Marcum Wealth, LLC

13F filer, CIK 1784450, CLEVELAND, OH

Marcum Wealth, LLC reported $939,739,148 across 384 holdings for the quarter ended 2023-12-31, in a 13F-HR filed 2024-01-10. Its ten largest share positions make up 60.51% of the portfolio.

Filed 2024-01-10 (acceptance time not in the bulk data set), ingested 2026-10-07 18:29:43 UTC13F-HR 0001784450-24-000001

Period: 2023-12-31
Reported value: $940M
Holdings: 384
Top 10 weight: 60.51%
New: 42
Sold out: 34

Largest buys vs the previous quarter

Security	Shares change	Approx. value
IVVadded	+14,049	$6.71M
IJRadded	+39,052	$4.23M
VEAadded	+72,809	$3.49M
SCHXadded	+30,401	$1.71M
SPYadded	+3,346	$1.59M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
SCHAreduced	-20,085	-$949K
DNPexited	-76,757	-$731K
AAPLreduced	-2,958	-$570K
USHYreduced	-11,433	-$416K
VBreduced	-1,941	-$414K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2023

Share positions as resolved from 13F-HR 0001784450-24-000001, largest first. % of portfolio is the value over $939,739,148, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
IVVISHARES TR	349,730	$167M	17.78%	+14,049	Timeline
SCHXSCHWAB STRATEGIC TR	1,690,017	$95.3M	10.14%	+30,401	Timeline
VEAVANGUARD TAX-MANAGED FDS	1,222,573	$58.6M	6.23%	+72,809	Timeline
SCHASCHWAB STRATEGIC TR	1,187,205	$56.1M	5.97%	-20,085	Timeline
VBVANGUARD INDEX FDS	221,771	$47.3M	5.03%	-1,941	Timeline
IEFAISHARES TR	637,860	$44.9M	4.78%	-3,593	Timeline
VWOVANGUARD INTL EQUITY INDEX F	997,944	$41M	4.36%	+36,387	Timeline
IJRISHARES TR	199,170	$21.6M	2.29%	+39,052	Timeline
XMPTVANECK ETF TRUST	891,037	$18.9M	2.01%	+32,930	Timeline
AAPLAPPLE INC	93,650	$18M	1.92%	-2,958	Timeline
UPSUNITED PARCEL SVCS INC	111,443	$17.5M	1.86%	-2,569	Timeline
MSFTMICROSOFT CORP	43,127	$16.2M	1.73%	+260	Timeline
IEMGISHARES INC	304,202	$15.4M	1.64%	-6,935	Timeline
VOOVANGUARD INDEX FDS	29,912	$13.1M	1.39%	+551	Timeline
AGGISHARES TR	113,946	$11.3M	1.2%	+6,076	Timeline
PGRPROGRESSIVE CORP	47,508	$7.57M	0.81%	-242	Timeline
VUGVANGUARD INDEX FDS	22,857	$7.11M	0.76%	-788	Timeline
BJULINNOVATOR ETFS TRUST	165,554	$6.23M	0.66%	-2,519	Timeline
VGLTVANGUARD SCOTTSDALE FDS	97,865	$6.02M	0.64%	+21,414	Timeline
JPMJPMORGAN CHASE & CO	35,143	$5.98M	0.64%	-49	Timeline
VIGVANGUARD SPECIALIZED FUNDS	31,173	$5.31M	0.57%	+888	Timeline
AMZNAMAZON COM INC	34,902	$5.3M	0.56%	-97	Timeline
NVDANVIDIA CORPORATION	9,149	$4.53M	0.48%	-324	Timeline
SPYVSPDR SERIES TRUST	91,690	$4.28M	0.45%	-1,496	Timeline
IWFISHARES TR	13,019	$3.95M	0.42%	+1,179	Timeline
VOVANGUARD INDEX FDS	16,292	$3.79M	0.4%	-530	Timeline
VTVVANGUARD INDEX FDS	22,706	$3.39M	0.36%	+1,944	Timeline
VNQVANGUARD INDEX FDS	36,920	$3.26M	0.35%	+6,008	Timeline
BRK-BBERKSHIRE HATHAWAY INC DEL	8,282	$2.95M	0.31%	-378	Timeline
XOMEXXON MOBIL CORP	28,513	$2.85M	0.3%	+996	Timeline
VVISA INC	10,754	$2.8M	0.3%	-749	Timeline
GOOGLALPHABET INC	19,932	$2.78M	0.3%	-10	Timeline
UNHUNITEDHEALTH GROUP INC	5,233	$2.76M	0.29%	+203	Timeline
CVXCHEVRON CORPORATION	17,607	$2.63M	0.28%	-195	Timeline
SPYSTATE STR SPDR S&P 500 ETF T	5,454	$2.59M	0.28%	+3,346	Timeline
HEI-AHEICO CORP NEW	18,126	$2.58M	0.27%	-1	Timeline
AVGOBROADCOM INC	2,252	$2.51M	0.27%	+177	Timeline
GOOGALPHABET INC	17,242	$2.43M	0.26%	-194	Timeline
BABOEING CO	9,231	$2.41M	0.26%	+159	Timeline
JNJJOHNSON & JOHNSON	15,027	$2.36M	0.25%	+93	Timeline
DFISDIMENSIONAL ETF TRUST	95,822	$2.32M	0.25%	+6,330	Timeline
KJULINNOVATOR ETFS TRUST	85,126	$2.31M	0.25%	-1,135	Timeline
MRKMERCK & CO INC	20,645	$2.25M	0.24%	-1,336	Timeline
MMINNYLIM ACTIVE ETF TR	90,753	$2.23M	0.24%	+19,056	Timeline
HDHOME DEPOT INC	6,320	$2.19M	0.23%	+43	Timeline
MOALTRIA GROUP INC	53,696	$2.17M	0.23%	-2,867	Timeline
XLKSELECT SECTOR SPDR TR	11,253	$2.17M	0.23%	-122	Timeline
PGPROCTER & GAMBLE CO	14,364	$2.1M	0.22%	+493	Timeline
XLVSELECT SECTOR SPDR TR	15,373	$2.1M	0.22%	+911	Timeline
MCDMCDONALDS CORP	7,027	$2.08M	0.22%	-30	Timeline
DFATDIMENSIONAL ETF TRUST	39,445	$2.06M	0.22%	-1,234	Timeline
PHPARKER-HANNIFIN CORP	4,432	$2.04M	0.22%	-12	Timeline
METAMETA PLATFORMS INC	5,680	$2.01M	0.21%	+48	Timeline
GTOINVESCO ACTIVELY MANAGED EXC	42,405	$2M	0.21%	+4,436	Timeline
JMBSJANUS DETROIT STR TR	41,593	$1.91M	0.2%	+2,910	Timeline
DFACDIMENSIONAL ETF TRUST	62,884	$1.84M	0.2%	-2,578	Timeline
TSLATESLA INC	7,397	$1.84M	0.2%	+4	Timeline
CMCSACOMCAST CORP NEW	40,042	$1.76M	0.19%	+146	Timeline
VTEBVANGUARD MUN BD FDS	33,695	$1.72M	0.18%	+4,300	Timeline
USMVISHARES TR	21,841	$1.7M	0.18%	-17	Timeline
GSLCGOLDMAN SACHS ETF TR	18,001	$1.69M	0.18%	-1,052	Timeline
ABBVABBVIE INC	10,690	$1.66M	0.18%	+205	Timeline
PMPHILIP MORRIS INTL INC	17,469	$1.64M	0.17%	-340	Timeline
IJHISHARES TR	5,779	$1.6M	0.17%	+144	Timeline
USHYISHARES TR	43,875	$1.59M	0.17%	-11,433	Timeline
LLYELI LILLY & CO	2,721	$1.59M	0.17%	+155	Timeline
VTVANGUARD INTL EQUITY INDEX F	15,329	$1.58M	0.17%	new	Timeline
BXBLACKSTONE INC	11,933	$1.56M	0.17%	+49	Timeline
PEPPEPSICO INC	9,123	$1.55M	0.16%	+289	Timeline
GSGOLDMAN SACHS GROUP INC	3,918	$1.51M	0.16%	+604	Timeline
WMTWALMART INC	9,497	$1.5M	0.16%	+421	Timeline
BNDXVANGUARD CHARLOTTE FDS	29,178	$1.44M	0.15%	-3,903	Timeline
IWDISHARES TR	8,485	$1.4M	0.15%	+2,581	Timeline
VOTVANGUARD INDEX FDS	6,296	$1.38M	0.15%	-546	Timeline
NKENIKE INC	12,614	$1.37M	0.15%	-573	Timeline
HEIHEICO CORP NEW	7,652	$1.37M	0.15%	0	Timeline
BACBANK OF AMER CORP	40,527	$1.36M	0.15%	-5,667	Timeline
DFUSDIMENSIONAL ETF TRUST	25,718	$1.33M	0.14%	+116	Timeline
BSVVANGUARD BD INDEX FDS	17,024	$1.31M	0.14%	-2,685	Timeline
DFUVDIMENSIONAL ETF TRUST	34,867	$1.3M	0.14%	+117	Timeline
ORCLORACLE CORP	11,953	$1.26M	0.13%	+404	Timeline
MAMASTERCARD INCORPORATED	2,939	$1.25M	0.13%	-149	Timeline
IYWISHARES TR	10,154	$1.25M	0.13%	-1,273	Timeline
KOCOCA COLA CO	20,335	$1.2M	0.13%	-3,704	Timeline
VYMVANGUARD WHITEHALL FDS	10,698	$1.19M	0.13%	-833	Timeline
AMTAMERICAN TOWER CORP	5,509	$1.19M	0.13%	-609	Timeline
CSCOCISCO SYS INC	23,403	$1.18M	0.13%	+1,276	Timeline
ETNEATON CORP PLC	4,545	$1.09M	0.12%	-206	Timeline
AMGNAMGEN INC	3,799	$1.09M	0.12%	+313	Timeline
BSVOEA SERIES TRUST	51,858	$1.09M	0.12%	+398	Timeline
VZVERIZON COMMUNICATIONS INC	28,813	$1.09M	0.12%	-4,227	Timeline
IBMINTERNATIONAL BUSINESS MACHS	6,459	$1.06M	0.11%	+1,041	Timeline
MTUMISHARES TR	6,688	$1.05M	0.11%	-79	Timeline
INTUINTUIT	1,664	$1.04M	0.11%	-2	Timeline
XLCSELECT SECTOR SPDR TR	14,038	$1.02M	0.11%	+1,352	Timeline
DUKDUKE ENERGY CORP NEW	10,466	$1.02M	0.11%	+1,065	Timeline
LECOLINCOLN ELEC HLDGS INC	4,567	$993K	0.11%	+8	Timeline
CMGCHIPOTLE MEXICAN GRILL INC	433	$990K	0.11%	-6	Timeline
PFEPFIZER INC	33,339	$960K	0.1%	-5,680	Timeline
CATCATERPILLAR INC	3,214	$950K	0.1%	+832	Timeline
VONGVANGUARD SCOTTSDALE FDS	11,916	$930K	0.1%	-2,237	Timeline
MDTMEDTRONIC PLC	11,220	$924K	0.1%	-1,070	Timeline
KRGKITE REALTY GROUP TRUST	40,284	$921K	0.1%	0	Timeline
WMBWILLIAMS COS INC	26,029	$907K	0.1%	+1,195	Timeline
SBUXSTARBUCKS CORP	9,332	$896K	0.1%	-132	Timeline
ISRGINTUITIVE SURGICAL INC	2,645	$892K	0.09%	-93	Timeline
LMTLOCKHEED MARTIN CORP	1,961	$889K	0.09%	-303	Timeline
EFVISHARES TR	16,882	$880K	0.09%	-824	Timeline
VTIVANGUARD INDEX FDS	3,697	$877K	0.09%	-40	Timeline
IWRISHARES TR	11,185	$869K	0.09%	-1,195	Timeline
SCHDSCHWAB STRATEGIC TR	11,317	$862K	0.09%	+2,415	Timeline
BLACKROCK INCBLACKROCK INC	1,055	$856K	0.09%	-44
TAT&T INC	50,988	$856K	0.09%	+1,426	Timeline
ADBEADOBE INC	1,434	$856K	0.09%	-67	Timeline
DFIVDIMENSIONAL ETF TRUST	24,691	$848K	0.09%	+180	Timeline
IWMISHARES TR	4,215	$846K	0.09%	+1,155	Timeline
CBCHUBB LIMITED	3,690	$834K	0.09%	-28	Timeline
WFCWELLS FARGO & CO	16,878	$831K	0.09%	+1,407	Timeline
DISDISNEY WALT CO	9,174	$828K	0.09%	-847	Timeline
SPGIS&P GLOBAL INC	1,852	$816K	0.09%	-102	Timeline
PNCPNC FINL SVCS GROUP INC	5,237	$811K	0.09%	-282	Timeline
SMMVISHARES TR	22,634	$808K	0.09%	+237	Timeline
INTCINTEL CORP	15,674	$788K	0.08%	-1,627	Timeline
PLDPROLOGIS INC.	5,873	$783K	0.08%	-91	Timeline
TXNTEXAS INSTRS INC	4,591	$783K	0.08%	-905	Timeline
XLYSELECT SECTOR SPDR TR	4,346	$777K	0.08%	-158	Timeline
VMBSVANGUARD SCOTTSDALE FDS	16,678	$773K	0.08%	-622	Timeline
VONVVANGUARD SCOTTSDALE FDS	10,533	$764K	0.08%	-1,854	Timeline
SHOPSHOPIFY INC	9,606	$748K	0.08%	+1,201	Timeline
CEDAR FAIR L PCEDAR FAIR L P	18,707	$745K	0.08%	0
GMGENERAL MTRS CO	20,716	$744K	0.08%	+919	Timeline
RTXRTX CORPORATION	8,724	$734K	0.08%	-255	Timeline
UNPUNION PAC CORP	2,980	$732K	0.08%	+353	Timeline
BILSPDR SERIES TRUST	7,966	$728K	0.08%	+152	Timeline
NFLXNETFLIX INC.	1,491	$726K	0.08%	-9	Timeline
IVWISHARES TR	9,602	$721K	0.08%	0	Timeline
XLPSELECT SECTOR SPDR TR	9,922	$715K	0.08%	-3,558	Timeline
CRMSALESFORCE INC	2,662	$700K	0.07%	-154	Timeline
ENBENBRIDGE INC	18,467	$665K	0.07%	-2,181	Timeline
BLVVANGUARD BD INDEX FDS	8,785	$655K	0.07%	-831	Timeline
MARMARRIOTT INTL INC NEW	2,896	$653K	0.07%	+12	Timeline
BIVVANGUARD BD INDEX FDS	8,403	$642K	0.07%	-1,451	Timeline
TMOTHERMO FISHER SCIENTIFIC INC	1,208	$641K	0.07%	-65	Timeline
NOCNORTHROP GRUMMAN CORP	1,359	$636K	0.07%	+337	Timeline
MDLZMONDELEZ INTL INC	8,785	$636K	0.07%	+866	Timeline
OKEONEOK INC NEW	9,045	$635K	0.07%	-1,148	Timeline
SCHWCHARLES SCHWAB CORP (THE)	9,120	$627K	0.07%	-32	Timeline
VEUVANGUARD INTL EQUITY INDEX F	11,170	$627K	0.07%	+65	Timeline
COPCONOCOPHILLIPS	5,392	$626K	0.07%	-283	Timeline
ACNACCENTURE PLC IRELAND	1,777	$624K	0.07%	+111	Timeline
EFAISHARES TR	8,270	$623K	0.07%	new	Timeline
HONHONEYWELL INTL INC	2,956	$620K	0.07%	+120	Timeline
VGTVANGUARD WORLD FD	1,279	$619K	0.07%	0	Timeline
HBANHUNTINGTON BANCSHARES INC	48,293	$614K	0.07%	-4,743	Timeline
TGTTARGET CORP	4,224	$602K	0.06%	-316	Timeline
IGLBISHARES TR	11,025	$581K	0.06%	-119	Timeline
COSTCOSTCO WHOLESALE CORPORATION	880	$581K	0.06%	-4	Timeline
ABTABBOTT LABORATORIES	5,136	$565K	0.06%	-489	Timeline
TRVTRAVELERS COMPANIES INC	2,944	$561K	0.06%	+86	Timeline
PECOPHILLIPS EDISON & CO INC	15,342	$560K	0.06%	0	Timeline
WECWEC ENERGY GROUP INC	6,630	$558K	0.06%	-101	Timeline
AZNASTRAZENECA PLC-SPONS ADR	8,263	$557K	0.06%	-551	Timeline
CVSCVS HEALTH CORP	6,999	$553K	0.06%	+164	Timeline
USXFISHARES TR	13,863	$552K	0.06%	+139	Timeline
EIXEDISON INTL	7,717	$552K	0.06%	-654	Timeline
EQIXEQUINIX INC	682	$549K	0.06%	+20	Timeline
TE CONNECTIVITY LTDTE CONNECTIVITY LTD	3,896	$547K	0.06%	+204
SHWSHERWIN WILLIAMS CO	1,750	$546K	0.06%	-55	Timeline
IWSISHARES TR	4,676	$544K	0.06%	-458	Timeline
KEYKEYCORP	37,215	$536K	0.06%	+21,120	Timeline
PAPRINNOVATOR ETFS TRUST	16,380	$535K	0.06%	0	Timeline
MSIMOTOROLA SOLUTIONS INC	1,708	$535K	0.06%	+73	Timeline
DEDEERE & CO	1,334	$533K	0.06%	-82	Timeline
VPLVANGUARD INTL EQUITY INDEX F	7,404	$533K	0.06%	+110	Timeline
JEPIJ P MORGAN EXCHANGE TRADED F	9,660	$531K	0.06%	-2,835	Timeline
CMECME GROUP INC	2,518	$530K	0.06%	+918	Timeline
LINLINDE PLC	1,291	$530K	0.06%	-87	Timeline
DHRDANAHER CORP DEL	2,284	$528K	0.06%	-95	Timeline
ADPAUTOMATIC DATA PROCESSING IN	2,266	$528K	0.06%	-356	Timeline
PJUNINNOVATOR ETFS TRUST	15,789	$527K	0.06%	0	Timeline
QQQINVESCO QQQ TR	1,262	$517K	0.06%	+284	Timeline
NEENEXTERA ENERGY INC	8,502	$516K	0.05%	-2,399	Timeline
VOEVANGUARD INDEX FDS	3,528	$512K	0.05%	+10	Timeline
AXPAMERICAN EXPRESS CO	2,666	$499K	0.05%	-127	Timeline
FNBF N B CORP	36,188	$498K	0.05%	0	Timeline
PJULINNOVATOR ETFS TRUST	13,558	$491K	0.05%	0	Timeline
TJXTJX COS INC NEW	5,217	$489K	0.05%	-191	Timeline
VRTXVERTEX PHARMACEUTICALS INC	1,192	$485K	0.05%	-72	Timeline
LAMRLAMAR ADVERTISING CO	4,537	$482K	0.05%	+215	Timeline
MUMICRON TECHNOLOGY INC	5,573	$476K	0.05%	-512	Timeline
AMDADVANCED MICRO DEVICES INC	3,221	$475K	0.05%	+53	Timeline
QUALISHARES TR	3,211	$472K	0.05%	0	Timeline
EPDENTERPRISE PRODS PARTNERS L	17,555	$463K	0.05%	+328	Timeline
GPCGENUINE PARTS CO	3,323	$460K	0.05%	-719	Timeline
FISFIDELITY NATL INFORMATION SV	7,596	$456K	0.05%	-396	Timeline
FCXFREEPORT MCMORAN INC	10,453	$445K	0.05%	-154	Timeline
NVONOVO-NORDISK A S	4,250	$440K	0.05%	-139	Timeline
TFCTRUIST FINL CORP	11,883	$439K	0.05%	-5,901	Timeline
IYGISHARES TR	2,443	$438K	0.05%	-77	Timeline
PZAINVESCO EXCH TRADED FD TR II	17,900	$433K	0.05%	new	Timeline
POCTINNOVATOR ETFS TRUST	11,840	$428K	0.05%	+2,228	Timeline
NOWSERVICENOW INC	602	$425K	0.05%	+84	Timeline
BMYBRISTOL-MYERS SQUIBB CO	8,278	$425K	0.05%	-3,473	Timeline
MPCMARATHON PETE CORP	2,855	$424K	0.05%	-80	Timeline
MSMORGAN STANLEY	4,474	$417K	0.04%	-260	Timeline
VVVANGUARD INDEX FDS	1,868	$408K	0.04%	0	Timeline
UNILEVER PLCUNILEVER PLC	8,404	$407K	0.04%	-5,108
GILDGILEAD SCIENCES INC	5,010	$406K	0.04%	+457	Timeline
XLESELECT SECTOR SPDR TR	4,825	$405K	0.04%	-99	Timeline
LOWLOWES COS INC	1,816	$404K	0.04%	-268	Timeline
CITHE CIGNA GROUP	1,339	$401K	0.04%	+75	Timeline
DFASDIMENSIONAL ETF TRUST	6,723	$401K	0.04%	+19	Timeline
MOTIVANECK ETF TRUST	12,861	$400K	0.04%	-3,081	Timeline
HDUSLATTICE STRATEGIES TR	8,593	$399K	0.04%	-534	Timeline
VICIVICI PPTYS INC	12,492	$398K	0.04%	-1,265	Timeline
DGROISHARES TR	7,310	$393K	0.04%	-148	Timeline
EMREMERSON ELEC CO	4,042	$393K	0.04%	+99	Timeline
BNDVANGUARD BD INDEX FDS	5,145	$378K	0.04%	-2,561	Timeline
SCHGSCHWAB STRATEGIC TR	4,548	$377K	0.04%	0	Timeline
ITOTISHARES TR	3,568	$375K	0.04%	0	Timeline
AIGAMERICAN INTL GROUP INC	5,529	$375K	0.04%	+74	Timeline
IUSGISHARES TR	3,592	$374K	0.04%	new	Timeline
WMWASTE MGMT INC DEL	2,086	$374K	0.04%	+433	Timeline
ASMLASML HLDG NV	478	$362K	0.04%	+15	Timeline
EOGEOG RES INC	2,986	$361K	0.04%	+237	Timeline
FDXFEDEX CORP	1,385	$350K	0.04%	+153	Timeline
SAPSAP SE	2,262	$350K	0.04%	-234	Timeline
ICEINTERCONTINENTAL EXCHANGE IN	2,715	$349K	0.04%	+139	Timeline
TMUST-MOBILE US INC	2,141	$343K	0.04%	new	Timeline
MCKMCKESSON CORP	739	$342K	0.04%	+1	Timeline
JEPQJ P MORGAN EXCHANGE TRADED F	6,841	$342K	0.04%	-180	Timeline
BBCAJ P MORGAN EXCHANGE TRADED F	5,313	$341K	0.04%	-1,168	Timeline
WTRGESSENTIAL UTILS INC	9,089	$339K	0.04%	-7	Timeline
TOTALENERGIES SE -SPON ADRTOTALENERGIES SE -SPON ADR	5,026	$339K	0.04%	-547
FFORD MTR CO	27,760	$338K	0.04%	-73	Timeline
ADIANALOG DEVICES INC	1,704	$338K	0.04%	-160	Timeline
RWRSPDR SERIES TRUST	3,532	$337K	0.04%	new	Timeline
PPGPPG INDS INC	2,212	$331K	0.04%	-15	Timeline
TSMTAIWAN SEMICONDUCTOR MANUFAC	3,175	$330K	0.04%	-179	Timeline
FSCOFS CREDIT OPPORTUNITIES CORP	57,763	$328K	0.03%	0	Timeline
CORTCORCEPT THERAPEUTICS INC	10,029	$326K	0.03%	0	Timeline
SOSOUTHERN CO	4,594	$322K	0.03%	-506	Timeline
CDNSCADENCE DESIGN SYSTEM INC	1,159	$316K	0.03%	+79	Timeline
QCOMQUALCOMM INC	2,179	$315K	0.03%	-186	Timeline
CRWDCROWDSTRIKE HLDGS INC	1,225	$313K	0.03%	-69	Timeline
GEGE AEROSPACE	2,450	$313K	0.03%	-115	Timeline
YUMYUM BRANDS INC	2,387	$312K	0.03%	-4	Timeline
BIIBBIOGEN INC	1,195	$309K	0.03%	-12	Timeline
PRUPRUDENTIAL FINL INC	2,972	$308K	0.03%	-163	Timeline
APDAIR PRODUCTS AND CHEMICALS I	1,125	$308K	0.03%	+53	Timeline
PPAINVESCO EXCHANGE TRADED FD T	3,335	$307K	0.03%	0	Timeline
GSKGSK PLC	8,239	$305K	0.03%	+181	Timeline
NUNU HLDGS LTD	36,321	$303K	0.03%	+800	Timeline
XLFSELECT SECTOR SPDR TR	7,941	$299K	0.03%	+7	Timeline
AOAISHARES TR	4,307	$297K	0.03%	new	Timeline
KMIKINDER MORGAN INC DEL	16,801	$296K	0.03%	-3,243	Timeline
UBERUBER TECHNOLOGIES INC	4,783	$294K	0.03%	-883	Timeline
ADSKAUTODESK INC	1,206	$294K	0.03%	-83	Timeline
AMATAPPLIED MATLS INC	1,791	$290K	0.03%	+33	Timeline
SLBSLB LIMITED	5,569	$290K	0.03%	-2,741	Timeline
COFCAPITAL ONE FINL CORP	2,210	$290K	0.03%	new	Timeline
SDYSPDR SERIES TRUST	2,316	$289K	0.03%	-132	Timeline
SRESEMPRA	3,852	$288K	0.03%	+24	Timeline
APOAPOLLO GLOBAL MGMT INC	3,073	$286K	0.03%	-149	Timeline
FEFIRSTENERGY CORP	7,678	$281K	0.03%	-145	Timeline
IWBISHARES TR	1,073	$281K	0.03%	0	Timeline
OMCOMNICOM GROUP INC	3,220	$279K	0.03%	+4	Timeline
XLISELECT SECTOR SPDR TR	2,442	$278K	0.03%	+53	Timeline
KMBKIMBERLY-CLARK CORP	2,272	$276K	0.03%	-509	Timeline
VBRVANGUARD INDEX FDS	1,524	$274K	0.03%	-37	Timeline
VHTVANGUARD WORLD FD	1,085	$272K	0.03%	-45	Timeline
DOWDOW HLDGS INC	4,916	$270K	0.03%	-624	Timeline
BDXBECTON DICKINSON & CO	1,103	$269K	0.03%	-95	Timeline
SHELSHELL PLC	4,073	$268K	0.03%	-50	Timeline
CCITIGROUP INC	5,181	$266K	0.03%	+92	Timeline
DDOMINION ENERGY INC	5,665	$266K	0.03%	-3,160	Timeline
BKNGBOOKING HOLDINGS INC	75	$266K	0.03%	-9	Timeline
BJANINNOVATOR ETFS TRUST	6,493	$265K	0.03%	0	Timeline
AEPAMERICAN ELEC PWR CO INC	3,266	$265K	0.03%	-359	Timeline
USBUS BANCORP	6,122	$265K	0.03%	-4,663	Timeline
MDYSTATE STR SPDR S&P MIDCAP 40	522	$265K	0.03%	+36	Timeline
ESGDISHARES TR	3,486	$263K	0.03%	0	Timeline
EFGISHARES TR	2,709	$262K	0.03%	new	Timeline
PTLCPACER FDS TR	6,021	$261K	0.03%	0	Timeline
JCIJOHNSON CONTROLS INTERNATION	4,506	$260K	0.03%	-398	Timeline
ZTSZOETIS INC	1,313	$259K	0.03%	-68	Timeline
LHXL3HARRIS TECHNOLOGIES INC	1,229	$259K	0.03%	+76	Timeline
HDVISHARES TR	2,517	$257K	0.03%	-228	Timeline
CCICROWN CASTLE INC	2,223	$256K	0.03%	-1,320	Timeline
WELLWELLTOWER INC	2,824	$255K	0.03%	-856	Timeline
BPBP PLC	7,149	$253K	0.03%	-241	Timeline
SHYGISHARES TR	5,988	$253K	0.03%	new	Timeline
PANWPALO ALTO NETWORKS INC	855	$252K	0.03%	new	Timeline
CLCOLGATE PALMOLIVE CO	3,124	$249K	0.03%	-35	Timeline
DLRDIGITAL RLTY TR INC	1,841	$248K	0.03%	-127	Timeline
FISVFISERV INC	1,865	$248K	0.03%	-264	Timeline
ELVELEVANCE HEALTH INC FORMERLY	520	$245K	0.03%	new	Timeline
DEODIAGEO PLC	1,683	$245K	0.03%	-660	Timeline
GDGENERAL DYNAMICS CORP	936	$243K	0.03%	-15	Timeline
MGKVANGUARD WORLD FD	935	$243K	0.03%	new	Timeline
VTWOVANGUARD SCOTTSDALE FDS	2,992	$243K	0.03%	-1,089	Timeline
GLWCORNING INC	7,948	$242K	0.03%	-1,110	Timeline
PEGPUBLIC SVC ENTERPRISE GROUP	3,835	$235K	0.02%	-66	Timeline
VBKVANGUARD INDEX FDS	970	$235K	0.02%	new	Timeline
XLUSELECT SECTOR SPDR TR	3,699	$234K	0.02%	-6,218	Timeline
XSDSPDR SERIES TRUST	1,040	$234K	0.02%	0	Timeline
SYKSTRYKER CORPORATION	774	$232K	0.02%	+14	Timeline
IAUISHARES GOLD TR	5,898	$230K	0.02%	new	Timeline
DIASTATE STR SPDR DOW JONES IND	610	$230K	0.02%	new	Timeline
LABORATORY CORP OF AMERICALABORATORY CORP OF AMERICA	1,004	$228K	0.02%	-86
VONEVANGUARD SCOTTSDALE FDS	1,049	$228K	0.02%	-117	Timeline
CTSHCOGNIZANT TECHNOLOGY SOLUTIO	3,000	$227K	0.02%	-394	Timeline
MRSHMARSH & MCLENNAN COS INC	1,166	$221K	0.02%	-36	Timeline
SNPSSYNOPSYS INC	429	$221K	0.02%	-13	Timeline
IGSBISHARES TR	4,277	$219K	0.02%	new	Timeline
KOCTINNOVATOR ETFS TRUST	7,942	$219K	0.02%	new	Timeline
PHMPULTE GROUP INC	2,113	$218K	0.02%	new	Timeline
MKLMARKEL GROUP INC	153	$217K	0.02%	-4	Timeline
METMETLIFE INC	3,283	$217K	0.02%	new	Timeline
JMUBJ P MORGAN EXCHANGE TRADED F	4,240	$216K	0.02%	new	Timeline
DMXFISHARES TR	3,377	$216K	0.02%	new	Timeline
CTVACORTEVA INC	4,489	$215K	0.02%	-155	Timeline
OLNOLIN CORP	3,985	$215K	0.02%	new	Timeline
IHIISHARES TR	3,979	$215K	0.02%	-168	Timeline
BABAALIBABA GROUP HLDG LTD	2,764	$214K	0.02%	-49	Timeline
CTASCINTAS CORP	355	$214K	0.02%	new	Timeline
CEGCONSTELLATION ENERGY CORP	1,819	$213K	0.02%	new	Timeline
PPLPPL CORP	7,803	$211K	0.02%	-1,319	Timeline
DDDUPONT DE NEMOURS INC	2,707	$208K	0.02%	-59	Timeline
WDAYWORKDAY INC	750	$207K	0.02%	new	Timeline
VMCVULCAN MATLS CO	911	$207K	0.02%	new	Timeline
EXCEXELON CORP	5,705	$205K	0.02%	-98	Timeline
HUBSHUBSPOT INC	351	$204K	0.02%	new	Timeline
DFAXDIMENSIONAL ETF TRUST	8,334	$204K	0.02%	new	Timeline
NVSNOVARTIS AG	2,007	$203K	0.02%	-281	Timeline
AMPAMERIPRISE FINL INC	532	$202K	0.02%	new	Timeline
PIONEER NATURAL RESOURCES COPIONEER NATURAL RESOURCES CO	898	$202K	0.02%	-202
REGNREGENERON PHARMACEUTICALS	229	$201K	0.02%	new	Timeline
EMBJEMBRAER S.A.	10,379	$191K	0.02%	0	Timeline
LYGLLOYDS BANKING GROUP PLC	80,062	$191K	0.02%	-3,366	Timeline
UAAUNDER ARMOUR INC	20,311	$179K	0.02%	0	Timeline
ETENERGY TRANSFER L P	12,570	$173K	0.02%	-1,526	Timeline
CGBDCARLYLE SECURED LENDING INC	11,314	$169K	0.02%	0	Timeline
GNWGENWORTH FINL INC	20,178	$135K	0.01%	0	Timeline
OPENOPENDOOR TECHNOLOGIES INC	20,438	$91.6K	0.01%	0	Timeline
DNNDENISON MINES CORP	50,000	$88.5K	0.01%	0	Timeline
SIRIUS XM HOLDINGS INCSIRIUS XM HOLDINGS INC	14,289	$78.2K	0.01%	-665
HANESBRANDS INCHANESBRANDS INC	11,361	$50.7K	0.01%	-113
TRXTRX GOLD CORPORATION	25,000	$9.5K	<0.01%	0	Timeline

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

Security	Type	Amount	Value	Change
DEXCOM INCDEXCOM INC NOTE 0.250%11/1	principal	26,000	$27.1K	0
AFFIRM HLDGS INCAFFIRM HLDGS INC NOTE 11/1	principal	27,000	$22.1K	-1,000
SNAP INCSNAP INC NOTE 0.75% 08/01/2026	principal	19,000	$20.2K	-6,000
PELOTON INTERACTIVE INCPELOTON INTERACTIVE INC NOTE 2/1	principal	25,000	$19.3K	0
DRAFTKINGS INC NEWDRAFTKINGS INC NEW CNV	principal	24,000	$19.2K	+3,000
EXACT SCIENCES CORPEXACT SCIENCES CORP NOTE 0.375% 3/0	principal	19,000	$17.8K	+2,000
AMERICAN AIRLINES GROUP INCAMERICAN AIRLINES GROUP INC NOTE 6.500% 7/0	principal	16,000	$17.7K	new
SAREPTA THERAPEUTICS INCSAREPTA THERAPEUTICS INC NOTE 1.250% 9/1	principal	17,000	$17.2K	new
EVOLENT HEALTH INCEVOLENT HEALTH INC NOTE 1.500%10/1	principal	15,000	$17.1K	-2,000
UBER TECHNOLOGIES INCUBER TECHNOLOGIES INC NOTE 12/1	principal	16,000	$16.3K	new
NEOGENOMICS INCNEOGENOMICS INC NOTE 0.250% 1/1	principal	21,000	$15.9K	-2,000
WAYFAIR INCWAYFAIR INC NOTE 1.000% 8/1	principal	18,000	$15.7K	+8,000
MICROSTRATEGY INCMICROSTRATEGY INC NOTE 2/1	principal	18,000	$15.6K	+4,000
DIGITALOCEAN HLDGS INCDIGITALOCEAN HLDGS INC CNV	principal	18,000	$14.8K	+5,000
BIOMARIN PHARMACEUTICAL INCBIOMARIN PHARMACEUTICAL INC NOTE 1.250% 5/1	principal	14,000	$14.4K	0
TELADOC HEALTH INCTELADOC HEALTH INC NOTE 1.250% 6/0	principal	17,000	$14K	+6,000
NCL CORP LTDNCL CORP LTD BOND	principal	15,000	$13.7K	0
BLACKLINE INCBLACKLINE INC NOTE 3/1	principal	15,000	$13.3K	new
ZILLOW GROUP INCZILLOW GROUP INC NOTE 2.750% 5/1	principal	12,000	$13.2K	-2,000
BURLINGTON STORES INCBURLINGTON STORES INC NOTE 2.250% 4/1	principal	12,000	$12.9K	-2,000
INSULET CORPINSULET CORP NOTE 0.375% 9/0	principal	11,000	$12.6K	+1,000
Shift4 Payments IncShift4 Payments Inc Convertible bond	principal	11,000	$12.2K	new
UNITY SOFTWARE INCUNITY SOFTWARE INC NOTE 11/1	principal	13,000	$10.8K	-2,000
HALOZYME THERAPEUTICS INCHALOZYME THERAPEUTICS INC NOTE 1.000% 8/1	principal	11,000	$10.2K	new
BLOCK INCBLOCK INC NOTE 0.250%11/0	principal	12,000	$9.86K	-2,000
ARRAY TECHNOLOGIES INCARRAY TECHNOLOGIES INC NOTE 1.000%12/0	principal	10,000	$9.84K	new
EXPEDIA GROUP INCEXPEDIA GROUP INC NOTE 2/1	principal	10,000	$9.46K	new
ETSY INCETSY INC NOTE 0.125% 9/0	principal	11,000	$9.36K	-2,000
ENPHASE ENERGY INCENPHASE ENERGY INC NOTE 3/0	principal	10,000	$8.89K	new
BRIDGEBIO PHARMA INCBRIDGEBIO PHARMA INC Convertible	principal	10,000	$8.47K	0
WOLFSPEED INCWOLFSPEED INC NOTE 0.250% 2/1	principal	12,000	$8.08K	-2,000
GUARDANT HEALTH INCGUARDANT HEALTH INC NOTE 11/1	principal	11,000	$7.7K	-2,000
CABLE ONE INCCABLE ONE INC NOTE	principal	10,000	$7.58K	-3,000
WOLFSPEED INCWOLFSPEED INC NOTE 1.875%12/0	principal	10,000	$6.77K	new
LITHIUM ARGENTINA AGLITHIUM ARGENTINA AG NOTE 1.750% 1/1	principal	10,000	$6.29K	new

Sold out in Q4 2023

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
DNPDNP SELECT INCOME FD INC	76,757	$731K	shares
TLHISHARES TR	3,055	$301K	shares
SNYSANOFI SA	5,390	$289K	shares
SYYSYSCO CORP	3,776	$249K	shares
BCEBCE INC	6,532	$249K	shares
SPIRIT RLTY CAP INC NEW NPVSPIRIT RLTY CAP INC NEW NPV	7,425	$249K	shares
BTIBRITISH AMERN TOB PLC	6,961	$219K	shares
GISGENERAL MILLS INC	3,343	$214K	shares
MOATVANECK ETF TRUST	2,807	$213K	shares
VSTVISTRA CORP	6,238	$207K	shares
VCSHVANGUARD SCOTTSDALE FDS	2,735	$206K	shares
AVBAVALONBAY CMNTYS INC	1,193	$205K	shares
VRSKVERISK ANALYTICS INC	864	$204K	shares
OREALTY INCOME CORP	4,065	$203K	shares
EMXCISHARES INC	4,067	$203K	shares
CHICALAMOS CONV OPPORTUNITIES &	18,946	$200K	shares
AESAES CORP	12,120	$184K	shares
XCHYXCALAMOS CONV & HIGH INCOME F	11,094	$124K	shares
VELO3D INCVELO3D INC	22,866	$35.7K	shares
SOLAREDGE TECHNOLOGIES INCSOLAREDGE TECHNOLOGIES INC	19,000	$17.3K	principal
DISH NETWORK CORPORATIONDISH NETWORK CORPORATION	24,000	$16K	principal
NICE LTDNICE LTD	13,000	$11.7K	principal
JETBLUE AIRWAYS CORPJETBLUE AIRWAYS CORP	15,000	$11.6K	principal
CONMED CORPCONMED CORP	12,000	$11.4K	principal
HAEMONETICS CORP MASSHAEMONETICS CORP MASS	13,000	$11.3K	principal
ALTERYX INCALTERYX INC	12,000	$10.6K	principal
BRIDGEBIO PHARMA INCBRIDGEBIO PHARMA INC	11,000	$10.5K	principal
RAPID7 INCRAPID7 INC	10,000	$10.2K	principal
BLOCK INCBLOCK INC	11,000	$10.2K	principal
SPLUNK INCSPLUNK INC	10,000	$9.44K	principal
SPIRIT AIRLS INCSPIRIT AIRLS INC	11,000	$9.15K	principal
CLOUDFLARE INCCLOUDFLARE INC	10,000	$8.5K	principal
FARFETCH LTDFARFETCH LTD	14,000	$7.44K	principal
REDFIN CORPREDFIN CORP	10,000	$5.8K	principal

How Q4 2023 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001784450-24-000001	base		2024-01-10	acceptance time not in the bulk data set	2026-10-07 18:29:43 UTC