LPL Financial LLC
Follow13F filer, CIK 1403438, FORT MILL, SC
LPL Financial LLC reported $343,111,257,089 across 5,793 holdings for the quarter ended 2025-09-30, in a 13F-HR filed 2025-11-12. Its ten largest share positions make up 15.44% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001403438-25-000006
- Period
- 2025-09-30
- Reported value
- $343B
- Holdings
- 5,793
- Top 10 weight
- 15.44%
- New
- 502
- Sold out
- 257
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| IVVadded | +780,603 | $522M |
| OEFadded | +1,560,331 | $519M |
| DYNFadded | +8,715,035 | $516M |
| BAIadded | +12,275,874 | $419M |
| CGDVadded | +9,725,490 | $409M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| EFGreduced | -3,437,379 | -$391M |
| IYWreduced | -1,814,161 | -$355M |
| QUALreduced | -942,208 | -$183M |
| EFVreduced | -1,972,705 | -$134M |
| IUSBreduced | -2,695,119 | -$126M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Back to all 5,546 share positions
Options
Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| IWMISHARES TR SHS | call | 372,300 | $90.1M | new |
| SPYSTATE STR SPDR S&P 500 ETF T SHS | put | 124,700 | $83.1M | -5,700 |
| QQQINVESCO QQQ TR COM | put | 98,100 | $58.9M | -100,500 |
| XLKSELECT SECTOR SPDR TR SHS | put | 160,400 | $45.2M | +149,600 |
| AAPLAPPLE INC COM | put | 58,900 | $15M | +12,000 |
| SPYSTATE STR SPDR S&P 500 ETF T SHS | call | 14,300 | $9.53M | +100 |
| METAMETA PLATFORMS INC COM | put | 10,900 | $8M | +5,000 |
| MSFTMICROSOFT CORP COM | put | 14,800 | $7.67M | +2,700 |
| NVDANVIDIA CORPORATION COM | call | 39,400 | $7.35M | +3,400 |
| COSTCOSTCO WHOLESALE CORPORATION COM | put | 7,500 | $6.94M | +6,900 |
| AMZNAMAZON COM INC COM | call | 30,400 | $6.67M | +27,900 |
| LNCLINCOLN NATL CORP IND Stock | put | 150,800 | $6.08M | +96,400 |
| NVDANVIDIA CORPORATION COM | put | 28,000 | $5.22M | -3,500 |
| CCITIGROUP INC COM | put | 40,400 | $4.1M | -41,700 |
| IWMISHARES TR SHS | put | 16,100 | $3.9M | +9,700 |
| AMZNAMAZON COM INC COM | put | 17,700 | $3.89M | -2,300 |
| SPOTSPOTIFY TECHNOLOGY S A STOK | put | 5,500 | $3.84M | new |
| UNHUNITEDHEALTH GROUP INC COM | put | 10,800 | $3.73M | +8,700 |
| CRWDCROWDSTRIKE HLDGS INC COM | put | 7,500 | $3.68M | new |
| CVSCVS HEALTH CORP COM | put | 48,500 | $3.66M | +19,000 |
| QQQINVESCO QQQ TR COM | call | 5,900 | $3.54M | -1,400 |
| NOWSERVICENOW INC COM | put | 3,500 | $3.22M | +2,900 |
| XYZBLOCK INC Stock | call | 41,300 | $2.98M | new |
| USBUS BANCORP COM NEW | put | 57,700 | $2.79M | -1,800 |
| COSTCOSTCO WHOLESALE CORPORATION COM | call | 3,000 | $2.78M | new |
| PLTRPALANTIR TECHNOLOGIES INC COM | call | 14,800 | $2.7M | +2,000 |
| BRK-BBERKSHIRE HATHAWAY INC DEL COM | put | 5,200 | $2.61M | +100 |
| UNHUNITEDHEALTH GROUP INC COM | call | 7,500 | $2.59M | +6,800 |
| FITBFIFTH THIRD BANCORP Stock | put | 52,900 | $2.36M | +44,000 |
| XLISELECT SECTOR SPDR TR INDL | put | 14,700 | $2.27M | new |
| GOOGALPHABET INC COM | put | 9,300 | $2.27M | +5,100 |
| CRMSALESFORCE INC COM | put | 9,300 | $2.2M | +5,300 |
| GOOGLALPHABET INC COM | put | 9,000 | $2.19M | +100 |
| ASMLASML HLDG NV STOK | put | 2,100 | $2.03M | +1,800 |
| IBMINTERNATIONAL BUSINESS MACHS COM | put | 7,200 | $2.03M | +3,800 |
| BACBANK OF AMER CORP COM | put | 37,900 | $1.96M | -3,100 |
| CSXCSX CORP COM | call | 55,000 | $1.95M | new |
| QQQMINVESCO EXCH TRADED FD TR II COM | put | 7,200 | $1.78M | +3,700 |
| TSLATESLA INC COM | call | 4,000 | $1.78M | +1,500 |
| SPOTSPOTIFY TECHNOLOGY S A STOK | call | 2,500 | $1.75M | new |
| BEBLOOM ENERGY CORP COM | put | 20,000 | $1.69M | new |
| TFCTRUIST FINL CORP Stock | put | 36,500 | $1.67M | -74,700 |
| CRMSALESFORCE INC COM | call | 6,700 | $1.59M | +3,900 |
| TSLATESLA INC COM | put | 3,100 | $1.38M | +300 |
| BABAALIBABA GROUP HLDG LTD SPONSORED ADS | put | 7,600 | $1.36M | -1,900 |
| AAPLAPPLE INC COM | call | 5,300 | $1.35M | -1,300 |
| HBANHUNTINGTON BANCSHARES INC Stock | put | 78,000 | $1.35M | new |
| JKHYHENRY JACK & ASSOC INC COM | call | 8,800 | $1.31M | new |
| SLVISHARES SILVER TR COM | call | 30,500 | $1.29M | +9,100 |
| AVGOBROADCOM INC COM | put | 3,800 | $1.25M | new |
| ORCLORACLE CORP COM | put | 4,200 | $1.18M | new |
| VOOVANGUARD INDEX FDS COM | put | 1,900 | $1.16M | +900 |
| AMDADVANCED MICRO DEVICES INC COM | put | 6,500 | $1.05M | new |
| SHOPSHOPIFY INC CL A SUB VTG SHS | put | 7,000 | $1.04M | new |
| EFAISHARES TR MSCI EAFE ETF | put | 11,100 | $1.04M | +1,000 |
| WMTWALMART INC COM | put | 9,900 | $1.02M | +500 |
| IYWISHARES TR SHS | call | 5,000 | $979K | new |
| ALABASTERA LABS INC COM | put | 5,000 | $979K | new |
| DVNDEVON ENERGY CORP NEW Stock | put | 27,400 | $961K | new |
| VVISA INC COM | put | 2,800 | $956K | -200 |
| BTIBRITISH AMERN TOB PLC ADR | put | 17,800 | $945K | new |
| XLFSELECT SECTOR SPDR TR SHS | put | 17,500 | $943K | new |
| PANWPALO ALTO NETWORKS INC COM | put | 4,500 | $916K | +2,900 |
| AMDADVANCED MICRO DEVICES INC COM | call | 5,600 | $906K | new |
| LMTLOCKHEED MARTIN CORP COM | put | 1,800 | $899K | +500 |
| SESEA LTD SPONSORD ADS | put | 5,000 | $894K | new |
| NETCLOUDFLARE INC Stock | call | 4,000 | $858K | 0 |
| COINCOINBASE GLOBAL INC Stock | put | 2,500 | $844K | new |
| NFLXNETFLIX INC. COM | put | 700 | $839K | +100 |
| TLTISHARES TR 20 YR TR BD ETF | call | 9,200 | $822K | new |
| JPMJPMORGAN CHASE & CO COM | put | 2,600 | $820K | +100 |
| EBAYEBAY INC. Stock | put | 9,000 | $819K | new |
| DXCMDEXCOM INC Stock | call | 12,000 | $807K | new |
| CNCCENTENE CORP DEL Stock | put | 22,400 | $799K | new |
| BABOEING CO COM | put | 3,700 | $799K | -2,100 |
| CVNACARVANA CO Stock | call | 2,000 | $754K | new |
| XBISPDR SERIES TRUST S&P BIOTECH | call | 7,500 | $752K | new |
| VVISA INC COM | call | 2,200 | $751K | -3,700 |
| PLTRPALANTIR TECHNOLOGIES INC COM | put | 4,100 | $748K | -21,700 |
| ANETARISTA NETWORKS INC COM | put | 5,000 | $729K | new |
| WULFTERAWULF INC COM | call | 62,400 | $713K | +52,400 |
| STXSEAGATE TECHNOLOGY HLDNGS PL ORD SHS | put | 3,000 | $708K | new |
| ORCLORACLE CORP COM | call | 2,500 | $703K | new |
| SNOWSNOWFLAKE INC Stock | put | 3,000 | $677K | new |
| MUMICRON TECHNOLOGY INC COM | put | 4,000 | $669K | +1,900 |
| SOSOUTHERN CO COM | put | 7,000 | $663K | -100 |
| METAMETA PLATFORMS INC COM | call | 900 | $661K | -100 |
| UPSUNITED PARCEL SVCS INC COM | call | 7,900 | $660K | new |
| RTXRTX CORPORATION COM | put | 3,900 | $653K | -1,800 |
| MSTRSTRATEGY INC Stock | put | 2,000 | $644K | new |
| SPYVSPDR SERIES TRUST PRTFLO S&P500 VL | put | 11,500 | $636K | +1,300 |
| GDXVANECK ETF TRUST GOLD MINERS ETF | put | 8,300 | $634K | new |
| LLYELI LILLY & CO COM | put | 800 | $610K | +100 |
| LLYELI LILLY & CO COM | call | 800 | $610K | +400 |
| ZSZSCALER INC STOK | put | 2,000 | $599K | new |
| UPXIUPEXI INC CMN | call | 100,000 | $577K | new |
| RBLXROBLOX CORP Stock | put | 4,000 | $554K | new |
| RBLXROBLOX CORP Stock | call | 4,000 | $554K | new |
| NBNIOCORP DEVS LTD COM NEW | call | 82,000 | $548K | new |
| SOXXISHARES TR COM | call | 2,000 | $542K | new |
| ELFE L F BEAUTY INC STOK | put | 4,000 | $530K | new |
| VOOVVANGUARD ADMIRAL FDS INC 500 VAL IDX FD | put | 2,600 | $519K | new |
| BTUPEABODY ENGR CORP COM | put | 19,500 | $517K | -88,900 |
| HOODROBINHOOD MKTS INC COM | call | 3,600 | $515K | -2,500 |
| DECKDECKERS OUTDOOR CORP COM | put | 5,000 | $507K | new |
| TSMTAIWAN SEMICONDUCTOR MANUFAC SPONSORED ADS | put | 1,800 | $503K | -1,000 |
| ROKUROKU INC Stock | put | 5,000 | $501K | new |
| AIQGLOBAL X FDS ARTIFICIAL ETF | put | 10,100 | $499K | new |
| IGVISHARES TR SHS | put | 4,300 | $495K | 0 |
| GLWCORNING INC COM | call | 6,000 | $492K | new |
| GMEGAMESTOP CORP CL A | call | 18,000 | $491K | +1,000 |
| NKENIKE INC COM | put | 7,000 | $488K | new |
| CAVACAVA GROUP INC STOK | put | 8,000 | $483K | new |
| MSMORGAN STANLEY COM | put | 3,000 | $477K | -200 |
| CSCOCISCO SYS INC COM | put | 6,900 | $472K | -1,000 |
| UBERUBER TECHNOLOGIES INC COM | call | 4,800 | $470K | +2,600 |
| BLKBLACKROCK INC COM | put | 400 | $466K | 0 |
| DIASTATE STR SPDR DOW JONES IND UT SER 1 | put | 1,000 | $464K | new |
| HOODROBINHOOD MKTS INC COM | put | 3,200 | $458K | -700 |
| CCITIGROUP INC COM | call | 4,500 | $457K | +2,000 |
| WMWASTE MGMT INC DEL COM | put | 2,000 | $442K | +900 |
| COINCOINBASE GLOBAL INC Stock | call | 1,300 | $439K | +100 |
| AXPAMERICAN EXPRESS CO COM | put | 1,300 | $432K | +400 |
| ARMARM HOLDINGS PLC SPONSORED ADS | put | 3,000 | $424K | new |
| DVNDEVON ENERGY CORP NEW Stock | call | 12,000 | $421K | -4,000 |
| JXNJACKSON FINANCIAL INC Stock | put | 4,100 | $415K | -2,500 |
| ZMZOOM COMMUNICATIONS INC Stock | put | 5,000 | $412K | new |
| CRWVCOREWEAVE INC COM | put | 3,000 | $411K | new |
| UPSTUPSTART HLDGS INC STOK | put | 8,000 | $406K | new |
| MDTMEDTRONIC PLC COM | put | 4,200 | $400K | +300 |
| MSTRSTRATEGY INC Stock | call | 1,200 | $387K | +400 |
| GDYNGRID DYNAMICS HLDGS INC CL A | call | 50,000 | $386K | new |
| SOFISOFI TECHNOLOGIES INC Stock | call | 14,500 | $383K | new |
| CATCATERPILLAR INC COM | put | 800 | $382K | new |
| EOGEOG RES INC Stock | put | 3,400 | $381K | new |
| CRSPCRISPR THERAPEUTICS AG Stock | call | 5,800 | $376K | -800 |
| ARMARM HOLDINGS PLC SPONSORED ADS | call | 2,600 | $368K | 0 |
| APAAPA CORPORATION Stock | put | 14,600 | $354K | +500 |
| SNOWSNOWFLAKE INC Stock | call | 1,500 | $338K | +500 |
| WFCWELLS FARGO & CO COM | put | 4,000 | $335K | -2,400 |
| CROXCROCS INC Stock | put | 4,000 | $334K | new |
| CATCATERPILLAR INC COM | call | 700 | $334K | new |
| CRWVCOREWEAVE INC COM | call | 2,400 | $328K | new |
| JDJD.COM INC ADR | call | 9,300 | $325K | new |
| KVUEKENVUE INC COM | call | 20,000 | $325K | new |
| SOUNSOUNDHOUND AI INC Stock | call | 20,000 | $322K | new |
| RGTIRIGETTI COMPUTING INC Stock | put | 10,700 | $319K | new |
| CAVACAVA GROUP INC STOK | call | 5,200 | $314K | +2,400 |
| BMNRBITMINE IMMERSION TECHS INC COM NEW | call | 6,000 | $312K | new |
| IONQIONQ INC Stock | put | 5,000 | $308K | new |
| AFLAFLAC INC Stock | put | 2,700 | $302K | 0 |
| INTCINTEL CORP COM | call | 8,900 | $299K | -7,200 |
| DISDISNEY WALT CO COM | put | 2,600 | $298K | 0 |
| NVONOVO-NORDISK A S ADR | call | 5,300 | $294K | new |
| PFEPFIZER INC COM | call | 11,500 | $293K | -60,000 |
| ILMNILLUMINA INC COM | put | 3,000 | $285K | new |
| DELLDELL TECHNOLOGIES INC Stock | put | 2,000 | $284K | 0 |
| QCOMQUALCOMM INC COM | put | 1,700 | $283K | new |
| XLKSELECT SECTOR SPDR TR SHS | call | 1,000 | $282K | -1,500 |
| SCHBSCHWAB STRATEGIC TR SHS | put | 10,700 | $275K | new |
| XMTRXOMETRY INC CLASS A COM | put | 5,000 | $272K | new |
| QBTSD-WAVE QUANTUM INC COM | put | 11,000 | $272K | new |
| BMIBADGER METER INC Stock | call | 1,500 | $268K | new |
| IVVISHARES TR SHS | put | 400 | $268K | 0 |
| OGNORGANON & CO Stock | call | 25,000 | $267K | +2,500 |
| LPLALPL FINL HLDGS INC Stock | call | 800 | $266K | -800 |
| SOFISOFI TECHNOLOGIES INC Stock | put | 10,000 | $264K | new |
| BIDUBAIDU INC ADR | put | 2,000 | $264K | new |
| SMHVANECK ETF TRUST COM | call | 800 | $261K | 0 |
| SYKSTRYKER CORPORATION COM | put | 700 | $259K | -200 |
| AURAURORA INNOVATION INC Stock | call | 47,000 | $253K | +10,000 |
| HPEHEWLETT PACKARD ENTERPRISE C Stock | put | 10,200 | $251K | -23,300 |
| XOMEXXON MOBIL CORP COM | put | 2,200 | $248K | -1,200 |
| IVEISHARES TR SHS | put | 1,200 | $248K | 0 |
| EXEEXPAND ENERGY CORPORATION Stock | put | 2,300 | $244K | 0 |
| HDHOME DEPOT INC COM | put | 600 | $243K | -500 |
| GOOGLALPHABET INC COM | call | 1,000 | $243K | -600 |
| KEYKEYCORP Stock | put | 13,000 | $243K | 0 |
| ZSZSCALER INC STOK | call | 800 | $240K | new |
| SMCISUPER MICRO COMPUTER INC COM NEW | put | 5,000 | $240K | new |
| EWEDWARDS LIFESCIENCES CORP Stock | call | 3,000 | $233K | -2,000 |
| PIIPOLARIS INC Stock | put | 4,000 | $233K | new |
| LULULULULEMON ATHLETICA INC COM | call | 1,300 | $231K | new |
| SWKSSKYWORKS SOLUTIONS INC Stock | put | 3,000 | $231K | new |
| FLUTFLUTTER ENTMT PLC Stock | call | 900 | $229K | new |
| NXPINXP SEMICONDUCTORS N V Stock | put | 1,000 | $228K | 0 |
| MAMASTERCARD INCORPORATED COM | put | 400 | $228K | -100 |
| HWMHOWMET AEROSPACE INC Stock | call | 1,100 | $216K | new |
| BABOEING CO COM | call | 1,000 | $216K | new |
| SHAKSHAKE SHACK INC CL A | call | 2,300 | $215K | new |
| MRVLMARVELL TECHNOLOGY INC COM | put | 2,500 | $210K | new |
| CPERUNITED STS COMMODITY INDEX F CM REP COPP FD | put | 7,000 | $210K | 0 |
| BROSDUTCH BROS INC CL A | call | 4,000 | $209K | new |
| PATHUIPATH INC CL A | call | 15,500 | $207K | new |
| QXOQXO INC Stock | put | 10,000 | $191K | new |
| TDOCTELADOC HEALTH INC COM | call | 24,000 | $186K | +12,500 |
| QUBTQUANTUM COMPUTING INC COM | put | 10,000 | $184K | new |
| DJTTRUMP MEDIA & TECHNOLOGY GRO COM | call | 10,000 | $164K | new |
| MESOMESOBLAST LTD SPONS ADR | call | 10,000 | $161K | 0 |
| CHRSCOHERUS ONCOLOGY INC COM | call | 90,000 | $148K | +60,000 |
| GOSSGOSSAMER BIO INC Stock | call | 50,000 | $132K | +15,000 |
| PLUGPLUG PWR INC COM NEW | call | 55,000 | $128K | new |
| QSQUANTUMSCAPE CORP Stock | put | 10,000 | $123K | new |
| IBRXIMMUNITYBIO INC COM | call | 45,000 | $111K | new |
| GRABGRAB HOLDINGS LIMITED STOK | call | 16,000 | $96.3K | new |
| OPENOPENDOOR TECHNOLOGIES INC COM | call | 11,700 | $93.2K | new |
| UAMYUNITED STATES ANTIMONY CORP COM | call | 15,000 | $93K | -15,000 |
| NNOXNANO X IMAGING LTD ORD SHS | call | 20,000 | $74K | new |
| DDD3D SYS CORP DEL COMMON STOCK | call | 18,000 | $52.2K | 0 |
| VERUVERU INC COM NEW | call | 10,000 | $38K | new |
| PGENPRECIGEN INC COM | call | 10,000 | $32.9K | -5,000 |
| CRONCRONOS GROUP INC COM | call | 10,000 | $27.8K | -40,000 |
| TILRAY INCTILRAY INC COM CL 2 | call | 10,000 | $17.3K | new |
| CGCCANOPY GROWTH CORPORATION Stock | call | 10,000 | $14.6K | 0 |
Principal amounts
Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| ALBEMARLE CORPALBEMARLE CORP 7.25% DEP SHS A | principal | 23,628 | $895K | +1,133 |
| SOUTHERN COSOUTHERN CO NOTE 3.875%12/1 | principal | 89,000 | $100K | +65,000 |
| VENTAS RLTY LTD PARTNERSHIPVENTAS RLTY LTD PARTNERSHIP NOTE 3.750% 6/0 | principal | 76,000 | $97.6K | +56,000 |
| DUKE ENERGY CORP NEWDUKE ENERGY CORP NEW CONV BND | principal | 89,000 | $94.9K | +65,000 |
| ENVISTA HOLDINGS CORPORATIONENVISTA HOLDINGS CORPORATION NOTE 1.750% 8/1 | principal | 95,000 | $89.6K | +70,000 |
| PPL CAP FDG INCPPL CAP FDG INC NOTE 2.875% 3/1 | principal | 63,000 | $71.3K | +40,000 |
| UPSTART HLDGS INCUPSTART HLDGS INC NOTE 0.250% 8/1 | principal | 60,000 | $56.4K | 0 |
| DEXCOM INCDEXCOM INC NOTE 0.250%11/1 | principal | 55,000 | $54.7K | +26,000 |
| DEXCOM INCDEXCOM INC NOTE 0.375% 5/1 | principal | 53,000 | $48.3K | +27,000 |
| ALLIANT ENERGY CORPALLIANT ENERGY CORP NOTE 3.875% 3/1 | principal | 44,000 | $47.6K | +27,000 |
| MERITAGE HOMES CORPMERITAGE HOMES CORP NOTE 1.750% 5/1 | principal | 42,000 | $43K | new |
| CMS ENERGY CORPCMS ENERGY CORP NOTE 3.375% 5/0 | principal | 39,000 | $42.8K | +29,000 |
| UBER TECHNOLOGIES INCUBER TECHNOLOGIES INC NOTE 0.875%12/0 | principal | 29,000 | $42.3K | new |
| 8X8 INC NEW8X8 INC NEW NOTE 4.000% 2/0 | principal | 45,000 | $38.7K | 0 |
| COINBASE GLOBAL INCCOINBASE GLOBAL INC NOTE 0.500% 6/0 | principal | 33,000 | $37K | 0 |
| EVERGY INCEVERGY INC NOTE 4.500%12/1 | principal | 29,000 | $36.4K | new |
| PARSONS CORP DELPARSONS CORP DEL NOTE 2.625% 3/0 | principal | 24,000 | $27.4K | new |
| AMERICAN WTR CAP CORPAMERICAN WTR CAP CORP NOTE 3.625% 6/1 | principal | 27,000 | $27K | +9,000 |
| ETSY INCETSY INC NOTE 0.250% 6/1 | principal | 30,000 | $26.6K | 0 |
| EURONET WORLDWIDE INCEURONET WORLDWIDE INC NOTE 0.750% 3/1 | principal | 29,000 | $25.7K | 0 |
| BIOMARIN PHARMACEUTICAL INCBIOMARIN PHARMACEUTICAL INC NOTE 1.250% 5/1 | principal | 25,000 | $23.8K | +12,000 |
| Shopify IncShopify Inc Convertible bond | principal | 22,000 | $23K | 0 |
| GLOBAL PMTS INCGLOBAL PMTS INC NOTE 1.500% 3/0 | principal | 22,000 | $20.1K | new |
| SNAP INCSNAP INC NOTE 0.75% 08/01/2026 | principal | 17,000 | $16.4K | 0 |
| NEW MTN FIN CORPNEW MTN FIN CORP BOND | principal | 15,000 | $14.9K | new |
| ARRAY TECHNOLOGIES INCARRAY TECHNOLOGIES INC NOTE 1.000%12/0 | principal | 14,000 | $12.1K | 0 |
| EXACT SCIENCES CORPEXACT SCIENCES CORP NOTE 0.375% 3/0 | principal | 13,000 | $12K | -4,000 |
| VISHAY INTERTECHNOLOGY INCVISHAY INTERTECHNOLOGY INC NOTE 2.250% 9/1 | principal | 13,000 | $11.7K | new |
| PENN ENTERTAINMENT INCPENN ENTERTAINMENT INC NOTE 2.750% 5/1 | principal | 10,000 | $10.3K | 0 |
| DISH NETWORK CORPORATIONDISH NETWORK CORPORATION NOTE 3.375% 8/1 | principal | 10,000 | $9.74K | 0 |
| JETBLUE AIRWAYS CORPJETBLUE AIRWAYS CORP NOTE 0.500% 4/0 | principal | 10,000 | $9.67K | 0 |
| NEOGENOMICS INCNEOGENOMICS INC NOTE 0.250% 1/1 | principal | 11,000 | $9.37K | -10,000 |
| LIBERTY INTERACTIVE LLCLIBERTY INTERACTIVE LLC DEB 4.000%11/1 | principal | 23,000 | $1.82K | 0 |
Sold out in Q3 2025
Positions in the previous quarter's report that this quarter's report no longer lists.
The largest 100 of 257. All 257
| Security | Shares before | Value before | Type |
|---|---|---|---|
| HESS CORPHESS CORP | 46,759 | $6.48M | shares |
| SMART GLOBAL HLDGS INCSMART GLOBAL HLDGS INC | 316,108 | $6.26M | shares |
| FIRST TR EXCHNG TRADED FD V…FIRST TR EXCHNG TRADED FD VICONFL… | 1,265,948 | $5.3M | shares |
| ISHARES TRISHARES TR | 73,410 | $5.28M | shares |
| ACNACCENTURE PLC IRELAND | 15,400 | $4.6M | put |
| WALGREENS BOOTS ALLIANCE INCWALGREENS BOOTS ALLIANCE INC | 381,629 | $4.38M | shares |
| ANSYS INCANSYS INC | 12,340 | $4.33M | shares |
| OXFORD LANE CAP CORPOXFORD LANE CAP CORP | 917,424 | $3.85M | shares |
| PRGSPROGRESS SOFTWARE CORP | 52,014 | $3.32M | shares |
| EWKISHARES INC | 148,670 | $3.28M | shares |
| VIPER ENERGY INC-CL AVIPER ENERGY INC-CL A | 79,882 | $3.05M | shares |
| ATENA10 NETWORKS INC | 119,215 | $2.31M | shares |
| SouthState CorpSouthState Corp | 24,831 | $2.29M | shares |
| RFIXSIMPLIFY EXCHANGE TRADED FUN | 45,127 | $2.19M | shares |
| MSBIMIDLAND STATES BANCORP INC | 125,066 | $2.17M | shares |
| NUVEEN PREFERRED & INCO…NUVEEN PREFERRED & INCOME | 95,622 | $1.99M | shares |
| ARIS WATER SOLUTIONS INCARIS WATER SOLUTIONS INC | 82,952 | $1.96M | shares |
| INFORMATICA INCINFORMATICA INC | 78,729 | $1.92M | shares |
| IMXIINTERNATIONAL MONEY EXPRESS | 179,596 | $1.81M | shares |
| AMERICAN CENTY ETF TRAMERICAN CENTY ETF TR | 50,818 | $1.8M | shares |
| PSXPHILLIPS 66 | 15,000 | $1.79M | put |
| BMABANCO MACRO S A | 25,253 | $1.77M | shares |
| RINFPROSHARES TR | 53,387 | $1.75M | shares |
| TBFPROSHARES TR | 65,105 | $1.57M | shares |
| SKXSKECHERS U S A INC | 22,695 | $1.43M | shares |
| PIONEER HIGH INCOME FUND INCPIONEER HIGH INCOME FUND INC | 159,645 | $1.29M | shares |
| GLOBAL X FDSGLOBAL X FDS | 149,338 | $1.26M | shares |
| NV5 HOLDINGS, INCNV5 HOLDINGS, INC | 53,896 | $1.24M | shares |
| GGALGRUPO FINANCIERO GALICIA S.A | 23,721 | $1.2M | shares |
| BGBUNGE GLOBAL SA | 14,200 | $1.14M | put |
| PARAMOUNT GLOBALPARAMOUNT GLOBAL | 88,134 | $1.14M | shares |
| LTMLATAM AIRLINES GROUP SA | 27,603 | $1.12M | shares |
| TWFGTWFG INC | 31,837 | $1.11M | shares |
| LEGG MASON ETF INVTLEGG MASON ETF INVT | 43,224 | $1.05M | shares |
| PAMPAMPA ENERGIA SA | 15,082 | $1.05M | shares |
| CCECCAPITAL CLEAN ENERGY CARRIER | 42,963 | $1M | shares |
| REYNREYNOLDS CONSUMER PRODS INC | 46,484 | $996K | shares |
| JUNIPER NETWORKS INCJUNIPER NETWORKS INC | 24,495 | $978K | shares |
| FMSFRESENIUS MEDICAL CARE AG | 33,780 | $965K | shares |
| MANAGED PORTFOLIO SERIESMANAGED PORTFOLIO SERIES | 17,700 | $937K | shares |
| PIMCO MUN INCOME FDPIMCO MUN INCOME FD | 117,191 | $935K | shares |
| TERNTERNS PHARMACEUTICALS INC | 241,825 | $902K | shares |
| MARMARRIOTT INTL INC NEW | 3,200 | $874K | put |
| AVGOBROADCOM INC | 3,000 | $827K | call |
| BLUEPRINT MEDICINES CORPBLUEPRINT MEDICINES CORP | 6,261 | $803K | shares |
| GLOBAL MED REIT INCGLOBAL MED REIT INC | 114,314 | $792K | shares |
| PACIFIC PREMIER BANCORP INCPACIFIC PREMIER BANCORP INC | 36,983 | $780K | shares |
| FKUFIRST TR EXCH TRD ALPHDX FD | 16,440 | $771K | shares |
| ALRSALERUS FINL CORP | 33,152 | $717K | shares |
| ENTERPRISE BANCORP INC MASS…ENTERPRISE BANCORP INC MASS COM | 17,928 | $711K | shares |
| PIMCO MUN INCOME FD IIIPIMCO MUN INCOME FD III | 100,443 | $689K | shares |
| GLOBAL X FDSGLOBAL X FDS | 62,177 | $678K | shares |
| WK KELLOGG COWK KELLOGG CO | 41,671 | $664K | shares |
| WDAYWORKDAY INC | 2,700 | $648K | put |
| RIGTRANSOCEAN LTD | 246,500 | $638K | put |
| LUCID GROUP INCLUCID GROUP INC | 299,797 | $633K | shares |
| MAG SILVER CORPMAG SILVER CORP | 29,612 | $626K | shares |
| AMERICAN CENTY ETF TRAMERICAN CENTY ETF TR | 13,063 | $621K | shares |
| LINELINEAGE INC | 14,087 | $613K | shares |
| BRYBerry Corp | 218,278 | $605K | shares |
| PHRPHREESIA INC | 20,714 | $590K | shares |
| GOGOGOGO INC | 39,807 | $584K | shares |
| MCDMCDONALDS CORP | 2,000 | $584K | call |
| CRCLCIRCLE INTERNET GROUP INC | 3,200 | $580K | put |
| GDXVANECK ETF TRUST | 10,000 | $521K | call |
| PARAMOUNT GLOBALPARAMOUNT GLOBAL | 22,675 | $520K | shares |
| GLDSPDR GOLD TR | 1,700 | $518K | put |
| OLO INCOLO INC | 58,220 | $518K | shares |
| PEBBLEBROOK HOTEL TRPEBBLEBROOK HOTEL TR | 28,900 | $507K | shares |
| ZIMVIE INCZIMVIE INC | 52,795 | $494K | shares |
| NUSNU SKIN ENTERPRISES INC | 61,127 | $488K | shares |
| KRUSKURA SUSHI USA INC | 5,666 | $488K | shares |
| BCHPPRINCIPAL EXCHANGE TRADED FD | 12,922 | $473K | shares |
| SUNRISE COMMUNICATIONS AGSUNRISE COMMUNICATIONS AG | 8,270 | $468K | shares |
| IPXIPERIONX LTD | 14,350 | $452K | shares |
| INVESTMENT MANAGERS SER TR IINVESTMENT MANAGERS SER TR I | 21,380 | $446K | shares |
| DFINDONNELLEY FINL SOLUTIONS INC | 7,008 | $432K | shares |
| SPYGSPDR SERIES TRUST | 4,500 | $429K | call |
| SITIO ROYALTIES CORPSITIO ROYALTIES CORP | 23,320 | $429K | shares |
| ADBEADOBE INC | 1,100 | $426K | put |
| RICKRCI HOSPITALITY HLDGS INC | 11,163 | $426K | shares |
| LEGG MASON ETF INVTLEGG MASON ETF INVT | 20,839 | $421K | shares |
| EQNREQUINOR ASA | 16,500 | $415K | put |
| PYPLPAYPAL HLDGS INC | 5,400 | $401K | put |
| BNOUNITED STS BRENT OIL FD LP | 13,743 | $401K | shares |
| APDAIR PRODUCTS AND CHEMICALS I | 1,400 | $395K | put |
| BMYBRISTOL-MYERS SQUIBB CO | 8,500 | $393K | put |
| RBUFINNOVATOR ETFS TRUST | 14,352 | $393K | shares |
| MARAMARA HOLDINGS INC | 25,000 | $392K | put |
| GSKGSK PLC | 10,200 | $392K | put |
| PIEQPRINCIPAL EXCHANGE TRADED FD | 13,360 | $390K | shares |
| VISTVISTA ENERGY S.A.B. DE C.V. | 7,686 | $367K | shares |
| CHAMPIONX CORPORATIONCHAMPIONX CORPORATION | 14,520 | $361K | shares |
| TRIUMPH GROUP INC NEWTRIUMPH GROUP INC NEW | 13,932 | $359K | shares |
| RAREULTRAGENYX PHARMACEUTICAL IN | 9,840 | $358K | shares |
| ETNEATON CORP PLC | 1,000 | $357K | call |
| CRWDCROWDSTRIKE HLDGS INC | 700 | $357K | call |
| BMRCBANK OF MARIN BANCORP | 15,555 | $355K | shares |
| EFOREVERFORTH INC | 7,011 | $350K | shares |
| ATEXANTERIX INC | 13,640 | $350K | shares |
How Q3 2025 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001403438-25-000006 | base | 2025-11-12 | acceptance time not in the bulk data set |