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LPL Financial LLC

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13F filer, CIK 1403438, FORT MILL, SC

LPL Financial LLC reported $343,111,257,089 across 5,793 holdings for the quarter ended 2025-09-30, in a 13F-HR filed 2025-11-12. Its ten largest share positions make up 15.44% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001403438-25-000006

Period
2025-09-30
Reported value
$343B
Holdings
5,793
Top 10 weight
15.44%
New
502
Sold out
257

Largest buys vs the previous quarter

SecurityShares changeApprox. value
IVVadded+780,603$522M
OEFadded+1,560,331$519M
DYNFadded+8,715,035$516M
BAIadded+12,275,874$419M
CGDVadded+9,725,490$409M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
EFGreduced-3,437,379-$391M
IYWreduced-1,814,161-$355M
QUALreduced-942,208-$183M
EFVreduced-1,972,705-$134M
IUSBreduced-2,695,119-$126M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2025

Share positions as resolved from 13F-HR 0001403438-25-000006, largest first. % of portfolio is the value over $342,599,017,956, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
MMAMIXED MARTIAL ARTS GROUP LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 14,487 shares; 2025Q1: 14,487 shares; 2025Q2: 21,687 shares; 2025Q3: 14,487 shares 14,487$22K<0.01%-7,200Timeline
LIVEPERSON, INC.LIVEPERSON, INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 23,550 shares; 2024Q4: 56,571 shares; 2025Q1: 36,621 shares; 2025Q2: 36,600 shares; 2025Q3: 37,600 shares 37,600$21.9K<0.01%+1,000
INCANNEX HEALTHCARE INCINCANNEX HEALTHCARE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 323,900 shares; 2025Q3: 45,373 shares 45,373$21.1K<0.01%-278,527
BRNBARNWELL INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 10,198 shares; 2024Q4: 14,198 shares; 2025Q1: 16,198 shares; 2025Q2: 16,198 shares; 2025Q3: 16,198 shares 16,198$21.1K<0.01%0Timeline
CGTXCOGNITION THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 15,273 shares 15,273$20.6K<0.01%newTimeline
DRAFTKINGS INC NEWDRAFTKINGS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 10,000 shares; 2024Q4: 25,000 shares; 2025Q1: 22,000 shares; 2025Q2: 22,000 shares; 2025Q3: 22,000 shares 22,000$19.7K<0.01%0
AIREREALPHA TECH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 25,700 shares 25,700$19.7K<0.01%newTimeline
KOSKOSMOS ENERGY LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 81,885 shares; 2024Q4: 46,164 shares; 2025Q1: 12,098 shares; 2025Q2: 11,679 shares; 2025Q3: 11,870 shares 11,870$19.7K<0.01%+191Timeline
PSHGPERFORMANCE SHIPPING INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 11,000 shares; 2024Q4: 11,000 shares; 2025Q1: 10,800 shares; 2025Q2: 10,800 shares; 2025Q3: 10,000 shares 10,000$18.9K<0.01%-800Timeline
LIFEWARD LTDLIFEWARD LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 90,360 shares; 2024Q4: 39,895 shares; 2025Q1: 22,702 shares; 2025Q2: 28,783 shares; 2025Q3: 26,284 shares 26,284$18.7K<0.01%-2,499
CHGGCHEGG INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 12,471 shares; 2024Q4: 13,651 shares; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 12,308 shares 12,308$18.6K<0.01%newTimeline
GUTSFRACTYL HEALTH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 10,425 shares 10,425$16.6K<0.01%newTimeline
ELBMELECTRA BATTERY MATERIALS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 12,781 shares; 2025Q2: 13,531 shares; 2025Q3: 13,531 shares 13,531$16.5K<0.01%0Timeline
CYPHCYPHERPUNK TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 75,800 shares; 2025Q1: 53,360 shares; 2025Q2: 43,510 shares; 2025Q3: 36,010 shares 36,010$16.3K<0.01%-7,500Timeline
ALTOALTO INGREDIENTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 15,080 shares 15,080$16.3K<0.01%newTimeline
OVIDOVID THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 12,000 shares 12,000$15.6K<0.01%newTimeline
SAFETY SHOT INCSAFETY SHOT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 136,755 shares; 2024Q4: 87,777 shares; 2025Q1: 45,656 shares; 2025Q2: 47,656 shares; 2025Q3: 57,346 shares 57,346$15.4K<0.01%+9,690
Cresud S A C I F Y A Warran…Cresud S A C I F Y A Warrant Exp …Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 22,000 shares 22,000$14.7K<0.01%new
AGLAGILON HEALTH INC COM (DE)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 14,055 shares 14,055$14.5K<0.01%newTimeline
CTSOCYTOSORBENTS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 14,906 shares 14,906$13.9K<0.01%newTimeline
GOROGOLD RESOURCE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 16,613 shares 16,613$13.9K<0.01%newTimeline
DRAGONFLY ENERGY HOLDINGS CODRAGONFLY ENERGY HOLDINGS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 23,217 shares 23,217$13.8K<0.01%new
AFFIRM HLDGS INCAFFIRM HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 14,000 shares; 2025Q1: 14,000 shares; 2025Q2: 14,000 shares; 2025Q3: 14,000 shares 14,000$13.2K<0.01%0
DIGITALOCEAN HLDGS INCDIGITALOCEAN HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 14,000 shares; 2025Q1: 14,000 shares; 2025Q2: 14,000 shares; 2025Q3: 14,000 shares 14,000$13.1K<0.01%0
FURYFURY GOLD MINES LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 12,450 shares; 2025Q3: 20,000 shares 20,000$13.1K<0.01%+7,550Timeline
OPITQOFFICE PPTYS INCOME TR COM SHSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 33,592 shares; 2024Q4: 37,535 shares; 2025Q1: 36,722 shares; 2025Q2: 40,785 shares; 2025Q3: 39,567 shares 39,567$13K<0.01%-1,218Timeline
ITRON INCITRON INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 12,000 shares; 2025Q1: 12,000 shares; 2025Q2: 12,000 shares; 2025Q3: 12,000 shares 12,000$12.7K<0.01%0
ASSERTIO HOLDINGS INCASSERTIO HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 29,555 shares; 2024Q4: 21,099 shares; 2025Q1: 21,228 shares; 2025Q2: 16,788 shares; 2025Q3: 14,412 shares 14,412$12.7K<0.01%-2,376
TDTHTRIDENT DIGITAL TECH HOLDINGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 13,750 shares 13,750$12.6K<0.01%newTimeline
TOONKARTOON STUDIOS INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 10,286 shares; 2024Q4: 10,485 shares; 2025Q1: 10,985 shares; 2025Q2: not reported; 2025Q3: 15,533 shares 15,533$11.5K<0.01%newTimeline
MNDOMIND C T I LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 10,000 shares 10,000$11K<0.01%newTimeline
NMTCNEUROONE MED TECHNOLOGIES COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 10,934 shares 10,934$9.72K<0.01%newTimeline
FBLGFIBROBIOLOGICS INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 12,570 shares; 2025Q3: 17,570 shares 17,570$9.6K<0.01%+5,000Timeline
OPTTOCEAN PWR TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 25,097 shares; 2025Q1: not reported; 2025Q2: 15,699 shares; 2025Q3: 18,699 shares 18,699$9.42K<0.01%+3,000Timeline
GRMLGREENLAND MINES LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 19,000 shares 19,000$9.21K<0.01%newTimeline
GAMEGAMESQUARE HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 10,649 shares 10,649$7.23K<0.01%newTimeline
NINE ENERGY SERVICE INCNINE ENERGY SERVICE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 15,860 shares; 2024Q4: 13,860 shares; 2025Q1: 14,496 shares; 2025Q2: 10,500 shares; 2025Q3: 10,500 shares 10,500$6.63K<0.01%0
NUVVE HOLDING CORPNUVVE HOLDING CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 50,936 shares; 2025Q3: 26,029 shares 26,029$6.11K<0.01%-24,907
RIVERNORTH OPPORTUNITIES FDRIVERNORTH OPPORTUNITIES FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 494,836 shares 494,836$4.01K<0.01%new
ALGOMA STL GROUP INCALGOMA STL GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 12,600 shares; 2024Q4: 12,600 shares; 2025Q1: 12,600 shares; 2025Q2: 12,600 shares; 2025Q3: 12,600 shares 12,600$1.93K<0.01%0
PBMWWPSYENCE BIOMEDICAL LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 29,345 shares; 2025Q2: 29,345 shares; 2025Q3: 29,345 shares 29,345$739<0.01%0Timeline
CLEARBRIDGE ENERGY MIDSTRM OCLEARBRIDGE ENERGY MIDSTRM OQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 35,055 shares 35,055$666<0.01%new
PRESIDIO PPTY TR INCPRESIDIO PPTY TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 12,003 shares; 2025Q3: 15,762 shares 15,762$589<0.01%+3,759
NUVVE HOLDINGNUVVE HOLDINGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 10,000 shares; 2024Q4: 10,000 shares; 2025Q1: 10,000 shares; 2025Q2: 10,000 shares; 2025Q3: 10,000 shares 10,000$177<0.01%0
OUSTER INCOUSTER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 15,405 shares; 2024Q4: 15,405 shares; 2025Q1: 14,505 shares; 2025Q2: 14,505 shares; 2025Q3: 20,605 shares 20,605$37<0.01%+6,100
MSP RECOVERY INCMSP RECOVERY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 14,098 shares; 2025Q2: 14,098 shares; 2025Q3: 14,098 shares 14,098$25<0.01%0

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

The largest 100 of 214. All 214

SecurityTypeAmountValueChange
IWMISHARES TR SHScall372,300$90.1Mnew
SPYSTATE STR SPDR S&P 500 ETF T SHSput124,700$83.1M-5,700
QQQINVESCO QQQ TR COMput98,100$58.9M-100,500
XLKSELECT SECTOR SPDR TR SHSput160,400$45.2M+149,600
AAPLAPPLE INC COMput58,900$15M+12,000
SPYSTATE STR SPDR S&P 500 ETF T SHScall14,300$9.53M+100
METAMETA PLATFORMS INC COMput10,900$8M+5,000
MSFTMICROSOFT CORP COMput14,800$7.67M+2,700
NVDANVIDIA CORPORATION COMcall39,400$7.35M+3,400
COSTCOSTCO WHOLESALE CORPORATION COMput7,500$6.94M+6,900
AMZNAMAZON COM INC COMcall30,400$6.67M+27,900
LNCLINCOLN NATL CORP IND Stockput150,800$6.08M+96,400
NVDANVIDIA CORPORATION COMput28,000$5.22M-3,500
CCITIGROUP INC COMput40,400$4.1M-41,700
IWMISHARES TR SHSput16,100$3.9M+9,700
AMZNAMAZON COM INC COMput17,700$3.89M-2,300
SPOTSPOTIFY TECHNOLOGY S A STOKput5,500$3.84Mnew
UNHUNITEDHEALTH GROUP INC COMput10,800$3.73M+8,700
CRWDCROWDSTRIKE HLDGS INC COMput7,500$3.68Mnew
CVSCVS HEALTH CORP COMput48,500$3.66M+19,000
QQQINVESCO QQQ TR COMcall5,900$3.54M-1,400
NOWSERVICENOW INC COMput3,500$3.22M+2,900
XYZBLOCK INC Stockcall41,300$2.98Mnew
USBUS BANCORP COM NEWput57,700$2.79M-1,800
COSTCOSTCO WHOLESALE CORPORATION COMcall3,000$2.78Mnew
PLTRPALANTIR TECHNOLOGIES INC COMcall14,800$2.7M+2,000
BRK-BBERKSHIRE HATHAWAY INC DEL COMput5,200$2.61M+100
UNHUNITEDHEALTH GROUP INC COMcall7,500$2.59M+6,800
FITBFIFTH THIRD BANCORP Stockput52,900$2.36M+44,000
XLISELECT SECTOR SPDR TR INDLput14,700$2.27Mnew
GOOGALPHABET INC COMput9,300$2.27M+5,100
CRMSALESFORCE INC COMput9,300$2.2M+5,300
GOOGLALPHABET INC COMput9,000$2.19M+100
ASMLASML HLDG NV STOKput2,100$2.03M+1,800
IBMINTERNATIONAL BUSINESS MACHS COMput7,200$2.03M+3,800
BACBANK OF AMER CORP COMput37,900$1.96M-3,100
CSXCSX CORP COMcall55,000$1.95Mnew
QQQMINVESCO EXCH TRADED FD TR II COMput7,200$1.78M+3,700
TSLATESLA INC COMcall4,000$1.78M+1,500
SPOTSPOTIFY TECHNOLOGY S A STOKcall2,500$1.75Mnew
BEBLOOM ENERGY CORP COMput20,000$1.69Mnew
TFCTRUIST FINL CORP Stockput36,500$1.67M-74,700
CRMSALESFORCE INC COMcall6,700$1.59M+3,900
TSLATESLA INC COMput3,100$1.38M+300
BABAALIBABA GROUP HLDG LTD SPONSORED ADSput7,600$1.36M-1,900
AAPLAPPLE INC COMcall5,300$1.35M-1,300
HBANHUNTINGTON BANCSHARES INC Stockput78,000$1.35Mnew
JKHYHENRY JACK & ASSOC INC COMcall8,800$1.31Mnew
SLVISHARES SILVER TR COMcall30,500$1.29M+9,100
AVGOBROADCOM INC COMput3,800$1.25Mnew
ORCLORACLE CORP COMput4,200$1.18Mnew
VOOVANGUARD INDEX FDS COMput1,900$1.16M+900
AMDADVANCED MICRO DEVICES INC COMput6,500$1.05Mnew
SHOPSHOPIFY INC CL A SUB VTG SHSput7,000$1.04Mnew
EFAISHARES TR MSCI EAFE ETFput11,100$1.04M+1,000
WMTWALMART INC COMput9,900$1.02M+500
IYWISHARES TR SHScall5,000$979Knew
ALABASTERA LABS INC COMput5,000$979Knew
DVNDEVON ENERGY CORP NEW Stockput27,400$961Knew
VVISA INC COMput2,800$956K-200
BTIBRITISH AMERN TOB PLC ADRput17,800$945Knew
XLFSELECT SECTOR SPDR TR SHSput17,500$943Knew
PANWPALO ALTO NETWORKS INC COMput4,500$916K+2,900
AMDADVANCED MICRO DEVICES INC COMcall5,600$906Knew
LMTLOCKHEED MARTIN CORP COMput1,800$899K+500
SESEA LTD SPONSORD ADSput5,000$894Knew
NETCLOUDFLARE INC Stockcall4,000$858K0
COINCOINBASE GLOBAL INC Stockput2,500$844Knew
NFLXNETFLIX INC. COMput700$839K+100
TLTISHARES TR 20 YR TR BD ETFcall9,200$822Knew
JPMJPMORGAN CHASE & CO COMput2,600$820K+100
EBAYEBAY INC. Stockput9,000$819Knew
DXCMDEXCOM INC Stockcall12,000$807Knew
CNCCENTENE CORP DEL Stockput22,400$799Knew
BABOEING CO COMput3,700$799K-2,100
CVNACARVANA CO Stockcall2,000$754Knew
XBISPDR SERIES TRUST S&P BIOTECHcall7,500$752Knew
VVISA INC COMcall2,200$751K-3,700
PLTRPALANTIR TECHNOLOGIES INC COMput4,100$748K-21,700
ANETARISTA NETWORKS INC COMput5,000$729Knew
WULFTERAWULF INC COMcall62,400$713K+52,400
STXSEAGATE TECHNOLOGY HLDNGS PL ORD SHSput3,000$708Knew
ORCLORACLE CORP COMcall2,500$703Knew
SNOWSNOWFLAKE INC Stockput3,000$677Knew
MUMICRON TECHNOLOGY INC COMput4,000$669K+1,900
SOSOUTHERN CO COMput7,000$663K-100
METAMETA PLATFORMS INC COMcall900$661K-100
UPSUNITED PARCEL SVCS INC COMcall7,900$660Knew
RTXRTX CORPORATION COMput3,900$653K-1,800
MSTRSTRATEGY INC Stockput2,000$644Knew
SPYVSPDR SERIES TRUST PRTFLO S&P500 VLput11,500$636K+1,300
GDXVANECK ETF TRUST GOLD MINERS ETFput8,300$634Knew
LLYELI LILLY & CO COMput800$610K+100
LLYELI LILLY & CO COMcall800$610K+400
ZSZSCALER INC STOKput2,000$599Knew
UPXIUPEXI INC CMNcall100,000$577Knew
RBLXROBLOX CORP Stockput4,000$554Knew
RBLXROBLOX CORP Stockcall4,000$554Knew
NBNIOCORP DEVS LTD COM NEWcall82,000$548Knew
SOXXISHARES TR COMcall2,000$542Knew

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

SecurityTypeAmountValueChange
ALBEMARLE CORPALBEMARLE CORP 7.25% DEP SHS Aprincipal23,628$895K+1,133
SOUTHERN COSOUTHERN CO NOTE 3.875%12/1principal89,000$100K+65,000
VENTAS RLTY LTD PARTNERSHIPVENTAS RLTY LTD PARTNERSHIP NOTE 3.750% 6/0principal76,000$97.6K+56,000
DUKE ENERGY CORP NEWDUKE ENERGY CORP NEW CONV BNDprincipal89,000$94.9K+65,000
ENVISTA HOLDINGS CORPORATIONENVISTA HOLDINGS CORPORATION NOTE 1.750% 8/1principal95,000$89.6K+70,000
PPL CAP FDG INCPPL CAP FDG INC NOTE 2.875% 3/1principal63,000$71.3K+40,000
UPSTART HLDGS INCUPSTART HLDGS INC NOTE 0.250% 8/1principal60,000$56.4K0
DEXCOM INCDEXCOM INC NOTE 0.250%11/1principal55,000$54.7K+26,000
DEXCOM INCDEXCOM INC NOTE 0.375% 5/1principal53,000$48.3K+27,000
ALLIANT ENERGY CORPALLIANT ENERGY CORP NOTE 3.875% 3/1principal44,000$47.6K+27,000
MERITAGE HOMES CORPMERITAGE HOMES CORP NOTE 1.750% 5/1principal42,000$43Knew
CMS ENERGY CORPCMS ENERGY CORP NOTE 3.375% 5/0principal39,000$42.8K+29,000
UBER TECHNOLOGIES INCUBER TECHNOLOGIES INC NOTE 0.875%12/0principal29,000$42.3Knew
8X8 INC NEW8X8 INC NEW NOTE 4.000% 2/0principal45,000$38.7K0
COINBASE GLOBAL INCCOINBASE GLOBAL INC NOTE 0.500% 6/0principal33,000$37K0
EVERGY INCEVERGY INC NOTE 4.500%12/1principal29,000$36.4Knew
PARSONS CORP DELPARSONS CORP DEL NOTE 2.625% 3/0principal24,000$27.4Knew
AMERICAN WTR CAP CORPAMERICAN WTR CAP CORP NOTE 3.625% 6/1principal27,000$27K+9,000
ETSY INCETSY INC NOTE 0.250% 6/1principal30,000$26.6K0
EURONET WORLDWIDE INCEURONET WORLDWIDE INC NOTE 0.750% 3/1principal29,000$25.7K0
BIOMARIN PHARMACEUTICAL INCBIOMARIN PHARMACEUTICAL INC NOTE 1.250% 5/1principal25,000$23.8K+12,000
Shopify IncShopify Inc Convertible bondprincipal22,000$23K0
GLOBAL PMTS INCGLOBAL PMTS INC NOTE 1.500% 3/0principal22,000$20.1Knew
SNAP INCSNAP INC NOTE 0.75% 08/01/2026principal17,000$16.4K0
NEW MTN FIN CORPNEW MTN FIN CORP BONDprincipal15,000$14.9Knew
ARRAY TECHNOLOGIES INCARRAY TECHNOLOGIES INC NOTE 1.000%12/0principal14,000$12.1K0
EXACT SCIENCES CORPEXACT SCIENCES CORP NOTE 0.375% 3/0principal13,000$12K-4,000
VISHAY INTERTECHNOLOGY INCVISHAY INTERTECHNOLOGY INC NOTE 2.250% 9/1principal13,000$11.7Knew
PENN ENTERTAINMENT INCPENN ENTERTAINMENT INC NOTE 2.750% 5/1principal10,000$10.3K0
DISH NETWORK CORPORATIONDISH NETWORK CORPORATION NOTE 3.375% 8/1principal10,000$9.74K0
JETBLUE AIRWAYS CORPJETBLUE AIRWAYS CORP NOTE 0.500% 4/0principal10,000$9.67K0
NEOGENOMICS INCNEOGENOMICS INC NOTE 0.250% 1/1principal11,000$9.37K-10,000
LIBERTY INTERACTIVE LLCLIBERTY INTERACTIVE LLC DEB 4.000%11/1principal23,000$1.82K0

Sold out in Q3 2025

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 257. All 257

SecurityShares beforeValue beforeType
HESS CORPHESS CORP46,759$6.48Mshares
SMART GLOBAL HLDGS INCSMART GLOBAL HLDGS INC316,108$6.26Mshares
FIRST TR EXCHNG TRADED FD V…FIRST TR EXCHNG TRADED FD VICONFL…1,265,948$5.3Mshares
ISHARES TRISHARES TR73,410$5.28Mshares
ACNACCENTURE PLC IRELAND15,400$4.6Mput
WALGREENS BOOTS ALLIANCE INCWALGREENS BOOTS ALLIANCE INC381,629$4.38Mshares
ANSYS INCANSYS INC12,340$4.33Mshares
OXFORD LANE CAP CORPOXFORD LANE CAP CORP917,424$3.85Mshares
PRGSPROGRESS SOFTWARE CORP52,014$3.32Mshares
EWKISHARES INC148,670$3.28Mshares
VIPER ENERGY INC-CL AVIPER ENERGY INC-CL A79,882$3.05Mshares
ATENA10 NETWORKS INC119,215$2.31Mshares
SouthState CorpSouthState Corp24,831$2.29Mshares
RFIXSIMPLIFY EXCHANGE TRADED FUN45,127$2.19Mshares
MSBIMIDLAND STATES BANCORP INC125,066$2.17Mshares
NUVEEN PREFERRED &amp; INCO…NUVEEN PREFERRED &amp; INCOME95,622$1.99Mshares
ARIS WATER SOLUTIONS INCARIS WATER SOLUTIONS INC82,952$1.96Mshares
INFORMATICA INCINFORMATICA INC78,729$1.92Mshares
IMXIINTERNATIONAL MONEY EXPRESS179,596$1.81Mshares
AMERICAN CENTY ETF TRAMERICAN CENTY ETF TR50,818$1.8Mshares
PSXPHILLIPS 6615,000$1.79Mput
BMABANCO MACRO S A25,253$1.77Mshares
RINFPROSHARES TR53,387$1.75Mshares
TBFPROSHARES TR65,105$1.57Mshares
SKXSKECHERS U S A INC22,695$1.43Mshares
PIONEER HIGH INCOME FUND INCPIONEER HIGH INCOME FUND INC159,645$1.29Mshares
GLOBAL X FDSGLOBAL X FDS149,338$1.26Mshares
NV5 HOLDINGS, INCNV5 HOLDINGS, INC53,896$1.24Mshares
GGALGRUPO FINANCIERO GALICIA S.A23,721$1.2Mshares
BGBUNGE GLOBAL SA14,200$1.14Mput
PARAMOUNT GLOBALPARAMOUNT GLOBAL88,134$1.14Mshares
LTMLATAM AIRLINES GROUP SA27,603$1.12Mshares
TWFGTWFG INC31,837$1.11Mshares
LEGG MASON ETF INVTLEGG MASON ETF INVT43,224$1.05Mshares
PAMPAMPA ENERGIA SA15,082$1.05Mshares
CCECCAPITAL CLEAN ENERGY CARRIER42,963$1Mshares
REYNREYNOLDS CONSUMER PRODS INC46,484$996Kshares
JUNIPER NETWORKS INCJUNIPER NETWORKS INC24,495$978Kshares
FMSFRESENIUS MEDICAL CARE AG33,780$965Kshares
MANAGED PORTFOLIO SERIESMANAGED PORTFOLIO SERIES17,700$937Kshares
PIMCO MUN INCOME FDPIMCO MUN INCOME FD117,191$935Kshares
TERNTERNS PHARMACEUTICALS INC241,825$902Kshares
MARMARRIOTT INTL INC NEW3,200$874Kput
AVGOBROADCOM INC3,000$827Kcall
BLUEPRINT MEDICINES CORPBLUEPRINT MEDICINES CORP6,261$803Kshares
GLOBAL MED REIT INCGLOBAL MED REIT INC114,314$792Kshares
PACIFIC PREMIER BANCORP INCPACIFIC PREMIER BANCORP INC36,983$780Kshares
FKUFIRST TR EXCH TRD ALPHDX FD16,440$771Kshares
ALRSALERUS FINL CORP33,152$717Kshares
ENTERPRISE BANCORP INC MASS…ENTERPRISE BANCORP INC MASS COM17,928$711Kshares
PIMCO MUN INCOME FD IIIPIMCO MUN INCOME FD III100,443$689Kshares
GLOBAL X FDSGLOBAL X FDS62,177$678Kshares
WK KELLOGG COWK KELLOGG CO41,671$664Kshares
WDAYWORKDAY INC2,700$648Kput
RIGTRANSOCEAN LTD246,500$638Kput
LUCID GROUP INCLUCID GROUP INC299,797$633Kshares
MAG SILVER CORPMAG SILVER CORP29,612$626Kshares
AMERICAN CENTY ETF TRAMERICAN CENTY ETF TR13,063$621Kshares
LINELINEAGE INC14,087$613Kshares
BRYBerry Corp218,278$605Kshares
PHRPHREESIA INC20,714$590Kshares
GOGOGOGO INC39,807$584Kshares
MCDMCDONALDS CORP2,000$584Kcall
CRCLCIRCLE INTERNET GROUP INC3,200$580Kput
GDXVANECK ETF TRUST10,000$521Kcall
PARAMOUNT GLOBALPARAMOUNT GLOBAL22,675$520Kshares
GLDSPDR GOLD TR1,700$518Kput
OLO INCOLO INC58,220$518Kshares
PEBBLEBROOK HOTEL TRPEBBLEBROOK HOTEL TR28,900$507Kshares
ZIMVIE INCZIMVIE INC52,795$494Kshares
NUSNU SKIN ENTERPRISES INC61,127$488Kshares
KRUSKURA SUSHI USA INC5,666$488Kshares
BCHPPRINCIPAL EXCHANGE TRADED FD12,922$473Kshares
SUNRISE COMMUNICATIONS AGSUNRISE COMMUNICATIONS AG8,270$468Kshares
IPXIPERIONX LTD14,350$452Kshares
INVESTMENT MANAGERS SER TR IINVESTMENT MANAGERS SER TR I21,380$446Kshares
DFINDONNELLEY FINL SOLUTIONS INC7,008$432Kshares
SPYGSPDR SERIES TRUST4,500$429Kcall
SITIO ROYALTIES CORPSITIO ROYALTIES CORP23,320$429Kshares
ADBEADOBE INC1,100$426Kput
RICKRCI HOSPITALITY HLDGS INC11,163$426Kshares
LEGG MASON ETF INVTLEGG MASON ETF INVT20,839$421Kshares
EQNREQUINOR ASA16,500$415Kput
PYPLPAYPAL HLDGS INC5,400$401Kput
BNOUNITED STS BRENT OIL FD LP13,743$401Kshares
APDAIR PRODUCTS AND CHEMICALS I1,400$395Kput
BMYBRISTOL-MYERS SQUIBB CO8,500$393Kput
RBUFINNOVATOR ETFS TRUST14,352$393Kshares
MARAMARA HOLDINGS INC25,000$392Kput
GSKGSK PLC10,200$392Kput
PIEQPRINCIPAL EXCHANGE TRADED FD13,360$390Kshares
VISTVISTA ENERGY S.A.B. DE C.V.7,686$367Kshares
CHAMPIONX CORPORATIONCHAMPIONX CORPORATION14,520$361Kshares
TRIUMPH GROUP INC NEWTRIUMPH GROUP INC NEW13,932$359Kshares
RAREULTRAGENYX PHARMACEUTICAL IN9,840$358Kshares
ETNEATON CORP PLC1,000$357Kcall
CRWDCROWDSTRIKE HLDGS INC700$357Kcall
BMRCBANK OF MARIN BANCORP15,555$355Kshares
EFOREVERFORTH INC7,011$350Kshares
ATEXANTERIX INC13,640$350Kshares

How Q3 2025 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001403438-25-000006 base2025-11-12acceptance time not in the bulk data set