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LUCAS CAPITAL MANAGEMENT

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13F filer, CIK 1280577, Red Bank, NJ

LUCAS CAPITAL MANAGEMENT reported holdings worth $74,692,000 (the sum of its rows) across 39 holdings for the quarter ended 2020-09-30, in a 13F-HR filed 2020-10-28. The total stated on the cover page is $79,651,000. Its ten largest share positions make up 58.68% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001667731-20-000394

The cover page states a total of $79,651,000, 7% more than the sum of the rows, $74,692,000. This page uses the sum of the rows.

Period
2020-09-30
Value, sum of rows
$74.7M
Stated on the cover page
$79.7M
Holdings
39
Top 10 weight
58.68%
New
2
Sold out
6

Largest buys vs the previous quarter

SecurityShares changeApprox. value
AAPLadded+61,200$7.09M
VOXnew+14,180$1.45M
XLYadded+2,030$298K
XLPadded+4,150$266K
SLVnew+10,100$219K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
WELLS FARGO 6.625 PFD PFD S…exited-76,858-$2.04M
Citigroup Inc 6.875 PFDexited-58,722-$1.55M
Citigroup Incexited-27,100-$721K
GOLDMAN SACHS GROUP INCexited-13,700-$348K
XLVreduced-2,901-$306K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2020

Share positions as resolved from 13F-HR 0001667731-20-000394, largest first. % of portfolio is the value over $74,692,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: 30,947 shares; 2019Q2: 28,768 shares; 2019Q3: 27,047 shares; 2019Q4: 25,405 shares; 2020Q1: 23,419 shares; 2020Q2: 22,089 shares; 2020Q3: 83,289 shares 83,289$9.65M12.91%+61,200Timeline
VGTVANGUARD WORLD FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: 16,857 shares; 2019Q2: 16,645 shares; 2019Q3: 17,667 shares; 2019Q4: 17,712 shares; 2020Q1: 17,837 shares; 2020Q2: 16,712 shares; 2020Q3: 17,248 shares 17,248$5.37M7.19%+536Timeline
IHIISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: 17,762 shares; 2019Q2: 17,477 shares; 2019Q3: 17,469 shares; 2019Q4: 17,325 shares; 2020Q1: 16,707 shares; 2020Q2: 16,552 shares; 2020Q3: 16,612 shares 16,612$4.98M6.66%+60Timeline
QQQINVESCO QQQ TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: 16,191 shares; 2019Q2: 16,454 shares; 2019Q3: 16,451 shares; 2019Q4: 16,782 shares; 2020Q1: 17,178 shares; 2020Q2: 17,337 shares; 2020Q3: 17,498 shares 17,498$4.86M6.51%+161Timeline
JNJJOHNSON & JOHNSONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: 38,995 shares; 2019Q2: 38,680 shares; 2019Q3: 32,985 shares; 2019Q4: 32,520 shares; 2020Q1: 30,711 shares; 2020Q2: 30,761 shares; 2020Q3: 30,846 shares 30,846$4.59M6.15%+85Timeline
IBBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: 30,260 shares; 2019Q2: 30,275 shares; 2019Q3: 29,928 shares; 2019Q4: 29,353 shares; 2020Q1: 29,523 shares; 2020Q2: 28,498 shares; 2020Q3: 28,608 shares 28,608$3.87M5.19%+110Timeline
XLISELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: 34,725 shares; 2019Q2: 37,145 shares; 2019Q3: 40,850 shares; 2019Q4: 42,700 shares; 2020Q1: 41,961 shares; 2020Q2: 37,812 shares; 2020Q3: 39,063 shares 39,063$3.01M4.03%+1,251Timeline
VEAVANGUARD TAX-MANAGED FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: 79,773 shares; 2019Q2: 80,473 shares; 2019Q3: 80,610 shares; 2019Q4: 91,345 shares; 2020Q1: 80,463 shares; 2020Q2: 68,658 shares; 2020Q3: 71,436 shares 71,436$2.92M3.91%+2,778Timeline
BIPBROOKFIELD INFRASTRUCTURE PAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: 52,346 shares; 2019Q2: 51,807 shares; 2019Q3: 51,846 shares; 2019Q4: 51,653 shares; 2020Q1: 49,409 shares; 2020Q2: 49,707 shares; 2020Q3: 49,340 shares 49,340$2.35M3.15%-367Timeline
XLYSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: 13,275 shares; 2019Q2: 13,650 shares; 2019Q3: 14,915 shares; 2019Q4: 14,690 shares; 2020Q1: 15,090 shares; 2020Q2: 13,115 shares; 2020Q3: 15,145 shares 15,145$2.23M2.98%+2,030Timeline
PGPROCTER & GAMBLE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: 18,057 shares; 2019Q2: 17,447 shares; 2019Q3: 16,089 shares; 2019Q4: 16,118 shares; 2020Q1: 15,560 shares; 2020Q2: 15,715 shares; 2020Q3: 15,718 shares 15,718$2.19M2.93%+3Timeline
XLFSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: 94,327 shares; 2019Q2: 94,127 shares; 2019Q3: 95,712 shares; 2019Q4: 98,022 shares; 2020Q1: 93,717 shares; 2020Q2: 88,570 shares; 2020Q3: 89,622 shares 89,622$2.16M2.89%+1,052Timeline
GLDSPDR GOLD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: 13,784 shares; 2019Q2: 13,784 shares; 2019Q3: 13,364 shares; 2019Q4: 12,637 shares; 2020Q1: 12,490 shares; 2020Q2: 12,458 shares; 2020Q3: 11,413 shares 11,413$2.02M2.71%-1,045Timeline
XLVSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: 15,338 shares; 2019Q2: 18,763 shares; 2019Q3: 24,418 shares; 2019Q4: 24,453 shares; 2020Q1: 27,128 shares; 2020Q2: 21,545 shares; 2020Q3: 18,644 shares 18,644$1.97M2.63%-2,901Timeline
UNILEVER PLCUNILEVER PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: 37,745 shares; 2019Q2: 36,545 shares; 2019Q3: 32,670 shares; 2019Q4: 32,290 shares; 2020Q1: 31,040 shares; 2020Q2: 29,540 shares; 2020Q3: 29,490 shares 29,490$1.82M2.44%-50
VBVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: 11,955 shares; 2019Q2: 12,238 shares; 2019Q3: 12,182 shares; 2019Q4: 12,241 shares; 2020Q1: 11,500 shares; 2020Q2: 11,050 shares; 2020Q3: 11,125 shares 11,125$1.71M2.29%+75Timeline
BMYBRISTOL-MYERS SQUIBB COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: 35,118 shares; 2019Q2: 29,048 shares; 2019Q3: 27,138 shares; 2019Q4: 30,218 shares; 2020Q1: 31,213 shares; 2020Q2: 29,543 shares; 2020Q3: 27,821 shares 27,821$1.68M2.25%-1,722Timeline
XLKSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: 14,560 shares; 2019Q2: 14,760 shares; 2019Q3: 14,880 shares; 2019Q4: 14,880 shares; 2020Q1: 15,649 shares; 2020Q2: 13,349 shares; 2020Q3: 14,024 shares 14,024$1.64M2.19%+675Timeline
XLPSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: 16,250 shares; 2019Q2: 18,225 shares; 2019Q3: 21,966 shares; 2019Q4: 21,891 shares; 2020Q1: 24,141 shares; 2020Q2: 20,241 shares; 2020Q3: 24,391 shares 24,391$1.56M2.09%+4,150Timeline
VOXVANGUARD WORLD FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: 10,855 shares; 2019Q2: 10,335 shares; 2019Q3: not reported; 2019Q4: 10,095 shares; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: 14,180 shares 14,180$1.45M1.93%newTimeline
TAT&T INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: 65,057 shares; 2019Q2: 59,482 shares; 2019Q3: 58,435 shares; 2019Q4: 56,415 shares; 2020Q1: 55,137 shares; 2020Q2: 54,945 shares; 2020Q3: 50,441 shares 50,441$1.44M1.93%-4,504Timeline
MAGELLAN MIDSTREAM PARTNERS…MAGELLAN MIDSTREAM PARTNERS, LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: 44,646 shares; 2019Q2: 44,376 shares; 2019Q3: 44,120 shares; 2019Q4: 43,305 shares; 2020Q1: 41,422 shares; 2020Q2: 38,863 shares; 2020Q3: 39,488 shares 39,488$1.35M1.81%+625
DOWDOW HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: 37,330 shares; 2019Q3: 37,150 shares; 2019Q4: 36,236 shares; 2020Q1: 28,258 shares; 2020Q2: 26,633 shares; 2020Q3: 25,599 shares 25,599$1.2M1.61%-1,034Timeline
JPMJPMORGAN CHASE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 10,373 shares; 2020Q2: 11,438 shares; 2020Q3: 11,538 shares 11,538$1.11M1.49%+100Timeline
SBRSABINE RTY TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: 47,459 shares; 2019Q2: 44,818 shares; 2019Q3: 41,852 shares; 2019Q4: 42,595 shares; 2020Q1: 39,001 shares; 2020Q2: 38,814 shares; 2020Q3: 34,148 shares 34,148$994K1.33%-4,666Timeline
CVXCHEVRON CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: 12,847 shares; 2020Q3: 13,177 shares 13,177$949K1.27%+330Timeline
VZVERIZON COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: 15,233 shares; 2019Q2: 15,323 shares; 2019Q3: 16,118 shares; 2019Q4: 14,803 shares; 2020Q1: 13,168 shares; 2020Q2: 14,368 shares; 2020Q3: 15,013 shares 15,013$893K1.2%+645Timeline
XLUSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: 15,277 shares; 2019Q2: 15,294 shares; 2019Q3: 15,310 shares; 2019Q4: 15,327 shares; 2020Q1: 17,148 shares; 2020Q2: 14,760 shares; 2020Q3: 14,960 shares 14,960$888K1.19%+200Timeline
LAKELAND BANCORP INCLAKELAND BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: 54,838 shares; 2019Q2: 54,838 shares; 2019Q3: 84,557 shares; 2019Q4: 74,632 shares; 2020Q1: 70,939 shares; 2020Q2: 70,939 shares; 2020Q3: 70,939 shares 70,939$706K0.95%0
EPDENTERPRISE PRODS PARTNERS LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: 32,923 shares; 2019Q2: 28,529 shares; 2019Q3: 32,677 shares; 2019Q4: 30,758 shares; 2020Q1: 35,330 shares; 2020Q2: 33,141 shares; 2020Q3: 36,044 shares 36,044$569K0.76%+2,903Timeline
HOVHOVNANIAN ENTERPRISES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 15,954 shares; 2019Q4: 15,267 shares; 2020Q1: not reported; 2020Q2: 12,267 shares; 2020Q3: 12,267 shares 12,267$399K0.53%0Timeline
XOMEXXON MOBIL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: 29,321 shares; 2019Q2: 29,173 shares; 2019Q3: 28,670 shares; 2019Q4: 27,547 shares; 2020Q1: 22,452 shares; 2020Q2: 10,743 shares; 2020Q3: 10,747 shares 10,747$369K0.49%+4Timeline
MPLXMPLX LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: 44,719 shares; 2019Q2: 44,526 shares; 2019Q3: 39,890 shares; 2019Q4: 38,542 shares; 2020Q1: 29,974 shares; 2020Q2: 20,681 shares; 2020Q3: 19,765 shares 19,765$311K0.42%-916Timeline
DMLPDORCHESTER MINERALS L PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: 36,654 shares; 2019Q2: 36,554 shares; 2019Q3: 32,054 shares; 2019Q4: 28,654 shares; 2020Q1: 32,204 shares; 2020Q2: 30,241 shares; 2020Q3: 29,070 shares 29,070$300K0.4%-1,171Timeline
WESWESTERN MIDSTREAM PARTNERS LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: 51,677 shares; 2019Q2: 51,858 shares; 2019Q3: 64,937 shares; 2019Q4: 76,692 shares; 2020Q1: 89,593 shares; 2020Q2: 50,615 shares; 2020Q3: 37,385 shares 37,385$299K0.4%-13,230Timeline
VTNINVESCO TR INVT GRADE NEW YOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: 21,627 shares; 2019Q2: 21,627 shares; 2019Q3: 21,627 shares; 2019Q4: 21,627 shares; 2020Q1: 21,627 shares; 2020Q2: 21,627 shares; 2020Q3: 21,627 shares 21,627$268K0.36%0Timeline
SLVISHARES SILVER TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: 16,000 shares; 2019Q2: 17,500 shares; 2019Q3: 17,500 shares; 2019Q4: 17,500 shares; 2020Q1: 17,500 shares; 2020Q2: not reported; 2020Q3: 10,100 shares 10,100$219K0.29%newTimeline
HESMHESS MIDSTREAM LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 17,975 shares; 2020Q1: not reported; 2020Q2: 14,229 shares; 2020Q3: 14,105 shares 14,105$213K0.29%-124Timeline
USACUSA COMPRESSION PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: 35,433 shares; 2019Q2: 31,097 shares; 2019Q3: 31,106 shares; 2019Q4: 25,459 shares; 2020Q1: not reported; 2020Q2: 20,184 shares; 2020Q3: 20,184 shares 20,184$202K0.27%0Timeline

Sold out in Q3 2020

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
WELLS FARGO 6.625 PFD PFD S…WELLS FARGO 6.625 PFD PFD SER76,858$2.04Mshares
Citigroup Inc 6.875 PFDCitigroup Inc 6.875 PFD58,722$1.55Mshares
Citigroup IncCitigroup Inc27,100$721Kshares
GOLDMAN SACHS GROUP INCGOLDMAN SACHS GROUP INC13,700$348Kshares
SHELL MIDSTREAM PARTNERS L PSHELL MIDSTREAM PARTNERS L P23,107$284Kshares
PBAPEMBINA PIPELINE CORP10,750$269Kshares

How Q3 2020 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001667731-20-000394 base2020-10-28acceptance time not in the bulk data set