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Disclosery

Myriad Asset Management Ltd.

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13F filer, CIK 1541349, NORTH POINT, Hong Kong

Myriad Asset Management Ltd. reported $971,943,000 across 159 holdings for the quarter ended 2021-09-30, in a 13F-HR filed 2021-11-16. Its ten largest share positions make up 53.8% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001541349-21-000006

Period
2021-09-30
Reported value
$972M
Holdings
159
Top 10 weight
53.8%
New
71
Sold out
51

Largest buys vs the previous quarter

SecurityShares changeApprox. value
JPMadded+88,430$14.5M
BACadded+233,941$9.93M
TSLAnew+12,200$9.46M
CCLnew+338,300$8.46M
AAadded+169,482$8.29M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
MRNAreduced-300,000-$115M
MUexited-252,460-$21.5M
METAreduced-57,220-$19.4M
BIDUexited-92,000-$18.8M
DIDIYreduced-1,331,424-$10.4M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2021

Share positions as resolved from 13F-HR 0001541349-21-000006, largest first. % of portfolio is the value over $960,366,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
FCXFREEPORT MCMORAN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 121,050 shares; 2021Q1: 479,350 shares; 2021Q2: 690,350 shares; 2021Q3: 849,047 shares 849,047$27.6M2.88%+158,697Timeline
LYFTLYFT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 432,240 shares; 2021Q2: 538,147 shares; 2021Q3: 492,285 shares 492,285$26.4M2.75%-45,862Timeline
BACBANK OF AMER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 105,700 shares; 2021Q2: 256,971 shares; 2021Q3: 490,912 shares 490,912$20.8M2.17%+233,941Timeline
METAMETA PLATFORMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 72,141 shares; 2021Q2: 111,823 shares; 2021Q3: 54,603 shares 54,603$18.5M1.93%-57,220Timeline
JPMJPMORGAN CHASE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 12,825 shares; 2021Q3: 101,255 shares 101,255$16.6M1.73%+88,430Timeline
GOOGLALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 8,425 shares; 2021Q3: 5,372 shares 5,372$14.4M1.5%-3,053Timeline
AAALCOA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 106,150 shares; 2021Q3: 275,632 shares 275,632$13.5M1.4%+169,482Timeline
MSMORGAN STANLEYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 109,104 shares; 2021Q3: 137,304 shares 137,304$13.4M1.39%+28,200Timeline
TSLATESLA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 12,200 shares 12,200$9.46M0.99%newTimeline
CCITIGROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 85,080 shares; 2021Q2: 147,780 shares; 2021Q3: 132,422 shares 132,422$9.29M0.97%-15,358Timeline
GSGOLDMAN SACHS GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 5,422 shares; 2021Q3: 22,441 shares 22,441$8.48M0.88%+17,019Timeline
CCLCARNIVAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 75,600 shares; 2021Q2: not reported; 2021Q3: 338,300 shares 338,300$8.46M0.88%newTimeline
AMDADVANCED MICRO DEVICES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 75,150 shares 75,150$7.73M0.81%newTimeline
CARRCARRIER GLOBAL CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 115,800 shares; 2021Q3: 136,300 shares 136,300$7.05M0.73%+20,500Timeline
CHURCHILL CAPITAL CORP VIICHURCHILL CAPITAL CORP VIIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 719,281 shares; 2021Q3: 719,281 shares 719,281$6.99M0.73%0
CATCATERPILLAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 13,125 shares; 2021Q3: 35,925 shares 35,925$6.9M0.72%+22,800Timeline
CHGGCHEGG INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 82,391 shares; 2021Q2: 65,467 shares; 2021Q3: 96,187 shares 96,187$6.54M0.68%+30,720Timeline
DALDELTA AIR LINES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 143,000 shares 143,000$6.09M0.63%newTimeline
UALUNITED AIRLS HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 127,900 shares 127,900$6.08M0.63%newTimeline
CLFCLEVELAND-CLIFFS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 220,950 shares; 2021Q3: 296,573 shares 296,573$5.88M0.61%+75,623Timeline
HH&L ACQUISITION COHH&L ACQUISITION COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 600,000 shares; 2021Q3: 600,000 shares 600,000$5.83M0.61%0
CMICUMMINS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 23,225 shares; 2021Q3: 25,325 shares 25,325$5.69M0.59%+2,100Timeline
UNITED STATES STL CORP NEWUNITED STATES STL CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 172,000 shares; 2021Q3: 253,728 shares 253,728$5.57M0.58%+81,728
DISDISNEY WALT COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 23,200 shares; 2021Q2: not reported; 2021Q3: 32,700 shares 32,700$5.53M0.58%newTimeline
DIDIYDIDI GLOBAL INC SPONSORED ADSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 2,000,000 shares; 2021Q3: 668,576 shares 668,576$5.21M0.54%-1,331,424Timeline
LENLENNAR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 23,300 shares; 2021Q1: not reported; 2021Q2: 28,724 shares; 2021Q3: 54,224 shares 54,224$5.08M0.53%+25,500Timeline
NORTHERN GENESIS ACQUISITIONNORTHERN GENESIS ACQUISITIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 500,000 shares; 2021Q2: 500,000 shares; 2021Q3: 500,000 shares 500,000$4.96M0.52%0
ANGEL POND HOLDINGS CORP UN…ANGEL POND HOLDINGS CORP UNITQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 500,000 shares; 2021Q3: 500,000 shares 500,000$4.95M0.52%0
KKR ACQUISITION HOLDING I COKKR ACQUISITION HOLDING I COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 500,000 shares 500,000$4.88M0.51%new
NORTHERN GENESIS ACQU CORP INORTHERN GENESIS ACQU CORP IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 500,000 shares 500,000$4.87M0.51%new
GORES METROPOULOS II INCGORES METROPOULOS II INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 487,061 shares; 2021Q3: 487,061 shares 487,061$4.81M0.5%0
ETNEATON CORP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 30,600 shares 30,600$4.57M0.48%newTimeline
MLMMARTIN MARIETTA MATLS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 12,560 shares; 2021Q3: 12,560 shares 12,560$4.29M0.45%0Timeline
UPSUNITED PARCEL SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 23,500 shares; 2021Q3: 23,500 shares 23,500$4.28M0.45%0Timeline
CNHCNH INDL N VQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 175,070 shares; 2021Q3: 240,470 shares 240,470$3.99M0.42%+65,400Timeline
BRIDGETOWN HOLDINGS LTDBRIDGETOWN HOLDINGS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 400,000 shares; 2021Q2: 400,000 shares; 2021Q3: 400,000 shares 400,000$3.92M0.41%0
INFYINFOSYS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 32,500 shares; 2021Q1: 32,500 shares; 2021Q2: 153,900 shares; 2021Q3: 172,300 shares 172,300$3.83M0.4%+18,400Timeline
NTLAINTELLIA THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 26,700 shares 26,700$3.58M0.37%newTimeline
FDXFEDEX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 16,330 shares; 2021Q3: 16,330 shares 16,330$3.58M0.37%0Timeline
BEAMBEAM THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 25,200 shares; 2021Q2: not reported; 2021Q3: 40,418 shares 40,418$3.52M0.37%newTimeline
MTARCELORMITTAL SA LUXEMBOURGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 55,900 shares; 2021Q3: 116,452 shares 116,452$3.51M0.37%+60,552Timeline
EGHT8X8 INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 46,060 shares; 2021Q2: 157,936 shares; 2021Q3: 148,099 shares 148,099$3.46M0.36%-9,837Timeline
LEVWQLION ELEC CO WT EXP 05/06/26 (Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 1,018,449 shares; 2021Q3: 971,341 shares 971,341$3.45M0.36%-47,108Timeline
FORTRESS VALUE ACQUISI CORPFORTRESS VALUE ACQUISI CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 350,000 shares 350,000$3.41M0.35%new
AMZNAMAZON COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 7,763 shares; 2021Q2: 692 shares; 2021Q3: 1,004 shares 1,004$3.3M0.34%+312Timeline
CLVTCLARIVATE PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 150,000 shares 150,000$3.29M0.34%newTimeline
GMGENERAL MTRS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 60,500 shares 60,500$3.19M0.33%newTimeline
RECHARGE ACQUISITION CORPRECHARGE ACQUISITION CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 400,000 shares; 2021Q1: 400,000 shares; 2021Q2: 314,897 shares; 2021Q3: 314,897 shares 314,897$3.12M0.32%0
CONX CORPCONX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 300,000 shares; 2021Q3: 300,000 shares 300,000$2.94M0.31%0
CATCHA INVESTMENT CORPCATCHA INVESTMENT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 400,000 shares; 2021Q3: 300,000 shares 300,000$2.92M0.3%-100,000
PHMPULTE GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 40,700 shares; 2021Q1: not reported; 2021Q2: 41,325 shares; 2021Q3: 61,421 shares 61,421$2.82M0.29%+20,096Timeline
STSENSATA TECHNOLOGIES HLDG PLQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 51,200 shares 51,200$2.8M0.29%newTimeline
APTIV PLCAPTIV PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 18,100 shares 18,100$2.7M0.28%new
KBHKB HOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 51,200 shares; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 69,029 shares 69,029$2.69M0.28%newTimeline
SHLSSHOALS TECHNOLOGIES GROUP INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 91,100 shares 91,100$2.54M0.26%newTimeline
HALOHALOZYME THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 60,500 shares 60,500$2.46M0.26%newTimeline
NKENIKE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 28,800 shares; 2021Q3: 16,400 shares 16,400$2.38M0.25%-12,400Timeline
PATHFINDER ACQUISITION CORPPATHFINDER ACQUISITION CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 238,200 shares 238,200$2.35M0.25%new
MRVIMARAVAI LIFESCIENCES HLDGS IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 32,000 shares; 2021Q2: not reported; 2021Q3: 45,000 shares 45,000$2.21M0.23%newTimeline
ESTCELASTIC N VQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 16,940 shares; 2021Q2: 19,544 shares; 2021Q3: 14,721 shares 14,721$2.19M0.23%-4,823Timeline
QSQUANTUMSCAPE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 84,600 shares 84,600$2.08M0.22%newTimeline
DHRDANAHER CORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 6,600 shares 6,600$2.01M0.21%newTimeline
ALTIMAR ACQUISITION CORP IIALTIMAR ACQUISITION CORP IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 200,000 shares; 2021Q3: 200,000 shares 200,000$1.97M0.21%0
ARCTOS NORTHSTAR ACQUIS CORPARCTOS NORTHSTAR ACQUIS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 200,000 shares 200,000$1.95M0.2%new
VRTXVERTEX PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 5,100 shares; 2021Q3: 10,400 shares 10,400$1.89M0.2%+5,300Timeline
Gores HLDGS VIII Inc Class …Gores HLDGS VIII Inc Class …Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 185,571 shares 185,571$1.83M0.19%new
ZMZOOM COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 6,752 shares 6,752$1.77M0.18%newTimeline
PRCHPORCH GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 96,642 shares 96,642$1.71M0.18%newTimeline
LLYELI LILLY & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 3,200 shares; 2021Q3: 7,300 shares 7,300$1.69M0.18%+4,100Timeline
NFLXNETFLIX INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 20,995 shares; 2021Q2: 4,044 shares; 2021Q3: 2,664 shares 2,664$1.63M0.17%-1,380Timeline
VMCVULCAN MATLS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 9,400 shares; 2021Q3: 9,400 shares 9,400$1.59M0.17%0Timeline
CLSCLSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 240,696 shares; 2021Q1: 150,100 shares; 2021Q2: 150,100 shares; 2021Q3: 150,100 shares 150,100$1.49M0.16%0
APOLLO STRATEGIC GRWT CPTL IAPOLLO STRATEGIC GRWT CPTL IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 150,000 shares; 2021Q3: 150,000 shares 150,000$1.47M0.15%0
FORTRESS VALUE ACQUIS CORP IFORTRESS VALUE ACQUIS CORP IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 150,000 shares; 2021Q3: 150,000 shares 150,000$1.46M0.15%0
ETSYETSY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 20,337 shares; 2021Q2: 30,560 shares; 2021Q3: 6,600 shares 6,600$1.37M0.14%-23,960Timeline
SPARTAN ACQUISITION CORP IIISPARTAN ACQUISITION CORP IIIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 134,000 shares; 2021Q3: 134,000 shares 134,000$1.32M0.14%0
JAMFJAMF HOLDING CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 33,800 shares 33,800$1.3M0.14%newTimeline
CMRCCOMMERCE.COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 24,500 shares 24,500$1.24M0.13%newTimeline
AALAMERICAN AIRLINES GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 58,645 shares 58,645$1.2M0.13%newTimeline
MRNAMODERNA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 505,155 shares; 2020Q3: 154,041 shares; 2020Q4: 154,041 shares; 2021Q1: 303,041 shares; 2021Q2: 303,041 shares; 2021Q3: 3,041 shares 3,041$1.17M0.12%-300,000Timeline
PBHPRESTIGE CONSMR HEALTHCARE IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 20,608 shares 20,608$1.16M0.12%newTimeline
NORTHERN STAR INVEST CORP IVNORTHERN STAR INVEST CORP IVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 118,004 shares 118,004$1.16M0.12%new
SUPERNOVA PARTNERS ACQUISTNSUPERNOVA PARTNERS ACQUISTNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 115,000 shares 115,000$1.12M0.12%new
NORTHERN STAR INVEST CORP IINORTHERN STAR INVEST CORP IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 112,121 shares; 2021Q2: 112,121 shares; 2021Q3: 112,121 shares 112,121$1.11M0.12%0
ALTIMETER GROWTH CORP 2ALTIMETER GROWTH CORP 2Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 110,000 shares; 2021Q2: 110,000 shares; 2021Q3: 110,000 shares 110,000$1.09M0.11%0
ISOS ACQUISITION CORPISOS ACQUISITION CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 100,000 shares; 2021Q2: 100,000 shares; 2021Q3: 100,000 shares 100,000$1.05M0.11%0
CC NEUBERGER PRIN HLDGS IICC NEUBERGER PRIN HLDGS IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 100,000 shares; 2021Q1: 100,000 shares; 2021Q2: 100,000 shares; 2021Q3: 100,000 shares 100,000$982K0.1%0
OAKTREE ACQUISITION CORP IIOAKTREE ACQUISITION CORP IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 100,000 shares; 2021Q1: 100,000 shares; 2021Q2: 100,000 shares; 2021Q3: 100,000 shares 100,000$980K0.1%0
PERIDOT ACQUISITION CORP IIPERIDOT ACQUISITION CORP IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 100,000 shares 100,000$971K0.1%new
GORES HOLDINGS VII INCGORES HOLDINGS VII INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 91,360 shares 91,360$900K0.09%new
LAZARD GROWTH ACQUISITION COLAZARD GROWTH ACQUISITION COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 75,000 shares 75,000$730K0.08%new
HAYMAKER ACQUISITION CORP IIHAYMAKER ACQUISITION CORP IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 75,000 shares 75,000$730K0.08%new
ALGNALIGN TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 492 shares; 2021Q2: 660 shares; 2021Q3: 993 shares 993$661K0.07%+333Timeline
KENSINGTON CAPITAL ACQUISITIKENSINGTON CAPITAL ACQUISITIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 76,500 shares 76,500$633K0.07%new
ABCLABCELLERA BIOLOGICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 25,000 shares 25,000$501K0.05%newTimeline
ALTIMAR ACQUISITION CORP IIIALTIMAR ACQUISITION CORP IIIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 50,000 shares; 2021Q2: 50,000 shares; 2021Q3: 50,000 shares 50,000$499K0.05%0
MKTXMARKETAXESS HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 2,036 shares; 2021Q3: 1,178 shares 1,178$496K0.05%-858Timeline
DHC ACQUISITION CORPDHC ACQUISITION CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 50,000 shares 50,000$489K0.05%new
NEW FRONTIER HEALTH CORPNEW FRONTIER HEALTH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 175,000 shares; 2020Q3: 175,000 shares; 2020Q4: 175,000 shares; 2021Q1: 174,500 shares; 2021Q2: 169,439 shares; 2021Q3: 169,439 shares 169,439$489K0.05%0
PIVOTAL INVESTMENT CORP IIIPIVOTAL INVESTMENT CORP IIIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 49,184 shares 49,184$479K0.05%new
GORES TECHNOLOGY PARTNERS IIGORES TECHNOLOGY PARTNERS IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 40,000 shares 40,000$392K0.04%new
PRGOPERRIGO CO PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 7,000 shares 7,000$331K0.03%newTimeline
DNABWGINKGO BIOWORKS HLDGS INC WT EQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 90,997 shares 90,997$308K0.03%newTimeline
ATECALPHATEC HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 24,516 shares 24,516$299K0.03%newTimeline
INNOVID CORP COMMON STOCKINNOVID CORP COMMON STOCKQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 25,000 shares 25,000$248K0.03%new
CC NEUBERGER PRINCIPAL HOLDNCC NEUBERGER PRINCIPAL HOLDNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 25,000 shares 25,000$244K0.03%new
CHURCHILL CAPITAL CORP VICHURCHILL CAPITAL CORP VIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 23,913 shares 23,913$234K0.02%new
GORES TECHNOLOGY PARTNERS INGORES TECHNOLOGY PARTNERS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 20,000 shares 20,000$196K0.02%new
SCION TECH GROWTH IISCION TECH GROWTH IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 20,000 shares 20,000$195K0.02%new
NORTHERN GENESIS ACQUISITIONNORTHERN GENESIS ACQUISITIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 166,666 shares; 2021Q2: 166,666 shares; 2021Q3: 166,666 shares 166,666$178K0.02%0
ARDAGH METAL PACKAGING S AARDAGH METAL PACKAGING S AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 80,000 shares 80,000$172K0.02%new
GORES METROPOULOS II INCGORES METROPOULOS II INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 97,412 shares; 2021Q3: 97,412 shares 97,412$166K0.02%0
BRIDGETOWN HOLDINGS LTDBRIDGETOWN HOLDINGS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 133,333 shares; 2021Q2: 133,333 shares; 2021Q3: 133,333 shares 133,333$165K0.02%0
CONX CorpCONX CorpQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 125,000 shares; 2021Q3: 125,000 shares 125,000$144K0.01%0
HH&L ACQUISITION COHH&L ACQUISITION COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 300,000 shares; 2021Q3: 300,000 shares 300,000$139K0.01%0
NORTHERN GENESIS ACQU CORP INORTHERN GENESIS ACQU CORP IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 125,000 shares 125,000$125K0.01%new
KKR ACQUISITION HOLDING I COKKR ACQUISITION HOLDING I COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 125,000 shares 125,000$120K0.01%new
SLAM CORPSLAM CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 125,000 shares 125,000$113K0.01%new
CYMABAY THERAPEUTICS INCCYMABAY THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 30,000 shares 30,000$110K0.01%new
CHURCHILL CAPITAL CORP VIICHURCHILL CAPITAL CORP VIIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 100,000 shares; 2021Q3: 100,000 shares 100,000$92K0.01%0
RECHARGE ACQUISITION CORPRECHARGE ACQUISITION CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 250,000 shares; 2021Q1: 250,000 shares; 2021Q2: 142,000 shares; 2021Q3: 142,000 shares 142,000$91K0.01%0
CATCHA INVESTMENT CORPCATCHA INVESTMENT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 133,333 shares; 2021Q3: 133,333 shares 133,333$88K0.01%0
CC NEUBERGER PRIN HLDGS IICC NEUBERGER PRIN HLDGS IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 75,000 shares; 2021Q1: 75,000 shares; 2021Q2: 75,000 shares; 2021Q3: 75,000 shares 75,000$76K0.01%0
ALTIMAR ACQUISITION CORP IIALTIMAR ACQUISITION CORP IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 50,000 shares; 2021Q3: 50,000 shares 50,000$53K0.01%0
PATHFINDER ACQUISITION CORPPATHFINDER ACQUISITION CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 47,640 shares 47,640$45K<0.01%new
ARCTOS NORTHSTAR ACQUIS CORPARCTOS NORTHSTAR ACQUIS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 50,000 shares 50,000$37K<0.01%new
SPARTAN ACQUISITION CORP IIISPARTAN ACQUISITION CORP IIIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 33,500 shares; 2021Q3: 33,500 shares 33,500$37K<0.01%0
FORTRESS VALUE ACQUISI CORPFORTRESS VALUE ACQUISI CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 43,750 shares 43,750$35K<0.01%new
APOLLO STRATEGIC GRWT CPTL IAPOLLO STRATEGIC GRWT CPTL IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 30,000 shares; 2021Q3: 30,000 shares 30,000$28K<0.01%0
GORES HLDGS VIII INCGORES HLDGS VIII INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 23,196 shares 23,196$26K<0.01%new
FORTRESS VALUE ACQUIS CORP IFORTRESS VALUE ACQUIS CORP IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 30,000 shares; 2021Q3: 30,000 shares 30,000$24K<0.01%0
OAKTREE ACQUISITION CORP IIOAKTREE ACQUISITION CORP IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 25,000 shares; 2021Q1: 25,000 shares; 2021Q2: 25,000 shares; 2021Q3: 25,000 shares 25,000$23K<0.01%0
RIGETTI COMPUTINRIGETTI COMPUTINQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 28,750 shares 28,750$23K<0.01%new
KENSINGTON CAPITAL ACQUISITIKENSINGTON CAPITAL ACQUISITIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 19,125 shares 19,125$22K<0.01%new
NORTHERN STAR INVEST CORP IVNORTHERN STAR INVEST CORP IVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 19,667 shares 19,667$18K<0.01%new
PERIDOT ACQUISITION CORP IIPERIDOT ACQUISITION CORP IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 20,000 shares 20,000$16K<0.01%new
HAYMAKER ACQUISITION CORP IIHAYMAKER ACQUISITION CORP IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 18,750 shares 18,750$15K<0.01%new
GORES HOLDINGS VII INCGORES HOLDINGS VII INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 11,420 shares 11,420$13K<0.01%new
DHC ACQUISITION CORPDHC ACQUISITION CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 16,666 shares 16,666$12K<0.01%new
LAZARD GROWTH ACQUISITION COLAZARD GROWTH ACQUISITION COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 15,000 shares 15,000$12K<0.01%new

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
CLVTCLARIVATE PLC ORD SHScall303,000$6.64Mnew
TILRAY INCTILRAY INC COM CL 2call400,000$4.52Mnew

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

SecurityTypeAmountValueChange
PLUG PWR INCPLUG PWR INC NOTE 3.750% 6/0principal30,000,000$153M+6,457,000
NCL CORP LTDNCL CORP LTD NOTE 6.000% 5/1principal43,500,000$93.3M0
AMERICAN AIRLINES GROUP INCAMERICAN AIRLINES GROUP INC NOTE 6.500% 7/0principal51,000,000$78.1M-2,500,000
BILIBILI INCBILIBILI INC NOTE 1.375% 4/0principal15,050,000$41.2M-3,600,000
IQIYI INCIQIYI INC NOTE 3.750%12/0principal38,355,000$37.8M+12,200,000
GOLAR LNG LTDGOLAR LNG LTD NOTE 2.750% 2/1principal20,000,000$19.9M+5,000,000
IQIYI INCIQIYI INC NOTE 2.000% 4/0principal20,000,000$17.5M-16,750,000
BILIBILI INCBILIBILI INC NOTE 1.250% 6/1principal9,500,000$17.1M0
HERBALIFE NUTRITION LTDHERBALIFE NUTRITION LTD NOTE 2.625% 3/1principal14,672,000$14.9Mnew
SEA LTDSEA LTD NOTE 0.250% 9/1principal10,000,000$10.1Mnew
DISH NETWORK CORPORATIONDISH NETWORK CORPORATION NOTE 3.375% 8/1principal8,000,000$8.29M0
BAOZUN INCBAOZUN INC NOTE 1.625% 5/0principal8,500,000$7.94M-3,500,000
IQIYI INCIQIYI INC NOTE 4.000%12/1principal5,500,000$4.61M-23,500,000
AURORA CANNABIS INCAURORA CANNABIS INC NOTE 5.500% 2/2principal5,000,000$4.26M0
FORUM ENERGY TECHNOLOGIES INFORUM ENERGY TECHNOLOGIES IN NOTE 9.000% 8/0principal4,000,000$4.09M0
PDD HOLDINGS INCPDD HOLDINGS INC NOTE 12/0principal2,500,000$2.31M-38,000,000
HELLO GROUP INCHELLO GROUP INC NOTE 1.250% 7/0principal2,500,000$2.11M0

Sold out in Q3 2021

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
TRIP COM GROUP LTDTRIP COM GROUP LTD36,000,000$51.4Mprincipal
DICKS SPORTING GOODS INCDICKS SPORTING GOODS INC14,750,000$43.7Mprincipal
LYFTLYFT INC447,600$27.1Mcall
MUMICRON TECHNOLOGY INC252,460$21.5Mshares
BIDUBAIDU INC92,000$18.8Mshares
JOYY INCJOYY INC13,800,000$14Mprincipal
HUBSPOT INCHUBSPOT INC6,000,000$12.7Mprincipal
YY INCYY INC12,500,000$12.3Mprincipal
WFCWELLS FARGO & CO191,650$8.68Mshares
PARAMOUNT GLOBALPARAMOUNT GLOBAL172,302$7.79Mshares
VIPSVIPSHOP HLDGS LTD384,000$7.71Mshares
NORTHERN GENESIS ACQU CORP INORTHERN GENESIS ACQU CORP I500,000$5.05Mshares
KKR ACQUISITION HOLDING I C…KKR ACQUISITION HOLDING I CORP UN…500,000$5.02Mshares
SLAM CORPSLAM CORP500,000$4.99Mshares
SOARING EAGLE ACQUISITION COSOARING EAGLE ACQUISITION CO454,989$4.82Mshares
GORES HLDGS V INCGORES HLDGS V INC400,000$4.04Mshares
MARMARRIOTT INTL INC NEW28,470$3.89Mshares
CABOCABLE ONE INC2,000$3.83Mshares
LEO HOLDINGS III CORPLEO HOLDINGS III CORP370,000$3.73Mshares
FORTRESS VALUE ACQUISITIN IVFORTRESS VALUE ACQUISITIN IV350,000$3.5Mshares
CHEESECAKE FACTORY INCCHEESECAKE FACTORY INC2,500,000$2.48Mprincipal
PATHFINDER ACQUISITION CORPPATHFINDER ACQUISITION CORP238,200$2.37Mshares
SESEA LTD7,500$2.06Mshares
ARCTOS NORTHSTAR ACQUIS CORPARCTOS NORTHSTAR ACQUIS CORP200,000$2Mshares
BCSBARCLAYS PLC196,300$1.89Mshares
GORES HLDGS VIII INCGORES HLDGS VIII INC185,571$1.85Mshares
BRIDGETOWN 2 HOLDINGS LTDBRIDGETOWN 2 HOLDINGS LTD175,000$1.78Mshares
TWC TECH HLDGS II CORPTWC TECH HLDGS II CORP150,000$1.49Mshares
TALTAL ED GROUP50,900$1.28Mshares
NORTHERN STAR INVEST CORP IVNORTHERN STAR INVEST CORP IV118,004$1.18Mshares
SUPERNOVA PARTNERS ACQUISTNSUPERNOVA PARTNERS ACQUISTN115,000$1.15Mshares
DAYDAYFORCE INC11,700$1.12Mshares
PERIDOT ACQUISITION CORP IIPERIDOT ACQUISITION CORP II100,000$999Kshares
WWAYFAIR INC3,085$974Kshares
GORES HOLDINGS VII INCGORES HOLDINGS VII INC91,360$918Kshares
LEVGQLION ELEC CO COM (CAN)43,490$845Kshares
KENSINGTON CAPITAL ACQUISITIKENSINGTON CAPITAL ACQUISITI76,500$796Kshares
HAYMAKER ACQUISITION CORP IIHAYMAKER ACQUISITION CORP II75,000$752Kshares
LAZARD GROWTH ACQUISITION COLAZARD GROWTH ACQUISITION CO75,000$749Kshares
ONECONNECT FINL TECHNOLOGY CONECONNECT FINL TECHNOLOGY C49,800$599Kshares
GS ACQUISITION HLDGS CORP IIGS ACQUISITION HLDGS CORP II50,000$546Kshares
DHC ACQUISITION CORPDHC ACQUISITION CORP50,000$502Kshares
PIVOTAL INVESTMENT CORP IIIPIVOTAL INVESTMENT CORP III49,184$492Kshares
GORES TECHNOLOGY PARTNERS IIGORES TECHNOLOGY PARTNERS II40,000$410Kshares
ION ACQUISITION CORP 2 LTDION ACQUISITION CORP 2 LTD25,000$252Kshares
CC NEUBERGER PRINCIPAL HOLDNCC NEUBERGER PRINCIPAL HOLDN25,000$250Kshares
CHURCHILL CAPITAL CORP VICHURCHILL CAPITAL CORP VI23,913$242Kshares
GORES TECHNOLOGY PARTNERS INGORES TECHNOLOGY PARTNERS IN20,000$201Kshares
SCION TECH GROWTH IISCION TECH GROWTH II20,000$199Kshares
GORES HLDGS V INCGORES HLDGS V INC80,000$163Kshares
TWC TECH HLDGS II CORPTWC TECH HLDGS II CORP50,000$87Kshares

How Q3 2021 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001541349-21-000006 base2021-11-16acceptance time not in the bulk data set