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Disclosery

LUCAS CAPITAL MANAGEMENT

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13F filer, CIK 1280577, Red Bank, NJ

LUCAS CAPITAL MANAGEMENT reported holdings worth $78,453,000 (the sum of its rows) across 46 holdings for the quarter ended 2019-09-30, in a 13F-HR filed 2019-10-23. The total stated on the cover page is $1,421,550,000. Its ten largest share positions make up 46.68% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001667731-19-000285

The cover page states a total of $1,421,550,000, 1712% more than the sum of the rows, $78,453,000. This page uses the sum of the rows.

Period
2019-09-30
Value, sum of rows
$78.5M
Stated on the cover page
$1.42B
Holdings
46
Top 10 weight
46.68%
New
1
Sold out
7

Largest buys vs the previous quarter

SecurityShares changeApprox. value
XLVadded+5,655$510K
LAKELAND BANCORP INCadded+29,719$459K
WESadded+13,079$325K
HOVnew+15,954$307K
XLIadded+3,705$288K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
WELLS FARGO 6.625 PFD PFD S…exited-85,945-$2.44M
Citigroup Inc 6.875 PFDexited-61,869-$1.7M
VOXexited-10,335-$896K
JNJreduced-5,695-$737K
Citigroup Incexited-15,100-$417K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2019

Share positions as resolved from 13F-HR 0001667731-19-000285, largest first. % of portfolio is the value over $78,453,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 30,947 shares; 2019Q2: 28,768 shares; 2019Q3: 27,047 shares 27,047$6.06M7.72%-1,721Timeline
IHIISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 17,762 shares; 2019Q2: 17,477 shares; 2019Q3: 17,469 shares 17,469$4.32M5.51%-8Timeline
JNJJOHNSON & JOHNSONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 38,995 shares; 2019Q2: 38,680 shares; 2019Q3: 32,985 shares 32,985$4.27M5.44%-5,695Timeline
VGTVANGUARD WORLD FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 16,857 shares; 2019Q2: 16,645 shares; 2019Q3: 17,667 shares 17,667$3.81M4.85%+1,022Timeline
VEAVANGUARD TAX-MANAGED FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 79,773 shares; 2019Q2: 80,473 shares; 2019Q3: 80,610 shares 80,610$3.31M4.22%+137Timeline
XLISELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 34,725 shares; 2019Q2: 37,145 shares; 2019Q3: 40,850 shares 40,850$3.17M4.04%+3,705Timeline
QQQINVESCO QQQ TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 16,191 shares; 2019Q2: 16,454 shares; 2019Q3: 16,451 shares 16,451$3.11M3.96%-3Timeline
IBBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 30,260 shares; 2019Q2: 30,275 shares; 2019Q3: 29,928 shares 29,928$2.98M3.8%-347Timeline
MAGELLAN MIDSTREAM PARTNERS…MAGELLAN MIDSTREAM PARTNERS, LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 44,646 shares; 2019Q2: 44,376 shares; 2019Q3: 44,120 shares 44,120$2.92M3.73%-256
XLFSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 94,327 shares; 2019Q2: 94,127 shares; 2019Q3: 95,712 shares 95,712$2.68M3.42%+1,585Timeline
BIPBROOKFIELD INFRASTRUCTURE PAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 52,346 shares; 2019Q2: 51,807 shares; 2019Q3: 51,846 shares 51,846$2.57M3.28%+39Timeline
TAT&T INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 65,057 shares; 2019Q2: 59,482 shares; 2019Q3: 58,435 shares 58,435$2.21M2.82%-1,047Timeline
XLVSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 15,338 shares; 2019Q2: 18,763 shares; 2019Q3: 24,418 shares 24,418$2.2M2.81%+5,655Timeline
XOMEXXON MOBIL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 29,321 shares; 2019Q2: 29,173 shares; 2019Q3: 28,670 shares 28,670$2.02M2.58%-503Timeline
PGPROCTER & GAMBLE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 18,057 shares; 2019Q2: 17,447 shares; 2019Q3: 16,089 shares 16,089$2M2.55%-1,358Timeline
UNILEVER PLCUNILEVER PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 37,745 shares; 2019Q2: 36,545 shares; 2019Q3: 32,670 shares 32,670$1.96M2.5%-3,875
VBVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 11,955 shares; 2019Q2: 12,238 shares; 2019Q3: 12,182 shares 12,182$1.88M2.39%-56Timeline
GLDSPDR GOLD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 13,784 shares; 2019Q2: 13,784 shares; 2019Q3: 13,364 shares 13,364$1.86M2.37%-420Timeline
SBRSABINE RTY TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 47,459 shares; 2019Q2: 44,818 shares; 2019Q3: 41,852 shares 41,852$1.82M2.31%-2,966Timeline
XLYSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 13,275 shares; 2019Q2: 13,650 shares; 2019Q3: 14,915 shares 14,915$1.8M2.29%+1,265Timeline
DOWDOW HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: 37,330 shares; 2019Q3: 37,150 shares 37,150$1.77M2.26%-180Timeline
WESWESTERN MIDSTREAM PARTNERS LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 51,677 shares; 2019Q2: 51,858 shares; 2019Q3: 64,937 shares 64,937$1.62M2.06%+13,079Timeline
VWOVANGUARD INTL EQUITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 38,105 shares; 2019Q2: 37,855 shares; 2019Q3: 37,875 shares 37,875$1.52M1.94%+20Timeline
BMYBRISTOL-MYERS SQUIBB COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 35,118 shares; 2019Q2: 29,048 shares; 2019Q3: 27,138 shares 27,138$1.38M1.75%-1,910Timeline
XLPSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 16,250 shares; 2019Q2: 18,225 shares; 2019Q3: 21,966 shares 21,966$1.35M1.72%+3,741Timeline
LAKELAND BANCORP INCLAKELAND BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 54,838 shares; 2019Q2: 54,838 shares; 2019Q3: 84,557 shares 84,557$1.3M1.66%+29,719
DEMWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 31,249 shares; 2019Q2: 30,448 shares; 2019Q3: 30,105 shares 30,105$1.24M1.59%-343Timeline
XLKSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 14,560 shares; 2019Q2: 14,760 shares; 2019Q3: 14,880 shares 14,880$1.2M1.53%+120Timeline
MPLXMPLX LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 44,719 shares; 2019Q2: 44,526 shares; 2019Q3: 39,890 shares 39,890$1.12M1.42%-4,636Timeline
XLUSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 15,277 shares; 2019Q2: 15,294 shares; 2019Q3: 15,310 shares 15,310$991K1.26%+16Timeline
VZVERIZON COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 15,233 shares; 2019Q2: 15,323 shares; 2019Q3: 16,118 shares 16,118$973K1.24%+795Timeline
EPDENTERPRISE PRODS PARTNERS LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 32,923 shares; 2019Q2: 28,529 shares; 2019Q3: 32,677 shares 32,677$934K1.19%+4,148Timeline
XLESELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 14,194 shares; 2019Q2: 13,880 shares; 2019Q3: 14,330 shares 14,330$848K1.08%+450Timeline
SHELL MIDSTREAM PARTNERS L PSHELL MIDSTREAM PARTNERS L PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 41,856 shares; 2019Q2: 42,107 shares; 2019Q3: 35,672 shares 35,672$730K0.93%-6,435
DMLPDORCHESTER MINERALS L PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 36,654 shares; 2019Q2: 36,554 shares; 2019Q3: 32,054 shares 32,054$598K0.76%-4,500Timeline
USACUSA COMPRESSION PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 35,433 shares; 2019Q2: 31,097 shares; 2019Q3: 31,106 shares 31,106$537K0.68%+9Timeline
PBAPEMBINA PIPELINE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 13,190 shares; 2019Q2: 13,190 shares; 2019Q3: 13,190 shares 13,190$489K0.62%0Timeline
EGBNEAGLE BANCORPORATION INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 11,738 shares; 2019Q2: 10,765 shares; 2019Q3: 10,365 shares 10,365$462K0.59%-400Timeline
GENERAL ELEC COGENERAL ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 43,610 shares; 2019Q2: 37,625 shares; 2019Q3: 40,951 shares 40,951$366K0.47%+3,326
HESS MIDSTREAM PARTNERS LPHESS MIDSTREAM PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 19,567 shares; 2019Q2: 19,692 shares; 2019Q3: 17,839 shares 17,839$344K0.44%-1,853
BGSB & G FOODS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 24,340 shares; 2019Q2: 22,165 shares; 2019Q3: 16,930 shares 16,930$320K0.41%-5,235Timeline
XNXJXNUVEEN NEW JERSEYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 21,546 shares; 2019Q2: 21,699 shares; 2019Q3: 21,849 shares 21,849$316K0.4%+150Timeline
HOVHOVNANIAN ENTERPRISES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 15,954 shares 15,954$307K0.39%newTimeline
VTNINVESCO TR INVT GRADE NEW YOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 21,627 shares; 2019Q2: 21,627 shares; 2019Q3: 21,627 shares 21,627$294K0.37%0Timeline
SLVISHARES SILVER TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 16,000 shares; 2019Q2: 17,500 shares; 2019Q3: 17,500 shares 17,500$279K0.36%0Timeline
PTYPIMCO CORPORATE & INCOME OPPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 12,300 shares; 2019Q2: 12,300 shares; 2019Q3: 12,300 shares 12,300$223K0.28%0Timeline

Sold out in Q3 2019

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
WELLS FARGO 6.625 PFD PFD S…WELLS FARGO 6.625 PFD PFD SER85,945$2.44Mshares
Citigroup Inc 6.875 PFDCitigroup Inc 6.875 PFD61,869$1.7Mshares
VOXVANGUARD WORLD FD10,335$896Kshares
Citigroup IncCitigroup Inc15,100$417Kshares
GOLDMAN SACHS GROUP INCGOLDMAN SACHS GROUP INC15,950$414Kshares
FFBC1ST FINL BANCORP14,865$360Kshares
NRTNORTH EUROPEAN OIL RTY TR30,478$216Kshares

How Q3 2019 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001667731-19-000285 base2019-10-23acceptance time not in the bulk data set