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Disclosery

MSI Financial Services Inc

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13F filer, CIK 1422771, Springfield, MA

MSI Financial Services Inc reported $3,074,351,000 across 4,023 holdings for the quarter ended 2016-12-31, in a 13F-HR filed 2017-01-13. Its ten largest share positions make up 14.97% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0000950123-17-000195

Period
2016-12-31
Reported value
$3.07B
Holdings
4,023
Top 10 weight
14.97%
New
215
Sold out
293

Largest buys vs the previous quarter

SecurityShares changeApprox. value
Guggenheim S&P 500 Equal We…added+269,260$23.3M
QTECadded+441,284$23.2M
FXRadded+602,291$19.8M
SPYadded+68,020$15.2M
PowerShares QQQ Trust Unit …added+77,364$9.17M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
FXGreduced-629,365-$28.8M
FXDreduced-645,969-$22.9M
USMVreduced-197,852-$8.95M
HEFAreduced-275,986-$7.21M
GLDreduced-49,541-$5.43M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2016

Share positions as resolved from 13F-HR 0000950123-17-000195, largest first. % of portfolio is the value over $3,074,351,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
COMMERCEHUB INCCOMMERCEHUB INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 16 shares; 2016Q4: 10 shares 10$00%-6Value filed as zero, left out of ratios.
LA QUINTA HLDGS INCLA QUINTA HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 3 shares; 2015Q2: 156 shares; 2015Q3: 168 shares; 2015Q4: 171 shares; 2016Q1: 11 shares; 2016Q2: 6 shares; 2016Q3: 4 shares; 2016Q4: 4 shares 4$00%0Value filed as zero, left out of ratios.
ACTUA CORPORATIONACTUA CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 5 shares; 2015Q2: 5 shares; 2015Q3: 5 shares; 2015Q4: 7 shares; 2016Q1: 7 shares; 2016Q2: 7 shares; 2016Q3: 7 shares; 2016Q4: 10 shares 10$00%+3Value filed as zero, left out of ratios.
KEY ENERGY SVCS INC DELKEY ENERGY SVCS INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 1 shares 1$00%newValue filed as zero, left out of ratios.
CAPRICOR THERAPEUTICS INCCAPRICOR THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 11 shares; 2016Q1: 11 shares; 2016Q2: 11 shares; 2016Q3: 11 shares; 2016Q4: 11 shares 11$00%0Value filed as zero, left out of ratios.
NIMBLE STORAGE INCNIMBLE STORAGE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: 27 shares; 2015Q3: 95 shares; 2015Q4: 44 shares; 2016Q1: 33 shares; 2016Q2: 29 shares; 2016Q3: 29 shares; 2016Q4: 29 shares 29$00%0Value filed as zero, left out of ratios.
ADEPTUS HEALTHADEPTUS HEALTHQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: 270 shares; 2015Q3: 305 shares; 2015Q4: 610 shares; 2016Q1: 225 shares; 2016Q2: 225 shares; 2016Q3: 225 shares; 2016Q4: 25 shares 25$00%-200Value filed as zero, left out of ratios.
TERRAVIA HOLDINTERRAVIA HOLDINQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 260 shares; 2016Q3: 160 shares; 2016Q4: 160 shares 160$00%0Value filed as zero, left out of ratios.
FXCM INCFXCM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 27 shares; 2016Q1: 10 shares; 2016Q2: 60 shares; 2016Q3: 60 shares; 2016Q4: 60 shares 60$00%0Value filed as zero, left out of ratios.
FORM HLDGS CORP COMFORM HLDGS CORP COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 100 shares; 2016Q3: 100 shares; 2016Q4: 100 shares 100$00%0Value filed as zero, left out of ratios.
TURTLE BEACH CORP COMTURTLE BEACH CORP COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 90 shares; 2016Q4: 90 shares 90$00%0Value filed as zero, left out of ratios.
OREXIGEN THERAPEUTICS INC C…OREXIGEN THERAPEUTICS INC COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 47 shares; 2016Q4: 47 shares 47$00%0Value filed as zero, left out of ratios.
GALENA BIOPHARMA INC COM NEWGALENA BIOPHARMA INC COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 54 shares 54$00%newValue filed as zero, left out of ratios.
OCEAN RIG UDW INC SHSOCEAN RIG UDW INC SHSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 17 shares; 2016Q3: 17 shares; 2016Q4: 17 shares 17$00%0Value filed as zero, left out of ratios.
EASTMAN KODAK CO WT EXP 090…EASTMAN KODAK CO WT EXP 090318Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 2 shares; 2015Q4: 9 shares; 2016Q1: 9 shares; 2016Q2: 33 shares; 2016Q3: 9 shares; 2016Q4: 9 shares 9$00%0Value filed as zero, left out of ratios.
EASTMAN KODAK CO WT EXP 090…EASTMAN KODAK CO WT EXP 090318Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 2 shares; 2015Q4: 9 shares; 2016Q1: 9 shares; 2016Q2: 32 shares; 2016Q3: 9 shares; 2016Q4: 9 shares 9$00%0Value filed as zero, left out of ratios.
TOKAI PHARMACEUTICALS INC C…TOKAI PHARMACEUTICALS INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 300 shares; 2016Q2: 300 shares; 2016Q3: 300 shares; 2016Q4: 300 shares 300$00%0Value filed as zero, left out of ratios.
PARETEUM CORP COMPARETEUM CORP COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 2 shares 2$00%newValue filed as zero, left out of ratios.
YIELD10 BIOSCIENCE INC COMYIELD10 BIOSCIENCE INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 400 shares; 2015Q4: 425 shares; 2016Q1: 425 shares; 2016Q2: 425 shares; 2016Q3: 425 shares; 2016Q4: 425 shares 425$00%0Value filed as zero, left out of ratios.
PETROQUEST ENERGY INC COM N…PETROQUEST ENERGY INC COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 25 shares; 2016Q3: 25 shares; 2016Q4: 25 shares 25$00%0Value filed as zero, left out of ratios.
CTI BIOPHARMA CORP COM NEWCTI BIOPHARMA CORP COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 16 shares; 2015Q2: 16 shares; 2015Q3: 149 shares; 2015Q4: 149 shares; 2016Q1: 149 shares; 2016Q2: 149 shares; 2016Q3: 16 shares; 2016Q4: 16 shares 16$00%0Value filed as zero, left out of ratios.
DEXTERA SURGICAL INC COMDEXTERA SURGICAL INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 100 shares; 2016Q3: 100 shares; 2016Q4: 100 shares 100$00%0Value filed as zero, left out of ratios.

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
TESLA MTRS INCTESLA MTRS INC Putput1$0new

Sold out in Q4 2016

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 293. All 293

SecurityShares beforeValue beforeType
ISHARESISHARES261,333$3.28Mshares
ALCOA INCALCOA INC121,194$1.23Mshares
LEXMARK INTL NEWLEXMARK INTL NEW27,466$1.1Mshares
ISHARES TRISHARES TR99,925$1.05Mshares
AMERICAN CAPITAL AGENCY CORPAMERICAN CAPITAL AGENCY CORP37,123$725Kshares
LINKEDIN CORPLINKEDIN CORP2,623$501Kshares
CREDIT SUISSE NASSAU BRH ET…CREDIT SUISSE NASSAU BRH ETN L14,872$322Kshares
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR11,055$285Kshares
RR DONNELLEY + SONS CORR DONNELLEY + SONS CO16,349$257Kshares
ISHARESISHARES15,990$253Kshares
WESTERN ASSET EMRG MKT INCMWESTERN ASSET EMRG MKT INCM17,337$200Kshares
SOLARCITY CORPSOLARCITY CORP10,074$197Kshares
ITC HLDGS CORPITC HLDGS CORP3,648$170Kshares
EG DJ EMRG MKT CNSUMR TITAEG DJ EMRG MKT CNSUMR TITA6,407$159Kshares
NUVEEN LG/SHT COMMODITY TOTRNUVEEN LG/SHT COMMODITY TOTR11,405$151Kshares
SPDR INDEX SHS FDSSPDR INDEX SHS FDS2,993$143Kshares
HESKA CORPHESKA CORP1,894$103Kshares
PIEDMONT NATURAL GAS COPIEDMONT NATURAL GAS CO1,446$87Kshares
LIONS GATE ENTMNT CORPLIONS GATE ENTMNT CORP3,206$64Kshares
BLACKROCK DEBT STRAT FD INCBLACKROCK DEBT STRAT FD INC15,008$55Kshares
ISHARES MSCIISHARES MSCI4,990$55Kshares
BF-ABROWN FORMAN CORP1,076$54Kshares
CORECIVIC INCCORECIVIC INC3,792$53Kshares
NUVEEN CA DIV ADV MUNI FD 3NUVEEN CA DIV ADV MUNI FD 33,399$52Kshares
MBSDFLEXSHARES TR2,056$51Kshares
BLACKROCK MUNIHOLDINGS QUALIBLACKROCK MUNIHOLDINGS QUALI3,000$44Kshares
BROOKFIELD TOTAL RETURN FD IBROOKFIELD TOTAL RETURN FD I1,964$44Kshares
DEUTSCHE STRATEGIC INCOME TRDEUTSCHE STRATEGIC INCOME TR3,292$40Kshares
EGA EMERGING GLOBAL SHS TREGA EMERGING GLOBAL SHS TR2,031$37Kshares
BLUE BUFFALO PET PRODS INCBLUE BUFFALO PET PRODS INC1,510$36Kshares
GUGGENHEIM ENHANCED EQUITY IGUGGENHEIM ENHANCED EQUITY I4,450$35Kshares
SINA CORPSINA CORP460$34Kshares
NUVEEN PREFERRED & INCO…NUVEEN PREFERRED & INCOME1,250$31Kshares
iShares Msci SingaporeiShares Msci Singapore2,755$30Kshares
XIFRXPLR INFRASTRUCTURE LP1,025$29Kshares
ALLERGAN PLCALLERGAN PLC34$28Kshares
HBIOHARVARD BIOSCIENCE INC10,000$27Kshares
ENVISION HEALTHCARE HLDGS INENVISION HEALTHCARE HLDGS IN1,218$27Kshares
STWD 3.75 10/17STWD 3.75 10/1725,000$26Kshares
TSEMTOWER SEMICONDUCTOR LTD1,674$25Kshares
CURRENCYSHS BRIT POUND STERCURRENCYSHS BRIT POUND STER200$25Kshares
ESMCESCALON MEDICAL CORP38,000$25Kshares
SELECT BANCORP INC NEW COMSELECT BANCORP INC NEW COM2,995$24Kshares
XTISHARES TR879$23Kshares
FIFTH STR ASSET MGMT INCFIFTH STR ASSET MGMT INC4,232$23Kshares
NANRSPDR INDEX SHS FDS647$22Kshares
GEFGREIF INC446$22Kshares
RACKSPACE HOSTING INCRACKSPACE HOSTING INC692$22Kshares
DEUTSCHE BK AG LONDON BRHDEUTSCHE BK AG LONDON BRH257$22Kshares
EATON VANCE MA MUNI INCOME TEATON VANCE MA MUNI INCOME T1,500$22Kshares
POWERSHARES ETF TR II EURO …POWERSHARES ETF TR II EURO CUR HDG894$22Kshares
MLABMESA LABS INC187$21Kshares
TALEN ENERGY CORPTALEN ENERGY CORP1,455$20Kshares
GASLOG PARTNERS LPGASLOG PARTNERS LP850$19Kshares
STARZSTARZ612$19Kshares
SHELL MIDSTREAM PARTNERS L PSHELL MIDSTREAM PARTNERS L P551$18Kshares
ISHARESISHARES1,101$17Kshares
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR772$17Kshares
BARCLAYS BK PLCBARCLAYS BK PLC1,100$17Kshares
FIRST TRUST MULTI STRGY ALT…FIRST TRUST MULTI STRGY ALTER ETF750$17Kshares
PARPAR TECHNOLOGY CORP3,000$16Kshares
ACUACME UTD CORP767$16Kshares
DKLDELEK LOGISTICS PARTNERS LP570$16Kshares
ROFIN-SINAR TECHNOLOGIES INCROFIN-SINAR TECHNOLOGIES INC489$16Kshares
AMERICAN CAP MTG INVT CORPAMERICAN CAP MTG INVT CORP906$16Kshares
FIRST TR EXCHANGE TRADED FD…FIRST TR EXCHANGE TRADED FD CBOE650$16Kshares
BARCLAYS BK PLCBARCLAYS BK PLC200$16Kshares
AMKRAMKOR TECHNOLOGY INC1,392$14Kshares
POST PPTYS INCPOST PPTYS INC206$14Kshares
INTERVAL LEISURE GROUP INCINTERVAL LEISURE GROUP INC795$14Kshares
PCM INCPCM INC634$14Kshares
CBTCABOT CORP250$13Kshares
KINDER MORGAN INC DELKINDER MORGAN INC DEL260$13Kshares
SECUREWORKS CORPSECUREWORKS CORP1,000$13Kshares
JUST ENERGY GROUP INCJUST ENERGY GROUP INC2,525$13Kshares
EXA CORPEXA CORP793$13Kshares
NEURALSTEM INCNEURALSTEM INC40,000$13Kshares
NEWCASTLE INVT CORP NEW COM…NEWCASTLE INVT CORP NEW COM PAR $…2,877$13Kshares
INGRAM MICRO INCINGRAM MICRO INC327$12Kshares
GLOCLOUGH GLOBAL OPPORTUNITIES1,100$11Kshares
ISHARESISHARES1,313$11Kshares
AMSURG CORPAMSURG CORP166$11Kshares
FIRST TR ACTIVE DIVID INCOMEFIRST TR ACTIVE DIVID INCOME1,226$11Kshares
ATLAS FINANCIAL HOLDINGS INCATLAS FINANCIAL HOLDINGS INC670$11Kshares
BROOKFIELD HIGH INCOME FD I…BROOKFIELD HIGH INCOME FD INC COM1,452$11Kshares
QWLDSPDR INDEX SHS FDS164$10Kshares
ZAYO GROUP HLDGS INC COMZAYO GROUP HLDGS INC COM350$10Kshares
ALPINE GLOBAL DYNAMIC DIVD FALPINE GLOBAL DYNAMIC DIVD F1,080$9Kshares
SBBPROSHARES TR200$9Kshares
JUNO THERAPEUTICS INCJUNO THERAPEUTICS INC300$9Kshares
Invesco Optm Yd Dvrs Cdty S…Invesco Optm Yd Dvrs Cdty Stra No…539$9Kshares
HERITAGE CRYSTAL CLEAN INCHERITAGE CRYSTAL CLEAN INC580$8Kshares
Delta Apparel IncDelta Apparel Inc474$8Kshares
ILLUMINA INCILLUMINA INC7,000$8Kshares
LIBERTY INTERACTIVE CORPLIBERTY INTERACTIVE CORP204$8Kshares
ISHARES INC MSCI ITALY CAPISHARES INC MSCI ITALY CAP754$8Kshares
APRICUS BIOSCIENCES INCAPRICUS BIOSCIENCES INC24,000$8Kshares
FT MEGA CAP ALPHADEX FD ETF…FT MEGA CAP ALPHADEX FD ETF(FMK)300$8Kshares
PROSHARES TRPROSHARES TR280$8Kshares
ASCARDMORE SHIPPING CORP1,000$7Kshares

How Q4 2016 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0000950123-17-000195 base2017-01-13acceptance time not in the bulk data set

Filings

Every filing of this filer: 13F reports and notices, the 13D and 13G it filed or is a reporting person of, and Forms 3, 4 and 5 it reported as an owner.

FilingSubjectFiledAcceptedIngested
13F-HR 0000950123-17-000195 Quarter ended 2016-12-312017-01-13acceptance time not in the bulk data set
13F-HR 0000950123-16-020690 Quarter ended 2016-09-302016-10-13acceptance time not in the bulk data set
13F-HR 0000950123-16-018508 Quarter ended 2016-06-302016-07-25acceptance time not in the bulk data set
13F-HR 0000950123-16-015939 Quarter ended 2016-03-312016-04-22acceptance time not in the bulk data set
13F-HR 0000950123-16-013407 Quarter ended 2015-12-312016-02-04acceptance time not in the bulk data set
13F-HR 0000950123-15-010555 Quarter ended 2015-09-302015-10-28acceptance time not in the bulk data set
13F-HR 0000950123-15-007541 Quarter ended 2015-06-302015-07-21acceptance time not in the bulk data set
13F-HR 0000950123-15-004473 Quarter ended 2015-03-312015-04-17acceptance time not in the bulk data set
13F-HR 0000950123-15-000415 Quarter ended 2014-12-312015-01-26acceptance time not in the bulk data set
13F-HR 0000950123-14-010965 Quarter ended 2014-09-302014-11-05acceptance time not in the bulk data set
13F-HR 0000950123-14-007703 Quarter ended 2014-06-302014-08-04acceptance time not in the bulk data set
13F-HR/A 0000950123-14-006480 Quarter ended 2014-03-312014-05-21acceptance time not in the bulk data set
13F-HR 0000950123-14-004567 Quarter ended 2014-03-312014-04-30acceptance time not in the bulk data set
13F-HR 0000950123-14-000884 Quarter ended 2013-12-312014-01-31acceptance time not in the bulk data set
13F-HR 0000950123-13-008562 Quarter ended 2013-09-302013-11-07acceptance time not in the bulk data set
13F-HR 0000950123-13-005200 Quarter ended 2013-06-302013-07-31acceptance time not in the bulk data set