL I…PEOPLE'S UNITED FINANCIAL INC	10,515	$156K	0.01%	0
BCRXBIOCRYST PHARMACEUTICALS INC	41,000	$155K	0.01%	-10,100		Timeline
GPROGOPRO INC	12,325	$155K	0.01%	+450		Timeline
SPIRIT RLTY CAP INC NEWSPIRIT RLTY CAP INC NEW	11,386	$153K	0.01%	+15
TEITEMPLETON EMERGING MKTS INCO	13,905	$152K	0.01%	+293		Timeline
MCEWEN MNG INCMCEWEN MNG INC	33,225	$150K	0.01%	+3,000
BLACKROCK CAP INVT CORPBLACKROCK CAP INVT CORP	17,700	$146K	0.01%	-13,424
NEW AMERICA HIGH INCOME FUN…NEW AMERICA HIGH INCOME FUND I	16,297	$143K	0.01%	+2,521
JPCNUVEEN PFD & INCOME OPPORTUN	13,617	$141K	0.01%	+3,342		Timeline
OPKOPKO HEALTH INC	14,050	$139K	0.01%	new		Timeline
DNPDNP SELECT INCOME FD INC	13,143	$138K	0.01%	new		Timeline
ENERPLUS CORPENERPLUS CORP	22,965	$135K	0.01%	-180
ZIOPHARM ONCOLOGY INCZIOPHARM ONCOLOGY INC	27,024	$132K	0.01%	+3,055
ALLIANZGI CONV INCOME FDALLIANZGI CONV INCOME FD	19,106	$127K	0.01%	-940
TREVENA INCTREVENA INC	19,452	$127K	0.01%	0
VLYVALLEY NATL BANCORP	13,654	$122K	0.01%	0		Timeline
HIXWESTERN ASSET HIGH INCOM FD	16,736	$118K	0.01%	-15,775		Timeline
NOBLE CORP PLCNOBLE CORP PLC	17,053	$117K	0.01%	-2,930
SPPPSPROTT ASSET MANAGEMENT LP	14,083	$114K	0.01%	0		Timeline
EODALLSPRING GLOBAL DIVIDEND OP	18,038	$109K	0.01%	0		Timeline
HYTBLACKROCK CORPOR HI YLD FD I	10,110	$107K	0.01%	new		Timeline
INVESTORS REAL ESTATE TRUSTINVESTORS REAL ESTATE TRUST	16,210	$106K	0.01%	0
OXFORD LANE CAP CORPOXFORD LANE CAP CORP	11,100	$105K	0.01%	0
POWERSHARES DB MULTISECT CPOWERSHARES DB MULTISECT C	13,143	$102K	0.01%	-200
SANBANCO SANTANDER SA	23,755	$94K	0.01%	-915		Timeline
XEXGXEATON VANCE TAX-MANAGED GLOB	10,628	$92K	0.01%	-2,058		Timeline
NORTHSTAR REALTY EUROPE CORPNORTHSTAR REALTY EUROPE CORP	10,154	$92K	0.01%	-727
RDNTRADNET INC	15,296	$89K	0.01%	0		Timeline
USALIBERTY ALL STAR EQUITY FD	17,125	$87K	0.01%	+4,236		Timeline
LIONBRIDGE TECHNOLOGIES INCLIONBRIDGE TECHNOLOGIES INC	18,700	$85K	0.01%	0
TSITCW STRATEGIC INCOME FD INC	14,692	$79K	0.01%	0		Timeline
CHESEPEAKE ENERGY CORPCHESEPEAKE ENERGY CORP	15,082	$74K	0.01%	+3,000
ANTARES PHARMA INCANTARES PHARMA INC	64,333	$69K	0.01%	+100
AGENUS INCAGENUS INC	10,000	$56K	<0.01%	0
TRIANGLE PETE CORPTRIANGLE PETE CORP	274,375	$49K	<0.01%	-9,800
GLU MOBILE INCGLU MOBILE INC	16,269	$37K	<0.01%	0
NYMXFNYMOX PHARMACEUTICAL CORP COM	11,000	$37K	<0.01%	0		Timeline
ARENA PHARMECEUTICALS INCARENA PHARMECEUTICALS INC	21,000	$34K	<0.01%	-633
MANNKIND CORPMANNKIND CORP	24,636	$24K	<0.01%	-4,200
ATHERSYS INCATHERSYS INC	10,000	$21K	<0.01%	0
U S GEOTHERMAL INCU S GEOTHERMAL INC	20,900	$17K	<0.01%	0
ABRAXAS PETROLEUM CORPABRAXAS PETROLEUM CORP	12,505	$14K	<0.01%	-666
GOLDEN STAR RES LTD CDAGOLDEN STAR RES LTD CDA	15,000	$11K	<0.01%	0
ELEPHANT TALK COMM CORPELEPHANT TALK COMM CORP	31,591	$5K	<0.01%	0
NEURALSTEM INCNEURALSTEM INC	14,500	$3K	<0.01%	new
UNITED DEV FUNDING XXXREG…UNITED DEV FUNDING XXXREGISTRAT…	18,455	$0	0%	0	Value filed as zero, left out of ratios.

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

Security	Type	Amount	Value	Change
AAPLAPPLE INC COM	call	400	$3K	0

Sold out in Q2 2016

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
CALMCAL MAINE FOODS INC	36,614	$1.89M	shares
IYZISHARES TR	43,302	$1.32M	shares
GUGGENHEIM ETFGUGGENHEIM ETF	11,184	$591K	shares
VISVANGUARD WORLD FD	5,400	$567K	shares
IYFISHARES TR	5,667	$491K	shares
ARROW INVTS TRARROW INVTS TR	18,170	$403K	shares
FXLFIRST TR EXCHANGE-TRADED FD	12,445	$387K	shares
TMTOYOTA MOTOR CORP	3,545	$361K	shares
IHEISHARES TR	2,563	$343K	shares
LDURPIMCO ETF TR	3,100	$310K	shares
XLISELECT SECTOR SPDR TR	5,215	$290K	shares
SCHPSCHWAB STRATEGIC TR	4,767	$265K	shares
VFCV F CORP	4,109	$263K	shares
GMEGAMESTOP CORP	8,730	$263K	shares
CIGNA CORPORATIONCIGNA CORPORATION	1,995	$261K	shares
SPIRIT AIRLS INCSPIRIT AIRLS INC	6,133	$252K	shares
BAXALTA INCBAXALTA INC	6,060	$249K	shares
MQYBLACKROCK MUNIYILD QULT FD I	14,016	$234K	shares
WEAWESTERN ASSET PREMIER BD FD	18,381	$232K	shares
URIUNITED RENTALS INC	3,689	$227K	shares
PAYXPAYCHEX INC	4,062	$211K	shares
EWCISHARES INC	8,734	$211K	shares
VOXVANGUARD WORLD FD	2,241	$206K	shares
OKEONEOK INC NEW	5,169	$206K	shares
PSKSPDR SERIES TRUST	4,436	$202K	shares
HPQHP INC	13,275	$154K	shares
RQICOHEN & STEERS QUALITY INCOM	11,507	$146K	shares
TWO HARBORS INVESTMENT CORPTWO HARBORS INVESTMENT CORP	11,448	$95K	shares
MMTABERDEEN MULTI-MARKET INCOME	15,047	$88K	shares
GREAT PANTHER MININGGREAT PANTHER MINING	10,000	$18K	shares
SLBSLB LIMITED	100	$0	call
MMM3M CO	100	$0	call

How Q2 2016 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001085146-16-004207	base		2016-08-09	acceptance time not in the bulk data set	2026-10-07 19:12:22 UTC